PET_Regulations C. Dence

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    Comparison of National PET

    Radiopharmaceutical Regulations

    Carmen S. Dence, Pharm D., M.S.Hoapital Pharmacy 5th. Congress

    Bogota, Colombia 2008

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    Unique Features of PET RPs

    Cyclotron produced radionuclides

    Starting materials and radionuclides may not

    have pharmaceutical quality used for PET

    RPs

    Significant radioprotection measures required

    Short shelf-life, and thus limited time for

    quality controls (QC), and which ones?

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    Unique Features of PET RPs

    Few existing monographs for PET RPs

    Most are injectable RPs; thermal

    sterilization mostly not possible,therefore aseptic procedures needed

    Small mass amounts of tracer

    (micrograms) injected

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    What Issues Need to be Addressed

    For PET RPs Use?

    What are the facility requirements?

    Who can prepare PET RPs?

    Who should be the responsible person?

    How will new PET RPs be developed as PET

    gains importance for use in clinical diagnosis,

    for preclinical evaluations of pharmaceutical

    therapies, and as a tool in drug development?

    How do various countries address these issues?

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    National PET Regulation Comparisons

    European Union (EU)

    UK

    Spain

    Japan

    USA

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    EU Glossary

    European Regulations are mandatory in all countries

    being directly applied without translation into the

    national legislation, and they are mandatory.

    Directives: are rules addressed to the Member States tobe translated into the respective national legislation and

    effectively implemented. Directives are mandatory.

    Guidelinesare recommendations for the effectiveimplementation of Directives by the Member States.

    Guidelines are not mandatory.

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    EU Directive 2003/94/EC8 October 2003

    Guidelines for good manufacturing practice (GMP, directive

    91/356/EEC ) for medicinal products for human use should also be

    applied to investigational medicinal products (IMPs) for human

    use IMPs: substance being tested or used as a reference in a clinical

    trial, including products with a marketing authorization, used for

    an unauthorized indication

    Guidelines given for GMP for Personnel

    Premises and equipment

    Documentation, Production, Labeling , Quality Control

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    EUDRALEXRules Governing Medicinal Products in EU

    Volume 4:

    Medicinal Products for Human Use

    IMPs (Investigational Medicinal Products)

    Manufacture :

    RPs undertaken in accordance with the basicprinciples of GMP (Part I and II)

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    EUDRALEX Annex 3Manufacture of Radiopharmaceuticals

    EU Directive 2004/27/EC31 March 2004

    Addresses some practices specific for RPs that

    differ from basic principles

    Applicable to RPs used in clinical trials

    Acceptable methods other than those described

    which are capable of achieving the principles of

    quality assurance (QA) Proposed exclusion of cyclotron from the

    GMP process requirement

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    EUDRALEX Annex 3

    Manufacture of RPs

    For sterile product work station of a laminar flow of

    HEPA-filtered air with fitting air-locks to entry

    ports.

    Should be in an environment at least Grade D (Class100,000)

    Production of different RPs in same work stations

    and at the same time should be avoided

    Reference samples of every batch should be retained

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    European Association of Nuclear Medicine (EANM)Guidelines on Current Good Radiopharmaceutical Practice

    (cGRPP) for Preparation of RPs

    Part A- kit-based RPs

    Part B-cGRPPfor PET

    Equipment and facilities: same room used formultiple purposes

    Environment: production in Grade A located in Grade

    C, no further locks to Grade D

    Post Filtration filter testing: single use filters

    Test of starting material: Certificate of analysis

    (COA) sufficient without full vendor qualification

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    EANMInitiative

    Responsible Person for Preparation of RPs

    http://www.eanm.org/

    Need for specific training & knowledge

    qualified for the preparation of RPs

    Different from Conventional RPs

    EANM Radiopharmacy & RPs Chemistry Certificate:

    1. Didactic and Practical Experience postgraduate

    coursework, pass an exam given by Board

    2. Two-year practical training

    http://www.eanm.org/http://www.eanm.org/
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    Background in Europe

    Regulations for the extemporaneous

    preparation of RPs vary

    From: Full GMP compliance (England)

    To: No enforcement of pharmaceuticalregulations

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    International Organization of Standardization of

    Particulate Matter in Room Air

    Class Name Particle Count*

    Grade ISO Class U.S. FD 209E ISO 14644-1

    3 Class 1 35.24 Class 10 352

    A and B 5 Class 100 3520

    6 Class 1000 35,200

    C 7 Class 10,000 352,000D 8 Class 100,000 3,520,000

    *particles 0.5 m and larger per cubic meter

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    United Kingdom

    Radiopharmacy Regulation

    GMP began to be introduced in late 1970s

    Initially some relaxation for radiopharmacy

    Now, no distinction Full GMP is required:

    Isolator-based (Class A) units located in Class D

    Conventional clean rooms: Class A

    workstations in Class B rooms

    Changing rooms, controlled access, clean-room

    clothing

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    UK Regulation of Radiopharmacy

    Provided by Medicines and Healthcare Products

    Regulatory Agency (MHRA)

    License products

    (through normal EU system)

    License facilitiesthrough system of manufacturing licenses

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    UKRegulation of Radiopharmacy All RPs must be prepared either:

    1. In a licensed facility (Specials Manufacturinglicense)

    2. By a pharmacist (Registered Pharmacy)

    Facilities and procedures must be the same in both

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    UKPersonnel

    Specials Manufacturing facility:

    1.Individuals responsible forProduction and QC

    must be named

    2.Normally at least onewould be a pharmacist

    3.No specific qualification in radiopharmacy

    required, but both must show suitable

    experience and training4.No Qualified Person required

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    UK Clinical Trials

    Most experimental clinical studies controlled

    by European Clinical Trial Directive (2004)

    and resulting UK regulations There is a separate system for licensing units

    able to manufacture IMPs

    Standards similar to those for non-IMPs Requires release by Qualified Person

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    Radiopharmacy is highly regulated in the UK

    Inappropriate balance between risk and regulation

    Special license system works well:

    Regulates people and premises, not products

    Shortage of experienced staff

    The United Kingdom Radiopharmacy Group (UKRG):

    Very valuable organization for radiopharmacists

    Provides support, advice, shares the work

    UKSummary

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    Spanish National Legislation

    Specific CharacteristicVery ambiguousOut-dated (1993)No clear inspection requirements

    Radiopharmacists trying to obtain clear regulations for:Radiopharmacy units; premises, equipment, personnelRPs compounding and extemporaneous preparationClinical trials with non-commercially available RPs

    (mainly PET) Pharmacopoeia has Guidelines on RPs Procedures

    Recommendations; NOT legally binding

    Radiopharmacy Practice in Spain

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    Spanish Personnel: Qualified Person

    Radiopharmacy as a SpecialtyOfficially recognized 3-yr Residency

    Access after passing a national exam for

    Pharmacists and Chemists

    In-hospital education & training

    Around 100 Specialists in Radiopharmacy

    Pharmacists comprise 65%

    Not Nuclear Medicine Physicians

    involved in RPs preparation till early 90s

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    SpanishRadiopharmacy Models

    Two models coexist:

    1.Commercial Centralized Radiopharmacies

    Provide unit dose RPs to nearby hospitals and nuclearmedicine centers

    2. Hospital Radiopharmacies

    Extemporaneous preparation of kit-based RPs Blood-cell labeling Compounding of PET RPs exclusively for in-house use

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    Spanish Commercial Centralized

    Radiopharmacies

    Authorized either as:

    Radiopharmaceutical Laboratory

    Radiopharmacy Unit

    Prepare unit-dose RPs from multi-dose vials

    Convenient for small hospitals and stand-alone

    nuclear medicine centers

    Only commercial interest: no Research andDevelopment

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    SpanishHospital Radiopharmacies

    Premises & equipment: many differences among

    sites

    Personnel: Specialist in Radiopharmacy is Head of

    the Unit

    Hierarchal dependence:

    Nuclear Medicine (most )Hospital PharmacyIndependent (few)

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    Preparation of PET RPs

    Industrial manufacturing under MAOnly one PET RPs: 18FDGDirective 2001/83 EC appliesGMP compliance

    In-hospital compoundingCompounded as officinal preparationsDirective 2001/83 EC does not apply

    (exemption of art 3)Wide variety of PET RPsNational Regulation applies

    [Good Pharmacy Practice (GPP)]

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    Magistral and Officinal Compounding

    Officinal formula must be

    Described in the National FormularyFollow the rules of the Royal Spanish PharmacopoeiaCompounded in Pharmacies or Hospital PharmaciesCompounded and guaranteed by a Pharmacist

    Magistral formula must be

    Prepared from substances with actions and indications

    legally recognized in Spain

    Prepared following Good Pharmacy Practices for

    Compounding (GPP) and QC of Magistral and

    Officinal Medicinal ProductsCompounded by a Pharmacist

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    Problems for PET RPs Compounding

    Pharmaceutical companies-little interest in PET RPsThey cannot be sold due to extremely short half-lifeExtremely reduced marketThere is a real need for PET RPs use

    Diagnosis of specific pathologies

    Daily clinical use of unlicensed PET RPsNone are described in National Formulary

    NO officinal formula?No official indications for any PET RPs

    NO magistral formula?

    *18FDG, the only PET RPs with MA

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    Clinical Trials with Unlicensed RPs

    If designation of IMP for RPs is necessaryAuthorization as Pharmaceutical Laboratory is

    required

    Hospital Radiopharmacy is NOT a PharmaceuticalLaboratory

    Possibility of using non investigational

    medical product (NIMP*) PET RPs

    Medicinal Product (MP) used to assess end-points

    in clinical trials are NIMPs

    *Guidance on IMPs and MPs used in clinical trials; Eudralex Vol 10

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    Main Problems in Spain

    Ambiguous and out-dated legislation Unclear requirements for personnel, premises,

    equipment, documentation

    Differing interpretations in different territories

    No inspection requirements established

    National Formulary from 2005 needs updating

    Limited knowledge of authorities about

    radiopharmacy Use of unlicensed PET RPs

    Clinical trials with unlicensed PET RPs

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    Proposed Solutions

    Establish SPECIFIC legislation for RPs Requirements for facilities

    Preparation procedures

    Inspection Regulate PET RPs compounding

    Consider unique characteristics of RPs in general

    legislation of medicinal products

    Study possibility of exceptions

    Adapt legislation on clinical trials to unlicensed RPs

    Implement EANM

    cGRPP guidelines in

    national legislation

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    Japanese National Regulations

    Medical Science and Pharmaceutical Committee

    Subcommittee on Medical Application of Cyclotron-

    Produced Radionuclides

    Prepare Standards For Compounds Labeled with

    Positron Nuclides Approved as Established Techniques

    for Medical Use (1999, revised 2001)

    http://www.jrias.or.jp/index.cfm/11,html
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    Japanese Standards for PET RPs

    For Medical Use Minimum Requirements for PET RPs in a Medical

    Institute

    Standards for specific PET RPs F-18 FDG O-15 oxygen gas

    O-15 carbon monoxide gas

    O-15 carbon dioxide gas

    Guidelines for manufacturing environment and

    process at manufacturing facilities for PET RPs

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    Japanese Guidelines for

    Manufacturing

    Environment:

    Aseptic manipulations > Class 100 (Class A/B)

    Hot cell Class 10,000 (Class C) Working area (hot lab, dispensary, QC room)

    > Class 100,000 (Class D)

    Monitoring: monitoring air particles and

    environmental microorganisms

    FDG modules must be approved by

    Pharmaceutical Law

    Production Facility :

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    Japanese Guideline for

    Manufacturing

    Pharmacist is the responsible individual

    Pharmacist or other trained individual can prepare

    FDG or other PET RPsnot specifically defined

    Personnel:

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    Food & Drug Administration Modernization Act

    (FDAMA) 1997

    FDA required to set new approval path and

    separate PET CGMPs from CGMPs

    Prior to adoption of final PET GMPs, FDAMA

    requires preparation and controlsconforming to USP monographs and Chapter

    823

    Requires filing of New Drug Application

    (NDA) or Abbreviated NDA (ANDA) forclinical use of PET drugs within 2 years after

    publication of final PET GMP regulations

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    ProposedGood Manufacturing Practice for PET(GMP for PET)

    Fundamentals of GMP are essentially the same for

    conventional Drug GMP (US Code of Federal

    Regulations Part 210/211) and Proposed PET GMP(Part 212)

    Part 212 removes those specific requirements in 211that are not appropriate to PET, and adds elements

    specific for PET

    21 C d f F d l R l ti (CFR) P t 212

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    21 Code of Federal Regulation (CFR) Part 212USCurrent Good Manufacturing Practice for PET Drugs

    Proposed Rule , September 20, 2005

    Minimum requirements for PET drug production

    Covers all types of PET production facilities but differs

    Not-for-profit academically oriented facilities vs.

    Commercial producers

    Provisions of USP Chapter 823 are CGMP requirements

    for:

    PET drugs produced under Investigational New Drug

    Application (IND)

    Radioactive Drug Research Committee (RDRC)-approved drugs

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    US Proposed CGMP for PET-1

    Fewer personnel is consistent with scope of operation

    Allowance for multiple operations in same areawith

    controls

    Streamlined requirements for aseptic processing

    Streamlined QC requirements for components

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    US Proposed CGMP for PET-2

    Self-verification of significant steps in PET drugproduction

    Same-person oversight of production, review, andrelease consistent with complexity of operation

    Specialized QC requirements for PET drug produced

    in multiple sub-batches

    Simplified labeling

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    US Proposed CGMP Guidance Include

    Facilities:

    Restricted access to work areas

    Environmental conditions minimize possibility of

    microbiological contamination

    As complexity increases, separate areas needed Aseptic Processing Area

    Critical activities in production and testing:

    Laminar Air Flow Workbench (LAFW), or barrier

    isolator; air class suitable for operationLow traffic area

    Assembly of final product vial

    Sterility Testing

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    Authorized PET Personnel

    Nuclear Regulatory Commission (NRC) will regulate

    cyclotron produced radioactive materials (2008)

    Facilities will be licensed by NRC

    Commercial PET Radiopharmacy Academic PET Cyclotron Facility

    NRC requires an authorized individual at each PET

    facility to be responsible for production of PETAuthorized Nuclear Pharmacist (ANP)

    Authorized Nuclear Medicine physician (AU)

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    Authorized Nuclear Pharmacist (ANP)

    NRC Routes to ANP

    1. Board Certification in Nuclear Pharmacy (BCNP)by the American Pharmacists Association

    (APhA) Board of Pharmaceutical Specialties

    a. Pharmacy Licenseb. Requires 4000 hours of

    training/experience

    in nuclear pharmacy post graduationc. Pass an exam given by Board

    2. Alternate pathway training

    a. 200 hours didactic training--specified courses

    http://www.pharmacist.com/
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    New Radiopharmaceuticals

    First-in-Man Applications

    Biomarker identification and imaging play

    an important role in pharmaceutical

    development pathway Imaging biomarkers are used to assess

    therapies

    Development of new diagnostic RPs

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    Regulatory Pathway

    RDRC

    study

    Phase 0

    Microdose

    Exp IND

    Clinical Development

    Phase 1 Phase 2 Phase 3

    Phase 0Microdose

    Exp IND

    North America and Europe

    North America

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    Regulatory Pathway

    Radiotracers for clinical use are subject to the same process

    for the development of a new pharmaceutical

    For human studies the following provide the path forward:

    IND

    Exploratory IND / Microdosing (Phase 0)

    RDRC (Radioactive Drug ResearchCommittee)

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    EU Clinical Trials Directive 2001/20/EC

    EU Directive states that GMP must be applied to thepreparation of Investigational Medical Products (IMPs) in

    clinical trials involving medicinal products for human use

    Guideline on Chemical & Pharmaceutical Quality was

    developed by European Medical Association, Committee forHuman Use Medicinal Products (CHMP) Quality Working

    Party (QWP) inspectors to facilitate implementation of

    20001/20/EC

    Guideline attempts to harmonize requirements throughout theEU for chemical & pharmaceutical quality documentation for

    IMPs

    Compliance: October 2006

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    Guidance for European Microdosing

    Committee for Medicinal Products for Human Use (CHME)

    Microdose (CPMP/SWP/2599/02/Rev1) defined as

    less than 1/100th of the dose calculated to

    yield a pharmacological effect of the testsubstance and at a maximum dose of 100

    microgram

    CHMPadopted a position on non-clinicalsafety studies supporting clinical trials with

    single microdose

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    USExploratory IND (E-IND)

    Microdose: 1/100th of the dose calculated toyield a pharmacologic effect

    Mass dose 100 g

    Reduced Pharmacology, toxicology requirementsOne mammalian species (both sexes)

    100 times dose

    Diagnostic dose only

    Limited subject enrollment: 5 to 30

    Transition to Phase 1 IND or RDRC

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    Exploratory IND

    Facilitates first-in-human imaging studies

    Biologics

    Drugs

    Bridges preclinical --- Phase I

    Ideal for proof-of-concept studies

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    Regulatory Pathway

    RDRC

    study

    Phase 0Microdose

    Exp IND

    North America

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    Radioactive Drug Research Committee(RDRC)

    Regulation - 21 CFR 361.1

    Established by the FDA in 1975

    Center for Drug Evaluation & Research

    Radioactive Drug Research Committee

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    Radioactive Drug Research Committee

    (RDRC)

    Purpose: to study basic research

    No clinical decisions

    Pharmacology must be known in humans No pharmacological response can be noted

    from mass dose administered (NOEL)

    Radiation Dose Limits

    No First in Human Studies

    C i

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    Conclusions

    PET RPs applications are continuing to

    expand

    National PET regulations should provide

    the minimum standards for quality

    production of PET drugs for all types ofPET production facilities

    C l i

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    Conclusions

    Regulations should not be over restrictive

    this will impact development of a newly

    emerging science

    Micro dose approach can allow first-in-

    man studies to expand development of new

    RPs more rapidly

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    PET Regulations

    Work In progress!!

    Acknowledgements

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    Acknowledgements

    Sally Schwarz, MS Washington University St Louis,

    MO USAStephen J. Mather, Ph.D.; St Bartholomews

    Hospital, London, England

    Ivan Penuelas, Ph.D.; Department of NuclearMedicine, Clinica University, Pamplona, Spain

    Henry F. Van Brocklin, Ph.D.; Department of

    Radiology, University of California, San Francisco,

    CA, USA

    Alphons Verbruggen, Ph.D., Katholieke University

    Lueven, Belgium