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Pretoria, 26 March 2010Maart
2 No.33052 GOVERNMENT GAZETTE, 26 MARCH 2010
IMPORTANT NOTICE
The Government Printing Works will not be held responsible for faxed documents not received dueto errors on the fax machine or faxes received which are unclear or incomplete. Please be advisedthat an "OK" slip, received from a fax machine, will not be accepted as proof that documents werereceived by the GPW for printing. If documents are faxed to the GPW it will be the sender's responsibility to phone and confirm that the documents were received in good order.
Furthermore the Government Printing Works will also not be held responsible for cancellations andamendments which have not been done on original documents received from clients.
CONTENTS e INHOUD
No.
BOARD NOTICES
Page GazetteNo. No.
39 Financial Advisory and Intermediary Services Act (37/2002): Financial Servlces Board: Suspension of authorisations
40 do.: do.: Withdrawal of authorisation .
41 do.: do.: Lifting of suspensions .
42 do.: do.: Provisional withdrawal of authorisations .
43 do.: do.: Notice on amendments of exemptions .44 do.: do.: Amendment notice on the Determination of Qualifying Criteria and Qualifications for Financial Services
Providers, 2008 .
45 do.: do.: Exemption of Deutsche Bank (Maurituis) Limited .
3 33052
4 33052
6 33052
7 33052
8 33052
9 33052
90 33052
STAATSKOERANT, 26 MAART 2010
BOARD NOTICES
BOARD NOTICE 39 OF 2010
FINANCIAL SERVICES BOARD
FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002(ACT NO. 37 OF 2002)
SUSPENSION OF AUTHORISATIONS
No.33052 3
I, German Emmanuel Anderson, the Deputy Registrar of Financial Services Providers, herebymake known under section 9(2)(d) of the Financial Advisory and Intermediary Services Act,2002 (Act No. 37 of 2002), that I have suspended under section 9(1) of the Act the licences ofthe following Licensees with effect from the respective dates referred hereunder:
Licensee FSP Effective DateNo.
9 Twentyfour Financial Services (Pty) Ltd 25422 4 August 2009
Alida Jacobs t/a Shalom Alijac Funeral Fund 16101 11 February 2010
Clinton Saaiman t/a CCS Motors 25987 8 July 2009
Dalys Hewlett and Associates (Pty) Ltd 9304 14 August 2009
Devan Sagadevan Govender t/a Devan Govender & Associates 22260 22 February 2010
EOSFIN (Pty) Ltd 11276 24 August 2009
FCS Koekemoer & F Holtzhauzen Va 40 Wealth 12643 2 November 2009
HJB Erasmus BK Va H& H Makelaars 8935 29 October 2009
Ivan Jacobus Thyssen Va Iwill Undertakers 14691 17 August 2009
Judith l\lobuhle Khoza 22514 10 September 2009
Roger WileD 117 CC t/a Augusta Motors 26399 9 February 2010
Southern Financial Planners CC 33074 10 September 2009
Yolande van Wyk 25826 17 September 2009
Z Mkize t/a Zandile Mkize Brokers 22158 30 September 2008
The terms attached to the suspension are as follows:
(a) The Licensees are prohibited from concluding any new business;(b) The Licensees must inform all affected clients and product suppliers concerned that
their licences have been suspended, and the Registrar must be copied with suchcorrespondence;
(c) The Licensees must, in consultation with clients and product suppliers concerned,take reasonable steps to ensure that any outstanding business is transferred toanother licensed financial services provider in the best interest of clients, and mustadvise the Registrar of Financial Services Providers accordingly;
(d) The suspension of the Licensees will endure for a period of three months after theeffective date, where after the Registrar will either lift the suspension if satisfied thatthe Licensees comply with the requirements of the Act, or withdraw the Licenseeslicenses if not so satisfied.
This Notice is called the Notice on Suspension of Authorisations, No. 1 of 2010.
~G EANDERSONDeputy Registrar of Financial Services Providers
4 No.33052 GOVERNMENT GAZETTE, 26 MARCH 2010
BOARD NOTICE 40 OF 2010
FINANCIAL SERVICES BOARD
FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002(ACT NO. 37 OF 2002)
WITHDRAWAL OF AUTHORISATIONS
I, German Emmanuel Anderson, the Deputy Registrar of Financial Services Providers,hereby make known under section 9(2)(d) of the Financial Advisory and IntermediaryServices Act, 2002 (Act No. 37 of 2002), that I have withdrawn under section 9(1) of the Actthe licences of the following Licensees with effect from the respective dates referredhereunder:
LicenseeFSP
Effective DateNo.
A1 Financial Planning CC VaA-Sure Financial Planning 39301 11 November 2009
Abdullah Dawood Khan 4003 2 November 2009
All Weather Capital CC 17528 09 January 2010
Arxcis Financial Services CC 28442 12 June 2009
B & T Funeral Brokers CC Va Constantia Funeral Brokers 36725 8 April 2009
Bernice Bernita Beryl Adams Va Bernice BB Adams 27181 7 April 2009
Bohlale Financial Services (Pty) Ltd 26500 17 March 2010
Bridge Brokerage (Pty) Ltd 17585 24 August 2009
Brookfield Investments 189 (Pty) Ltd 23214 11 August 2009
D Dolphins Funeral Services CC t/a The Dolphins Funeral 26198 4 September 2009Services
Divine Asset Management (Pty) Ltd 790 9 September 2009
Edwabond Capital Options (Pty)Ltd 31990 05 March 2010
EOSFIN (Pty) Ltd 11276 13 November 2009
Francois Arnoldus van der Merwe Va Enigma Financial 7919 14 October 2009Planning CC
Gert Jacobus Dreyer Va Save & Sure Brokers 14920 12 October 2009
Hermanus Adrian Combrink 3132 12 January 2009
HJB Erasmus BK Va H&H Makelaars 8935 16 March 2010
Imraan Amod Va M & I Consulting 20281 14 December 2010
Insignya Financial Services (Pty) Ltd 11975 25 August 2009
J Geldenhuys Va Belfa Insurance Brokers 209 2 March 2009
Kadebona Songo Va Songo Insurance Broking 12504 9 July 2009
Keewave Trading 242 CC 23165 4 March 2009
STAATSKOERANT, 26 MAART 2010 NO.33052 5
Key Spirit Trading 301 CC t/a Auto Invest 19127 11 March 2009
Lagerskraal Makelaars BK Va Lizmar Makelaars 6337 4 September 2009
Leonita Josephine Sturm 19152 14 September 2009
Makaza Auto Traders CC 34515 9 JUly 2009
Marnelda Trust Va Marnelda Trust Brokers 20714 24 August 2009
Martin Badenhorst 6135 22 February 2010
MJCM Professional Assurance Brokers CC 4096 2 November 2009
Octo Trading178 CC t/a MDP Brokers 17665 22 February 2010
QDLE Legal and Financial Services CC 20596 6 November 2009
Quantum Portfolio's CC 18585 13 March 2009
Roychund Singh Va Kwazulu Natal Financial Services 2323 8 February 2010
Sakhiwo David Mangquku 20490 11 Decem ber 2009
Sarel Johannes van der Walt Va Van der Walt & 25612 9 July 2009Associates
Sean Brian Peterson 12020 2 November 2009
Sedgefield Administrator CC Va Sedqefield Consulting 14858 7 September 2009
Sedgefield Administrator CC Va Sedgefield Consulting 14858 7 September 2009
SMG Insurance Services (Pty}Ltd 18327 5 March 2010
Tax &Finance Management CC 8078 27 November 2009
Ultracare Medical CC 13888 14 August 2009
Vinesh Whotho Maharaj Va Vinesh Maharaj &Associates 8608 3 March 2010
Vision Healthcare and Employee Benefits (Pty) Ltd 23354 15 May 2009
Wesley Drake Securities (Pty) Ltd 14278 10 June 2009
Wolkberg Makelaars BK 19159 5 January 2010
Zandile Mkhize Va Zandile Mkhize Brokers 22158 11 August 2009
Zeroth Thanda Nxumalo Va Multi Payouts Investment 21959 26 January 2010Broker
This Notice is called the Notice on Withdrawal of Authorisations, No.1 of 2010.
G EANDERSONDeputy Registrar of Financial Services Providers
6 No.33052 GOVERNMENT GAZETTE, 26 MARCH 2010
BOARD NOTICE 41 OF 2010
FINANCIAL SERVICES BOARD
FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002(ACT NO. 37 OF 2002)
LIFTING OF SUSPENSIONS
I, German Emmanuel Anderson, the Deputy Registrar of Financial Services Providers,hereby make known under section 9(2)(b) of the Financial Advisory and IntermediaryServices Act, 2002 (Act No. 37 of 2002), that I have lifted the suspensions of thefollowing Licensees with effect from the respective dates referred hereunder:
Licensee FSP No. Effective Date
AJG Brokers CC 14209 06 August 2009
Dalys Hewlett and Associates (Pty) Ltd 9304 25 January 2010
Devan Sagadevan Govender t/a Devan Govender & 22260 17 March 2010Associates
Judith Nobuhle Khoza 22514 3 November 2009
Solutrade 21 CC t/a Fritz Consulting 19900 31 August 2009
This Notice is called the Notice on Lifting of Suspensions, No. 1 of 2010.
G EANDERSONDeputy Registrar of Financial Services Providers
STAATSKOERANT. 26 MAART 2010
BOARD NOTICE 42 OF 2010
FINANCIAL SERVICES BOARD
No.33052 7
FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002(ACT NO. 37 OF 2002)
PROVISIONAL WITHDRAWAL OF AUTHORISATIONS
I, German Emmanuel Anderson, the Deputy Registrar of Financial ServicesProviders, hereby make known under section 9(3)(b), of the Financial Advisory andIntermediary Services Act, 2002 (Act No. 37 of 2002), that I have provisionallywithdrawn the licences of the following Licensees with effect from the respectivedates referred hereunder:
Licensee FSP Effective DateNo.
Afcapital (Pty) Ltd t/a In the Black 25063 18 February 2010
MJCIVI Professional Assurance Brokers CC 4096 10 September 2009
Solomon Marais Zietsman 13258 06 January 2010
This Notice is called the Notice on Provisional Withdrawal of Authorisation, No. 1 of2010.
G EANDERSONDeputy Registrar of Financial Services Providers
8 No.33052 GOVERNMENT GAZETTE, 26 MARCH 2010
BOARD NOTICE 43 OF 2010
FINANCIAL SERVICES BOARD
FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002(ACT NO. 37 OF 2002)
NOTICE ON AMENDMENT OF EXEMPTIONS
I, German Emmanuel Anderson, Deputy Registrar of Financial Services Providers,hereby under paragraph 4(a) of-
(a) the Exemption of Banks in respect of Certain clients, 2004;
(b) the Exemption of Morgan Stanley and AMB Holdings in respect of CertainClients, 2004;
(c) the Exemption of UBS South Africa and Deutsche Securities in respect ofCertain Clients, 2007;
(d) the Exemption of First Africa and RMB Investments and Advisory in respectof Certain Clients, 2008;
(e) the Exemption of Nomura International in respect of Certain Clients, 2009;
(f) the Exemption of certain Merrill Lynch Entities in respect of Certain Clients,2009;
(g) the Exemption of Goldman Sachs International in respect of Certain Clients,2009,
amend paragraph 3 of the abovementioned Exemptions by the substitution for thedate "30 April 2010" of the date "30 April 2011".
This Notice is called the Notice on Amendment of Exemptions, 2010, and comes intooperation on 1 May 2009.
G EANDERSONDeputy Registrar ofFinancial Services Providers
STAATSKOERANT, 26 MAART 2010
BOARD NOTICE 44 OF 2010
FINANCIAL SERVICES BOARD
FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002(ACT NO 37 OF 2002)
No.33052 9
AMENDMENT NOTICE ON THE DETERMINATION OF QUALIFYING CRITERIA ANDQUALIFICATIONS FOR FINANCIAL SERVICES PROVIDERS, 2008
I, German Emmanuel Anderson, the Deputy Registrar of Financial Services Providers,after consultation with the Advisory Committee on Financial Services Providers, herebyunder paragraph 5(1)(a) of Part V of the Determination of Fit and Proper Requirementsfor Financial Services Providers, 2008, amend Annexure 2 to the Notice on theDetermination of Qualifying Criteria and Qualifications for Financial Services Providers,Number 1 of 2008, as set out in the Schedule to this Notice.
This Notice is called the Amendment Notice on the Determination of Qualifying Criteriaand Qualifications for Financial Services Providers, No. 1 of 2010.
GE ANDERSON,Deputy Registrar ofFinancial Services Providers
10 No.33052 GOVERNMENT GAZETTE, 26 MARCH 2010
SCHEDULE
AMENDMENTS NOTICE ON THE DETERMINATION OF QUALIFYING CRITERIAAND QUALIFICATIONS FOR FINANCIAL SERVICES PROVIDERS, 2008
1. Definition
In this Schedule ''the Notice" means the Notice on the Determination of QualifyingCriteria and Qualifications for Financial Services Providers, Number 1 of 2008, aspublished by Board Notice 105 of 2008 in Government Gazette No. 31514 of15 October 2008.
2. Amendment of the index of Annexure 2 to the Notice
Annexure 2 of the Schedule to the Notice is hereby amended by the substitution ofthe index of Annexure 2 for the following:
"ANNEXURE 2: QUALIFICATIONS LISTSECTiON 1 ..............................•.•..............................................................................2List 1: Qualifications recognised for Category I FSPs ..••....••.••.•........••..•......••...••..••..2List 2: Specified subject(s) / module(s) / unit standard(s) based qualifications
recognised for Category I FSPs •......••••.•....•••••........•••.•....•.......•..........••.......28List 3: Qualifications recognised for Category I FSPs for the transitional period
only ..........•......•..••.....•..•••••........•••.•...••..•...••.••...•.•.••.....•..•••••••••.•.••••.••.••••...••29
SECTION 2: •..•.•.••...•.••••..••..•..•.••.•....•...••.....••.•••......•••.••.....•..•..••..........••.....•........••.31List 4: Qualifications recognised for Category II &IIA FSPs 31
SECTION 3: .....•.••......•.•••••....••.••.••.•......•...•••........••...........•........................•.••........•48List 5: Qualifications recognised for Category III FSPs .••.••..........••••.••......••••.•......••48List 6: Qualifications recognised for Category III FSPs for the transitional
period only ....•.•.•...••....•••............•...................•........••.............................•...•.64
SECTION 4: 66List 7: Qualifications recognised for Category IV FSPs•...........•................••••......•...66List 8: Specified subject(s) / module(s) / unit standard(s) based qualifications
recognised for Category IV FSPs 79List 9: Qualifications recognised for Category IV FSPs for the transitional
period only .••..•.••.•.•....•.••••.•.•.......•••.•.....••••..•.............••.............•...........•••••• 80~
3. Amendment of Annexure 2 to the NoticeAnnexure 2 of the Schedule to the Notice is hereby amended by the substitution forAnnexure 2 of the following Annexure:
2
ANNEXURE 2: LIST OF RECOGNISED QUALIFICATIONS
SECTION 1
List 1: Qualifications recognised for Category I FSPs
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Qualification title 10 CD Cil Category INo. < Co~ ii
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
Higher Certificate in FSB - - G G G G G G G G G G G G G G G G G G G -Financial Markets and 028Instruments (HistoricalQualification)National Certificate: 14653 2 120 S - - - - - - - - - - - - - - - - - S -InsuranceAdministration
National Certificate: 48783 2 120 G - - - - - - - - - - - - - - - - - G -Financial Services
Further Education and 20185 4 120 S S S G G S G - - - - - - G - G S S G -Training Certificate:Banking
National Certificate: 20638 4 120 - - - - - - - - - - - - - G - - - - - -Collective InvestmentSchemes
National Certificate: 20639 4 120 - - - - - - - - - - - - - - - S - - - -Healthcare BenefitsAdministration: ClaimsAssessina
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
Certificate: Financial 21166 4 120 S G S S G G G G G G G G G G G G S S S -Products
National Certificate: 21796 4 120 - S . - - S - - - - - - - - - - - - -Short-term Insurance
National Certificate: 24396 4 140 - G - - - S - - - - - - - - - - - - - -Risk Management
National Certificate: 48640 4 150 G - G G - - - - - - - - - - - - - - G -Financial ServicesManagement
Further Education and 49356 4 150 - - - - - - - - - - - - - - - S - - - --Training Certificate:Medical ClaimsAssessingFurther Education and 49649 4 140 G G S G G G G G G G G G G G G G G G G GTraining Certificate:Long-term Insurance
Further Education and 49835 4 140 - G G - - G - - - - - - - - - - - - -Training Certificate: /Retail Insurance 66609Further Education and 49929 4 150 G S - - - S - - - - - - - - - - G G GTraining Certificate: /Short~ermlnsurance 66610
Further Education and 57613 4 160 - S - - - S - - - - - - - - . - - - -Training Certificate:Short-term RiskManagement
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Further Education and 57917 4 150 G . G - - - - - - - - - . - - - - - GTraining Certificate: /Wealth Management 66613Diploma in Business FSB 5 N/A G G G G G G G G G G G G G G G G G G G GManagement (Historical 041Qualification)
Associateship FSB 5 N/A G G G G G G G G G G G G G G G G G G G GCertificate: Building 042Societies Institute ofSouth Africa (HistoricalQualification)National Higher 1213 5 240 G G G G G G G G G G G G G G G G S S G GCertificate: Banking
National Certificate: 1217 5 120 G G G G G G G G G G G G G G G G S S G GBanking
Diploma: Investment 3139 5 240 G G G G G G G G G G G G G G G G G G G GManagement
Diploma: Road 3215 5 240 - G - - . G - - . - - - - - - - - - - -Transport ManagementFreight
liSA Programme: Life 7150- 5 120 G . G G G - G G G G G G G G - - - - G GInsurance 1
Certificate: Banking 11541 5 120 G G G G G G G G G G G G G G G G G G G G
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
Diploma: Banking 14373 5 384 G G G G G G G G G G G G G G G G G G G G
Certificate in 17001 5 120 G G G G G G G G G G G G G G G G G G G GManagement andLeadership (CML)
National Certificate: 20186 5 120 G G G G G G G G G G G G G G G G G G G GBanking /
61589Diploma: Treasury: 20334 5 240 G G G G G G G G G G G G G G G G G G G GInternational Banking
Diploma: Accounting 20402 5 252 G G G G G G G G G G G G G G G G G G G G
Technician
Higher Certificate: 20411 5 120 G S G G G S G G G G G G G G - - - - G GShort-term Insurance
Higher Certificate: 20411 5 120 G - G - G - G G G G G G G G - - - - G -Long-term Insurance
Certificate: Banking 21164 5 120 G G G G G G G G G G G G G G G G G G G G
Certificate: 22151 5 120 G G G G G G G G G G G G G G G G G G G GManagementDevelopment
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1 2 3 4 5 6 7 8 9 10 1"1 12 13 14 15 16 17 18 19 KI
National Certificate: 22452 5 120 - - - - - - - - - . - - - - - - - - - GBusiness Studies
Certificate: Local 23616 5 120 G G G G G G G G G G G G G G G G G G G GGovernment
National Certificate: 23973 5 120 G G G G G G G G G G G G G G G G G G G GWealth Management
Advanced Certificate: 24356 5 284 - - - - - G - - - - - - - - - - - - - -International Trade(Exports/Imports)iACmCertificate: Practical 36047 5 163 G G G G G G G G G G G G G G G G G G G GManagement
Certificate: Banking 48533 5 120 G G G G G G G G G G G G G G G G G G G GServices Advice
National Diploma: 49860 5 245 G G G G G G G G G G G G G G G G G G G GFinancial Services LongTerm Risk Assessment
National Certificate: 57608 5 120 G G G G G G G G G G G G G G G G G G G GWealth Management
Certificate: Banking 57639 5 120 G G G G G G G G G G G G G G G G G G G G(Financial Services) /
62794
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
National Certificate: 57918 5 120 . G . . - G - . . . . . . - . . - - . .Short Term Insurance
Certificate: Financial 57998 5 120 S G S S S G S G G G G G G S G G S S S GPlanning /
62810National Certificate: 58002 5 131 G G G G G G G G G G G G G G G G G G G GBanking Services /Advice 62811Diploma: Business 58341 5 240 G G G G G G G G G G G G G G G G G G G GManagement
National Certificate: 59201 5 162 G G G G G G G G G G G G G G G G G G G GGeneric Management
Registered Financial 59234 5 120 G G G G G G G G G G G G G G G G G G G GPlanner (RFpTM)
Certificate: Technology 59449 5 120 G G G G G G G G G G G G G G G G G G G GManagement &Innovation
Certificate: Bank Credit 59829 5 120 G G G G G G G G G G G G G G G G G G G G/62813
National Certificate: 61529 5 120 . G - - . G - - - . . - . - - . - - - -Loss Adjusting
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Qualification title 10 III ii3 Category INo. < Q.
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
National Certificate: 61589 5 120 G G G G G G G G G G G G G G G G G G G GBanking
Certificate: 62269 5 120 G G G G G G G G G G G G G G G G G G G GManagementDevelopment
Certificate: Sales: 65170 5 120 G G G G G G G G G G G G G G G G G G G -Banking Services
Bachelor of Commerce: FSB 6 360 G G G G G G G G G G G G G G G G G G G GGeneral 029University of TranskeijWalter Sisulu UniversityNational Diploma: 961 6 360 G G G G G G G G G G G G G G G G G G G GEconomic ManagementAnalysis
National Diploma: 977 6 360 G G G G G G G G G G G G G G G G S S G GBanking
National Diploma: Cost 1061 6 360 G G G G G G G G G G G G G G G G G G G Gand ManagementAccounting
National Diploma: 2165 6 360 G G G G G G G G G G G G G G G G G G G GInternal Auditing
Bachelor of Agricultural 2483 6 384 G G G G G G G G G G G G G G G G G G G GManagement
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
Bachelor of Accounting 2549 6 384 G G G G G G G G G G G G G G G G G G G G
Bachelor of Social 2961 6 384 G G G G G G G G G G G G G G G G G G G GScience
Bachelor of Commerce: 3095 6 432 G G G G G G G G G G G G G G G G G G G GAccounting
Bachelor of Commerce: 3117 6 432 G G G G G G G G G G G G G G G G G G G GFinance
Bachelor of Commerce: 3255 6 432 G G G G G G G G G G G G G G G G G G G GIndustrial Psychology
Bachelor of Commerce: 4427 6 432 G G G G G G G G G G G G G G G G G G G GEconomics and Law
Bachelor of Commerce: 4737 6 432 G G G G G G G G G G G G G G G G G G G GAccounting
Bachelor of Accounting 5535 6 408 G G G G G G G G G G G G G G G G G G G GScience
Bachelor of Commerce 5563 6 384 G G G G G G G G G G G G G G G G G G G G
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
Baccalaureas 5997 6 432 G G G G G G G G G G G G G G G G G G G GProcurationis
Bachelor of Commerce 6153 6 360 G G G G G G G G G G G G G G G G G G G G
Bachelor of Laws/ 6875/ 6 360 G G G G G G G G G G G G G G G G G G G GBachelor Legum 6877/
Bachelor of Commerce: 7039 6 430 G G G G G G G G G G G G G G G G S S G GBanking
Bachelor of Commerce: 7263 6 360 G G G G G G G G G G G G G G G G G G G GEconomics
Bachelor of 7333 6 360 G G G G G G G G G G G G G G G G G G G GAdministration
Bachelor of Commerce 7849 6 360 G G G G G G G G G G G G G G G G G G G G
Bachelor of Commerce: 7895 6 360 G G G G G G G G G G G G G G G G G G G GMonetary Economics
Bachelor of Commerce 8543 6 536 G G G G G G G G G G G G G G G G G G G G
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
Bachelor of Economics 8613 6 536 G G G G G G G G G G G G G G G G G G G G
Bachelor of Law 8877 6 480 G G G G G G G G G G G G G G G G G G G G
Bachelor of Commerce 9843 6 360 G G G G G G G G G G G G G G G G G G G G
Bachelor of Commerce: 9878 6 360 G G G G G G G G G G G G G G G G G G G GLaw
Bachelor of Banking 14375 6 504 G G G G G G G G G G G G G G G G G G G G
Bachelor of Commerce: 14779 6 384 G G G G G G G G G G G G G G G G G G G GAccountancy
Bachelor of Commerce: 14780 6 416 G G G G G G G G G G G G G G G G G G G GAccounting
Bachelor of Commerce 15147 6 360 G G G G G G G G G G G G G G G G G G G G
Bachelor of Commerce 15337 6 384 G G G G G G G G G G G G G G G G G G G G
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
Bachelor of 15506 6 384 G G G G G G G G G G G G G G G G G G G GAccountancy
Bachelor of Commerce: 15594 6 369 G G G G G G G G G G G G G G G G G G G GLaw
Bachelor of Science: 16253 6 384 G G G G G G G G G G G G G G G G G G G GActuarial Science
Bachelor of Commerce: 16386 6 473 G G G G G G G G G G G G G G G G G G G GInvestmentManagement
Bachelor of Commerce: 16441 6 421 G G G G G G G G G G G G G G G G G G G GAgribusinessManagement
Bachelor of Commerce: 16912 6 536 G G G G G G G· G G G G G G G G G G G G GGeneral Management
Bachelor of Commerce: 16913 6 536 G G G G G G G G G G G G G G G G G G G GBanking
Bachelor of Commerce: 16915 6 536 G G G G G G G G G G G G G G G G G G G GMarketing
Bachelor of Commerce: 16927 6 568 G G G G G G G G G G G G G G G G G G G GAgricultural Economics
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Diploma in 16991 6 360 G G G G G G G G G G G G G G G G G G G GManagementLeadership (DML)
Bachelor of Commerce: 19584 6 386 G G G G G G G G G G G G G G G G G G G GAccounting Sciences
Bachelors of 19587 6 370 G G G G G G G G G G G G G G G G G G G GCommerce:Management Sciences
Bachelor of Economics: 19592 6 370 G G G G G G G G G G G G G G G G G G G GEconomics andManagement
Bachelor of Military 19669 6 360 G G G G G G G G G G G G G G G G G G G GScience
Diploma: Insurance 20412 6 120 G - G G G - G - - - - - - - - - - - G(Specialisation in Long-term insurance)
Diploma: Insurance 20412 6 120 - G - - - G - - - . - - - - - - - - - -(Specialisation in Short-term insurance)
Bachelor of Arts (Law) 23375 6 360 G G G G G G G G G G G G G G G G G G G G
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Diploma: Accounting & 24326 6 360 G G G G G G G G G G G G G G G G G G G GBusiness Administration
Diploma: Marketing 24327 6 350 G G G G G G G G G G G G G G G G G G G G
Diploma: Management 35957 6 420 G G G G G G G G G G G G G G G G G G G G
Certificate: Business 36045 6 120 G G G G G G G G G G G G G G G G G G G GManagement
National Certificate: 50481 6 120 G G G G G G G G G G G G G G G G G G G GFinancial Markets &Instruments
Bachelor of Commerce: 58005 6 363 G G G G G G G G G G G G G G G G G G G GBanking Management
National Diploma: 57222 6 240 G G G G G G G G G G G G G G G G G G G GManagement(Accountancy)
National Certificate: 57695 6 120 G G G G G G G G G G G G G G G G G G G GFinancial Planning I
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Associate Financial 59233 6 120 G G G G G G G G G G G G G G G G G G G GPlanner (AFpTM)
Higher Diploma: 59830 6 240 G G G G G G G G G G G G G G G G G G G GBanking
Bachelor in Business 59850 6 360 G G G G G G G G G G G G G G G G G G G GAdministration
Advanced Diploma: 62270 6 120 G G G G G G G G G G G G G G G G G G G GManagement
Bachelor of Commerce: 62812 6 363 G G G G G G G G G G G G G G G G G G G GBanking Management
Higher diploma: 62814 6 240 G G G G G G G G G G G G G G G G G G G GBanking
National Diploma: 65306 6 360 G G G G G G G G G G G G G G G G G G G GMarketing
National Diploma: Cost 72220 6 360 G G G G G G G G G G G G G G G G G G G Gand ManagementAccounting
National Diploma in 72610 6 360 G G G G G G G G G G G G G G G G G G G GManagement
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Registered Persons FSB 6 N/A G G G G G G G S G G G G G G G G G G G GExam: Specialisation 030in the Equity Market
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Registered Persons FSB 6 N/A G G G G G G G G G G G S G G G G G G G GExam: Specialisation 031in the Bond Market(Compliance):• Must include the
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Registered Persons FSB 6 N/A G G G G G G G G G S G S G G G G G G G GExam: Specialisation 032in the Bond Market(Trader)• Must include the
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Registered Persons FSB 6 N/A G G G G G G G G G G S G S G G G G G G GExam: Specialisation 033in the FuturesMarket:• Must include the
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Registered Persons FSB 6 N/A G G G G G G G G G G G G S G G G G G G GExam: Specialisation 035in the CurrencyDerivatives Market(Advice):
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Registered Persons FSB 6 N/A G G G G G G G G G G G G S G G G G G G GExam: Specialisation 036
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Registered Persons FSB 6 N/A G G G G G G G G G G G G G G S G G G G GExam: Specialisation 037in the Foreign
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Registered Persons FSB 6 NjA G G G G G G G G S G G G G G G G G G G GExam: Specialisation 038in the Money Market:• Must include the
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Registered Persons FSB 6 NjA G G G G G G G G G G G G G G G G G G G GExam: Agricultural 039Products .· Must include the
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liSA Programme in FSB 6 120 G G - G G - G - - - - - - - - - - - G GAdvance Insurance 043Practice: PensionsliSA Programme in FSB 6 120 G G G G G G - - - - - . - - - - - - G GAdvance Insurance 044Practice: Short terminsuranceliSA Programme in FSB 6 120 G G G G - G - - - - - - - - - - - - G GAdvance Insurance 045Practice: Long terminsurance
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Bachelor of Commerce:Financial Planning
Bachelor of Technology:Banking
Bachelor of Technology:Marketing
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Postgraduate Diploma:Finance Banking andInvestmentManaaementBachelor of CommerceHonours: Accounting
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1 2 3 4 5 6 7 8 9 10 "11 12 13 14 15 16 17 18 19 KI
Bachelors of Commerce 3095 7 120 G G G G G G G G G G G G G G G G G G G GHonours: Accounting
Bachelor of Commerce 3137 7 160 G G G G G G G G G G G G G G G G G G G GHonours: InvestmentManagement
Bachelor of Business 4403 7 576 G G G G G G G G G G G G G G G G G G G GScience: Allspecialisations
Bachelor of Business 4411 7 576 G G G G G G G G G G G G G G G G G G G GScience: ActuarialScience
Postgraduate Diploma: 5191 7 120 G G G G G G G G G G G G G G G G G G G GAccounting
Bachelor of Laws! 6015 7 480 G G G G G G G G G G G G G G G G G G G GBachelor Legum
ICSA Programme in 7110- 7 96 G G G G G G G G G G G G G G G G G G G GStrategic Management 2and CorporateGovernanceBachelor of Commerce 7215 7 200 G G G G G G G G G G G G G G G G G G G GHonours: Banking
Postgraduate 14547 7 240 G G G G G G G G G G G G G G G G G G G GCertificate: AdvancedTaxation
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
Bachelor of Business 14784 7 544 G G G G G G G G G G G G G G G G G G G GScience: Economics
Bachelor of Arts 14860 7 160 G G G G G G G G G G G G G G G G G G G GHonours: InternationalTrade and Finance
Bachelor of Business 15370 7 150 G G G G G G G G G G G G G G G G G G G GManagement andAdministration Honours
Bachelor of Commerce 15415 7 160 G G G G G G G G G G G G G G G G G G G GHonours: InternationalTrade and Finance
Bachelor of Arts 15475 7 160 G G G G G G G G G G G G G G G G G G G GHonours: Trade andDevelopment
Post Graduate Diploma: 15497 7 120 G G G G G G G G G G G G G G G G G G G GManagement FinancialAccounting
Bachelor of Commerce 16400 7 180 G G G G G G G G G G G G G G G G G G G GHonours: FinancialManagement Sciences
Bachelor of Commerce 16486 7 160 - - - - - G - - - - .. - - - - - - - - -Honours: AgribusinessManagement
Bachelor of Commerce 16955 7 120 G G G G G G G G G G G G G G G G G G G GHonours: InvestmentManagement
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Bachelor in 16994 7 120 G G G G G G G G G G Gi G G G G G G G G GManagement /36Leadership (BML) 0Bachelor of Commerce 18974 7 160 G G G G G G G G G G Gi G G G G G G G G GHonours: FinancialManagement
Bachelor of Commerce 19960 7 120 G G G G G G G S S S S S S S G G G G G GHonours: FinancialAnalysis and PortfolioManaoementBachelor of Commerce 19962 7 120 G G G G G G G G G G Gi G G G G G G G G GHonours: FinancialManagement
Advanced Diploma: 20351 7 120 G G G G G G G G G G G G G G G G G G G GInsurance Management
Post-Graduate Diploma: 20391 7 240 G G G G G G G G G G G G G G G G G G G GAccount Practice
Post-Graduate 20392 7 480 G G G G G G G G G G G G G G G G G G G GProfessionalQualification:Professional Accountantin BusinessBachelor of Laws 22993 7 480 G G G G G G G G G G G G G G G G G G G G
Diploma: Company 36050 7 240 G G G G G G G G G G G G G G G G G G G GDirection
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Postgraduate Diploma: 48866 7 160 G G S S S G S G G G G G G S G G G G G GFinancial Planning(Differs according toprovider)Advanced Postgraduate 48867 7 120 G G G G G G G G G G G G G G G G G G G GDiploma: FinancialPlanning (Differsaccordlnq to provider)Chartered Accountant: 48913 7 679 G G G G G G G G G G G G G G G G G G G GAUditing
Bachelor of Commerce 50148 7 120 G G G G G G G G G G G G G G G G G G G GHonours: FinancialPlanning
Bachelor of Technology: 65341 7 480 G G G G G G G G G G G G G G G G G G G GInternal AUditing
Postgraduate FSB 7 120 - - - - G - G - - - - - - - - - - - - -Diploma: 046Management(Retirement Funds)Certified Financial 59235 7 120 S G S S S G G G G G G G G S G S G G S GPlanner (CFP®)
Professional 60654 7 120 G G G G G G G G G G G G G G G G G G G GPostgraduateQualification:Company Secretarialand Governance
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Bachelorof Technology: 72429 7 480 G G G G G G G G G G G G G G G G G G G GMarketing
Doctor of Commerce: 3133 8 360 G G G G G G G G G G G G G G G G G G G GInvestmentManagementMaster of Commerce: 3135 8 240 G G G G G G G G G G G G G G G G G G G GInvestmentManaoementMaster of Commerce: 4807 8 300 G G G G G G G G G G G G G G G G G G G GSpecialisation inBanklnqDoctor of Commerce: 4887 8 144 G G G G G G G G G G G G G G G G G G G GSpecialisation inInsurance ScienceMaster of Business 4909 8 300 G G G G G G G G G G G G G G G G G G G GAdministration
Masterof Business 5047 8 120 G G G G G G G G G G G G G G G G G G G GAdministration
Masterof Business 9257 8 240 G G G G G G G G G G G G G G G G G G G GAdministration
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Doctor of Commerce: 16574 8 300 G G G G G G G G G G G G G G G G G G G GBanking
Master of Business 19606 8 288 G G G G G G G G G G G G G G G G G G G GAdministration:Telematic
Master of Business 19608 8 120 G G G G G G G G G G G G G G G G G G G GManagement andAdministration
Master of Business 36072 8 440 G G G G G G G G G G G G G G G G G G G GAdministration: TourismDevelopment
Master: Business 36078 8 200 G G G G G G G G G G G G G G G G G G G GI Adminlstratlon: General
Master: Business 62271 8 233 G G G G G G G G G G G G G G G G G G G GAdministration
Chartered Financial FSB . - S G S S S G S S S S S S S S S G S S S GAnalyst (CFA) 001(Foreign Qualification)
Alternative Investment FSB - - - - . - - - - G G G G G G G - - - - - GSpecialist (CAIA) 002(Foreign Qualification)
Chartered Insurance FSB . - . G G - . G . - - - - - - - . - - - . GInstitute (CII): Certificate 003in Insurance(Foreian Qualification)
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Chartered Insurance FSB - - G G G G - G . - - - - - - - - G - - G GInstitute (CII): Diploma 004in Insurance(Foreion Qualification)Chartered Insurance FSB - - G G G G - G . - - - - . - - - G - - G GInstitute (CII): Advanced 005diploma in Insurance(Foreian Qualification)Fellowship of the CII FSB - - G G G G G G G G G G G G G G G G G G G G(Chartered Insurance 006Institute)(Foreian Qualification)Associate ship of the CII FSB - - G G G G G G G G G G G G G G G G G G G G(Chartered Insurance 007Institute) (ForeignQualification)Post graduate Diploma FSB 8 120 - - - - G - G - - - - - - - - - - - - -Management 008(Retirement Funds)
International Certificate FSB - - G G G G G G G G G G G G G G G G G G G -in Financial Advice 009
International Diploma in FSB - - G G G G G G G G G G G G G G G G G G G GCompliance 010
UK Chartered Insurance FSB - - G G G G G G G G G G G G G G G G G G G GInstitute Certificate in 011Financial Planning
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List 2: Specified subject(s) / module(s) / unit standard(s) based qualifications recognised for Category IFSPs
The qualifications included in the list below must contain the subjects / modules / unit standards as specified below in order to be recognised.
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Qualification title C1l C1l Specified subJects/ modules/ unit standards based qualifications recognised for Category INo. < a.!!!. ~
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 KI
Further Education and 20185 4 120 G G G G - G - - - - .. - - - - . G G G ?Training Certificate:Banking
· *This qualification is recognised if it contains the following unit standards: 230071,230075,242655,252203,242815, 110028,242658,242657, 120127, 13379, 117156,114759,243137,252191, 7223, 14963, 12456, 117709,242584,242593.
· To be recognised for short-term insurance the following electives will apply: 120011, 119679,242653, 120114,243137, 117121
· To be recognised for long-term insurance the following electives will apply: 117126, 119261, 11713
· To be recognised for short-term and long-term deposits the following electives will apply: 7223, 7231, 7236, 114759, 117156
· Please note: This SAQA ID for this Qualification is the same as for the National Certificate: Bankim (20185) NQF level 4National Certificate: 20186 5 120 G - G G - . - G G G G G G G - . G G G ?Banking
This qualification is recognised if it contains the following unit standards: 12886, 12887, 12888, 12937, 12883, 7343, .230071, 230075, 7334, 7356, 7361, 13948, 242614.
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List 3: Qualifications recognised for CateSlory I FSPs for the transitional period only
The qualifications included in the list below will only be recognised up to and including 31 December 2009 in accordance to the Fit and Proper. _. ---- - - --- - - - - - - -- - - - J - - - - - --- - -
r oProvider specific 10 CI) ia Qualifications recognised only for transitional period for Category Iqualification title No. < Co
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Postgraduate Certificate FSB - - - - - - - - . - - - - - - - - G - - - -in Medicine and Law 013
Certificate Health FSB - - - .. - - - - - - - - - - - - - G - - - -Benefits Examination 014
SAIM Programme in FSB - 72 G G G G G G G G G G G G G G G G G G G GBusiness Management 015(UNISA)
Certificate of FSB 4 N/A - - - - - - G - - - - - . - - - - - . -Proficiency: Basics of 016Retirement Funds
Certificate of FSB 4 N/A G - G - - - - - - - - - - - - - - - - -Proficiency: Long-term 017basic (Category BProgramme)UNISA Course: FSB 5 30 G - G - - - - - - - - - - - - - G G - -Fundamentals of 018Banking &RiskManagementUNISA Certificate in FSB 6 60 G G G G G G G G G G G G G G G G G G G GFinancial Management 019
UNISA Programme: FSB 6 96 G G G G G G G G G G G G G G G G G G G GBanking 020
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1 2 3 4 5 6 7 8 9 10 1'1 12 13 14 15 16 17 18 19 KI
UNISA Programme: FSB 6 108 G G G G G G G G G G G G G G G G G G G GRisk Management 021
Programme in 7106- 6 48 G - G G - - - G G G G G G G - - - - G -Investment analysis and 4portfolio management
Certificate in Employee FSB 6 60 GHealth Benefits - 022University of Pretoria
UNISA Advanced FSB 7 96 - - - - - - - G - - - - - - - - - - - -Programme: Property 023Finance
UNISA Advanced FSB 7 108 G - G G G - G G G G G G G G - - G G G GProgramme: 024International & CentralBankinQUNISA Advanced FSB 7 96 G - G G G - G G G G G G G G - - G G G GProgramme: Financial 025Planning & Estates
UNISA Advanced FSB 7 96 G G G G G G G G G G G G G G G G G G G GProgramme: Bank 026Credit
Senior Management FSB 7 - G G G G G G G G G G G G G G G G G G G GProgramme 027
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Higher Certificate in Financial Markets and FSB 028 - . G G G G G G G G G G G G G G G -Instruments (Historical Qualification)
Bachelor of Commerce: General FSB 029 6 360 G G G G G G G G G G G G G G G GUniversity of Transkei/ Walter Sisulu University
National Diploma: Economic Management Analysis 961 6 360 G G G G G G G G G G G G G G G G
National Diploma: Banking 977 6 360 G G G G G G G G G G G G G G G G
National Diploma: Cost and Management 1061 6 360 G G G G G G G G G G G G G G G G~ccounting
National Diploma: Internal Auditing 2165 6 360 G G G G G G G G G G G G G G G G
Bachelor of Agricultural Management 2483 6 384 G G G G G G G G G G G G G G G G
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Qualification title 10 No. o Category II and IIAr ca(l)
< Co!!!.. it
2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
Bachelor of Accounting 2549 6 384 G G G G G G G G G G G G G ·G G G
Bachelor of Social Science 2961 6 384 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Accounting 3095 6 432 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Finance 3117 6 432 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Industrial Psychology 3255 6 432 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Economics and Law 4427 6 432 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Accounting 4737 6 432 G G G G G G G G G G G G G G G G
Bachelor of Accounting Science 5535 6 408 G G G G G G G G G G G G G G G G
Bachelor of Commerce 5563 6 384 G G G G G G G G G G G G G G G G
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Qualification title 10 No.0 C:ategory II and IIA
r- iaCD< Q.!l!- it
2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
Baccalaureas Procurationis 5997 6 432 G G G G G G G G G G G G G G G G
Bachelor of Commerce 6153 6 360 G G G G G G G G G G G G G G G G
Bachelor of Laws! Bachelor Legum 6875! 6 360 G G G G G G G G G G G G G G G G6877
Bachelor of Commerce: Banking 7039 6 430 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Economics 7263 6 360 G G G G G G G G G G G G G G G G
Bachelor of Administration 7333 6 360 G G G G G G G G G G G G G G G G
Bachelor of Commerce 7849 6 360 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Monetary Economics 7895 6 360 G G G G G G G G G G G G G G G G
IBachelor of Commerce 8543 6 536 G G G GIG G G G G G G G G G G G
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Qualification title IONo. o Category II and IIAr(1) @< Q.
!!!.. U2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
Bachelor of Economics 8613 6 536 G G G G G G G G G G G G G G G G
Bachelor of Law 8877 6 480 G G G G G G G G G G G G G G G G
Bachelor of Commerce 9843 6 360 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Law 9878 6 360 G G G G G G G G G G G G G G G G
Bachelor of Banking 14375 6 504 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Accountancy 14779 6 384 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Accounting 14780 6 416 G G G G G G G G G G G G G G G G
Bachelor of Commerce 15147 6 360 G G G G G G G G G G G G G G G G
Bachelor of Commerce 15337 6 384 G G G G G G G G G G G G G G G G
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Qualification title 10 No.0 Category II and IIA
rl\) iil< c.~!. rt
2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
Bachelor of Accountancy 15506 6 384 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Law 15594 6 369 G G G G G G G G G G G G G G G G
Bachelor of Science: Actuarial Science 16253 6 384 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Investment Management 16386 6 473 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Agribusiness Management 16441 6 421 G G G G G G G G G G G G G G G G
B.Com (General Management) 16912 6 536 G G G G G G G G G G G G G G G G
B.Com (Banking) 16913 6 536 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Marketing 16915 6 536 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Agricultural Economics 16927 6 568 G G G G G G G G G G G G G G G G
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Qualification title 10 No.0 Category II and IIA
r- a(1)
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2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
B.Com (Risk Management) 16936 6 528 G G G G G G G G G G G G G G G G
Diploma in Management Leadership (DML) 16991 6 360 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Accounting Sciences 19584 6 386 G G G G G G G G G G G G G G G G
Bachelors of Commerce: Management Sciences 19587 6 370 G G G G G G G G G G G G G G G G
Bachelor of Economics: Economics and 19592 6 370 G G G G G G G G G G G G G G G GManagement
Bachelor of Military Science 19669 6 360 G G G G G G G G G G G G G G G G
Diploma: Insurance (Specialisation in Short-term 20412 6 120 G G - G G - . . - - - - - - - -insurance)
Bachelor of Arts (Law) 23375 6 360 G G G G G G G G G G G G G G G G
National Diploma: Financial Markets 23653 6 240 G G G G G S S S S S S G G G G G
Diploma: Accounting & Business Administration 24326 6 360 G G G G G G G G G G G G G G G G
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Qualification title 10 No.0 Category II and IIA
r iilI'D-: c.~ it
2.1 2.2 2.3 2.4 2.5 2.6 :t7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
Diploma: Marketing 24327 6 350 G G G G G G G G G G G G G G G G
Diploma: Management 35957 6 420 G G G G G G G G G G G G G G G G
Certificate: Business Management 36045 6 120 G G G G G G G G G G G G G G G G
National Certificate: Financial Markets & 50481 6 120 G G G G G G G G G G G G G G G GInstruments
National Diploma: Management (Accountancy) 57222 6 240 G G G G G G G G G G G G G G G G
National Certificate: Financial Planning 57695 6 120 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Banking Management 58005 6 363 G G G G G G G G G G G G G G G G
Associate Financial Planner (AFpTM) 59233 6 120 G G G G G G G G G G G G G G G G
Higher Diploma: Banking 59830 6 240 G G G G G G G G G G G G G G G G
Bachelor in Business Administration 59850 6 360 G G G G G G G G G G G G G G G G
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Qualification title 10 No. o Category II and IIAr iil~ c.!!. a
2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KJ
~dvanced Diploma: Management 62270 6 120 G G G G G G G G G G G G G G G G
Higher Diploma: Banking 62810 6 240 G G G G G G G G G G G G G G G G
Bachelor of Commerce: Banking Management 62812 6 363 G G G G G G G G G G G G G G G G
National Diploma: Marketing 65306 6 360 G G G G G G G G G G G G G G G G
National Diploma: Cost and Management 72220 6 360 G G G G G G G G G G G G G G G GAccounting
National Diploma in Management 72610 6 360 G G G G G G G G G G G G G G G G
Certificate: Wealth Management 73350 6 120 G G G G G G G G G G G G G G G G
Bachelor of Science: Mathematical Statistics 624691 6 360 G G G G G G G G G G G G G G G G17398
Registered Persons Exam: Specialisation in the FSB030 6 N/A G G G G S G G G G G G G G G G GEquity Market• Must include the 3 prescribed modules
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Category II and IIAr-
~~
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2.1 2.2 2.3 2.4 2.5 2.6 2:7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
Registered Persons Exam: Specialisation in the FSB 031 6 N/A G G G G G G G G S G G G G G G GBond Market (Compliance):
· Must include the 3 prescribed modules
Registered Persons Exam: Specialisation in the FSB 032 6 N/A G G G G G G S G S G G G G G G GBond Market (Trader)
· Must include the 4 prescribed modules
Registered Persons Exam: Specialisation in the FSB 033 6 N/A G G G G G G G S G S G G G G G GFutures Market:
· Must include the 5 prescribed modules
Registered Persons Exam: Specialisation in the FSB 034 6 N/A G G G G G G G G G S G G G G G GYield - X Market:
· Must include the 5 prescribed modules
Registered Persons Exam: Specialisation in the FSB 035 6 N/A G G G G G G G G G S G G G G G GCurrency Derivatives Market (AdVice):
· Must include the 4 prescribed modules
Registered Persons Exam: Specialisation in the FSB 036 6 N/A G G G G G G G G G S G G G G G GCurrency Derivatives Market (Trader):
· Must include the 3 prescribed modules
Registered Persons Exam: Specialisation in the FSB 037 6 N/A G G G G G G G G G G G S G G G GForeign ~change Market:
· Must include the 3 prescribed modules
Registered Persons Exam: Specialisation in the FSB 038 6 N/A G G G G G S G G G G G G G G G GMoney Market:
· Must include the 3 prescribed modules
Registered Persons Exam: Agricultural Products FSB 039 6 N/A G G G G G G G G G G G G G G G G• Must include the 3 prescribed modules
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!OuallflcatiOn title IDNo. o Category" and IIAr iil~< Co!! ~
2.1 2.2 2.3 2.4 2.5 2.6 2:7 2.8 2.9 2.10 2.11
2':h13 2.14 IIA KI
Bachelor of Commerce: Financial Planning FSB 040 6 - G G G G G G Gi G G G G G G G G GI
Bachelor of Technology: Banking (1057202) 1019 7 480 G G G G G G G G G G G G G G G G
Bachelor of Technology: Marketing 1325 7 480 G G G G G G G G G G G G G G G G
Bachelor of Accounting Honours 2559 7 128 G G G G G G Gi G G G G G G G G G
Postgraduate Diploma: Finance Banking and 2629 7 128 G G G G G G G G G G G G G G G GInvestment Management
Bachelor of Commerce Honours: Accounting 3093 7 120 G G G G G G G G G G G G G G G G
Bachelor of Commerce Honours: Specialisation in 3093 7 120 G G G G G G G G G G G G G G G GInternal Auditing
Bachelor of Commerce Honours: Specialisation in 3093 7 120 G G G G G G G G G G G G G G G G[Taxation
Bachelor of Commerce Accounting Honours: 3093 7 120 G G G G G G G G G G G G G G G GSpecialisation in Chartered Accountancy
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Qualification title 10 No. o Category II and IIAr ...CD CD< Co~ ~
2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
Bachelors of Commerce Honours: Accounting 3095 7 120 G G G G G G G G G G G G G G G G
Bachelor of Commerce Honours: Investment 3137 7 160 G G G G G G G G G G G G G G G GManagement
Bachelor of Business Science: Accounting 4403 7 576 G G G G G G G G G G G G G G G G
Bachelor of Business Science: Finance 4403 7 576 G G G G G G G G G G G G G G G G
Bachelor of Business Science: Actuarial Science 4411 7 576 G G G G G G G G G G G G G G G G
Postgraduate Diploma: Accounting 5191 7 120 G G G G G G G G G G G G G G G G
Bachelor of Laws! Bachelor Legum 6015 7 480 G G G G G G G G G G G G G G G G
ICSA Programme in Strategic Management and 7110-2 7 96 G G G G G G G G G G G G G G G GCorporate Governance
Bachelor of Commerce Honours: Banking 7215 7 200 G G G G G G G G G G G G G G G G
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Qualification title 10 No.0
Category II and IIAr- iilCD< a.!l!- it
2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KJ
Postgraduate Certificate: Advanced Taxation 14547 7 240 G G G G G G G G G G G G G G G GI
Bachelor of Business Science: Economics 14784 7 544 G G G G G G G G G G G G G G G G
Bachelor of Arts Honours: International Trade and 14860 7 160 G G G G G G G G G G G G G G G GFinance
Bachelor of Business Management and 15370 7 150 G G G G G G G G G G G G G G G GAdministration Honours
Bachelor of Commerce Honours: International 15415 7 160 G G G G G G G G G G G G G G G GTrade and Finance
Bachelor of Arts Honours: Trade and Development 15475 7 160 G G G G G G G G G G G G G G G G
Post Graduate Diploma: Management Financial 15497 7 120 G G G G G G G G G G G G G G G GAccounting
Bachelor of Commerce Honours: Financial 16400 7 "180 G G G G G G G G G G G G G G G GManagement Sciences
Bachelor of Commerce Honours: Agribusiness 16486 7 "160 G G G G G G G G G G G G G G G GManagement
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Qualification title 10 No. o Category II and IIAl; ~< Co!. s:
2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
Bachelor of Commerce Honours: Investment 16955 7 120 G G G G G G G G G G G G G G G GManagement
Bachelor in Management Leadership (BML) 16994 7 120/ G G G G G G Gi G G G G G G G G G360
Bachelor of Commerce Honours: Financial 18974 7 160 G G G G G G G G G G G G G G G GManagement
Bachelor of Commerce Honours: Financial 19960 7 120 G G G G G S S S S S S S G G G GAnalysis and Portfolio Management
Bachelor of Commerce Honours: Financial 19962 7 120 G G G G G G G G G G G G G G G GManagement
Advanced Diploma: Insurance Management 20351 7 120 G G G G G G Gi G G G G G G G - G
Post-Graduate Diploma in Account Practice 20391 7 240 G G G G G G G G G G G G G G G G
Post-Graduate Professional Qualification: 20392 7 480 G G G G G G G G G G G G G G G GProfessional Accountant in Business
Bachelor of Laws 22993 7 480 G G G G G G G G G G G G G G G G
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Qualification title IDNo.0 Category II and IIA.... iilCD
< Q.~ it
2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 21 2.11 2.12 2.13 2.14 IIA KI
Diploma: Company Direction 36050 7 240 G G G G G G G G G G G G G G G G
Postgraduate Diploma: Financial Planning 48866 7 160 G S S S S G G G G G G S G G G G(Differs according to provider)
Postgraduate Diploma: Financial Planning 48866 7 120 G G G G G G G G G G G G G G G G(Differs according to provider)
~dvanced Postgraduate Diploma: Financial 48867 7 120 G G S S S G G G G G G S G G G GPlanning
Chartered Accountant: Financial Management 48912 7 698 G G G G G G G G G G G G G G G G
Chartered Accountant: Auditing 48913 7 679 G G G G G G G G G G G G G G G G
Bachelor of Commerce Honours: Financial 50148 7 120 S S S S S G G G G G G G G G G GPlanning
Certified Financial Planner (CFP®) 59235 7 120 G S S S G G G G G G G S G G G G
Professional Postgraduate Qualification: 60654 7 120 G G G G G G G G G G G G G G G GCompany Secretarial and Governance
~L-Practice
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Qualification title IDNo.0 Category" and IIA
r-CD Cil.~ c.!t it
2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
Bachelor of Technology: Internal Auditing 65341 7 480 G G G G G G G G G G G G G G G G
Bachelor of Technology: Marketing 72429 7 480 G G G G G G G G G G G G G G G G
Doctor of Commerce: Investment Management 3133 8 360 G G G G G G G G G G G G G G G G
Master of Commerce: Investment Management 3135 8 240 G G G G G G G G G G G G G G G G
Master of Commerce: Banking 4807 8 300 G G G G G G G G G G G G G G G G
Doctor of Commerce: Insurance Science 4887 8 144 G G G G G G G G G G G G G G G G
Master of Business Administration 4909 8 300 G G G G G G G G G G G G G G G G
Master of Business Administration 5047 8 120 G G G G G G G G G G G G G G G G
Master of Business Administration 9257 EI 240 G G G G G G G G G G G G G G G G
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Qualification title 10 No.0 Category II and IIA
l; ..III< Co
!e. iff2.1 2.2 2.3 2.4 2.5 2.6 :r; 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
Doctor of Commerce: Banking 16574 8 300 G G G G G G G G G G G G G G G GI
Master of Business Administration: Telematic 19606 8 288 G G G G G G G G G G G G G G G G
Master of Business Management and 19608 8 120 G G G G G G G G G G G G G G G Gfl\dministration
Master of Business Administration: Tourism 36072 8 440 G G G G G G G G G G G G G G G GDevelopment
Master: Business Administration: General 36078 B 200 G G G G G G G G G G G G G G G G
Master: Business Administration 62271 B 233 G G G G G G G G G G G G G G G G
Chartered Financial Analyst (CFA) FSB001 - - S S S S S S S S S S S S S S S S(Foreign Qualification)
f-Iternative Investment Specialist (CAlA) FSB 002 - - G G G G G G G G G G G G G G G G(Foreign Qualification)
Fellowship of the CII (Chartered Insurance FSB 006 . - G G G G G G G G G G G G G G G GInstitute)(Foreign Qualification)
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Qualification title IDNo. e)Category II and IIA
rCD iil< c.~ it
2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 2.9 2.10 2.11 2.12 2.13 2.14 IIA KI
Associate ship of the CII (Chartered Insurance FSB 007 - - G G G G G G G G G G G G G G G GInstitute)(Foreign Qualification)
International Diploma in Compliance FSB 010 - - G G G G G G G G G G G G G G G G
lAcI Dealing Certificate FSB 012 - - - - - - - - G - - - G - - - - -
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Section 3:
List 5: Qualifications recognised for Category III FSPs
Qualification title 10 No.0
Category IIIF ...q) III< Co~!. it
3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
Higher Certificate in Financial Markets and FSB 028 - - G G G G G G G G G G G G G G -Instruments (Historical Qualification)
Bachelor of Commerce: General FSB 029 6 360 G G G G G G G G G G G G G G GUniversity of Transkei/ Walter Sisulu University
National Diploma: Economic Management 961 6 360 G G G G G G G G G G G G G G GAnalysis
National Diploma: Banking 977 6 360 G G G G G G G G G G G G G G G
National Diploma: Cost and Management 1061 6 360 G G G G G G G G G G G G G G GAccounting
National Diploma: Internal Auditing 2165 6 360 G G G G G G G G G G G G G G G
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Qualification title 10 No.0
Category IIIrIII @< c.!. ii
3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
Bachelor of Agricultural Management 2483 6 384 G G G G G G G G G G G G G G G
Bachelor of Accounting 2549 6 384 G G G G G G G G G G G G G G G
Bachelor of Social Science 2961 6 384 G G G G G G G G G G G G G G G
Bachelor of Commerce: Accounting 3095 6 432 G G G G G G G G G G G G G G G
Bachelor of Commerce: Finance 3117 6 432 G G G G G G G G G G G G G G G
Bachelor of Commerce: Industrial Psychology 3255 6 432 G G G G G G G G G G G G G G G
Bachelor of Commerce: Economics and Law 4427 6 432 G G G G G G G G G G G G G G G
Bachelor of Commerce: Accounting 4737 6 432 G G G G G G G G G G G G G G G
Bachelor of Accounting Science 5535 6 408 G G G G G G G G G G G G G G G
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Qualification title ICHo. o Category IIIl; ~0<: Q.!!. it
3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
Bachelor of Commerce 5563 6 384 G G G G G G G G G G G G G G G
Baccalaureas Procurationis 5997 6 432 G G G G G G G G G G G G G G G
Bachelor of Commerce 6153 6 360 G G G G G G G G G G G G G G G
Bachelor of Laws/ Bachelor Legum 6875/ 6 360 G G G G G G G G G G G G G G G6877
Bachelor of Commerce: Banking 7039 6 430 G G G G G G G G G G G G G G G
Bachelor of Commerce: Economics 7263 6 360 G G G G G G G G G G G G G G G
Bachelor of Administration 7333 6 360 G G G G G G G G G G G G G G G
Bachelor of Commerce 7849 6 360 G G G G G G G G G G G G G G G
Bachelor of Commerce: Monetary Economics 7895 6 360 G G G G G G G G G G G G G G G
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Qualification title IDNo. o Category IIII iill1)
< Co!l it
3.1 3.2 3.3 3.4 3.5 3.6 :3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
Bachelor of Commerce 8543 6 536 G G G G G G G G G G G G G G G
Bachelor of Economics 8613 6 536 G G G G G G G G G G G G G G G
Bachelor of Law 8877 6 480 G G G G G G G G G G G G G G G
Bachelor of Commerce 9843 6 360 G G G G G G G G G G G G G G G
Bachelor of Commerce: Law 9878 6 360 G G G G G G G G G G G G G G G
Bachelor of Banking 14375 6 504 G G G G G G G G G G G G G G G
Bachelor of Commerce: Accountancy 14779 6 384 G G G G G G G G G G G G G G G
Bachelor of Commerce: Accounting 14780 6 416 G G G G G G G G G G G G G G G
Bachelor of Commerce 15147 6 360 G G G G G G G G G G G G G G G
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Qualification title rCNo. o Category 11/r
~III< Q.
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3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
Bachelor of Commerce 15337 6 384 G1
G G G G G G G G G G G G G G
IBachelor of Accountancy 15506 6 384 G G G G G G G G G G G G G G G
Bachelor of Commerce: Law 15594 6 369 G G G G G G G G G G G G G G G
Bachelor of Science: Actuarial Science 16253 6 384 G G G G G G G G G G G G G G G
Bachelor of Commerce: Investment Management 16386 6 473 G G G G G G G G G G G G G G G
Bachelor of Commerce: Agribusiness 16441 6 421 G G G G G G G G G G G G G G GManagement
B.Com (General Management) 16912 6 536 G G G G G G G G G G G G G G G
Bachelor of Commerce: Banking 16913 6 536 G G G G G G G G G G G G G G G
Bachelor of Commerce: Marketing 16915 6 536 G G G G G G G G G G G G G G G
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Qualification title 10No. 0CategoryIII
r ...l'P l'P< Co~ i1
3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
Bachelor of Commerce: Agricultural Economics 16927 6 568 G G G G G G G G G G G G G G G
B.Com (Risk Management) 16936 6 528 G G G G G G G G G G G G G G G
Diploma in Management Leadership (DML) 16991 6 360 G G G G G G G G G G G G G G G
Bachelor of Commerce: Accounting Sciences 19584 6 386 G G G G G G G G G G G G G G G
Bachelors of Commerce: Management Sciences 19587 6 370 G G G G G G G G G G G G G G G
Bachelor of Economics: Economics and 19592 6 370 G G G G G G G G G G G G G G GManagement
Bachelor of Military Science 19669 6 360 G G G G G G G G G G G G G G G
Bachelor of Arts (Law) 23375 6 360 G G G G G G G G G G G G G G G
National Diploma: Financial Markets 23653 6 240 G G G G G G G G G G G G G G G
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Qualification title 10 No. o Category IIIr ...II) II)< Co~ ij
3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
Diploma: Accounting & BusinessAdministration 24326 6 360 G G G G G G G G G G G G G G GI
Diploma: Marketing 24327 6 350 G G G G G G G G G G G G G G G
Diploma: Management 35957 6 420 G G G G G G G G G G G G G G G
Certificate: Business Management 36045 6 120 G G G G G G G G G G G G G G G
National Certificate: FinancialMarkets & 50481 6 120 G G G G G G G G G G G G G G GInstruments
NationalDiploma: Management (Accountancy) 57222 6 240 G G G G G G G G G G G G G G G
NationalCertificate: Financial Planning 57695 6 120 G G G G G G G G G G G G G G G
Bachelorof Commerce: Banking Management 58005 6 363 G G G G G G G G G G G G G G G
Associate Financial Planner (AFpTM) 59233 6 120 G G G G G G G G G G G G G G G
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Qualification title 10 No. o Category IIII'""
Cil(II< Co~ ii
3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
Higher Diploma: Banking 59830 6 240 G G G G G G G G G G G G G G G
Bachelor in Business Administration 59850 6 360 G G G G G G G G G G G G G G G
fA,dvanced Diploma: Management 62270 6 120 G G G G G G G G G G G G G G G
Higher Diploma: Banking 62810 6 240 G G G G G G G G G G G G G G G
Bachelor of Commerce: Banking Management 62812 6 363 G G G G G G G G G G G G G G G
National Diploma: Marketing 65306 6 360 G G G G G G G G G G G G G G G
National Diploma: Cost and Management 72220 6 360 G G G G G G G G G G G G G G GfA,ccounting
National Diploma in Management 72610 6 360 G G G G G G G G G G G G G G G
Certificate: Wealth Management 73350 6 1'!0 G G G G G G G G G G G G G G G
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Qualification title IDNo. o Category IIIr- iilCll< Q.
~ i13.1 3.2 3.3 3.4 3.5 3.6 3.i' 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
Bachelor of Science: Mathematical Statistics 624691 6 360 G G G G G G G G G G G G G G G17398
Registered Persons Exam: Specialisation in the FSB 030 6 N/A G G G G G G G G G G G G G G GEquity Market
· Must include the 3 prescribed modules
Registered Persons Exam: Specialisation in the FSB 031 6 N/A G G G G G G G G G G G G G G GBond Market (Compliance):
· Must include the 3 prescribed modules
Registered Persons Exam: Specialisation in the FSB 032 6 N/A G G G G G G G G G G G G G G GBond Market (Trader)
· Must include the 4 prescribed modules
Registered Persons Exam: Specialisation in the FSB 033 6 N/A G G G G G G G G G G G G G G GFutures Market:
· Must include the 5 prescribed modules
Registered Persons Exam: Specialisation in the FSB 034 6 N{A G G G G G G G G G G G G G G GlYield - X Market:
· Must include the 5 prescribed modules
Registered Persons Exam: Specialisation in the FSB 035 6 N/A G G G G G G G G G G G G G G GCurrency Derivatives Market (Advice):
· Must include the 4 prescribed modules
Registered Persons Exam: Specialisation in the FSB 036 6 N/A G G G G G G G G G G G G G G GCurrency Derivatives Market (Trader):
· Must include the 3 prescribed modules
Registered Persons Exam: Specialisation in the FSB 037 6 N{A G G G G G G G G G G G G G G GForeign Exchange Market:
· Must include the 3 prescribed modules
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Qualification title IDNo. o Category 11/r aCD< Co~ ~
3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
Registered Persons Exam: Specialisation in the FSB 038 6 N/A G G G G G G G G G G G G G G GMoney Market:. Must include the 3 prescribed modules
Registered Persons Exam: Agricultural Products FSB 039 6 N/A G G G G G G G G G G G G G G G. Must include the 3 prescribed modules
Bachelor of Commerce: Financial Planning FSB 040 6 - G G G G G G G G G G G G G G G
Bachelor of Technology: Banking (ID 57202) 1019 7 480 G G G G G G G G G G G G G G G
Bachelor of Technology: Marketing 1325 7 480 G G G G G G G G G G G G G G G
Bachelor of Accounting Honours 2559 7 128 G G G G G G G G G G G G G G G
Postgraduate Diploma: Finance Banking and 2629 7 128 G G G G G G G G G G G G G G GInvestment Management
Bachelor of Commerce Honours: Accounting 3093 7 120 G G G G G G G G G G G G G G G
Bachelor of Commerce Honours: all 3093 7 120 G G G G G G G G G G G G G G Gspecialisations
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Qualification title 10No.0 Category III
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3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3+Bachelors of Commerce Honours: Accounting 3095 7 120 G G G G G G G G G G G G G G G
I
Bachelor of Commerce Honours: Investment 3137 7 160 G G G G G G G G G G G G G G GManagement
Bachelor of Business Science: Accounting 4403 7 576 G G G G G G G G G G G G G G G
Bachelor of Business Science: Finance 4403 7 576 G G G G G G G G G G G G G G G
Bachelor of Business Science: Actuarial Science 4411 7 576 G G G G G G G G G G G G G G G
Postgraduate Diploma: Accounting 5191 7 120 G G G G G G G G G G G G G G G
Bachelor of Laws! Bachelor Legum 6015 7 480 G G G G G G G G G G G G G G G
ICSA Programme in Strategic Management and 7110-2 7 96 G G G G G G G G G G G G G G GCorporate Governance
..of CommerceHonours Bankinq 7215 7 200 G G G G G G G G G G G G G G G
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Qualification title 10 No. 0 Category IIIj" ;~
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3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
Postgraduate Certificate: Advanced Taxation 14547 7 240 G G G G G G G G G G G G G G G
Bachelor of Business Science: Economics 14784 7 544 G G G G G G G G G G G G G G G
Bachelor of Arts Honours: International Trade 14860 7 160 G G G G G G G G G G G G G G Gand Finance
Bachelor of Business Management and 15370 7 150 G G G G G G G G G G G G G G GV\dministration Honours
Bachelor of Commerce Honours: International 15415 7 160 G G G G G G G G G G G G G G GTrade and Finance
Bachelor of Arts Honours: Trade and 15475 7 160 G G G G G G G G G G G G G G GDevelopment
Post Graduate Diploma: Management Financial 15497 7 120 G G G G G G G G G G G G G G GV\ccounting
Bachelor of Commerce Honours: Financial 16400 7 180 G G G G G G G G G G G G G G GManagement Sciences
Bachelor of Commerce Honours: Agribusiness 16486 7 160 G G G G G G G G G G G G G G GManagement
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Qualification title 10 No.0 Category III
r @Cll< Co~ ii
3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
Bachelor of Commerce Honours: Investment 16955 7 120 G G G G G G G G G G G G G G GManagement
I I
Bachelor in Management Leadership (BML) 16994 7 120/ G G G G G G G G G G G G G G G360
Bachelor of Commerce Honours: Financial 18974 7 160 G G G G G G G G G G G G G G GManagement
Bachelor of Commerce Honours: Financial 19960 7 120 G G G G G G G G G G G G G G G!Analysis and Portfolio Management
Bachelor of Commerce Honours: Financial 19962 7 120 G G G G G G G G G G G G G G GManagement
Bachelor of Commerce Honours: Information 19970 7 120 G G G G G G G G G G G G G G GSystems
Post-Graduate Diploma in Account Practice 20391 7 240 G G G G G G G G G G G G G G G
Post-Graduate Professional Qualification: 20392 7 480 G G G G G G G G G G G G G G GProfessional Accountant in Business
Bachelor of Laws 22993 7 480 G G G G G G G G G G G G G G G
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Qualification title 10No. o Category IIII ..CD CD< Co~ it
3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
Diploma: Company Direction 36050 7 240 G G G G G G G G G G G G G G G
Postgraduate Diploma: Financial Planning 48866 7 160/ G G G G G G G G G G G G G G G(Depending on provider) 120
Advanced Postgraduate Diploma: Financial 48867 7 120 G G G G G G G G G G G G G G GPlanning
Chartered Accountant: Financial Management 48912 7 698 G G G G G G G G G G G G G G G
Chartered Accountant: Auditing 48913 7 679 G G G G G G G G G G G G G G G
Bachelor of Commerce Honours: Financial 50148 7 120 G G G G G G G G G G G G G G GPlanning
Certified Financial Planner (CFpTM) 59235 7 120 G G G G G G G G G G G G G G G
Professional Postgraduate Qualification: 60654 7 120 G G G G G G G G G G G G G G GCompany Secretarial and GovernancePractice
Bachelor of Technology: Internal Auditing 65341 7 480 G G G G G G G G G G G G G G G
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Qualification title rDNo.0 Category III
r"CD iil< c.~ i1
3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
Bachelor of Technology: Marketing 72429 7 480 G G G G G G G G G G G G G G G
Doctor of Commerce: Investment Management 3133 8 360 G G G G G G G G G G G G G G G
Master of Commerce: Investment Management 3135 8 240 G G G G G G G G G G G G G G G
Master of Commerce: Banking 4807 8 300 G G G G G G G G G G G G G G G
Doctor of Commerce: Insurance Science 4807 8 144 G G G G G G G G G G G G G G G
Master of Business Administration 4909 8 300 G G G G G G G G G G G G G G G
Master of Business Administration 5047 8 120 G G G G G G G G G G G G G G G
Master of Business Administration 9257 8 240 G G G G G G G G G G G G G G G
Doctor of Commerce: Banking 16574 8 300 G G G G G G G G G G G G G G G
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3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KJ
Master of Business Administration: Telematic 19606 8 288 G G G G G G G G G G G G G G G
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Master of Business Management and 19608 8 120 G G G G G G G G G G G G G G GAdministration
Master of Business Administration: Tourism 36072 8 440 G G G G G G G G G G G G G G GDevelopment
Master: Business Administration: General 36078 8 200 G G G G G G G G G G G G G G G
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Master: Business Administration 62271 8 233 G G G G G G G G G G G G G G G
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Chartered Financial Analyst (CFA) FSB001 - - G G G G G G G G G G G G G G G(Foreign Qualification)
iAlternative Investment Specialist (CAlA) FSB 002 - - G G G G G G G G G G G G G G G(Foreign Qualification)
Chartered Insurance Institute (CII): Fellowship FSB 006 - - G G G G G G G G G G G G G G G(Foreign Qualification)
IAssociateship of the CII (Chartered Insurance FSB 007 - - G G G G G G G G G G G G G G GInstitute) (Foreign Qualification)
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Qualification title 10No. o Category JJIr (iJCD< Q.
~ ti3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3,12 3,13 3,14 KI
InternationalDiplomain Compliance FSB 010 - - G G G G G G G G G G G G G G G
~CI Dealing Certificate FSB 012 - - - - - - - - G - - - G - - - -
List 6: Qualifications recognised for Category III FSPs for the translitional period only
The qualifications included in the list below will only be recognised up to and including 31 December 2009 in accordance to the Fit and ProperRequirements for Financial Services Providers, 2008 Part X.
Qualification title IDNo. o Qualifications recognised on~y for transitional period for Category JJIr <ilCD< Q.
~ ;::;:1II
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UNISA Programme: Risk Management FSB 021 6 108 G G G G G G G G G G G G G G -
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3.1 3.2 3.3 3.4 3.5 3.6 3.7 3.8 3.9 3.10 3.11 3.12 3.13 3.14 KI
UNISA Programme: Banking FSB 020 6 96 G G G G G G G G G G G G G G .
Senior Management Programme FSB 027 7 . G G G G G G G G G G G G G G G
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Section 4:
Llst 7: Qualifications recognised for Category IV FSPs
Qualification title IDNo. Level Credits Category IV KI
Higher Certificate in Financial Markets and Instruments FSB 028 - - G -(Historical Qualification)
National Certificate: Insurance Administration 14653 2 120 G G
National Certificate: Financial Services 48783 2 120 G G
Certificate: Banking 20185 4 120 G G
Certificate: Financial Products 21166 4 120 S G
Further Education and Training Certificate: Long-term 49649 4 140 G GInsurance
Further Education and Training Certificate: Short-term 49929 4 150 G GInsurance
Further Education and Training Certificate: Wealth 57917 4 150 G GManagement
Diploma in Business Management (Historical FSB 041 5 N/A G GQualification)
Associateship Certificate: Building Societies Institute of FSB042 5 N/A G GSouth Africa (Historical Qualification)
National Higher Certificate: Banking 1213 5 240 G G
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Qualification title 10 No. Level Credits Category IV KI
National Certificate: Banking 1217 5 120 G G
Diploma: Investment Management 3139 5 240 G G
liSA Programme: Life Insurance 7150-1 5 120 G G
Certificate: Banking 11541 5 120 G G
Diploma: Banking 14373 5 384 G G
Certificate in Management and Leadership (CML) 17001 5 120 G G
National Certificate: Banking 20186/ 61589 5 120 G G
Diploma: Treasury: International Banking 20334 5 240 G G
Diploma: Accounting Technician 20402 5 252 G G
Higher Certificate: Short-term Insurance 20411 5 120 G G
Certificate: Banking 21164 5 120 G G
Certificate: Management Development 22151 5 120 G G
National Certificate: Business Studies 22452 5 120 - G
Certificate: Local Government 23616 5 120 G G
Certificate: Practical Management 36047 5 163 G G
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Qualification title IDNo. Level Credits Category IV KI
Certificate: Banking Services Advice 48533 5 120 G G
National Diploma: Financial Services Long Term Risk 49860 5 245 G GAssessment
National Certificate: Wealth Management 57608 5 120 G G
Certificate: Banking (Financial Services) 57639/ 62794 5 120 G G
National Certificate: Short-term Insurance 57918 5 120 G G
Certificate: Financial Planning 57998 5 120 S G
National Certificate: Banking Services Advice 58002/ 62811 5 131 G G
Diploma: Business Management 58341 5 240 G G
National Certificate: Generic Management 59201 5 162 G G
Registered Financial Planner (RFpTM) 59234 5 120 G G
Certificate: Bank Credit 59829/62813 5 120 G G
Certificate: Technology Management & Innovation 59449 5 120 G G
National Certificate: Banking 61589 5 120 G G
Certificate: Management Development 62269 5 120 G G
Certificate: Sales: Banking Services 65170 5 120 G -
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Qualification title IONo. Level Credits Category IV KI
Certificate: Banking 72345 5 120 G G
--National Diploma: Economic Management Analysis 961 6 360 G G
National Diploma: Banking 977 6 360 G G
National Diploma: Cost and Management Accounting 1061 6 360 G G
National Diploma: Internal AUditing 2165 6 360 G G
Bachelor of Agricultural Management 2483 6 384 G G
Bachelor of Accounting 2549 6 384 G G
Bachelor of Social Science 2961 6 384 G G
Bachelor of Commerce: Accounting 3095 6 432 G G
Bachelor of Commerce: Finance 3117 6 432 G G
Bachelor of Commerce: Industrial Psychology 3255 6 432 G G
Bachelor of Commerce: Economics and Law 4427 6 432 G G
Bachelor of Commerce: Accounting 4737 6 432 G G
Bachelor of Accounting Science 5535 6 408 G G
Bachelor of Commerce 5563 6 384 G G
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Qualification title 10No. Level Credits Category IV KI
Baccalaureas Procurationis 5997 6 432 G G
Bachelorof Commerce 6153 6 360 G G
Bachelorof Laws/ BachelorLegum 6875/ 6 360 G G6877
Bachelorof Commerce: Banking 7039 6 430 G G I
Bachelorof Commerce: Economics 7263 6 360 G G
Bachelorof Administration 7333 6 360 G G
Bachelorof Commerce 7849 6 360 G G
Bachelorof Commerce: Monetary Economics 7895 6 360 G G
Bachelorof Commerce 8543 6 360 G G
Bachelorof Economics 8613 6 536 G G
Bachelorof Law 8877 6 480 G G
Bachelorof Commerce 9843 6 360 G G
Bachelorof Commerce: Law 9878 6 360 G G
Bachelorof Banking 14375 6 504 G G
Bachelorof Commerce: Accountancy 14779 6 384 G G
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Qualification title IDNo. level Credits Category IV KI
Bachelor of Commerce: Accounting 14780 6 416 G G
Bachelor of Commerce 15147 6 360 G G
Bachelor of Commerce 15337 6 384 G G
Bachelor of Accountancy 15506 6 384 G G
Bachelor of Commerce: Law 15594 6 369 G G
Bachelor of Science: Actuarial Science 16253 6 384 G G
Bachelor of Commerce: Investment Management 16386 6 473 G G
Bachelor of Commerce: Banking 16913 6 536 G G
Bachelor of Commerce: General Management 16912 6 536 G G
Bachelor of Commerce: Marketing 16915 6 536 G G
Bachelor of Commerce: Agribusiness Management 16441 6 421 G G
Bachelor of Commerce: Agricultural Economics 16927 6 568 G G
Bachelor of Commerce: Risk Management 16936 6 528 G G
Diploma in Management Leadership (DML) 16991 6 360 G G
Bachelor of Commerce: Accounting Sciences 19584 6 386 G G
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Qualification title IDNo. Level Credits Category IV KI
Bachelors of Commerce: Management Sciences 19587 6 370 G G
Bachelor of Economics: Economics and Management 19592 6 370 G G
Bachelor of Military Science 19669 6 360 G G
Bachelor of Arts (Law) 23375 6 360 I G G
National Diploma: Financial Markets 23653 6 240 G G
Diploma: Accounting & Business Administration 24326 6 360 G G
Diploma: Marketing 24327 6 350 G G
Diploma: Management 35957 6 420 G G
Certificate: Business Management 36045 6 120 G G
National Certificate: Financial Markets and Instruments 50481 6 120 G G
National Diploma: Management (Accountancy) 57222 6 240 G G
National Certificate: Financial Planning 57695 6 120 G G
Bachelor of Commerce: Banking Management 58005 6 363 G G
Associate Financial Planner (AFpTM) 59233 6 120 G G
Higher Diploma: Banking 59830 6 240 G G
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Qualification title 10 No. Level Credits Category IV KI
Bachelor in Business Administration 59850 6 360 G G
Advanced Diploma: Management 62270 6 120 G G
Higher diploma: Banking 62810 6 240 G G
Bachelor of Commerce: Banking Management 62812 6 363 G G
National Diploma: Marketing 65306 6 360 G G
National Diploma: Cost and Management Accounting 72220 6 360 G G
National Diploma in Management 72610 6 360 G G
Certificate: Wealth Management 73350 6 120 G G
Bachelor of Commerce: General FSB 029 6 360 G GUniversity of Transkei{ Walter Sisulu University
Bachelor of Science: Mathematical Statistics 62469{17398 6 360 G G
Registered Persons Exam: Specialisation in the Equity FSB 030 6 N{A G GMarket
· Must include the 3 prescribed modulesRegistered Persons Exam: Specialisation in the Bond FSB 031 6 N{A G GMarket (Compliance):
· Must include the 3 prescribed modulesRegistered Persons Exam: Specialisation in the Bond FSB 032 6 N{A G GMarket (Trader)
· Must include the 4 prescribed modulesRegistered Persons Exam: Specialisation in the Futures FSB 033 6 N{A G GMarket:
· Must include the 5 prescribed modules
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Qualification title 10 No. Level Credits Category IV KI
Registered Persons Exam: Specialisation in the Yield - X FSB 034 6 N/A G GMarket:
· Must include the 5 prescribed modulesRegistered Persons Exam: Specialisation in the Currency FSB 035 6 N/A G GDerivatives Market (Advlce):
· Must include the 4 prescribed modulesRegistered Persons Exam: Specialisation in the Currency FSB 036 6 N/A G GDerivatives Market (Trader):
· Must include the 3 prescribed modulesRegistered Persons Exam: Specialisation in the Foreign FSB 037 6 N/A G GExchange Market:
· Must include the 3 prescribed modulesRegistered Persons Exam: Specialisation in the Money FSB 038 6 N/A G GMarket:
· Must include the 3 prescribed modulesRegistered Persons Exam: Agricultural Products FSB 039 6 N/A G G
· Must include the 3 prescribed modules
Bachelor of Commerce: Financial Planning FSB 040 6 - G G
Bachelor of Technology: Banking (1057202) 1019 7 480 G G
Bachelor of Technology: Marketing 1325 7 480 G G
Bachelor of Accounting Honours 2559 7 128 G G
Post-Graduate Diploma: Finance Banking and Investment 2629 7 128 G GBanking
Bachelor of Commerce Honours: all specialisations 3093 7 120 G G
Bachelors of Commerce Honours: Accounting 3095 7 120 G G
Bachelor of Commerce Honours: Investment 3137 7 160 G GManagement
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Qualification title 10 No. Level Credits Category IV KJ
Bachelor of Business Science: Specialisation in 4403 7 576 G GAccounting
Bachelor of Business Science: Specialisation in Finance 4403 7 576 G G
Bachelor of Business Science: Actuarial Science 4411 7 576 G G
Postgraduate Diploma: Accounting 5191 7 120 G G
Bachelor of lE.wsj Bachelor Legum 6015 7 480 G G
Bachelor of Commerce Honours: Banking 7215 7 200 G G
ICSA Programme in Strategic Management and 7110-2 7 96 G GCorporate Governance
Postgraduate Certificate: Advanced Taxation 14547 7 240 G G
Bachelor of Business Science: Economics 14784 7 544 G G
Bachelor of Arts Honours: International Trade and 14860 7 160 G GFinance
Bachelor of Business Management and Administration 15370 7 150 G GHonours
Bachelor of Commerce Honours: International Trade and 15415 7 160 G GFinance
Bachelor of Arts Honours: Trade and Development 15475 7 160 G G
Post Graduate Diploma: Management Financial 15497 7 120 G G~ccounting
Bachelor of Commerce Honours: Financial Management 16400 7 180 G GSciences
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Qualification title 10 No. Level Credits Category IV KI
Bachelor of Commerce Honours: Investment 16955 7 120 G GManagement
Bachelor in Management Leadership (BML) 16994 7 120/360 G G
Bachelor of Commerce Honours: Financial Management 18974 7 160 G G
Bachelor of Commerce Honours: Financial Analysis and 19960 7 120 G G IPortfolio Management
Bachelor of Commerce Honours: Financial Management 19962 7 120 G G
Post-Graduate Diploma: Account Practice 20391 7 240 G G
Post-Graduate Professional Qualification: Professional 20392 7 480 G GAccountant in Business
Bachelor of Laws 22993 7 480 G G
Diploma: Company Direction 36050 7 240 G G
Post-Graduate Diploma: Financial Planning (Depending 48866 7 120/160 G Gon provider)
Advanced Postgraduate Diploma: Financial Planning 48867 7 120 G G
Chartered Accountant: Financial Management 48912 7 698 G G
Chartered Accountant: Auditing 48913 7 679 G G
Bachelor of Commerce Honours: Financial Planning 50148 7 120 G G
Certified Financial Planner (CFP®) 59235 7 120 G G
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Qualification title 10 No. Level Credits Category IV KJ
Professional Postgraduate Qualification: Company 60654 7 120 G GSecretarial and Governance Practice
Bachelor of Technology: InternalAuditing 65341 7 480 G G
Bachelor of Technology: Marketing 72429 7 480 G G
Doctor of Commerce: Investment Management 3133 8 360 G G
Master of Commerce: Investment Management 3135 8 240 G G
Master of Commerce: Specialisation in Banking 4807 8 300 G G
Doctor of Commerce: Specialisation in Insurance 4887 8 144 G GScience
Master of Business Administration 4909 8 300 G G
Master of BusinessAdministration 5047 8 120 G G
Master of Business Administration 9257 8 240 G G
Doctor of Commerce: Banking 16574 8 300 G G
Master of Business Administration:Telematic 19606 8 288 G G
Master of Business Managementand Administration 19608 8 120 G G
Master of Business Administration:Tourism Development 36072 8 440 G G
Master: Business Administration: General 36078 8 200 G G
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Qualification title IDNo. Level Credits Category IV KI
Master: Business Administration 62271 8 233 G G
Chartered Financial Analyst (CFA) FSB 001 - - S S(Foreign Qualification)
Chartered Insurance Institute (CII): Certificate in FSB 003 - - G GInsurance (Foreign Qualification)
Chartered Insurance Institute (CII): Diploma in Insurance FSB 004 - - G G(Foreign Qualification)
Chartered Insurance Institute (CII): Advanced diploma in FSB 005 - - G GInsurance (Foreign Qualification)
Chartered Insurance Institute (CII): Fellowship FSB 006 - - G G(Foreign Qualification)
Associate ship of the CII (Chartered Insurance Institute) FSB 007 - - G G(Foreign Qualification)
International Certificate in Financial Advice FSB 009 - - G -
International Diploma in Compliance FSB 010 - - G G
UK Chartered Insurance Institute Certificate in Financial FSB 011 - - G GPlanning
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List 8: Specified subject(s) / module(s) / unit standard(s) based qualifications recognised for Category IVFSPs
The qualifications included in the list below must contain the subjects / modules / unit standards as specified below in order to be recognised.
Qualification title 10 No. Level Credits Category IV KI
Further Education and Training Certificate: Banking 20185 4 120
· This qualification is recognised ff it contains the following unit standards: 230071,230075,242655,252203,242815, 110028,242658,242657,120127, 13379, 117156, 114759,243137, 252191, 7223, 14963, 12456, 117709,242584,242593.
· To be recognised for short-term insurance the following electives will apply: 120011, 119679,2426'53, 120114,243137, 117121
· To be recognised for long-term insurance the following electives will apply: 117126, 119261, 11718
· To be recognised for short-term and long-term deposits the following electives will apply: 7223, 7231, 7236, 114759, 117156
· Please note: This SAQA ID for this qualffication is the same as for the National Certfficate: Banking (20185) NQF level 4
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List 9: Qualifications recognised for Category IV FSPs for the transitional period only
The qualifications included in the list below will only be recognised up to and including 31 December 2009 in accordance to the Fit and ProperRequirements for Financial Services Providers, 2008 Part X.
Qualification title IDNa. Level Credits Category IV
Certificate of Proficiency: Long-term basic (Category B FSB 017 4 N/A GProgramme)
UNISA Certificate in Financial Management FSB 019 6 60 G
UNISA Programme: Banking FSB 020 6 96 G
UNISA Programme: Risk Management FSB 021 6 108 G
UNISA Advanced Programme: Bank Credit FSB 026 7 96 G
Senior Management Programme FSB 027 7 N/A G
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90 No.33052 GOVERNMENT GAZErrE, 26 MARCH 2010
BOARD NOTICE 45 OF 2010
FINANCIAL SERVICES BOARD
FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002
(ACT NO. 37 OF 2002)
EXEMPTION OF DEUTSCHE BANK (MAURITIUS) LIMITED
I, Dube Phineas Tshidi, Registrar of Financial Services Providers, hereby exemptunder section 44(4) of the Financial Advisory and Intermediary Services Act, 2002(Act No. 37 of 2002), Deutsche Bank (Mauritius) Limited to the extent and subjectto the conditions set out in the Schedule.
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o P Tshidi,RegmuarofFmandalServ~esPro0ders
SCHEDULE
EXEMPTION OF DEUTSCHE BANK (MAURITIUS) LIMITED
Definitions
1. In this Schedule, ''the Act" means the Financial Advisory and IntermediaryServices Act, 2002 (Act No. 37 of 2002), any word or expression to which ameaning is assigned in the Act shall have that meaning, and unless the contextotherwise indicates-
"client", in relation to Deutsche Bank (Mauritius), means persons that were
clients of Deutsche Bank (Mauritius) prior to a disaster;
"Deutsche Bank (Mauritius)" means Deutsche Bank (Mauritius) Limited;
"disaster" means-
(a) a natural catastrophe in Mauritius;(b) the outbreak of a pandemic affecting Mauritius;(c) damage or loss to the building or part of the building that Deutsche Bank
(Mauritius) occupies in Mauritius;(d) riots and civil unrest in Mauritius; and
STAATSKOERANT, 26 MAART 2010 No.33052 91
(e) any other event which disrupts the normal business activity of DeutscheBank (Mauritius) in Mauritius.;
.Extent of exemption and condition
3. (1) Deutsche Bank (Mauritius) is exempted from section 7(1) of the Act, whenrendering financial services to a client in the event of a disaster, subject to thefollowing condition-
(a) Deutsche Bank (Mauritius) must immediately advise the Registrar ofany change to the particulars furnished in its exemption application.
(2) This exemption shall, subject to paragraph 4, be valid for a period of 5 yearsfrom the date referred to in paragraph 5.
Amendment and withdrawal of exemption and conditions
4. The "xem......·I" ...... " ... conomo ...,,," menno..... """',., i ........... ,.... .. ,..",.....__ 1.... " ar" s' ·..... lee... +-I II '0 pL VII VI UIIVILlVII;:) III I ILiVII'OV III pal aH' apll o '0 vUJ vL LV-
(a) amendment thereof published by the Registrar by notice in theGazette; and
(b) withdrawal in like manner.
Short title and commencement
5. This Exemption is called the Exemption of Deutsche Bank (Mauritius), 2010,and comes into operation on the date of publication in the Gazette.