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Political Beginnings
Early Beginnings• English Settlers
• Brought a knowledge of political systems
– Greece, Rome, Babylonia etc…
• Three specific ideas focused on by the Colonizers
• Ordered Government• Cultural Baggage – stuck with what
they knew• Must be order; to run efficient
respectable relationships• Created offices to govern
relationships– Sheriff, Coroner, Assessor, Justice of
the Peace, Townships
Early Beginning• Limited Government
• Government is not all powerful– Individuals have rights – inalienable rights
• Planted in colonists mind for centuries– Religious Freedom; English had to pay taxes to
support the Church of England• Repressive Press – English controlled the press
• Representative Government• Government serves the people; people have a
voice• 1200s End of Renaissance change of political
belief– Exploration of Physical World led to Greek & their
knowledge» Creators of Direct Democracy; people sat and
discussed changes to Gov’t– In 509 B.C. Romans created elected posts –create
law – Executive post –Caesar who worked with elected
senate to rule and govern the Empire• English people came to see Greek & Romans as
the true forums of Government– Prevent Tyranny in Government
Landmark Documents• Magna Carta
• 1100-1200 English Monarch expands powers
– Kings Establishes Courts– Royal appointed judges made law to
Kings approval– Placed taxes on the Nobility
• Nobility disliked the expanded powers– Took away traditional powers– 1215 Forced King protected Nobility
rights and Privileges– Created a Great Council (Parliament)
» King seeks Council approval first» King could not place taxes on
Nobility without consent» No free person imprisoned without
a jury trial
• Monumental Achievement– Monarchs power could be limited by
citizens
Landmark Documents
• English Bill of Rights• 1600s English Civil War; King vs
Parliament– Parliament forced out King James II– Selects Successor; places new King– Exchange for throne new king must
sign Bill of Rights» Monarchs could not make or
suspend law without consent» Needs approval to raise taxes &
maintain army» Monarch can not participate in
parliamentary elections» Monarch would protect freedom
of religion, rights to petition
Enlightenment 1600-1700s
• Natural Rights of Man– John Locke – Two Treatises on
Gov’t• Representative Government only
reasonable government– Government exists to serve the people– Government arises from a contract;
between ruler and ruled– A ruler has power only as long as he or
she has the consent of governed– Ruler cannot deny people their basic
rights (life, liberty, property)
Enlightenment 1600-1700s
• Jean Jacques Rousseau– Ideal society – Social Contract
• People/communities make contracts with each other
– Order and organize society; better relations
• People give up individual freedoms in favor of the whole
• People/community vote on all decisions
– Everyone lives by the communities decisions
Enlightenment 1600-1700s• Separation of Powers
– The Spirit of Laws• Practical suggestions for creating
government– Promoted a checks and balance
system of government– Promoted separation of powers
» Individuals in one branch of government do not hold power in another
– Best protection of the natural rights of citizens is through limits
– The best way to limit government is; through separation
• Guard against tyranny and oppression
Coming of Independence
• Habit of Self-Government• Colonies begin with different authorities
& powers– Colonies retained powers not shared by
the King (Power of Veto)» Colonial Governors held power of
absolute veto» Power to make courts, power to
remove officials, power to dismiss council/parliament
• Wielding prerogatives that King did not have
• Parliament Expands power• Elected officials; held power of purse;
power to initiate legislation• All this with out help or approval from
England
War for Empire• French & Indian War
• 1754 – English go to survey land west of Appalachians
– George Washington sent to warn French of building forts & battle ensure
– England begins to take notice of the conflict and calls for a delegation
• Albany Plan– Colonies meet to discuss a plan of
action & formulate week confederated gov’t (denied)
• War wages for 9 years– French & Indians vs British & Colonies– British & Prussia fighting, France,
Austria & Russia• 1763 War ends with Peace of Paris
treaty– British America took all of French
possessions in North America– American colonies share in victory
» Gain a new sense of importance in the empire
Heritage of Conflict• British face new problems
• How to manage new lands? How to pay new debt from war? What is the colonies parts in this?
– 1763 War breaks out in Ohio Valley; new settlers and Indian allies of the French
– All British settlers wiped out of Ohio Valley» British not prepared to deal with such conflict
with other issues to way.– 1763 Proclamation – all settlers forbidden beyond
Appalachians » No surveys, no land grants» Angered Colonists who wanted more land to
settle» Give England a chance to decided what to do
with new land• 1763 British Finances
– Large debt & loss of military man power• George Greenville (Lord of Treasury)
– Heavy tax burden at home – light burden in colonies
– American colonies obligated to assist in up keep of frontier
Greenville Policies• Problems in Colonies
• American customs services inefficient• Took a hard liners approach
– Evasion of taxes; bribery & corruption rampant» Set up coastal patrol to & prosecute
evasion of taxes– Sugar Act 1764
» Cut taxes in half on sugar; reduce smuggling of sugar
» New taxes on imports (textiles, wines, coffee, and indigo)
– Currency Act 1764» Colonies issued paper money to regulate
their economy» British creditors considered this
depreciated money & Parliament made paper money illegal tender
» Paper money value plummeted – money worth less
Greenville Policies• Stamp Act – 1765
• Stamps created to be placed on all printed material & legal documents
• Quartering Act – 1765• Colonies provide all supplies & barracks to British
troops
• Colonist reactions• “Loosed upon them the very engines of Tyranny”
– Sought the “lamp of experience” Traditions & Rights– Standing armies? There is no war!– Naval Courts? No direct trial by jury
» Burden of proof placed on defendant
• Parliament was out to usurp the power of purse!• Barrage of Protests, meetings, debates &
resolutions– “No taxation with out Representation”
• Mob reactions – sacking stamp houses & burning effigies
• Created colonial unity
Time of Action• Stamp Act Congress
• June 1765 – Massachusetts called for a general assembly
– Declaration of Rights & Grievances» A petition to King & Parliament;
repeal the stamp act » Parliament has no power to levy
(place) taxes; power of the people
• 1765 – 1772– Colonies unite; through councils, town
meetings, committees, organizations» Son’s of Liberty, Demonstrations
(Boston Tea Party, Wearing of home spun clothing)
• Coercive Acts / Intolerable Acts– 1774 Four acts (Quartering Act,
Impartial Act, Boston Port Act, Massachusetts Act)
– Imply Force; make an example of Boston for other colonies
First Continental Congress• Sept. 5, 1774
• Decide how to deal with British atrocities– 55 delegates sent to Philadelphia to debate – Functioned as a congress/
» Vote and create policies» Adopt resolutions of how to work
together to deal with British– Congress decided:
» Intolerable acts null & void» Boston must arm themselves» Boycott British goods» Decided (dominion theory) parliament
had not authority; colonies subject to crown only
– Wrote the King for relief from the atrocities
• King declares the colonies in rebellion• Calls for immediate action and blows to be
taken
Second Continental Congress• May 1775
– Second Congress convenes (war already started)
• No legal authority, no resources; assume command
– Elect generals– Allocated money for war budget
• Possible Compromise?– Created Olive Branch petition
» Refrain from hostilities; declared allegiance to the Monarch
» Olive branch failed to impress– Declaration of Causes & Necessity
» Just cause’s; fighting for rights» King declared colonies to be “open
and avowed enemies”• Congress further assumes command
– Negotiate peace treaties with Indians– Organizes a Post Office– Authorizes and builds a Navy
Independence 1776• June 1776
• Richard Henry Lee “that these United Colonies are, and of right ought to be free and independent states”
• “We have no other alternative than independence…”
– Congress approves measures to break ties with England
» Thomas Jefferson drafts the document– July 2nd Declaration of Independence is
introduced» Adopted by Congress July 4, 1776
• Jefferson’s Declaration• Restatement of Locke’s theory on
government– “Gov’t powers derived from Consent of
people”– “Unalienable rights”– Appeal to the broader laws of Nature
Articles of Confederation• Continental Congress’s
• Meant to be temporary; but some kind of government needed– Delegates Fearful of abuse;
» Solution: create a weak government– 1777 Congress approved the Articles of Confederation
• Outline of AoC:– National government had no control over people in the states
» State laws were supreme to national law– National gov’t no power to levy taxes
» States asked for contributions– Each state had one vote in congress– 9 of 13 states needed for ratification of any action by congress
• The Central Government; given some power– Declare War; Conduct Foreign Affairs, Coin Money, Postal
System, Army of State Militia• Problems with AoC
– No power to tax – U.S. had 40 million in debt– State trade wars
» Massachusetts banned English goods; give new business a chance to establish
» Neighboring colonies imported goods and shipped them to Mass. (No gov’t to monitor the commerce)
» Mass. Retaliated by banning importation of good from other states
Articles of Confederation• Problems with AoC
• States printed own money– Printing press’s printed money to pay off debt
(huge sums)» Created inflation
• 1786 Shay’s Rebellion– Farmers/laborers/merchants attack Mass.
Courthouse– Burn documents of debt
» Elites controlled price wages and debt over the farmers/laborers
• Feb. 1787 Framing Constitution• Delegates sent to revise the articles of confederation• Virginia Plan proposed by Virginia Gov. Randolph
– Representation based on population (size)– Three branches of government– Bi-cameral legislature
» All power to make states obey and follow the government
– President, National Court System, & Supremacy over states
• Smaller states feared the plan – large states too much control
New Plans of Attack• New Jersey Plan
• Simple revision of AoC; keep basic principles (one state – one vote)
– Retain unicameral congress (all states represented)– Limited Congressional powers
» Only add – powers to tax & regulate trade– Executive branch with several executives– Main division – how representation in congress would be
handled • Connecticut Compromise (Roger Sherman)
– Government is about compromise (largest compromise)– *Keep all the Virginia plan has to offer
» Give concessions on basing representation in the House of Reps on population (Lower house of Legislature)
» Senate (Upper house) equal 2 senate basis» President chosen by electoral college
– The Compromise passed Congress by a narrow margin• Ratification of Constitution
– Special ratification conventions were held to pass constitution» General public never voted on the Constitution
– Many state legislatures ratified the constitution– Considered a social contract (John Locke)
» People give up freedoms to protect the common good (Tragedy of the Commons)
– According to the theory – government derives power from the people; people define the powers of government
Constitution• Contract of ruling elites?
• Shay’s rebellion – mass’s rise up against the elite
• Constitution is a fulfillment of elites taking control
– State legislatures ratified the Constitution; not the common people
– Constitution framed by politicians asserting power
» Motives of the framers hard to ascertain» Constitution is political compromise
(Connecticut Compromise)– The constitution is not just a holy document;
but it isn’t a hedonistic doc. Either» Constitution & framers must be examined
as is: » A document that traded, compromised,
and bargained to make a functional government
» Created out of necessity; less idealistic creation
• Many historians argue that popular vote would have stopped the ratification of constitution
Legacy of Constitution
• What are the legacies?• Representative Democracy
– Citizens vote for individuals – represent interests
• Created federalism – power shared among Nation, State, Local
• Separation of powers - powers divided between branches of government
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