PHVLVC S012APPENDIX 12

BAocAo KET QuA OIAO DJCH co PHIEU/CHUNO cnt QUY CVA NOVOI N(nBOvA NOVOI co LIEN QUAN

REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OFINTERNAL PERSON AND AFFILIATED PERSONS

(Ban hann kem theo Thong tu s6 155/2015/TT-BTC ngay 06 thang 10 ndm 2015 cua BoTai chinh huang ddn cong b6 thong tin tren thi truong chung khoan)

(Promulgated with the Circular No 155/2015/TT-BTC on October 06,2015 of theMinistry of Finance guiding the Information disclosure on securities markets)

CONG HOA XA HOI CHV NGHiA VI$T NAMDQc l~p - T\I' do - Hanh phuc

THE SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness

HCM, nga~. thang lot-nam 2020HCM, dayolA month l~year 2020

BAo cAo KET QuA GIAO DJCH co PHIEU/CHUNG CHi QUY CVA NGUO'INOI BO CVA CONG TY D4I CHUNG, NGUOl NOI BO CVA QUY D4I CHUNG

vA NGUO'I co LIEN QUAN CVA xctror NOI BOREPORT ONRESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES

OF INTERNAL PERSON OFPUBLIC COMPANY,INTERNAL PERSON OFPUBLIC FUNDAND RELATED PERSONS OFINTERNAL PERSON

Kinh giri: - Uy ban Chung khoan Nha mroc- So' Giao dich clnrng khoan

- Cong ty dai chung/ Cong ty quan 1;' quy

To: - The State Securities Commission- The Stock Exchange

- The public company/ The fund managementcompany

1. Thong tin v€ ca nhan/t6 chirc thirc hien giao dich/ Information on individual/organization:

- H9 va ten ca nhan/Ten t6 chirc/ Name of individual/organization: VO TONG XUAN

- Quoc tich/ Nationality: Vi~t Nam

- S6 CMND, HI) chieu, The din circe (d6i voi ca nhan) hoac S6 Giay clnrng nhan dang kydoanh nghiep, Gi~y phep hoat dong hoac gi~y to' phap ly tirong duong (doi voi t6 chirc),ngay cap, noi c~p/ ID card/Passport No. (in case of individual) or Certificate of businessregistration No. (in case of organization), date of issue, place of issue: 360018348,10/12/2009, CA. C§n ThO'

- Dia chi lien h~/f)ia chi tru sa chinh/ Address: 6 Phan Van Tr], Ninh Ki~u, C§n ThO'

- f)i~n thoai/ Telephone: 0913971762 Fax: Email: Website: .

- Chirc vu hien nay tai cong ty dai chung, cong ty quan ly quy (neu co) hoac rnoi quan h~voi cong ty dai chung, cong ty quan ly quy/ Current position in the public company, thefund management company (if any) or relationship with the public company, the fundmanagement company: Thanh vien HQi dAng quan tr]

- Chirc vu tai cong ty dai chung, cong ty quan ly quy tai ngay dang ky giao dich (neuco)/ Posittion in the public company, the fund management company at registrationdate (if any): va ngay khong con la ngiroi noi bl) hoac ngiroi co lien quan cuanguoi noi bl) cua cong ty dai chung, cong ty quan ly quy: (neu roly do) */ anddate on which is no longer internal person or related person of internal person of the publiccompany, the fund management company:

*: Ml;lC nay chi danh cho trucmg h(yp chua hit thai h{,mdang IcY giao djch, dbi tu(YngdangIcY khong con la nguai n(Ji b(Jho(lc nguai co lien quan cua nguai n(Ji b(Jcua cong ty dqichung, cong ty quan If; quy/ This item is only for cases not yet registration deadline oftransaction, the registrant is no longer the internal person or related person of internalperson of the public company, the fund management company.

2. Thong tin v€ nguO'i nl)i bl) Clla cong ty d~i chung/quy d~i chung la nguO'i co lien quanclla ca nhan/t6 chuc th\Ic hi~n giao dich (d6i vcri truang hQ'pnguO'i th\Ic hi~n giao dich languO'i co lien quan Clla nguO'i nl)i bl) Clla cong ty d~i chung/quy d~i chung)/ Informationabout internal person of the public company/public fund is related person of tradingindividual/organization (in case trader is related person of internal person of the publiccompany/public fund):

- H9 va ten nguO'inl)i bl)/ Name of internal person:

- Qu6c tichl Nationality:

- S6 CMND, HI) chi~u, The can cucrc/ ID card/Passport No.:

- f)ia chi thuO'ng tru/ Permanent address:

- f)i~n tho~i lien h~/ Address: Fax: Email:

- Chuc V\l t~i cong ty d~i chung, cong ty quan ly quy t~i ngay ca nhan/t6 chuc neu t~i m\lC1 dang ky giao dich/ Position in the public company, the fund management company atdate on which individual/ organization referred to in paragraph 1 to register thetransaction:

- Chirc vu hien nay tai cong ty dai chung, cong ty quan ly quy/ Currently posittion in thepublic company, the fund management company:

- M6i quan h~ gitra ca nhfin/t6 chirc thuc hien giao dich voi ngiroi noi bQ/Relationship ofindividual/organization executing transaction with internal person:

- S61uQ11g,ty 1~c6 phieu/chirng chi quy rna ngiroi nQibQdang n~m gifr (neu c6)/ Number,ownership proportion of shares held by the internal (if any):

3. Mil chtrng khoan giao dich/ Securities code: SBT

4. Cac tai khoan giao dich c6 c6 phieu neu tai muc 3/Trading account number with sharesmentioned above: tai cong ty clnrng khoan/ In securitiescompany: .

5. S6 hrong, tY 1~ c6 phieu nam gitr truce khi thirc hien giao dich/ Number,ownership proportion of shares held before transaction: 0; 0%

6. S6 hrong c6 phieu dang ky mua/ Number of shares registered to purchase: 572,566 cp

7. S6 luong c6 phieu dil giao dich **/Number of shares traded: 0 cp

8. S6 hrong, ty l~ c6 phieu nam giu sau khi thuc hien giao dich/ Number, ownershipproportion of sharesIJund certificates held after executing transaction: 0; 0%

9. Li do/Reason: Khong con nhu c§u mua cB phi~u

** (Trong tnrong hop khongthuc hien h~t s6 lUQ11gdang

ky, nguoi nQi bQ/ nguoi c6 lienquan phcii gicii trinh nguyennhfin.)/* (In case offailing toexecute full registered number,the internal person/ related

person of internal person shallneed to explain the reasons.)

cA NHAN/TO CHUC BAo cAolxcuoi DU(JC tryQUYEN CONG BO THONG TIN

NAME OF REPORTING ORGANIZATION/INDIVIDUAL/ PERSONS AUTHORIZED TO

DISCLOSE INFORMATION(Ky, ghi ro h9 ten, dong ddu - niu co)

(Signature,full name and seal - in case of organization)

VO TONG XUAN