Presidential Evaluations

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    Monday,June17,201311:23:15AMCentralDaylightTime

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    Subject: AnnualEvaluation

    Date: Thursday,June13,20137:23:47PMCentralDaylightTime

    From: Shirvani,Hamid

    To: Bresciani,Dean

    CC: Espegard,Duaine

    Dr. Dean Bresciani,In accordance with SBHE Policy 604.1, below is my evaluation of your progress for the goals that yousubmitted for July 1, 2012 June 30, 2013.

    Goal One -Research Productivity and Contributions: maintain, enhance, and broaden scholarly

    areas of national and international recognition --beyond traditional strengths of agriculture, scienceand engineering-- to biomechanical engineering, human performance, pharmacology, vaccinology,food science/safety and genomics, with increasing integration of NDSUs State designated Center for

    High Performance Computing to support same.

    Doing so will be measured over the applicable upcoming state, federal and independent organizationreporting period(s) by:

    overall research funding and productivity;

    new patents, copyrights and licensing;

    new corporate partnerships;

    start-up/spin-off technologies and businesses;

    patent utilization revenues, and;

    nationally and internationally-based external, objective scholarly ranking/categorization

    You have managed to position NDSU for increased annual research productivity in spite of what isexpected to be a period of decreasing federal funding sources. With the creation of several new centersand institutes as well as the recent equity funding which will be used to true up the number andquality of your research faculty, particularly in STEM related disciplines, NDSU stands a good chanceof climbing in its Carnegie research category. In addition, you continue your formal industrypartnerships. This is an attribute that I associate not only with the expertise of your research faculty butwith those numerous innovation teams consisting of both graduate and undergraduate students.Provided NDSU stays on course and is successful in increasing your funded research activities. I wouldagree that your NSF rankings will probably increase, but only if your research expenditures increase.

    There is no mention in your report, however, of strategies for targeting exceptional teacher/scholars andoutstanding researchers who will provide the human-resource power to maintain your national rankingamong the research institutions. How many endowed chairs do you presently have? Are you proposingto increase this number and by how many? Have you identified potential sponsors? It would be helpfulto the Board to know from a longitudinal point of view, how effectively you have stayed on course.My additional caution with regard to your intentions is that you currently lack the ability to set yourgoals within the context of legitimate peers and aspirational institutions. Simply comparing yourinstitution to those universities that make you look good is lacking in vision and true entrepreneurialspirit.

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    Goal Two - For undergraduate students: (1) maintain the ratio of full-time to part-time and distancestudents; (2) increase the geographic, ethnic, and cultural diversity of the student body; (3) realize

    stronger entering student preparation as measured by test scores and high school grade pointaverage; (4) continue to increase adherence to established admission criteria with a reciprocal

    reduction in students requiring remedial education, and; (5) implement improvements in studentsuccess as measured by year-to-year retention, increased course load, and time to degree completion

    as measured by national norms of 5 and 6 year graduation rates.

    For graduate students: (1) improve both the number and geographic, ethnic, and cultural diversity ofapplications for graduate study; (2) realize stronger preparation and relevant test scores for those

    admitted, and; (3) maintain if not improve graduation rates.

    Doing so will be measured by:

    standard recruitment, matriculation and enrollment, retention, and graduation metrics (bothundergraduate and graduate) at typical System/State junctures between the baseline of fall

    2012 and increasing thereafter;

    focused recruitment and graduation toward state needs, particularly at graduate levels inSTEM/agricultural areas, at the typical System/State junctures between the baseline of fall

    2012 and increasing thereafter, and;

    utilization of not just enhanced state but also external scholarship support through private

    contributions, strategic research grant application support, and sending institution/countrysupport leading to and initially measured fall 2013, and increasing thereafter.

    This goal appears to be on track. Facilitated by a new tuition model which you successfully initiatedtwo years ago, the initial results are no doubt welcome news particularly in your first-to-second-yearretention uptick. This suggests a much stronger outlook for your full-time student enrollment. Of thetwo research universities, NDSU seems to be on a much faster course to realizing the intent of the

    Pathways objectives by attracting students whose college-readiness aligns well with their careerobjectives.

    However, simply maintaining your present retention and graduation rates is woefully uninspiring.These statistics must change and change quickly.As for your graduate programs, I would like to see a plan that optimizes your tuition waivers bymoving them away from masters level students and the professional schools to focus principally on thePh.D. (i.e., research) side of the equation. For too long, the two NDUS research institutions have beengiving a disproportionate number of waivers to non-Ph.D. students. This is not characteristic of thestronger research institutions. On occasion, admittedly, there are partial tuition waivers given to a few

    who are exceptionally strong and who are thereby encouraged to stay the course through the Ph.D.Those graduate students who are typically excluded from institutional scholarships/fellowships/waiversinclude students in business, medical school, law school (a small number are given clerkships), andother programs that are professionally oriented rather than research oriented. Of course, this does notprevent these same professional programs from making awards using gifted, private, or endowedmonies. More should be expected of the deans of these schools to fill this need. Is this one of yourexpectations of them?Increasingly, too, the very high and high research institutions are following the pattern set by the

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    strong research universities of which is to include graduate tuition in many of their research grants. Ineffect, this amounts to a tuition waiver. Such grants apply to only a few agencies; nevertheless, itreduces the amount of institution dollars normally required to support graduate education. Are youfollowing a similar policy where applicable?Goal Three - The development goals include (1) successful completion of the Athletic DepartmentsCompetitive Edge Campaign; (2) successful completion of the Barry Hall Commodities Trading

    Room; (3) support the Development Foundations efforts to successfully execute a national searchfor a well-qualified new President/CEO; and (4) begin initial planning for the next NDSU majorcapital campaign.

    Three factors, one perhaps not obvious, make this a challenging goal:

    First, and typical to research universities, the various supporting foundations are advantageously

    designed to be independent of the University and its administration. Doing so allows for a breadth ofrevenue, gift and accounting flexibilities not possible for a state agency and as importantly, a level of

    donor security and privacy certainly not possible in most statesand particularly for state affiliatedNorth Dakota agencies.

    Second, and while the University could be said to set broad parameters for the various foundations

    goals, the NDSU President by design and per the above does not directly supervise or control theirannual goals, achievement thereof, or staff therein.

    Third, in the case of the Development Foundation, at the direction of its Board the Foundation is in

    the process of transitioning to new executive leadership. As a result, it is recognized that plannedbut substantial turnover of senior leadership will on a temporary basis have a detrimental and hard

    to quantify impact on development activitiesmost obviously for the upcoming year but perhaps forseveral after.

    In summary, it would be challenging for the NDSU President to set development goals for the

    independent foundations under the best of circumstances, and impractical for either to do so duringthe current state of transition. That said, several substantial internally driven goals remain, and

    other such goals are emerging and deemed reasonable to pursue.Admittedly, your three clarifying factors must be taken into consideration. However, you and I bothknow that foundations exist for the sole purpose of supporting and furthering the missions of theirrespective universities and therefore the relationship, while legally distinct, is still functionally andotherwise intimately connected. What is more relevant in your present situation is the transitioning tonew executive leadership which clearly affects your development activities.That the Foundation garnered $17.5 million for 2012 is certainly a sign of its pulse-rate. I would be

    interested in knowing, however, how this compares to your peer and aspirational institutions, especiallyconsidering the new-found economic prosperity of the state and many of its citizens. I suspect there ismuch more that can be accomplished in this area. I am also interested to know how much of these fundswill be spent on academic programs versus athletics and or building construction.I understand that you anticipate a successful closure of the Competitive Edge Campaign in the nearfuture and, with it, closure to the broader athletics complex initiative. Your success with the Barry HallCommodities Trading Room is also a good sign that the overall development goals are on track andthat, with the hire of a new Foundation President, plans also remain on track for a major capitalcampaign to begin in the next several years.

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    With respect to your Athletic Departments Competitive Edge Campaign, I note with some dismaythat neither the Board nor the Office of the Chancellor has been actively involved in decisionsregarding intercollegiate athletics programs within the NDUS. Admittedly, there is currently nothing instate statute or in Board policy that prohibits or otherwise provides guidance or oversight of campusdecisions that utilize state general fund appropriations, tuition revenues, mandatory student fees, orother private funds in support of athletics. Campuses have added and removed athletic programs;

    unilaterally changed conferences and divisional affiliations that have had direct financial impact on thecampus as well as sister institutions; used public and private monies that might otherwise have beendirected to academic programs and other essential services; used conference or divisional affiliations toforce changes in or additions to capital facilities; and shifted institutional fund sources for theinstitutions intercollegiate athletic programall done without Board or Chancellor consultation,approval, or oversight.Historically, the responsibility for policy, decision-making, and oversight has resided with theindividual colleges and universities, a situation which not only is highly unusual but, from a risk-management point of view, sets a potentially dangerous precedent. I understand that in 2010 there hadbeen some discussion regarding the establishment of a policy giving the Board authority and oversight

    of Intercollegiate Athletic Programs. To date, however, no policy or procedure has been approved. It isworthy of note that the mannergood or badin which an individual campus conducts itsintercollegiate athletics program ultimately reflects on both the institution and the community.I would hope that this situation will change in the near future. Specifically, the Board should direct theChancellor to obtain from each of the NDUS colleges and universities historical information as well ascurrent planning regarding their respective athletic programs and funding thereof. I would also urge theBoard to consider an annual reporting mechanism be established that would require all the institutionsto report on their plans regarding athletics.Goal Four -Meet the implementation deadlines of the Pathways to Student Success Plan

    I understand that the campus is on target to meet these deadlines. My thanks to your provost for being

    so vocal in his support of thePathwaysplan. As your provost knows all too well,Pathways will allowNDSU to move quickly to capitalize on the recruitment, retention, and graduation of college-readystudents.Goal Five -Increase the annually adjusted level of faculty research grants and contracts.Addressed in goal one.Management:As I meet and talk with members of your senior leadership team, I remain impressed with their qualityand dedication to task. You have put together a strong team and one that I am sure will serve the

    institution well in the years to come. I am particularly impressed with your provost, Dr. Bruce Reyfert.He was an excellent choice and someone whose skill set is superb. I see him on track for a presidencyin the near future.Clearly, the number of new centers and new degree programs is impressive, albeit my caution regardingthe need for stronger research units. I was especially glad to seek the Boards approval of your FraudEducation and Research Institute, the Center for Professional Selling, and your most recent proposal fora Center for Leadership Practice. These are both timely and speak to the leadership of yourmanagement team.

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    On the downside, however, I am troubled by the fact that your newly approved centers and institutes donot appear to be engines for increasing your research goals and objectives. From all appearances, theyseem to be focusing on service which I do not wish to discount or discourage, but which will not giveyou the edge you are seeking with your funded research goals.Overall:Based on my observation, you need to articulate a clear vision for the future of NDSU within its current

    context. As for your suggestion that the award of tenure for presidents and chancellors be done solelyby the SBHE and thereby dispensing with the current campus review process is unacceptable to mesince it violates the very principle of peer review.I am recommending the Board to require a full 360 review of your presidency. You have been presidentlong enough to warrant such a review. This review should take place in the fall of 2013. Therefore I amrecommending a one year renewal pending 360 review by a legitimate national group and a 3%increase for the coming fiscal year.Thank you.

    H. A. Shirvani, Ph.D.ChancellorNorth Dakota University System600 E Boulevard Ave, Dept 215Bismarck ND 58505-0230Ph: 701.328.2974 Fax: 701.328.2961Email: [email protected]: ndus.edu

    https://bluprd0811.outlook.com/owa/redir.aspx?C=3YoRNDm5PE-udOahtfHGw3pfo6Jdcc8IreCMdicZPDzkpoaU0ABAg2C5QjtiFvjpkUmTltn2nrM.&URL=http%3a%2f%2fwww.ndus.edu%2fhttps://bluprd0811.outlook.com/owa/redir.aspx?C=3YoRNDm5PE-udOahtfHGw3pfo6Jdcc8IreCMdicZPDzkpoaU0ABAg2C5QjtiFvjpkUmTltn2nrM.&URL=mailto%3aham.shirvani%40ndus.edu
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    Monday,June17,201311:22:50AMCentralDaylightTime

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    Subject: AnnualEvaluation

    Date: Thursday,June13,20137:25:26PMCentralDaylightTime

    From: Shirvani,Hamid

    To: Darling,Doug

    CC: Espegard,Duaine

    Dr. Doug Darling,In accordance with SBHE Policy 604.1, below is my evaluation of your progress for the goals that yousubmitted for July 1, 2012 June 30, 2013.

    Goal One -Redesign developmental course series to enhance student success and comply withSBHE Policy 402.1.2.I was pleased to learn that you changed your math series of developmental courses from two-credit tothree-credit offerings in order that students can complete them in one full semester. I hope that all thecommunity colleges can collectively develop a standardized curriculum for remedial coursework, some

    of which can operate from a common platform (i.e., Pearson). If embedded in a regular Math andEnglish courses for individuals needing support, I would wager you would be able to provide a muchstronger program for yourselves and the four-year campuses you serve.GoalTwo -Meet ND needs for trained law enforcement officers in Western ND.As you know from your first identification of this goal, I thought it a most worthy objective and amglad to learn that you have delivered your first POTP program to Minot and in current planning toexpand your program offerings in 2013 and 2014.Goal Three -Raise $500,000 for equipment and program enhancement for technical programs atLake Region State College. This would be a combination of grant funds and contributions to theLRCC Foundation.My congratulations on meeting your goal thorough two large grants from the TAACT and theWorkforce Enhancement Grant, and that you are currently working to leverage the matching fundsprovided in the most recent legislative session. I would hope that during the coming year, you wouldconduct a systematic assessment of your programmatic needs and develop a more holistic funding planand objectives.Goal Four -Meet the implementation deadlines of the Pathways to Student Success Plan.I am gratified to know that you have met all current deadlines and are committed to implementing

    Pathways as scheduled.Goal Five -Ensure that all dual credit courses meet the established criteria.

    It is good to know that, for many years, you have been using the same criteria as that which had beenagreed by me and the Executive Director of the Department of Public Instruction. That all LRSC dualcredit courses meet the criteria is gratifying to know. We do intend, however, to launch a longitudinalstudy of the dual credit courses to assess their overall effectiveness. I remain convinced that thesecourses can be strengthened even further. In my opinion their quality should be no less than an APcourses which, because of their rigor, seem destined to be replaced by dual credit courses.

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    Overall:

    It is clear that you are well liked by the campus community and have succeeded in drawing strong localsupport from the region as well. You have shown a great deal of personal growth in your careerobjectives which is another way of saying you have developed a strong career path that should serveyou well in the future. This is an obvious sign of your good leadership and strong work habits. In myopinion, you are a quiet administrator who is tactful, collaborative, and very effective in what you do.

    We have recently signed a new three-year contract with you; therefore, there is no need for anyrecommendation regarding salary and/or reappointment.

    Thank you.

    H. A. Shirvani, Ph.D.ChancellorNorth Dakota University System600 E Boulevard Ave, Dept 215Bismarck ND 58505-0230

    Ph: 701.328.2974 Fax: 701.328.2961Email: [email protected]: ndus.edu

    https://bluprd0811.outlook.com/owa/redir.aspx?C=3YoRNDm5PE-udOahtfHGw3pfo6Jdcc8IreCMdicZPDzkpoaU0ABAg2C5QjtiFvjpkUmTltn2nrM.&URL=http%3a%2f%2fwww.ndus.edu%2fhttps://bluprd0811.outlook.com/owa/redir.aspx?C=3YoRNDm5PE-udOahtfHGw3pfo6Jdcc8IreCMdicZPDzkpoaU0ABAg2C5QjtiFvjpkUmTltn2nrM.&URL=mailto%3aham.shirvani%40ndus.edu
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    Monday,June17,201311:23:03AMCentralDaylightTime

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    Subject: AnnualEvaluation

    Date: Thursday,June13,20137:24:41PMCentralDaylightTime

    From: Shirvani,Hamid

    To: Coston,DC

    CC: Espegard,Duaine

    Dr. D.C. Coston,In accordance with SBHE Policy 604.1, below is my evaluation of your progress for the goals that yousubmitted for July 1, 2012 June 30, 2013.

    Goal One -Restoring the reputation of Dickinson State University

    Your efforts, and those of your colleagues, have been nothing short of remarkable. This includes thecorrective changes you instituted in personnel, policies, and procedures; the report you submitted to theHigher Learning Commission in anticipation of their on notice visit to the campus; the reassurancesyou and the faculty have communicated to students, parents, and the public in general; your marketing

    through the media to reaffirm the quality of DSU to your many stakeholders; and the severalpresentations at AACRAO meetings of the measures you and your staff have taken to rebuild theinstitutions reputation. I know from talking with Lisa Johnson on our staff that the work the campushas undertaken to restore its reputation has been monumental.

    Goal Two -DSU will develop a strategic enrollment plan

    I have no doubt that this goal, which follows an in depth examination of the institutions footprint,both regionally and nationally, will produce the objectives you seek. The gathering of demographicdata, the assessment of your program strengths, weaknesses, opportunities, and threats ( SWOTanalysis), should provide you and your faculty and staff with the information needed to strengthenDSUs reputation among its many supportersboth local and national. By targeting areas of potentialgrowth, enhancing student preparedness, expanding on-line education, emphasizing participation inintercollegiate athletics, and avoiding the pitfalls previously incurred with your international studentrecruitment, and building on the Theodore Roosevelt Honors Leadership Program, you have come along way in the realization of your plan. I was pleased to learn that you taught a leadershipdevelopment class for your TR Scholars. My congratulations for stepping into the classroom. Too fewadministrators take advantage of that opportunity.Goal Three - Fund Raising

    Although we did not have an opportunity to discuss your fundraising goals and strategies for the year, Iwas please to see that the DSU Foundation doubled its funding from the previous year; that you secured

    scholarship funding in lieu of what had formerly been part of the tuition-waiver support base; that youare taking advantage of the tax credit laws to expand your list of potential donors; and that both theFoundation and the Alumni Association are well into their plans for a capital campaign associated withDSUs centennial.I note with some dismay that neither the Board nor the Office of the Chancellor has been activelyinvolved in decisions regarding intercollegiate athletics programs within the NDUS. Admittedly, thereis currently nothing in state statute or in Board policy that prohibits or otherwise provides guidance oroversight of campus decisions that utilize state general fund appropriations, tuition revenues,mandatory student fees, or other private funds in support of athletics. In the past, campuses have added

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    and removed athletic programs; unilaterally changed conferences and divisional affiliations that havehad direct financial impact on the campus as well as sister institutions; used public and private moniesthat might otherwise have been directed to academic programs and other essential services; usedconference or divisional affiliations to force changes in or additions to capital facilities; and shiftedinstitutional fund sources for the institutions intercollegiate athletic programall done without Boardor Chancellor consultation, approval, or oversight.

    Historically, the responsibility for policy, decision-making, and oversight of athletics has resided withthe individual colleges and universities, a situation which not only is highly unusual but, from a risk-management point of view, sets a potentially dangerous precedent. I understand that in 2010 there hadbeen some discussion regarding the establishment of a policy giving the Board authority and oversightof Intercollegiate Athletic Programs. To date, however, no policy or procedure has been approved. It isworthy of note that the mannergood or badin which an individual campus conducts itsintercollegiate athletics program ultimately reflects on both the institution and the community.

    I would hope that this situation will change in the near future. Specifically, the Board should direct theChancellor to obtain from each of the NDUS colleges and universities historical information as well ascurrent planning regarding their respective athletic programs and funding thereof. I would also urge theBoard to consider an annual reporting mechanism be established that would require all the institutionsto report on their plans regarding athletics.Goal Four -Meet the implementation deadlines of the Pathways to Student Success Plan

    I am pleased to note that you have made significant progress in implementing sections of thePathwaysplan. This includes your admissions index, the reduction in tuition waivers, partnership with BSC forhelping students in need of developmental/remedial coursework, taking steps to implement the percredit hour pricing of courses, and realigning your dual credit courses.Goal Five - Work with the high schools to ensure that all dual credit courses meet the established

    criteria.

    I appreciate also the efforts you have taken to implement the guidelines outlined in my agreement withthe Department of Public Instruction regarding dual credit course offerings. I understand that all yourdual course syllabi have been reviewed; the minimum standards for instructors enforced; that eachcourse now be completed within the timeframe of a semester; and that meetings are taking place witharea high schools to keep them abreast of the full implementation ofPathways.Overview:

    Over the past year I have been impressed with your leadership, the connections you have made to thelocal community, and your attention to the details of the recent HLC visit. You have been successful inbuilding a positive relationship between the campus and the community, much of which had been lost

    due to the embarrassing revelations regarding its international students.I am also appreciative of the public support you have given to thePathways concept and plan.

    Most importantly, I am impressed with your efforts to enact standards, your choice of staffing andleadership changes, and the good working relationship you have with your provost. Dr. Pemberton wasan excellent choice and one that reflects positively on your leadership. To your credit, you havesurrounded yourself with good people.For your leadership and overall strong management of DSU I am recommending a salary increase of4% and continuing appointment.

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    Thank you.

    H. A. Shirvani, Ph.D.ChancellorNorth Dakota University System600 E Boulevard Ave, Dept 215

    Bismarck ND 58505-0230Ph: 701.328.2974 Fax: 701.328.2961Email: [email protected]: ndus.edu

    https://bluprd0811.outlook.com/owa/redir.aspx?C=3YoRNDm5PE-udOahtfHGw3pfo6Jdcc8IreCMdicZPDzkpoaU0ABAg2C5QjtiFvjpkUmTltn2nrM.&URL=http%3a%2f%2fwww.ndus.edu%2fhttps://bluprd0811.outlook.com/owa/redir.aspx?C=3YoRNDm5PE-udOahtfHGw3pfo6Jdcc8IreCMdicZPDzkpoaU0ABAg2C5QjtiFvjpkUmTltn2nrM.&URL=mailto%3aham.shirvani%40ndus.edu
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    Monday,June17,201311:21:26AMCentralDaylightTime

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    Subject: AnnualEvaluation

    Date: Monday,June17,201311:17:21AMCentralDaylightTime

    From: Shirvani,Hamid

    To: DavidFuller

    CC: Espegard,Duaine

    Dr. David Fuller,In accordance with SBHE Policy 604.1, below is my evaluation of your progress for the goals that yousubmitted for July 1, 2012 June 30, 2013.

    Goal One - Working in concert with the VPAA, implement the first stage of a plan to prioritizeacademic programs and services following Robert C. Dickesons models to reallocate resources toachieve strategic balance.As this project follows a two- to three-year timeline for review and implementation, I understand that itis your intention to submit MSUs prioritization program to HLC as a factor in overall quality

    improvement. It is interesting your mentioning that suspicion exists on your campus that the data doesnot accurately reflect your actual program enrollments. As you clearly admit, departments should notbe creating their own data. The same holds true for the institutions within the NDUS. Considering allthat has transpired, this seems very ironic.

    Goal Two -Review and update collaborative agreements and action plans with Ft. BertholdCommunity College, Turtle Lake Community College, and United Technical Community College topursue agreed upon academic and cultural collaboration and annual initiative.This goal appears to be on track in that you have identified key issues common to all three colleges andhave agreement to complete your objectives this academic year. The exception, from what I can judge,is the United Technical Community College which has yet to join in the endeavor. Is there a reason forthis? To what extent does their delay or lack of interest affect your intended outcomes? What, inparticular, do you really want to emerge out of these agreements? Have you identified some long-rangegoals?Goal Three -Assist in the solicitation and confirm the major gift of $2.5 million and identify a list ofother potential major donors to make initial contacts.As I understand, you have solicited $4,656,000 in gifts and awards; $379,312 in other donations andcampaign gifts; received $6,531,559 in federal and state grants; and built a potential list of current andfuture donors. How much of the gifts you asked for have you actually received? That is a criticalquestion: how much cash have you brought into the university? You have been president for more than

    10 years. You should not only have a list of potential donors but also a well cultivated support groupthat is willing to contribute! Im sure the Board would be interested in knowing your plans for the useof these monies. What percentage, for example, is intended for student scholarships, facultydevelopment, athletics, etc? What other uses have been identified for these monies?Goal Four -Meet the implementation deadlines of the Pathways to Student Success PlanUnderaccess, you indicate that you have established a range of admission scores and are currentlydiscussing processes for conducting reviews and notifying students regarding status, denials, andexceptions. As Dr. Haller indicated to you in an earlier cabinet meeting, the Office of Academic Affairs

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    has been more than willing to sit down with your admissions personnel to discuss this aspect of thePathwaysplan. Basically, it requires no change from your past admission practices. All applicants arestill reviewed as in prior years. The difference is that, on the basis of an anticipated performance-basedaccountability funding model, the admission of students whose profile suggests an inability or difficultyin graduating within four to six years will eventually impact negatively on your budget should youchoose to enroll them.

    Underquality, you note no known action or progress to create a North Dakota High School CollegeSuccess Report. Actually, this part ofPathways is underway with expected full implementation by thiscoming Fall. Your provost was informed of this.Underaffordability, the intent to expand the present financial aid program to include more need-basedaid as well as support for the adult learner population has been underway for some months. ViceChancellor Glatt reallocated monies out of the last biennium and, for the coming biennium, theLegislature appropriated $21,245,679 or an increase of $2,220,085. As noted at the SBHE meeting onMay 9, within this appropriation we will be increasing the annual grant award from $1500 to $1648 peryear and also expanding the program to serve part-time students.Underlearning, you note that there has been no known progress or discussions on the recommendationthat the four-year schools redirect their course costs to improving student retention. I consider this to bea campus-specific issue and not one that necessarily entails discussion among the institutions. It impliesa commitment on your part to direct resources to improve your first-year freshman experience in waysthat could positively impact retention and graduation. I am referring to enhanced co-curricularactivities, better scheduling of courses, block scheduling, night courses, more mentoring, flagging of at-risk students, etc. Many of these options you may already have in place; others might need to beconsidered. Here again, your provost should have known this.Underaccountability, those items which you indicated had no known actions or progress were the oneswhich were postponed at the presidents request. I find it hard to understand why you are seeminglyunaware of this fact.

    Goal Five - Work with the high schools to ensure that all dual credit courses meet the establishedcriteria.

    I am pleased to learn that MiSU is meeting the criteria and standards set by the agreement signedbetween NDSU and DPI. This is a key element in thePathwaysplan. The chancellor should launch alongitudinal study of the dual credit courses to assess their overall effectiveness. I remain convincedthat these courses can be strengthened even further. In my opinion their quality should be no less thanan AP courses which, because of their rigor, seem destined at the moment to be replaced by dual creditcourses.

    Supplementary Goal:I am also pleased to learn that you have reduced your budget by $1.85 million for a total of $3.35 overtwo years. In that regard, however, I remain troubled by the size of your administrative costs in relationto your enrollment and the inefficiencies that exist on your campus.

    Overall:My overall sense is that you have exercised a form of myopic leadership that has probably served youwell among certain elements in Minot but reinforced among your peers a growing exasperation due toyour sense of exceptionalism for MiSU and your clear lack of respect for your sister institutions.

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    Moreover, the fact that you were the only one of the presidents to openly question key elements of thePathways concept that had been carefully explained and agreed upon by the academic and studentaffairs vice presidents is evidence to me that communication with your senior administrators is sadlylacking. As noted above, your grandstanding comments at the May 9 SBHE meeting noting no knownprogress or discussion on the elements ofPathways were wrong on numerous counts.As for your assertion that, by taking a position within the system office, Dr. John Girard has thereby

    relinquished his tenure and retreat rights at MiSU exemplifies both your arrogance as to yourpresidential entitlements and your ignorance of practices which are common across university systemsin the United States. That you would even suggest such an interpretation should be the cause of angeramong faculty across the NDUS who might consider applying for future positions in the system office.Given what I perceive is poor leadership on your part, I am recommending a zero (0) percent salaryincrease.Thank you.

    H. A. Shirvani, Ph.D.

    ChancellorNorth Dakota University System600 E Boulevard Ave, Dept 215Bismarck ND 58505-0230Ph: 701.328.2974 Fax: 701.328.2961Email: [email protected]: ndus.edu

    https://bluprd0811.outlook.com/owa/redir.aspx?C=3YoRNDm5PE-udOahtfHGw3pfo6Jdcc8IreCMdicZPDzkpoaU0ABAg2C5QjtiFvjpkUmTltn2nrM.&URL=http%3a%2f%2fwww.ndus.edu%2fhttps://bluprd0811.outlook.com/owa/redir.aspx?C=3YoRNDm5PE-udOahtfHGw3pfo6Jdcc8IreCMdicZPDzkpoaU0ABAg2C5QjtiFvjpkUmTltn2nrM.&URL=mailto%3aham.shirvani%40ndus.edu
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    Subject: AnnualEvaluation

    Date: Thursday,June13,20137:27:20PMCentralDaylightTime

    From: Shirvani,Hamid

    To: GaryHagen

    CC: Espegard,Duaine

    Dr. Gary Hagen,In accordance with SBHE Policy 604.1, below is my evaluation of your progress for the goals that yousubmitted for July 1, 2012 June 30, 2013.

    Goal One -Raise $380,000 this year to complete the Northwest Hall Campaign by March 30, 2013and begin construction by September 30, 2013.

    I am pleased to see that you more than doubled your goal and that construction has already begun withcompletion sometime in September. Clearly this is a notable accomplishment for you and the campus.I am sure employee morale is strong and productivity solid among your faculty and staff. I hope that

    you are in the process of developing three to five-year plans for fundraising that are linked with yourmost competitive programs.Goal Two - Complete academic assessment learning outcomes for all academic majors and minorsby June 30, 2013. MaSU must prepare for the upcoming NCA and NCATE accreditation visits andensure that the general education courses meet the new LEAP goals.In that academic assessment of learning outcomes was a concern in your last NCATE visit, I wasgratified to learn that the April 2013 return of the NCATE accreditation team concluded that learningoutcomes was no longer an issue. This should obviously place you in good preparation for the NCAaccreditation visit next year. This is good news and is a positive reflection on the hard work anddedication of the facultyGoal Three -Develop a sophisticated new campus web site and web-based system based primarily onthe Google Analytics System. This system would utilize internet-based tools to help students exploreeducational opportunities at MaSU by optimizing search engines, marketing techniques, and theInternet.Again, I am pleased that your new website, including the automatic collection of information fromthose visiting your site, is up and running. The NDUS looks forward to learning how you are usingthese analytics to improve your marketing efforts.Goal Four -Meet the Implementation deadlines of the Pathways to Student Success Plan

    You seem to be on target for meeting the requirements to provide a successfulPathways experience forstudents. As you and others have learned,Pathways is an evolving concept that promises significantimprovement in college readiness, vertical alignment between K-12 and the college curricula, andultimately effective preparation for upcoming performance-based accountability and funding.Goal Five - Work with the high schools to ensure that all dual credit courses meet the establishedcriteria.Here again, I am gratified to know that this goal has been accomplished. Actually, I knew well in

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    advance through my academic affairs staff that MaSU had a good history of qualitative dual creditcourses. In that the quality of the courses and their faculty is necessary for students success once theytransfer into a college or university, due diligence should keep this issue front and center for years tocome. We do intend, however, to launch a longitudinal study of the dual credit courses to assess theiroverall effectiveness. I remain convinced that these courses can be strengthened even further. In myopinion their quality should be no less than an AP courses which, because of their rigor, seem destinedto be replaced by dual credit courses.

    Overall:

    In my judgment, Gary, you have had a very successful year fulfilling your responsibilities as presidentof MaSU. You have focused your energies on campus matters, built a strong faculty supported by awell-managed staff and leadership team, and launched a successful fundraising program with strongalliances within the areas business community.My sense is that you are a highly competent and conscientious administrator whose skill sets aresometimes hidden by your quiet demeanor. I encourage you to be more outgoing in the future and morevocal is representing your institutions academic aspirations.Give what I recognize and appreciate as your many leadership strengths, I am recommending to theBoard a 4% salary increase for the coming fiscal year and continuing appointment.Thank you.

    H. A. Shirvani, Ph.D.ChancellorNorth Dakota University System600 E Boulevard Ave, Dept 215Bismarck ND 58505-0230Ph: 701.328.2974 Fax: 701.328.2961

    Email: [email protected]: ndus.edu

    https://bluprd0811.outlook.com/owa/redir.aspx?C=3YoRNDm5PE-udOahtfHGw3pfo6Jdcc8IreCMdicZPDzkpoaU0ABAg2C5QjtiFvjpkUmTltn2nrM.&URL=http%3a%2f%2fwww.ndus.edu%2fhttps://bluprd0811.outlook.com/owa/redir.aspx?C=3YoRNDm5PE-udOahtfHGw3pfo6Jdcc8IreCMdicZPDzkpoaU0ABAg2C5QjtiFvjpkUmTltn2nrM.&URL=mailto%3aham.shirvani%40ndus.edu
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    Subject: AnnualEvaluation

    Date: Thursday,June13,20137:22:31PMCentralDaylightTime

    From: Shirvani,Hamid

    To: Richman,John

    CC: Espegard,Duaine

    Dr. John Richman,In accordance with SBHE Policy 604.1, below is my evaluation of your progress for the goals that yousubmitted for July 1, 2012 June 30, 2013.

    Goal One -Education Excellence: Graduation rates will outperform national norms. ExpectedOutcome: Graduation rate will always be at least 10% higher than the 2 year collegenational norm.This goal, while laudable in principle, shows a willingness to settle for a less than a robust approach toyour graduation rate. Granted your rate is considerably higher than the two-year college annual norm,

    simply define your success as being at least 10% higher than the national norm seems to me to satisfybeing good enough but not great.Please consider a more holistic approach to these issues including establishing retention goals andgraduation rates based upon aspirational peers.Goal Two -Accessible System: Increase the total adult population (ages 25-49) enrollments.From what I can judge, your strategies have been thoughtfully put together, particularly the willingnessto offer weekend, late afternoon and evening courses; the hiring of a new Dean of Extended Learning,the assembling of an Adult Learner Group, and the establishment of an adult concierge position.Here again, the establishment of formal goals for program-based enrollments will contribute to yourefficiency and success.Goal Three - Fundraising: New business and industry partnerships will be developed generating anadditional $1million in contributions.This goal appears to be on track with the identification of new business and industry partnerships;additions to your Program, Alliance, and Marketing Partners; and the addition of Regional Communityand Student Success Partners to your existing support groups I note, too that you have a new softwaretool under trial to help facilitate your efforts.

    Please commit to a three to five-year plan linking your most competitive programs with high assayssponsors.Goal Four -Pathways to Student Success Plan: Meet the implementation deadlines of the Pathwaysto Student Success PlanI am pleased to learn that NDSCS is in full compliance with thePathwaysplan. I would hope thatwhere issues may arise, you and your staff members will consult in a timely way with our academicaffairs personnel.

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    Goal Five -Pathways to Student Success Plan: Work with the high schools to improve courseoutcomes in remedial/developmental work and ensure that all dual credit courses meet theestablished criteria.I am likewise pleased that NDSCS is in full compliance with the uniform set of criteria for dual creditofferings as agreed upon by NDUS and DPI. We do intend, however, to launch a longitudinal study ofthe dual credit courses to assess their overall effectiveness. I remain convinced that these courses can be

    strengthened even further. In my opinion their quality should be no less than an AP courses which,because of their rigor, seem destined to be replaced by dual credit courses.Overall:

    In general, I have been impressed with three aspects of your leadership. First, is that you have built agreat team of people (including a key member of my staff); second, the leadership taken by yourprovost in bringing forth a number of new and important programs; and third, your focus on dataanalysis. I am told she is excellent.On the downside, I was frankly taken back by your comment at the May 9 Board meeting when, afterreceiving a record high budget, you postured before the Board that if unable to set your tuition at thelevel you intended, you would consider layoffs of your staff. Such posturing was unnecessary andappeared to many observers as highly insensitive. Furthermore, you have rather a large reserve in yourbudget that you can utilize at anytime.

    I am recommending to the Board a 3% salary increase for the coming fiscal year and continuingappointment.Thank you.H. A. Shirvani, Ph.D.ChancellorNorth Dakota University System

    600 E Boulevard Ave, Dept 215Bismarck ND 58505-0230Ph: 701.328.2974 Fax: 701.328.2961Email: [email protected]: ndus.edu

    https://bluprd0811.outlook.com/owa/redir.aspx?C=3YoRNDm5PE-udOahtfHGw3pfo6Jdcc8IreCMdicZPDzkpoaU0ABAg2C5QjtiFvjpkUmTltn2nrM.&URL=http%3a%2f%2fwww.ndus.edu%2fhttps://bluprd0811.outlook.com/owa/redir.aspx?C=3YoRNDm5PE-udOahtfHGw3pfo6Jdcc8IreCMdicZPDzkpoaU0ABAg2C5QjtiFvjpkUmTltn2nrM.&URL=mailto%3aham.shirvani%40ndus.edu
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    Monday,June17,201311:22:37AMCentralDaylightTime

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    Subject: AnnualEvaluation

    Date: Thursday,June13,20137:26:29PMCentralDaylightTime

    From: Shirvani,Hamid

    To: Skogen,Larry

    CC: Espegard,Duaine

    Dr. Larry Skogen,In accordance with SBHE Policy 604.1, below is my evaluation of your progress for the goals that yousubmitted for July 1, 2012 June 30, 2013.

    Goal One -Develop and implement systematic approaches to measuring, assessing, documenting,and communicating student learning outcomes using the HLCs sponsored AQUIP process.I understand that with the Title III grant awarded in October 2011 you were able to expand your IRcapacity and make progress on course and program learning outcomes. I was particularly interested inyour mapping of the life cycle of students to determine where interventions and processes can be

    improved and your establishment of an endowment fund to ensure sustainability of your activities at thecompletion of the grant.At a future date, the NDUS office will invite you to share the process and your findings with colleaguesand sister institutions.Goal Two - Using $223,000 in bequests to implement a five-year BSC scholarship program to attractlocal students, first, with high academic achievement, and second, low enrollment and/or highemployer demand technical programs.I applaud your establishment of two scholarship programs to attract local students with high academicachievement as well as for low enrollment and/or high employer demand technical programs. I expectthat you will develop a systematic approach to identify your scholarship needs and opportunities forsponsorship.Goal Three - FundraisingAs the lead and administering agency for a consortium of North Dakota colleges for the U.S.Department of Labor TAA grant to enhance workforce training to meet the needs of the oil and gasindustry in western North Dakota, I understand that training is moving forward. As for your expansionof the Mechanical Maintenance facility in Mandan, I see that you are almost at the amount need tobegin the project. See also above.

    Goal Four -Meet the implementation deadlines of the Pathways to Student Success Plan.I was heartened to know that you and DSU are in talks to deliver developmental math and Englishcoursework with a target date for Fall 2014. I remain interested in the Pearson platform that you andothers have been discussing for the delivery of coursework that could be imbedded in baccalaureatelevel courses.Goal Five - Work with the high schools to improve course outcomes in remedial/development workand ensure that all dual credit courses meet the established criteria.

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    I am also gratified that BSU is following the understanding reached between me and the ExecutiveDirector of the Department of Public Instruction and had taken the lead in developing a trial project toalign the math curriculum between K-12 and the other two-year colleges in order to met the CommonCore State Standards in college level math. I urge you to stay the course.Overview:

    You know from a previous email that I have genuinely appreciated your frankness and candor. Both

    our jobs are demanding and, given the nature of any hierarchical organization and particularly one thatis by design and intent becoming more centralized, there is a natural and obvious tension between andamong those who carry out their respective duties and responsibilities. In other words, there is anatural tension that derives from our roles and responsibilities and then there are tensions that may ormay not exist because of the manner in which we perform our duties. It is in both areas I hope we canfind common ground and a level of direct communication that works for both of usone that is cordial,open, and respectful of our differences.Like you, I belief thatPathways is a given. There is no question that I and the members of my staffmoved quickly to bring this to fruition. This was intentional on my part given what I saw as a mandatefrom the Board to move quickly and firmly to demonstrate the systems leadership. While we mightagree or disagree on the speed with which it was taken to the Board for approval in concept, I doubtthat reasonable people would conclude that it will fail to benefit future students. I am comforted by thewillingness of our current student representatives to speak with high school students about its promiseand the support given to us by the Department of Public Instruction, superintendents, secondaryprincipals, and counselors regarding the admission index, the criteria for dual credit, the common core,and the behavioral changes anticipated in students choice of coursework in their senior year.I agree with you that we all want the same things for higher education. How we get there is thechallenge for both you and the other presidents and for me as well. My hope is that we would havetraveled that road as colleagues working together as a team and not, to paraphrase Doris KearnsGoodwin, as a team of rivals. Unfortunately that was not the case as events have shown.

    In general, you are well liked and known in all corners of the state. That is surely a testament to yourleadership skills. Indicative of this, you have been a peace-maker in our Cabinet meetings which issomething I deeply appreciate.Finally, I want to express my gratitude to the openness you have shown to the System Office andpersonnel by making your campus available to our needs, whether it is office space or meeting rooms.This positive attitude clearly has extended to your staff who have always been responsive to our needs.My recommendation to the Board will be for a 4% increase in your salary for the coming fiscal yearand continuing appointment.

    Thank you.

    H. A. Shirvani, Ph.D.ChancellorNorth Dakota University System600 E Boulevard Ave, Dept 215Bismarck ND 58505-0230Ph: 701.328.2974 Fax: 701.328.2961Email: [email protected]

    https://bluprd0811.outlook.com/owa/redir.aspx?C=3YoRNDm5PE-udOahtfHGw3pfo6Jdcc8IreCMdicZPDzkpoaU0ABAg2C5QjtiFvjpkUmTltn2nrM.&URL=mailto%3aham.shirvani%40ndus.edu
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    Web: ndus.edu

    https://bluprd0811.outlook.com/owa/redir.aspx?C=3YoRNDm5PE-udOahtfHGw3pfo6Jdcc8IreCMdicZPDzkpoaU0ABAg2C5QjtiFvjpkUmTltn2nrM.&URL=http%3a%2f%2fwww.ndus.edu%2f
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    Monday,June17,201311:23:44AMCentralDaylightTime

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    Subject: AnnualEvaluation

    Date: Thursday,June13,20137:21:12PMCentralDaylightTime

    From: Shirvani,Hamid

    To: Kelley,RobertOtis

    CC: Espegard,Duaine

    Dr. Robert Kelley,In accordance with SBHE Policy 604.1, below is my evaluation of your progress for the goals that yousubmitted for July 1, 2012 June 30, 2013.

    Goal One -Improvement in student success metrics with the expected outcomes to include time-to-degree completion, student retention, graduation numbers (both graduate and undergraduatestudents), and improved standing on the National Survey of Student Engagement.Your plans for the improvement in student success appear to be off to a good start with the creation of aRetention Committee a First-Year Experience Advisory Cabinet, the expansion of an early

    alert/intervention program, expansion of the Living/Learning Communities, and the continuation of theCollegiate Learning Assessment. It is critically important to develop and apply tracking metricsthroughout this process. I look forward to receiving your plan and a date for implementation as soon aspossible. I find it somewhat ironic, however, that you and your colleagues take public exception to myidentification of this weakness and yet, by these actions, give legitimacy to my concerns.As for your graduate programs, I would like to see a plan that optimizes your tuition waivers bymoving them away from masters level students and the professional schools to focus principally on thePh.D. (i.e., research) side of the equation. For too long, the two NDUS research institutions have beengiving a disproportionate number of waivers to non-Ph.D. students. This is not characteristic of thestronger research institutions. On occasion, admittedly, there are partial tuition waivers given to a fewwho are exceptionally strong and who are thereby encouraged to stay the course through the Ph.D.Those graduate students who are typically excluded from institutional scholarships/fellowships/waiversinclude students in business, medical school, law school (a small number are given clerkships), andother programs that are professionally oriented rather than research oriented. Of course, this does notprevent these same professional programs from making awards using gifted, private, or endowedmonies. More should be expected of the deans of these schools to fill this need. Is this one of yourexpectations of them?Increasingly, too, the very high and high research institutions are following the pattern set by thestrong research universities of including graduate tuition in many of their research grants. In effect, thisamounts to a tuition waiver. Such grants apply to only a few agencies; nevertheless, it reduces the

    amount of institution dollars normally required to support graduate education. Are you following asimilar policy where applicable? What is lacking is a clear vision and a plan to move UND to higheracademic elevation.Goal Two -Improvement in access to UND with the expected outcomes to include strategicmanagement of optimal enrollments in all student cohorts while, at the same time, evaluatingadmission standards and predictions of student success based on those standards.Your plans, which include the creation of an Enrollment Management Planning Committee and yourintention to take a holistic approach to enrollment predicated on student readiness is well within the

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    parameters intended by thePathwaysplan. This is precisely the outcome we envisioned with theintroduction of the Calculator model and the silent index score at the bottom which, when usedproperly with your metrics, will result in a more successful student retention and graduation rate and aset of metrics that mesh well with performance-based budgeting.Goal Three - Continue the public phase of the ND Spirit Campaign whose goal is $300 million ofwhich $265 million has been registered. In addition, targeted gifts are anticipated for the College of

    Engineering and Mines, the College of Business and Public Administration, the College of Arts andSciences, and the Department of Athletics.You should be pleased with having succeeded in your goal of raising $300 million in your capitalcampaign, including a $10 million gift from Harold Hamm and Continental Resources, Inc. for theSchool of Geology and Geological Engineering and have negotiated for another $10 million gift for theAthletic High Performance Training Center.There is no mention in your report, however, of strategies for targeting exceptional teacher/scholars andoutstanding researchers who will provide the human resource power to maintain your national rankingamong the research institutions. How many endowed chairs do you presently have? Are you proposingto increase this number and by how many? Have you identified potential sponsors? It would be helpfulto the Board to know from a longitudinal point of view, how effectively you have stayed on course.With respect to your Department of Athletics, I note with some dismay that neither the Board nor theOffice of the Chancellor have been actively involved in your decisions regarding intercollegiateathletics programs within the NDUS. Admittedly, there is currently nothing in state statute or in Boardpolicy that prohibits or otherwise provides guidance or oversight of campus decisions that utilize stategeneral fund appropriations, tuition revenues, mandatory student fees, or other private funds in supportof athletics. Campuses have added and removed athletic programs; unilaterally changed conferencesand divisional affiliations that have had direct financial impact on the campus as well as sisterinstitutions; used public and private monies that might otherwise have been directed to academicprograms and other essential services; used conference or divisional affiliations to force changes in or

    additions to capital facilities; and shifted institutional fund sources for the institutions intercollegiateathletic programall done without Board or Chancellor consultation, approval, or oversight.Historically, the responsibility for policy, decision-making, and oversight has resided with theindividual colleges and universities, a situation which not only is highly unusual but, from a risk-management point of view, sets a potentially dangerous precedent. I understand that in 2010 there hadbeen some discussion regarding the establishment of a policy giving the Board authority and oversightof Intercollegiate Athletic Programs. To date, however, no policy or procedure has been approved. It isworthy of note that the mannergood or badin which an individual campus conducts itsintercollegiate athletics program ultimately reflects on both the institution and the community. I wouldalso urge the Board to consider an annual reporting mechanism be established for all the institutions to

    report on their plans regarding athletics.I would hope that this situation will change in the near future. Specifically, the Board should direct theChancellor to obtain from each of the NDUS colleges and universities historical information as well ascurrent planning regarding their respective athletic programs and funding thereof. I would also urge theBoard to consider an annual reporting mechanism be established that would require all the institutionsto report on their plans regarding athletics.Goal Four -Meet the implementation deadlines of the Pathways to Student Success Plan.

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    It would appear that your Student Services folks are gearing up for the full implementation ofPathwayswith a focus on the metrics that will allow the Calculator and your range of admissions to result in abetter prepared student. Your partnership with Lake Region State College to assume responsibility fordevelopmental/remedial coursework makes good sense. As your provost knows very well,Pathwayswill allow UND to move quickly to capitalize on the recruitment, retention, and graduation of college-ready students.

    Goal Five -Increase the annually adjusted level of faculty research grants and contracts.I understand from your comments in this area that UND, like other Carnegie research institutions, isfeeling the effects of Congressional budget tightening of both earmarks and competitive research andtraining grants. Clearly these belt-tightening measures by the federal government will necessitate moreselectivity when recruiting research faculty, better mentoring of faculty to improve theircompetitiveness, developing new strategies, and looking increasingly at the states revenues to grow itseconomy.On the downside, I am troubled by the fact that your leadership lacks vision. Where are your plans fornew research centers and institutes? These should be critical elements for increasing your research

    goals and objectives. Similarly, there is no mention in your goals of strategies for targeting exceptionalteacher/scholars and outstanding researchers who will provide the human resource power to achieveyour research goals. How many endowed chairs do you presently have? Are you proposing to increasethis number and by how many? Have you identified real and potential sponsors?A systematic plan connecting your faculty strengths with opportunities in the sector of business andindustry is also critically lacking.Overall:

    Your silence regardingPathways except for noting that you will make it work is a telltale sign ofyour lack of support even when your provost and faculty understand well the benefits it will bring toyour institution. I dont particularly understand that attitude unless it is simply because the vision and

    the concept came from the system office and not from the campus.I am recommending to the Board a full 360 review of your presidency in the fall of 2013 by an externalgroup. You have been president for five years and it is appropriate for you to go such an evaluation. Iam recommending to the Board a one-year contract and a zero (0) percent salary increase for thecoming fiscal year.Thank you.H. A. Shirvani, Ph.D.Chancellor

    North Dakota University System600 E Boulevard Ave, Dept 215Bismarck ND 58505-0230Ph: 701.328.2974 Fax: 701.328.2961Email: [email protected]: ndus.edu

    https://bluprd0811.outlook.com/owa/redir.aspx?C=3YoRNDm5PE-udOahtfHGw3pfo6Jdcc8IreCMdicZPDzkpoaU0ABAg2C5QjtiFvjpkUmTltn2nrM.&URL=http%3a%2f%2fwww.ndus.edu%2fhttps://bluprd0811.outlook.com/owa/redir.aspx?C=3YoRNDm5PE-udOahtfHGw3pfo6Jdcc8IreCMdicZPDzkpoaU0ABAg2C5QjtiFvjpkUmTltn2nrM.&URL=mailto%3aham.shirvani%40ndus.edu
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    Monday,June17,201311:21:52AMCentralDaylightTime

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    Subject: AnnualEvaluation

    Date: Thursday,June13,20137:28:47PMCentralDaylightTime

    From: Shirvani,Hamid

    To: Nadolny,Raymond

    CC: Espegard,Duaine

    Dr. Ray Nadolny,In accordance with SBHE Policy 604.1, below is my evaluation of your progress for the goals that yousubmitted for July 1, 2012 June 30, 2013.

    As to goal 4, I accept this as having been accomplished and commend you and the campusaccreditation team for everyones hard work and dedication to the effort. I am equally pleased to hearthat the recommendation for the reaffirmation comes with presumably no corrective actions orrecommendations and that your leadership was deemed critical to the success of the accreditation.Obviously that is something that should make you proud.

    Perhaps you can add to the two goals already identified withPathways to Student Success Plan with thegoal of cementing a partnership with one or more of our regional or research universities to increasebaccalaureate access to the citizens of northwest North Dakota; and, finally, targeting a percentageincrease in new grants and contracts.

    Goal One - $1.5 million to complete Campus Drive project (previously allocated in the last bienniumbudget, but due to inflationary factors related to impact, were not enough to complete the project.)Ray, what you identified as goals l, 2, and 3 in your original requests were all laudable efforts andclearly necessitated considerable allocation of time and effort on your part. My concern with them, as Icommunicated to you at the time, was that the decision regarding their success or failure really layoutside your individual and our collective efforts. Therefore, I believed it would be in your own bestinterest to continue in these endeavors but to identify other goals in which your leadership skills couldbe evaluated.Goal Two - Base funding support from the legislature to operationalize counseling, emergencyservices and faculty/staff compensation awarded as one time impact funding during the legislatures2011 special session.As you noted, December 1, 2012 Vice Chancellor Laura Glatt, Vice President James Foertsch, andDirector for Human Resources Michelle Remus identified the following base costs: 1. Continue DayTime Security (1 full-time officer); 2. Continue Counseling Services (1full-time Counselor); 3. BringFaculty salaries at least to the level of the Williston School District (Currently, the Williston School

    District is one of the lowest paid districts in northwest North Dakota); 4. Identify Competitive StaffSalaries and; 5. Restore three Positions that were downsized in order to increase salaries (BudgetManager, Admissions Representative, Vice President for Student Services). A week later, theChancellor agreed to include this request as part of the $10 million university impact request. BetweenJanuary 1 and April 15, 2013, both you and University System officers made case to legislature foroperationalizing impact dollars to WSC. Ultimately, the North Dakota biennium budget includes basefunding to address impact concerns.What I dont as yet understand is the full measure of your plans and expectations. Please submit to thisoffice a plan for operationalizing your impact dollars.

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    Goal Three - WSC to achieve 3 million dollars in new resources, i.e., $2 million from new grantsand contracts; $1 million from new dollars to the Foundation.I am pleased to learn that WSC was awarded over $4 million in grants. In FY12, the Foundationreceived well over $1 million in new gifts of which $300,000 was dedicated to the new sciencebuilding, $600,000 as a gift of real estate; $500,000 in scholarships, and $240,000 for a dedicated

    student meeting space.Please commit to a systematic assessment of your scholarship needs and align these with theappropriate sponsors.Goal Four -Partner with a regional college or university to increase baccalaureate access to citizensof northwest North Dakota.As we know, in January, you and the I made the case to the Legislature for the renovation of StevensHall to accommodate UND on the WSC campus . The North Dakota biennium budget now includescapital funding for the renovation of Stevens Hall.Goal Five - WSC continues to provide student access to a quality, affordable and accountablelearning environment through reaffirmation of accreditation.Following a September 17-18 accreditation visit, the HLC reaffirmed accreditation in December in themidst of hyper economic activity.

    Goal Six -Meet the implementation deadlines of the Pathways to Student Success Plan.As I understand, WSU obtained a Title III grant to directly address your implementation of a careerPathways plan for your students. The student services infrastructure was redesigned with a major focuson the creation of a comprehensive program for career counseling and advising. A part-time counselor

    was hired and Enrollment Services and Instruction was able to identify three key objectives and animplementation plan is now in place.

    Objective 1: By June 2017, graduation rates will have increased a minimum of 10% over the2011-2012 rates AA 48; AS 11; AAS: 68; Certificates: 32.Objective 2: By September 2017, transfers from WSC to four-year colleges and universities willhave increased by 33% (+ 6 students) over documented 2011 transfer rate of 20 students.Objective 3: By September 2017, the fall to fall retention rate of first-time fulltime freshmanwill be 65% compared to the 2010 and 2011 rate of 60%.

    Goal Seven - Work with the high schools to improve transparency of course outcomes inremedial/developmental work and ensure that all dual credit courses meet the established criteria.WSC has, as I understand, created a new position to work on student plans related toPathways fromthe High School to the College. This included aPathways educationplanner and two programsidentified to pilot the project. In addition, Student Services was reengineered and one employee workssolely on dual credit. A separate department (extended learning) was created and a plan is beingdeveloped to set up outreach centers in Tioga and Watford City. The outreach center will strengthen theWilliston States ability to work with area high schools on developmental education and dual credit.

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    The Outreach Centers will become part of Williston States FY14 goals.Overall:

    Ray, I know that this past year has been difficult for you and your senior staff. Nonetheless, I want youto know how much I have admired your tenacity and your dedication to the needs of the campus. Theseare traits which I have come to admire in your leadership skills.

    I know, too, that you are deeply admired by your students and staff. As someone told me recently, youare the first to turn on the lights in the morning and the last one to turn them off at night. That paints apretty positive attitude from those who report to you. In many ways you have become somewhat of anicon of the campuss success, showing a positive attitude despite trying times, always moving thecampus forward against difficult impediments.I want you to know that you are a valuable member of the North Dakota University System. I will berecommending to the Board a salary increase of 5% and continuing appointment.Thank you.

    H. A. Shirvani, Ph.D.ChancellorNorth Dakota University System600 E Boulevard Ave, Dept 215Bismarck ND 58505-0230Ph: 701.328.2974 Fax: 701.328.2961Email: [email protected]: ndus.edu

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    Monday,June17,201311:22:10AMCentralDaylightTime

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    Subject: AnnualEvaluation

    Date: Thursday,June13,20137:27:56PMCentralDaylightTime

    From: Shirvani,Hamid

    To: SteveShirley

    CC: Espegard,Duaine

    Dr. Steve Shirley,In accordance with SBHE Policy 604.1, below is my evaluation of your progress for the goals that yousubmitted for July 1, 2012 June 30, 2013.

    Goal One -Implement recommendations/suggestions of the HLC following the Fall 1011 visit of itssite team and the granting in 2012 of a ten-year reaccreditation.In response to the issues raised by the HLC during its reaccreditation visit in 2012 concerningassessment--an issue which is common across the countryyou were successful in hiring Dr. GregCarlson as your new Director of Institutional Research. Let us hope that he, along with your support,

    will have the skills and the experience to strengthen student learning assessment. Under yourleadership, guidance, and the work of the campuss Assessment Committee, you should be able toinitiate a robust data collection system capable of launching the eFolio assessment program whichyou plan to test-pilot in 2012-13 and formally implement Fall 2013. From what I understand, you andyour campus leadership are on schedule with department chairs and various other groups and arescheduled for training workshops. Your goals for next year look to be thoughtful and potentiallyeffective.

    Development of written assessment plans for at least five academic units;

    Dissemination plan developed for communicating various types of assessments to campus;

    Revision of the VCSU Academic Assessment plan to incorporate updates and clarify specificassessment purposes as they relate to budget and curricular changes;

    Implementation of assessment module in the eFolio system; first set of data gathered and pilotassessment process implemented using this system; and

    Preliminary materials collected and organized for HLC Report on Assessment, due November 1,2014.

    Goal Two -Explore all options ensuring that student-athletes have opportunities for meaningfulathletic experiences in a cost-effective and realistic manner. This includes the re-establishment of anNAIA regional athletic conference in which the campus can participate.

    I am pleased to learn of the formation of the newest National Association of Intercollegiate Athletics(NAIA) conference, the North Star Athletic Association (NSAA) and that it will officially be launchedin Summer 2013 with five institutions (VCSU, Mayville State University, Jamestown College in NorthDakota, Presentation College, and Dakota StateUniversity, both in South Dakota) and that you plan in Summer 2014 to include Dickinson StateUniversity as the conferences sixth member. Clearly your leadership in NAIAs Council of Presidentsand chairmanship of the NSAA conference has contributed significantly to the success of theconference. Hopefully the efforts of you and your colleagues will result in a more consistent scheduling

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    as well as a more competitive experience for your student-athletes and for your supporters. I wouldhope that, at some future date, you and your NDUS colleagues will make a presentation to the Board onthe new conference as this type of information and practices are things that have been sorely missing indiscussions among Board members.

    Goal Three -Secure new revenue streams geared toward supporting the scholarship programs atValley City State through the recently created Corporate Donors Task Force. Expect to obtain at

    least $50,000 during the first year of activity.With the help of your newly-formed Corporate Donors Task Force in the VCSU Foundation it appearsthat you are on track to identify new revenue sources for the Foundation and an increase in your studentscholarships. I am heartened to know that these efforts are bringing positive outcomes as well as newbusiness and industry partnerships. Your efforts to identify niche sectors of academic focus are mostcertainly on target with some of the best practices around the country today. Your strengths in teachereducation and STEM education are already well recognized. The same applies to your Prairie WatersEducation and Research Center. That you have strong partnerships with various outside support groupsand companies is indicative of the campuss strong potential and of your continued leadership. Iencourage your robust efforts to expand your scholarship dollars. That you now have a participation

    rate of 96% of VCSU employees contributing to the Foundation is outstanding if not record-breaking.Goal Four - Fulfill the implementation deadlines of the Pathways to Student Success Plan.

    I applaud your implementation of thePathwaysplan. As you have indicated in your report:

    All developmental Math and English courses at VCSU have been moved to the responsibility ofDakota College at Bottineau (DCB) beginning with August 2013 classes. VCSU has worked withDCB officials on this transition, and they have been hiring faculty in Valley City to support thesenew course offerings. I am glad to know that this change now provides some new opportunitiesin the years ahead for both institutions, including a more focused effort on your part to developyour niche programs.

    My congratulations to you and your colleagues for coming together earlier this year and agreeingto a common rate of $156.13 per credit hour.

    The fact that you have already merged many of your fees into the tuition structure is yet anothersign of your effective leadership. By implementing these changes and eliminating a number ofunnecessary fees, you have created much greater transparency for students and parents.

    With the newPathways Admissions Calculator appearing on VCSUs webpage along withfurther information and other admissions materials in Fall 2013, I have no doubt that you willcontinue to recruit strong prospective student into your programs.

    I have little doubt that VSCU will be in the forefront of its sister institutions in improving studentretention and graduation rates. The sensitivity of the campus to this issue and the several changesyou have implemented this past year, including the Starfish Retention software system, willprove to be very positive elements. In addition, your hiring of a Retention and Diversitycoordinator, Dr. Nadja Johnson, will no doubt prove beneficial.

    Goal Five - Work with the high schools to ensure that all dual credit courses meet the establishedcriteria.That you met in November 2012 with your high school partners to discuss the changes required with

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    the new criteria for dual credit is admirable. As you know it is important from both your perspectivesthat the curriculum allow for one-semester courses rather than offering the curriculum over twosemesters. These are important internal curricular discussions as they will ensure syllabus alignment.No doubt, too, a big change with the new criteria will be your working relationship with the high schoolteachers. I respect your honesty in noting that VCSU currently lacks good follow through on aligningand checking assessments, nor are the appropriate professional development opportunities in place forthe high school teachers. Improving upon these areas will be important for Fall 2013. I understand that

    you intend to initiate half-day workshops for the high school teachers to map the courses, curriculum,and assessments appropriately. Doing it right trumps speed. Your delay to ensure that quality dualcredit courses are offered to VCHS until Spring 2014 is understood. So, too, is your perceived need totransition teachers from their current pay. This discussion (about pay) is also planned for Fall 2013, sothe dual credit teachers are engaged in the conversation and assist in plans moving forward. Possibleoutcomes regarding dual credit for next year may include:

    Organize faculty development program for dual credit adjunct faculty

    Align assessments and map curriculum to assure the courses are providing the same content andthe same depth of learning; develop a review process for assessments in the courses to supportannual course review

    Transition to the newly agreed-upon dual credit tuition plan; revise faculty pay in light of newbudget for this program.

    Overall:

    What I hear consistently from persons I meet across the state is that, in addition to your being one ofthe youngest presidents in the history of the NDUS, you are well liked, demonstrate good interactionwith your numerous constituencies, and keep the institution focused on attracting good students intoyour programs.What I particularly find heartening is the reputation that your institution carries within the K-12community. To be specific, your graduates in teacher education are among the finest and are preferred

    over all other NDUS institutions. The institutions reputation in STEM s recognized nationally andjustifiably so.I am recommending for the coming academic year a salary increase of 5% and continuing appointmentwhich represents my admiration for your past work, your leadership abilities, and trust in your futureaccomplishments.Thank you.

    H. A. Shirvani, Ph.D.Chancellor

    North Dakota University System600 E Boulevard Ave, Dept 215Bismarck ND 58505-0230Ph: 701.328.2974 Fax: 701.328.2961Email: [email protected]: ndus.edu

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