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Promoting Constructive Engagement 2012 Annual Report NATIONAL COMMITTEE ON UNITED STATES - CHINA RELATIONS

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Promoting

Constructive

Engagement

2012 Annual Report

NATIONAL COMMITTEE ON

UNITED STATES - CHINA RELATIONS

NCUSCR 2012 Annual Report:Layout 1 11/27/2013 10:04 PM Page I

creo

CHAIR

Carla A. Hills

VICE CHAIRMEN

Maurice R. Greenberg

Thomas H. Kean

Henry A. Kissinger

Nicholas R. Lardy

Joseph W. Prueher

William R. Rhodes

J. Stapleton Roy

James R. Sasser

TREASURER

Keith W. Abell

SECRETARY

I. Peter Wolff

Madeleine K. AlbrightJeffrey BaderDennis C. BlairRay BracyMary Brown BullockLincoln ChenThomas J. ChristensenKathryn D. ChristophersonPeter M. ClevelandJerome A. CohenDavid L. Cunningham, Jr.Nelson G. DongRichard EdelmanMartin S. FeldsteinThomas Fingar

Barbara H. FranklinPeter F. GeithnerThomas B. GoldEvan G. GreenbergHerbert J. HansellHarry HardingJimmy HexterClifford E. HollandTimothy J. KeatingMuhtar KentDavid M. LamptonTerrill E. LautzRichard C. LevinRobert A. LevinsonKenneth Lieberthal

D. Bruce McMahanKen MillerDouglas H. PaalClark T. Randt, Jr.Shelley RiggerCharles S. RobbDaniel H. RosenDavid L. ShambaughEdward S. SteinfeldJohn L. ThorntonKellee S. TsaiJan F. van EckJeffrey N. Wasserstrom

71 West 23rd Street, 19th Floor, New York, NY 10010-4102 s (212) 645-9677 s www.ncuscr.org

Board of Directors

May 2012 - May 2013

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PRESIDENTStephen A. Orlins

VICE PRESIDENTJan Carol Berris

VICE PRESIDENT FOR ADMINISTRATIONRosalind Daly

SENIOR DIRECTOR FOR EDUCATION PROGRAMSMargot E. Landman

DIRECTOR, LEADERSHIP INITIATIVESJonathan G. Lowet

DIRECTOR OF DEVELOPMENTDiana B. Roggemann

DIRECTOR OF COMMUNICATIONSJoseph J. Weed

SENIOR PROGRAM OFFICERSHaini GuoDaniel Murphy

COMMUNICATIONS AND PROGRAM OFFICERMarc A. Berger

PROGRAM OFFICERHu Di

PROGRAM ASSISTANTSara Gavryck-Ji

PROGRAM ASSOCIATELee Anne Shaffer

PROGRAM AND TRAVEL ASSISTANTEmily Tang

ADMINISTRATIVE MANAGERDaya Martin

EXECUTIVE ASSISTANTJessica L. Bissett

ASSISTANT CONTROLLERPatricial M. Gilani

INTERNSTianhui (Tiffany) Chen Xin ChenSacha Ferrier-CohenSini FuBrandon GrayKatharine LeeHaiyin (Violet) LinIris Danni LinKate McGinnisSarah Mellors Lora NgaiAaron NicholsonCady Osgood-OtisEva Raimondi Harjaap SinghPian Pian XieFredy XinBinbing XiongEdy YinSamantha ZeluckChen ZhaoLicheng Zhu

Staff 2012

NCUSCR 2012 Annual Report:Layout 1 11/27/2013 10:07 PM Page III

71 West 23rd Street, 19th Floor, New York, NY 10010-4102

(212) 645-9677 s www.ncuscr.org

NATIONAL COMMITTEE ON UNITED STATES - CHINA RELATIONS

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The National Committee on United States - China

Relations is a nonprofit educational organization that

encourages understanding of China and the United

States among citizens of both countries. The

Committee focuses its exchange, educational and policy

activities on politics and security, education, governance

and civil society, economic cooperation, media

and transnational issues, addressing these with

respect to mainland China, Hong Kong, and Taiwan.

The Committee’s programs draw strength from its

members, who number more than 750 Americans

from all parts of the country and 80 corporations

and professional firms. They represent many viewpoints,

but share the belief that productive U.S. - China

relations require ongoing public education, face-to-face

contact and the forthright exchange of ideas.

NATIONAL COMMITTEE ON

UNITED STATES - CHINA RELATIONS

NCUSCR 2012 Annual Report:Layout 1 11/27/2013 10:04 PM Page 1

2 Annual Report 2012

At the invitation of Vice President Joseph Biden, ChineseVice President Xi Jinping visited the United States in mid-February. He gave a major policy address at a Washington,D.C., luncheon co-hosted by the National Committee andthe US-China Business Council, along with several cooper-ating organizations, and attended by approximately 600business leaders, policy makers, cultural and civic leaders,current and former American government officials, andChinese officials. President Stephen Orlins presented VicePresident Xi with a collection of photos taken during the1980 visit of a delegation of provincial leaders hosted by theNational Committee; Xi Zhongxun, the vice president’sfather and then party secretary of Guangdong Province,headed the delegation.

National Committee WelcomesVice President Xi Jinping

Special EventsHighlights from 2012

The 46th Members Program on May 2 featured JonM. Huntsman, Jr., in conversation with NationalCommittee President Stephen Orlins; the Ambassadorshared his thoughts on the current state of U.S.-Chinarelations, China’s leadership transition in the fall, andhis time as ambassador in Beijing. With the 2012presidential campaign in full swing and U.S.-Chinarelations an issue in the debates, the Ambassador alsoshared insights he gained on the campaign trail abouthow our political leaders view China.

Annual Members Meeting withJon M. Huntsman, Jr.

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The sixth annual CHINA Town Hall on October 29 featured U.S.Ambassador to China Gary Locke in a live webcast conversationwith Stephen Orlins touching on several facets of the U.S.-Chinarelationship. Thousands of attendees at local venues around thecountry submitted questions to the ambassador and engaged indeeper discussions with China experts at each site. Unfortunately,the program coincided with Hurricane Sandy’s arrival on the eastcoast, forcing over twenty of the sixty venues to cancel theirprograms.

Ambassador Gary Locke headlines CHINA Town Hall

Several of China’s leading economists and economic thinkerstreated a capacity crowd at the New York Stock Exchange to amorning of analysis and predictions of China’s economy in thecoming year at the third annual Forecast for China’s Economy.Jointly organized by the National Committee and PekingUniversity’s China Center for Economic Research, the January 9forum featured panel discussions and a keynote address from cele-brated economist Yu Yongding.

China’s Leading Economists at Annual NYSE Forum

To understand better America’s changing policy toward Asia andits impact on relations with Beijing, the National Committeeconvened a meeting in Washington, D.C., in February thatbrought together policy, security, economic, and regional specialistsfor two days of discussion. The candid, off-the-record conversationshed light on the nuances and effects of the new policy; participantsalso met privately with senior government officials responsible forits implementation.

Experts Discuss U.S. Rebalancing to Asia

With more than 450 business leaders, public officials, and seniorChinese diplomats in attendance at New York’s Plaza Hotel onOctober 8, the National Committee honored 3M and PepsiCo at ourannual Gala dinner for their dedication to constructive U.S.-Chinarelations and long-term investments and philanthropy in China.Indra K. Nooyi, Chairman and CEO of PepsiCo, and Inge G.Thulin, Chairman, President and CEO of 3M, accepted the awardson behalf of their companies.

PepsiCo and 3M Honored at Gala Dinner

National Committee on United States-China Relations 3

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Two thousand and twelve marked a rare milestone in Sino-American relations: forthe first time since the founding of the People’s Republic in 1949, an Americanpresidential election coincided with the elevation of a new Chinese leader. Xi

Jinping, who became General Secretary of the Chinese Communist Party just over a weekafter Barack Obama won reelection, has conveyed his willingness to promote a range ofeconomic and political reforms and a commitment to advancing constructive U.S.-Chinarelations. He shared his views on those subjects at a lunch the National Committee co-hosted in his honor during his February visit to the United States, as China’s vicepresident at the time, one of the many programs you will read about in this annualreport.

As we have come to expect from past election cycles, China emerged as a strongpoint of contention in both national and local campaigns in 2012, in many cases fueled byrhetoric that does not advance constructive relations. In these times, the NationalCommittee’s work promoting dialogue and face-to-face interaction becomes even morecritical. The National Committee addresses the U.S.-China relationship in a variety ofways, from track II dialogues – on issues such as the rule of law, human rights, territorialclaims, and the economic relationship – to seminars that help our military leaderscommunicate with their Chinese counterparts, to exchanges of teachers, educationaladministrators, and many others that foster greater understanding of both countries thatcan be passed on to future generations through students. Our innovative and cutting-edge initiatives engage Chinese and Americans across the Pacific, inform policymakersand build the capacity of next-generation leaders who, like our two country’s presidents,are already defining the next era of the relationship.

The National Committee is grateful to its membership and supporters, vitalpartners in ensuring a productive and fruitful Sino-American relationship.

Carla A. Hills Stephen A. OrlinsChair President

4 Annual Report 2012

Letter from the Chair and President

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The National Committee has been working at theforefront of the dynamic U.S.-China relationship forforty-six years. Building on its distinguished history,

the National Committee conducts a range of exchangesand conferences that bring together policy makers, corpo-rate leaders, academics, entrepreneurs and students fromboth sides of the Pacific to share ideas and forge personalconnections that promote durable and productive Sino-American relations.

Exchanges & Conferences

Dialogue & Cooperation

Policy Makers

Next Generation

Education

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The National Committee is a leader in the field ofU.S.-China exchanges and dialogues by virtue ofits capacity to conduct innovative programs and

its flexibility to respond to new and emerging needs andopportunities. These noteworthy programs provideopportunities for specialists from the United States andGreater China to consider, discuss and engage with oneanother on a wide range of shared interests.

U.S.-China DialogUE on

EaST anD SoUTh China SEa iSSUES

October 15-16New YorkU.S. Funder: The Starr FoundationPartners: New York University U.S.-Asia Law Institute, PRC Ministry of Foreign Affairs

The National Committee inaugurated a newtrack II dialogue on maritime security issues in theEast and South China Seas in October, bringingtogether experts on both sides of the Pacific for off-the-record discussions of these contentiousterritorial questions. The meeting allowed theparticipants to come to a greater understanding ofthe motivations of the many players involved,providing insights that could inform Chineseofficial decision-making. The discussion gave the

6 Annual Report 2012

Dialogue & CooperationFostering Dialogue and Cooperation on Cutting Edge Issues

National Commmittee Chair Carla A. Hills with Qin Xiao,Chairman of the Board, Boyuan Foundation (l) and YaoYang, Director, China Center for Economic Research, atthe Track II Economic Dialogue

U.S.-China TraCk ii EConomiC DialogUE

March 21-23BeijingU.S. Funder: The Star FoundationPartner: China Center for Economic Research

The fifth round of the Track II EconomicDialogue convened in Beijing in March, again ledby National Committee Chair Carla Hills and ViceChair Maurice Greenberg on the American side,and Qin Xiao on the Chinese side. This off-the-record discussion focused on issues of commoninterest to the two countries, and concluded withthe production of a consensus agreement, sharedwith both governments, that laid out a set of prin-ciples the two countries should follow to managetheir economic relations. Dialogue participants alsoheld informal meetings in New York City inJanuary, following the Forum on China’s Economyat the NYSE (see page 3). U.S.-China Economic Dialogue participants in Beijing

Economic Dialogue participants Jeffrey R. Shafer,Former Vice Chairman, Global Banking and SeniorAsia Pacific Officer in New York, Citigroup, andHuang Yiping, Professor, National School ofDevelopment, China Center for Economic Research,Peking University

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National Committee on United States-China Relations 7

At the U.S.-China Dialogue on East and SouthChina Sea Issues: NCUSCR Director JeromeCohen, Professor of Law and Founder and Co-Director of the U.S.-Asia Law Institute, New YorkUniversity, with Gao Feng, Counselor andDelegation Leader, Department of Treaty and Law,Ministry of Foreign Affairs

American side an opportunity to hear a clear artic-ulation of China’s legal claims, which are ofteninsufficiently understood by those outside ofChina.

This track II dialogue explores the nexus ofhuman rights and issues surrounding China’s legalinstitutions. Conducted in partnership with theChina Foundation for Human Rights andDevelopment, the meeting brings together legalscholars, judges, and advocates. Participantsgathered in December on Hainan Island for thefourth round of the dialogue that focused primarilyon the draft amendments to China’s CriminalProcedure Law that went into effect in January,2013.

Participants in the Sino-American Dialogue on the Rule of Law and Human Rights

J. Ashley Roach, Captain, JAGC, USN (ret.), Officeof the Legal Adviser, U.S. Department of State, withLiu Jiecheng, Department of Boundary and OceanAffairs, Ministry of Foreigh Affairs, at the East andSouth China Sea Issues Dialogue

Sino-AmericAn DiAlogue on the

rule of lAw AnD humAn rightS

December 3-6HaikouU.S. Funder: The Starr FoundationPartner: China Human Rights Development Fund

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8 Annual Report 2012

National Committee programs that target policymakers are central to our role as the premierAmerican organization dedicated to building

constructive relations between the United States andChina. These initiatives enable elected officials andmilitary leaders to meet, learn about Sino-Americanrelations, and develop fruitful working relationships.

Briefings for adMiral saMuel J. locklear

coMMander, Pacific coMMand

March 26-27New York

House and senate staff delegations

In 2012, the National Committee took threedelegations of Congressional staff to China, withparticipants drawn from Washington, D.C., officesas well as state and district offices. Conducted inaccordance with the Mutual Education andCultural Exchange Act, these exchanges familiarizethe participants with the successes and challengesof China’s development and its rapidly changingsociety.Admiral Samuel J. Locklear, Commander, Pacific

Command, at a special China briefing in New York

Policy MakersInforming Policy Leaders

Susanne Fleek-Green, State Director for Senator Mark Begich(D-AK) with the Senate Staff Delegation at HongsipuPhotovoltaic Power Station in Yinchuan, Ningxia

The National Committee welcomed AdmiralSamuel Locklear, commander of the U.S. PacificCommand, to our offices in March for a series ofbriefings on several non-security aspects of theU.S.-China relationship. Experts discussed avariety of topics including China’s economic devel-opment, cultural history, rule of law, and issuesrelated to innovation and cyber security.Following the briefings, National Committee ViceChair Henry Kissinger met with the Admiral andhis staff for additional discussion.

Senate Staff Delegation with the founder of theJianchuan Museum Cluster in Chengdu, Sichuan

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National Committee on United States-China Relations 9

Senate and House Staff Delegation State and District Offices

May 4-13Beijing, YinchuanPartners: Congressional U.S.-China Working Group, Chinese People’s Institute for Foreign Affairs

Senate Staff DelegationWashington, D.C. Offices

August 17-26Beijing, Chengdu, YinchuanPartners: Congressional U.S.-China Working Group, National People’s Congress

China Seminar for Senior navy PerSonnel

October 23-26Washington, D.C.U.S. Funder: The Starr Foundation

Fourteen senior officers and civilian personnelfrom the Navy gathered in October for a four-dayseminar in Washington, D.C., featuring over adozen speakers on elements of the U.S.-China rela-tionship not directly related to security or themilitary. This was the fourth such programorganized for members of the armed services andincluded topics such as China’s political organi-zation, minority populations, economics and trade,and the leadership transition underway.

Senate Staff Delegation member Lynn Bannister,Director of Outreach for Sen. Bill Nelson (D-FL), atYunjinghong Primary School in Jinghong, Yunnan

Senate Staff DelegationWashington, D.C. Offices

December 5-13Beijing, Xishuangbanna, KunmingPartner: Chinese People’s Institute for Foreign Affairs

Participants in the China Seminar for Senior NavyPersonnel in Washington, D.C.

At the China Seminar for Senior Navy Personnel(l to r), Capt. Robert Engelhardt, China Senior NavalIntelligence Officer, talks with Henry Levine, SeniorDirector of Albright Stonebridge Group, and NationalCommittee Director Nicholas Lardy, Senior Fellow atthe Peterson Institute for International Economics

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10 Annual Report 2012

National Committee leadership developmentprograms help educate the next generation ofleaders from the United States and China about

one another’s country and Sino-American relations.These programs cultivate potential leaders at an earlystage in their careers and represent an investment in thefuture of the relationship.

PubLic iNteLLectuaLS ProGram

U.S. Funders: The Henry Luce Foundation,The Starr Foundation

Public Intellectuals Program Round III2012 Activities

Trip I to ChinaJuly 13-24Beijing, Guizhou, Taipei

Meeting in San FranciscoOctober 4-7

Refresher Workshop on U.S.-China RelationsDecember 5-8Washington, D.C.

StudeNt LeaderS exchaNGe ProGram

Each year since 2004, the National Committeehas selected a group of twelve Presidential Scholars(a designation conferred annually on 141 Americangraduating high school seniors by the U.S.Department of Education) to participate in itsannual U.S.-China Student Leaders Exchange toChina. Delegations of outstanding Chinese highschool students have also traveled to the UnitedStates for reciprocal visits that expose these futureleaders to a wide range of experiences andpeople—the second such visit since the founding ofthe program took place in spring 2012. Both direc-tions of the exchange provide rare opportunities forthese students to learn about the other countrythrough the eyes of their counterparts and ignite apassion and curiosity they often continue toexplore in college and beyond.

Public Intellectuals Program fellows CArl Minznerand He Yinan meet with then Vice Minister ofForeign Affairs Cui Tiankai in Beijing in July

Next Generation

Developing the Capacity of Next Generation Leaders

Public Intellectuals fellows in San Francisco with WilliamPerry, Senior Fellow at Stanford University’s Freeman SpogliInstitute for International Studies and National CommitteePIP organizers Jan Berris and Daniel Murphy

Now in its third round, the Public IntellectualsProgram (PIP) nurtures a new generation ofAmerican China specialists who have the potentialto serve as leading public intellectuals. Twentyscholars and specialists in each round establishrelationships with their academic peers and withpolicy makers on both sides of the Pacific, deepenand broaden their knowledge about China’spolitics, economics, and society, and use thisknowledge to inform policy and public opinion.PIP includes meetings in Washington, D.C.,focusing on the China policy community; ameeting in San Francisco to interact with specialistson the west coast; trips to Greater China as acohort; participation in National Committeeexchanges as scholar-escorts; and a requirementthat fellows organize local public educationprograms.

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National Committee on United States-China Relations 11

U.S. Foreign Policy colloqUiUm

May 30 – June 1Washington, D.C.U.S. Funders: Tishman Speyer, ACE Charitable Foundation, Foremost Foundation, The Hershey Company, The Coca-Cola CompanyPartner: Elliott School of International Affairs, The George Washington University

Chinese Student Leaders Exchange participants meetwith U.S. Representative and Democratic WhipSteny Hoyer in Maryland

Student Leaders Exchange to the United StatesApril 19 – May 2Boston; New York City; Washington, D.C.; North Sutton, New HampshireU.S. Funder: WorldStridesPartner: China Education Association for International Exchange

Student Leaders Exchange to ChinaJune 19 – July 6Beijing, Xi’an, ChangshaU.S. Funder: Laureate International UniversitiesPartner: China Education Association for International Exchange

Speakers at the Foreign Policy Colloquium forChinese graduate students at U.S. institutionsincluded (r to l) Ambassador Carla A. Hills, NationalCommittee Chair; former National Security AdvisorZbigniew Brzezinski; China’s Ambassador to theUnited States Zhang Yesui; and Elliott School ofInternational Affairs Dean Michael Brown

Over 150 PRC graduate students from univer-sities throughout the United States convened inJune at The George Washington University inWashington, D.C., for the ninth Foreign PolicyColloquium, a three-day seminar that exposesparticipants to the complex influences that shapeAmerican foreign policy. Participants engage withscholars, government officials, and other opinionmakers to learn about the nuts and bolts of foreignpolicy-making, and to visit think tanks, NGOs,government offices, advocacy groups, and corpora-tions involved in the foreign policy process.

Caroline Orr and Joe Richey teach “Head, Shoulders,Knees, and Toes” to students at the Dandelion Schoolin Beijing

U.S. Foreign Policy Colloquium participants

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12 Annual Report 2012

As the U.S.-China relationship has deepened, thefield of education is one of the sectors that hasexpanded the most. The National Committee

has facilitated this through exchange programs foreducators that offer particpants direct exposure to theother country, thereby enriching their own teaching andthe next generation’s understanding of our relationship.The first such exchange was a group of Americaneducators sent to China by the National Committee inAugust 1973. Our 2012 education-related programs aredescribed below.

TEachErs ExchangE Program

U.S. Funder: G2 Foundation (Yihai Group)Partners: China Education Association for International Exchange; Chinese and American host schools

2011-2012 Academic YearFour American Educators in Hefei, Luoyang,

Ma’anshan and ShijiazhuangTen Chinese teachers in Florida, Massachusetts,

New Hampshire, Oklahoma and Wisconsin

2012-2013 Academic YearFive American Educators in Beijing, Hefei, Luoyang,

Ma’anshan and ShijiazhuangTen Chinese educators in Connecticut, Florida,

Massachusetts, New Hampshire, Oklahoma andWisconsin

Qin Wei (second from right) at John Stark RegionalHigh School in Weare, New Hampshire (2011-2012)

Education

Educational Exchanges

Frances Zinder with students at Ma’anshan No. 2 MiddleSchool, Anhui Province (2012-2013)

Since its inception seventeen years ago, theTeachers Exchange Program (TEP) has placed morethan 300 Chinese K-12 educators in the UnitedStates and over 100 Americans in China for aschool year. TEP provides a full immersion expe-rience for its participants, who live in hostcommunities and learn about the history andculture around them as well as a wealth ofknowledge that will serve them throughout the restof their careers.

Jin Mei with a class at Edgewood Elementary School in NewHaven, Connecticut (2012-2013)

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International Student Services Delegation leaderChen Yinghui, Deputy Director-General, Departmentof International Cooperation and Exchange, Ministryof Education (center) with Principal Kyle Mathews,Peak to Peak Charter School, and interpreter Chi HoChan (left) in Lafayette, Colorado

National Committee on United States-China Relations 13

Education dElEgations

In 2012, the National Committee administeredtwo education delegations on behalf of the U.S.Department of Education to provide Chineseeducators, administrators, and education officialsfirsthand exposure to the structure, successes, andchallenges of educational institutions around theUnited States. The spring delegation focused oninternational student services at American collegesand universities, study abroad programs, and thehistorical and socio-economic background ofeducation in the United States; the theme of the falldelegation was K-12 physical and arts education,educational facilities and school-community rela-tions.

International Student Services DelegationApril 14-27Washington, D.C.; Little Rock, Arkansas; Denver and Boulder, Colorado; Los Angeles, CaliforniaU.S. Funder: U.S. Department of EducationPartners: China Education Association for International Exchange, Ministry of Education

The K-12 Physical and Arts Education Delegationvisits the American Alliance for Health and PhysicalEducation, Recreation and Dance in Washington,D.C.

K-12 Physical and Arts Education Delegationmembers at Veteran’s Day celebration, Joe DanMills Elementary School, Austin, Texsas

K-12 Physical and Arts EducationNovember 3-16Washington, D.C.; Austin, Texas; Los Angeles, California; Portland, OregonU.S. Funder: U.S. Department of EducationPartners: China Education Association for International Exchange, Ministry of Education

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14 Annual Report 2012

The National Committee provides current infor-mation on Greater China and issues inU.S.-China relations from leading specialists

directly to its members and the public through publiclectures, panel discussions, publications, e-mailnewsletters, podcasts, social media posts and conferencecalls. These offerings are coordinated with the NationalCommittee’s web site (www.ncuscr.org), which providesvideo, audio and transcripts of selected programs.

The following programs were held in New York Cityunless otherwise indicated.

Forecast of China’s Economy in 2012January 9 (see page 3)

Roundtable Discussion with China Institute for International Strategic Studies DelegationJanuary 17, NCUSCR office

Why Taiwan MattersShelley Rigger, Brown Professor of East AsianPolitics and Chair, Political Science Department, Davidson CollegeJanuary 18, Jones Day China Lecture Series

Roundtable Discussion: China’s Current Cultural ClimateAlison Friedman, Director, Ping Pong ProductionsJanuary 19, NCUSCR office

Roundtable Discussion: Human RightsDialogues in the Year of the DragonJohn T. Kamm, Founder and Chairman, Dui Hua FoundationJanuary 20, NCUSCR office

Sustaining China’s Economic Growth After theGlobal Financial CrisisNicholas Lardy, Anthony M. Solomon SeniorFellow, Peterson Institute for International EconomicsFebruary 27, Jones Day China Lecture Series

The Next Big Question for China: LandRoy Prosterman, Founder and Chair Emeritus,Landesa; Professor Emeritus of Law, University ofWashington, and Zhu Keliang, Attorney, LandesaMarch 6, Carter, Ledyard & Milburn

U.S.-China Military Relations: Challenges &ProspectsDavid Finkelstein, Vice President, CNAMarch 7, Dorsey & Whitney

Screening of Assignment: China – The Week ofThat Changed the WorldMike Chinoy, Senior Fellow, U.S.-China Institute,University of Southern CaliforniaMarch 8, New York Institute of Technology

China’s Grassroots NGOsAnthony Spires, Associate Director, Centre forCivil Society Studies; Assistant Professor, TheChinese University of Hong KongMarch 13, The Henry Luce Foundation

Barnett-Oksenberg Lecture on Sino-AmericanRelationsGary Locke, U. S. Ambassador to the People’sRepublic of ChinaMarch 19, Shanghai

Autumn in the Heavenly KingdomStephen Platt, Associate Professor, University ofMassachusetts, AmherstApril 2, The Henry Luce Foundation

Michele Damon Loyalka discusses her book on thelives of China’s migrant workers (April 25)

Public Education & Outreach

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Screening of The RevolutionarySidney Rittenberg, President, Rittenberg AssociatesIrv Drasnin, ProducerOctober 3, New York Institute of Technology

China: Competitor, Customer, and ConundrumFred P. Hochberg, President and Chairman,Export-Import Bank of the United StatesOctober 4, Covington & Burling

CHINA Town Hall: Local Connections, National ReflectionsNational Reflections speaker: U.S. Ambassador toChina Gary LockeSpeakers at local venues around the United States and Greater China (see page 3)October 29

China’s Search for SecurityAndrew Nathan, Class of 1919 Professor of PoliticalScience, Columbia University, and Andrew Scobell,Senior Political Scientist, Rand CorporationDecember 6, Jones Day China Lecture Series

Creative Women in Contemporary ChinaWu Qing, Rights Activist, Legislator and EducatorDecember 12, Partner: Asia Society

China’s New Leaders & the Global OrderThe Honorable Kevin Rudd, Member ofParliament, AustraliaDecember 18, Covington & Burling

National Committee on United States-China Relations 15

The Fall of Bo Xilai and its Significance Cheng Li, Director of Research and Senior Fellow,John L. Thornton China Center, The BrookingsInstitutionMembers’ Conference Call - April 13

Eating Bitterness: Stories from the Front Lines ofChina's Great Urban MigrationMichelle Dammon Loyalka, JournalistApril 25, Dorsey & Whitney

Chen Guangcheng and Implications for U.S.-China RelationsJerome A. Cohen, Professor, NYU School of Lawand David M. Lampton, Director, China StudiesProgram, Paul H. Nitze School of AdvancedInternational Studies, Johns Hopkins UniversityMembers’ Conference Call - May 2

Annual Members MeetingProgram with Ambassador Jon M. Huntsman, Jr.May 23, Citi (see page 2)

Understanding the Modern Chinese ConsumerTom Doctoroff, North Asia Area Director andGreater China CEO, JWTJune 1, Dorsey & Whitney

Roundtable Discussion: Reporting from ChinaDavid Barboza, Correspondent, The New York TimesJuly 5, NCUSCR office

Roundtable Discussion: Security IssuesXia Liping, Dean, School of Political Science &International Relations, Tongji UniversityJuly 19, NCUSCR office

Roundtable Discussion: Legal Aid for Migrant WorkersZhang Wenjuan, Deputy Director, BejingChildren’s Legal Aid and Research CenterJuly 26, NCUSCR office

China in the 2012 ElectionsU.S. Representative Rick Larsen, Co-Chair, U.S.-China Working GroupJuly 30, NCUSCR office

Australian MP Kevin Rudd (December 18)

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The activities and programs of the National Committee are made possible through the support ofU.S. government agencies (in 2012 the Department of State and the Department of Education),foundations, business firms, members and friends. This support enables the organization to

offer services to its members and the public at large and to undertake exchanges and special programsthat advance knowledge and strengthen relationships on both sides of the Pacific.

The National Committee is grateful to all those who made financial contributions in 2012. Weare also indebted to the many individuals who gave their time, creativity and in-kind assistance.Financial contributions made in calendar year 2012 are listed below and on succeeding pages.

Foundations & SpecialContributors

ACE Charitable FoundationAlcoa FoundationForemost FoundationThe Freeman FoundationG2 FoundationSylvan/Laureate FoundationThe Henry Luce FoundationThe Starr FoundationU.S. Department of Education

Individual, Business andProfessional ContributorschAirmAn sponsors

($75,000 - $1,100,000)

3MG2 Foundation +Pfizer, Inc.The Starr FoundationMs. Linda Wong +

Vice-chAir sponsors

($50,000 - $74,999)

ACE GroupAlcoa, Inc.BlackRockChartisChevronCitiForemost FoundationPepsiCoSylvan Laureate CompanyTishman Speyer CompanyUnited AirlinesVan Eck GlobalWest Legend CorporationWorldStrides

beneFActors ($25,000 - 49,999)

Cornerstone Acquisition &Management Company, LLC

Davis Polk & Wardwell LLPFedEx ExpressGEGoldman SachsIntel CorporationSybase, Inc.The Hershey CompanyThe Walt Disney CompanyTishman SpeyerUL LLCViacomWalmart

pAtrons ($10,000 - $24,999)

American Express CompanyChina CenterDelaware North CompaniesDorsey & Whitney LLPEdelmanGlobal Strategic AssociatesGrey GroupHills & CompanyHong Kong Economic &

Trade OfficeIMAX CorporationJohnson & JohnsonKKR Asia LimitedLaureate International UniversityLevcor InternationalMr. Ken Miller & Ms. Lybess SweezyNYSE EuronextOmnicom GroupSungate Properties, LLCThe Coca-Cola Company

________________________________________________________________________________________________________________________________________________________________________________________

16 Annual Report 2012

Finances

AmbAssAdors ($2,500 - $9,999)

Dr. Mary Brown BullockMrs. Kathryn D. Christopherson *Colgate-Palmolive CompanyCorning IncorporatedMs. Diane FisherFleishman HillardMr. Armando FrancoThe Honorable Barbara H.

FranklinThe Honorable Herbert J. HansellMr. Mitchell A. HarwoodMr. Richard Y. HeMr. Jimmy HexterProfessor Merit E. JanowThe Honorable Thomas H. KeanThe Honorable Henry A. KissingerDr. Nicholas R. LardyMr. Evan MarksMs. Wendy O'NeillMr. Sheldon PangMr. A. Robert PietrzakMr. David RockefellerMr. Vinton L. Rollins

supporters ($1,000 - $2,499)

Mr. Humberto P. AlfonsoMr. Michael BarbalasBarbash Arts Consulting ServicesMs. Lucy Wilson BensonThe Honorable W. Michael

BlumenthalMs. Kay Boulware-Miller CallisonCastle Harlan, Inc.Mr. David F. ClosseyMr. and Mrs. James G. CoulterMr. Michael David Crain

NCUSCR 2012 Annual Report:Layout 1 11/27/2013 10:07 PM Page 16

DoSomething.orgMr. Charles W. Freeman IIIMr. Louis V. Gerstner, Jr.Ms. Amy E. GordonMr. Thomas D. GormanDr. Thomas M. GorrieDr. Harry HardingMr. J. William IchordMr. Ira E. KasoffMs. Elizabeth D. KnupMs. Helena KolendaMrs. Geraldine S. KunstadterDr. David M. LamptonMs. Natalie G. LichtensteinDr. Kenneth LieberthalMs. Sarah LubmanMr. Tom MelcherMr. Satoru MuraseMr. Christian MurckMr. Paul NeureiterMr. Kenneth A. NilssonMr. Douglas H. OgdenMr. Douglas H. PaalThe Honorable Joseph W. PrueherThe Honorable Clark T. Randt, Jr.The Honorable Charles S. RobbMr. Daniel H. RosenMr. Jeffrey R. ShaferMr. Matthew J. StoverMr. Robert C. L. Timpson, Jr.U.S. Chamber of CommerceMr. Charles Pei WangDr. Wang ChiDr. Lawrence S. WeissMr. Brad Gammell WellingMr. I. Peter WolffMr. Raymond H. WongDr. Valerie Y. C. WongDr. Roger Yu

Friendship donors ($500 - $999)

The Honorable Jeffrey BaderMr. Joseph BattatMr. Carlos M. BholaAdmiral Dennis C. BlairMs. Janet A. Cady *Ms. Amy P. CelicoMs. Lily FanProfessor Joseph Fewsmith IIIDr. Thomas FingarMr. Frederick W. Hong Professor Paul GewirtzMr. Norman Paul GivantDr. Joel N. GlassmanMr. George J. GreenMr. Paul T. Haenle

Mr. Kenneth JarrettDr. Terrill E. LautzDr. Richard C. LevinMr. Ling LiMs. June MeiMr. David A. MetznerMs. Nicole MonesThe Honorable Nicholas PlattDr. Shelley RiggerMr. Gene RostovThe Honorable James R. SasserMr. Roy C. SheldonDr. Susan Roosevelt WeldMrs. Margaret S. WilsonThe Honorable S. B. WooMr. Jun Yang

Golden donors ($250 - $499)

Mr. Steven E. AdkinsMr. David M. AlbertMrs. Jan C. K. Anderson *Dr. P. Richard BohrMr. Joseph J. BorichMr. Pieter BottelierDr. Lincoln ChenChina InstituteMr. Frank ChingMr. Dalton ConleyProfessor Alison W. ConnerMs. Jill M. ConsidineMs. Lee CullumProfessor John W. GarverDr. John GilesMr. Robert Goldberg and

Ms. Sally WernerMs. Maura Gouck +Ms. Rory HaydenMr. David S. HirschDr. Matthew David JohnsonMs. Lynne S. JoinerDr. Katherine Palmer KaupMr. James A. KellyMs. Ruth A. KurzbauerDr. Cheng LiMr. Stanley B. and Ms. Judith

LubmanDr. Roberta MartinMr. Michael T. McCuneMr. Gregory McLaughlinMrs. Nancy T. PickfordDr. Jonathan D. PollackDr. Penelope B. PrimeMr. Richard E. RadezMr. Jason RekateDr. William L. RosoffMs. Laura B. Sherman

Mr. Benjamin Andrew ShobertMr. Brewer and Ms. Pamela

Yatsko StoneMs. Piper Lounsbury StoverDr. Robert G. SutterMr. Donald J. SwanzDr. Murray Scot TannerMs. Lorraine TolyDr. Seymour ToppingMr. John Wang

Jade donors ($100 - $249)

Mr. Nathaniel G. AhrensDr. Peter H. AntoniouMr. Mark G. Bayuk +Mr. Norton BelknapDr. Richard BelskyMs. Suzanne Reynolds BennisonProfessor Thomas P. BernsteinDr. Richard W. BodmanThe Honorable David L. BorenMr. Donald J. and

Ms. Carol BorutDr. J. Alan BrewsterMr. William Bronski +Ms. Gloria Berenson &

Mr. Irving Broudy+Dr. David D. BuckDr. John P. BurnsDr. Richard C. Bush IIIMr. Richard and

Ms. Peggy Castle +Professor Winberg ChaiMr. Brian T. ChangDr. Thomas J. ChristensenDr. Gaye ChristoffersenProf. Jerome A. Cohen and

Ms. Joan Lebold CohenDr. Merritt T. CookeMr. Wm Patrick CranleyMr. William J. CunninghamMr. Lawrence DaksProfessor David James DaviesProfessor Deborah S. DavisMr. G. Gordon DavisDr. David B. H. DenoonDr. Martin K. DimitrovDr. David B. DormanProfessor William F. DorrillMs. Kristina James Ellenberger +Mr. Richard Elliott +Mr. James FallowsDr. David FlynnMr. Walter S. FongDr. Alton FryeMrs. Gloria Garfinkel

National Committee on United States-China Relations 17

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Mr. Peter F. GeithnerDr. David L. GrossmanMr. Julian HaMr. Richard N. HaassMr. Rupert J. Hammond-ChambersMr. Eugene J. Hanratty, IIIDr. Robert M. HathawayDr. Yinan HeMr. Jay HendersonDr. Melinda Herrold-MenziesMs. Ruth G. HinerfeldDr. Samuel HintonMs. Marcia Wilson HobbsMr. John L. HoldenMrs. Martha HoldridgeMs. Eileen HsiehDr. Yanzhong HuangAdmiral Bobby R. Inman, USN (Ret.)Mr. Matthew C. IslerAdmiral David E. Jeremiah USN (Ret.)Dr. James L. Jolly, Jr.Dr. Robert A. KappMr. Ira E. KasoffMs. Virginia KasselDr. Alison KaufmanMr. Robert L. KeatleyMs. Elizabeth E. KeckMr. Stacy KenworthyProfessor Donald W. KleinDr. Sabina KnightMs. Susan V. LawrenceMr. Herbert LevinMr. Benjamin L. LiebmanDr. Jiang LinAmb. Winston Lord and

Ms. Bette Bao LordDr. Peter LorentzenDr. Abraham F. LowenthalMr. Lu WeimingMrs. Elizabeth LymanDr. Stephen MacKinnonMr. John S. MajorDr. John F. Martin +Ms. Ananda MartinMr. David and Ms. Patricia

Maslowski +Dr. Helen McCabeRear Admiral Michael A.

McDevitt USN (Ret.)Mr. W. Clark McFadden IIMr. Patrick R. McKennaMs. Adrienne MedawarMs. Sheila MelvinProfessor James A. MillwardThe Honorable W MitchellThe Honorable Hugh H. Mo

Ms. S. Alice MongMs. Diane Yowell MontaltoMr. Jim MorrisDr. Shirley L. MowMr. Owen D. Nee, Jr.Mr. Michael NoceraMr. Eugene A. NojekDr. Diane B. ObenchainDr. Kevin J. O'BrienMs. Dorothy H. OsbornMr. Evan OsnosDr. Todd Parker +Ms. Joanne Parkhouse +Mr. Charles and Ms. Roberta

PaturickMr. Robert V. PercivalAmbassador Edward J. PerkinsMr. Ciro and Ms. Marcia

Perozo +Dr. Gerard A. PostiglioneMr. John M. Regan +Mr. Carl RiskinMr. Alan D. RombergMs. Alyssa RoseMr. Richard Sanford +The Honorable Brent ScowcroftMr. Richard SeldinMrs. Mervyn W. Adams SeldonDr. David L. ShambaughMs. Janet D. ShanbergeProfessor Mark SidelMr. Howard SmithDr. Robert T. SnowMr. Joseph C. SnyderMr. Carl J. SpectorDr. William M. SpeidelMr. Douglas G. and Ms. Nancy L.

SpelmanMs. Mickey SpiegelMr. Daniel K. SpitzerMs. Lisa SpiveyMs. Leslie StoneDr. Patricia Stranahan *Mr. Roger W. SullivanMr. Nigel J. SuttonThe Honorable Harry E.T. ThayerMr. James Peter TunkeyDr. Peter Van NessProfessor Lyman P. Van SlykeMr. Ted WangDr. Jeffrey N. WasserstromDr. Timothy WestonDr. Norton WheelerDr. Allen S. WhitingDr. Katherine WhitmanDr. Harold Wolchok

Ms. Lani L. WongMrs. Sharon L. WoodcockVice Admiral Timothy W.

Wright, USN (Ret.)Dr. Michael YahudaDr. Xiao-huang YinProfessor Renqiu YuProfessor Donald S. Zagoria

Other COntributOrs

(Less than $99)

Mr. William ArmbrusterProfessor David M. BachmanMr. Roy Bergeson +Dr. Michael S. ChaseMr. Jason ChenMr. Wilfred Kaida ChowMs. Karen ChristensenMr. Robert and Ms. Janet

Davidson +Dr. Edna E. EhrlichDr. Matthew Glen FerchenMr. Christopher Fray +Ms. Adrienne Gilmore +Dr. Franklin W. HounMs. Maureen Jackson +Dr. Anthony J. KaneDr. Frank KehlDr. Tobie Meyer-FongDr. Dorothy A. MooreMr. Paul NataleMr. Walter E. ParhamProfessor Edward J. M. RhoadsMs. Janet Schoor +Ms. Mary Ellen Somerville +Dr. Ronald SuleskiMr. Travis TannerDr. Jessica C. TeetsDr. Jessica C. WeissDr. Lynn T. White IIIDr. Susan H. WhitingThe Honorable Richard L.

Williams

+ All or a portion of contributiondesignated for the U.S.-ChinaTeachers Exchange Program* All or a portion of contributiondesignated for the Jan BerrisProgram Fund

18 Annual Report 2012

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The 86th Meeting of the Board of Directors was held in New York City on May 24, 2012.The 46th Annual Members Meeting was held on May 23, 2012. Members present (or byproxy) elected the Board Class of 2015. Three individuals were elected to the Class of

2014 and four to the Class of 2013.

Two Directors rotated off the Board as of May 23, 2012: Timothy J. Keating and Charles S.Robb.

At the 86th Meeting, Andrew Bird was approved for an appointment for the Board.

Directors also elected the following officers of the Committee: Carla A. Hills, chair; Maurice R.Greenberg, Thomas H. Kean, Henry A. Kissinger, Nicholas R. Lardy, Joseph W. Prueher,William R. Rhodes, J. Stapleton Roy and James R. Sasser, vice chairmen; Keith W. Abell,treasurer, and I. Peter Wolff, secretary, and Stephen A. Orlins, president. At-large BoardMembers Dennis C. Blair, Jerome A. Cohen, Nelson G. Dong, Richard Edelman, ThomasFingar, Herbert J. Hansell, Jimmy Hexter, David M. Lampton, Cheng Li and KennethLieberthal joined the officers to comprise the Executive Committee.

Keith W. Abell was appointed chairman of the Audit & Budget Committee; Carla A. Hills,chair of the Compensation Committee; Nelson G. Dong and Richard Edelman, co-chairs of theDevelopment Committee; David M. Lampton, chair of the Management Committee; I PeterWolff and Kathryn D. Christopherson, co-chairs of the Nominating Committee; and Mary B.Bullock and Peter F. Geithner, co-chairs of the Program Committee.

On December 17, 2012, at the 70th Meeting of the Executive Committee (held in Washington,D.C.), Dr. Olivier Brandicourt was appointed to the Board.

Jeffrey BaderJohn ChenThomas J. ChristensenDavid L. Cunningham, Jr.Nelson G. DongRichard EdelmanMartin S. FeldsteinThomas FingarCharles Freeman

Maurice R. GreenbergJimmy HexterJon M. Huntsman, Jr.Muhtar KentCheng LiClark T. Randt, Jr.Shelley RiggerDavid L. ShambaughJeffrey N. Wasserstrom

National Committee on United States-China Relations 19

Class of 2015

Humberto AlfonsoDaniel CruiseJames B. Steinberg

Keith W. AbellHerbert J. HansellThomas H. KeanNicholas R. Lardy

Class of 2014 Class of 2013

Governance & Membership

NCUSCR 2012 Annual Report:Layout 1 11/27/2013 10:07 PM Page 19

December 31, 2011$ 766,752

4,978,0631,227,415

409,17967,1635,792

35,023

$ 7,489,387

$ 250,226

250,226

3,213,392 1,888,139

5,101,531

2,137,630 7,239,161

$ 7,489,387

Cash and cash equivalentsInvestmentsGrants and contributions receivable, netOther receivablesProgram advances, exchanges and other assetsSecurity depositsProperty and equipment

TOTAL ASSETS

LIABILITIES AND NET ASSETS

Accounts payable and accrued expenses

TOTAL LIABILITIES

NET ASSETS

UnrestrictedUndesignatedBoard-designated

Temporarily restrictedTOTAL NET ASSETS

TOTAL LIABILITIES AND NET ASSETS

SUPPORT AND REVENUE: U.S. Government grantsContributionsSpecial events (net)Investment income and otherNet assets released from restrictionsTOTAL SUPPORT AND REVENUE

EXPENSES:Program servicesManagement and administrationFund-raisingTOTAL EXPENSES

Change in net assetsNet assets beginning of year

Net assets end of year

TemporarilyRestricted

$ 202,609854,853

----

(2,068,761) (1,011,299)

----

-- --

(1,011,299) 2,137,630

$ 1,126,331

Unrestricted

$ -- 205,564

1,259,292270,379

2,068,7613,803,996

2,050,8191,329,713

222,229 3,602,761

201,235 5,101,531

$ 5,302,766

December 31, 2012Total

$ 202,6091,060,4171,259,292

270,379 --

2,792,697

2,050,8191,329,713

222,229 3,602,761

(810,064) 7,239,161

$ 6,429,097

Condensed Statement of Activities for Year Ended December 31, 2012

Condensed Statement of Financial Position January 1 – December 31, 2012

December 31, 2011Total

$ 428,8801,105,5391,488,429

240,637 --

3,263,485

2,311,8431,162,208

213,776 3,687,827

(424,342) 7,663,503

$ 7,239,161

The above information was extracted from the audited financial statements, which are available upon request.

December 31, 2012$ 791,337

4,943,300253,287506,63958,7915,792

40,964

$ 6,600,110

$ 171,013

171,013

3,384,051 1,918,715

5,302,766

1,126,331 6,429,097

$ 6,600,110

20 Annual Report 2012

Statement of Financial Position

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