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Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

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Page 1: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Lee-Yang zeros for the Diamond Hierarchical Lattice.

Pavel Bleher†, Mikhail Lyubich‡, and Roland Roeder†

IUPUI† and Stony Brook University‡

Olivier Remy - IUPUI

Aug. 16, 2016

Page 2: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Outline

I Ising model

1. Partition Function, Lee-Yang zeros, and thermodynamic limit

2. Expected properties for the Z2 lattice.

3. Hierarchical lattices and the Migdal-Kadano� RG equations

4. Renormalization Mapping of the Lee-Yang cylinder

I Statement of the main results

1. Dynamical results

2. Physical results

I Proof of horizontal expansion

Page 3: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Outline

I Ising model

1. Partition Function, Lee-Yang zeros, and thermodynamic limit

2. Expected properties for the Z2 lattice.

3. Hierarchical lattices and the Migdal-Kadano� RG equations

4. Renormalization Mapping of the Lee-Yang cylinder

I Statement of the main results

1. Dynamical results

2. Physical results

I Proof of horizontal expansion

Page 4: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

The Ising Model�a description of magnetic materials

The Ising model is a classical statistical physics model - 1925 by

Ernst Ising.

The goal of the model is to study magnetic material by looking at

the electrons composing it and how they interact.

The Ising model is one of the simplest models where phase

transitions can occur.

Page 5: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

The Ising Model�a description of magnetic materials

The Ising model is a classical statistical physics model - 1925 by

Ernst Ising.

The goal of the model is to study magnetic material by looking at

the electrons composing it and how they interact.

The Ising model is one of the simplest models where phase

transitions can occur.

Page 6: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

The Ising Model�a description of magnetic materials

The Ising model is a classical statistical physics model - 1925 by

Ernst Ising.

The goal of the model is to study magnetic material by looking at

the electrons composing it and how they interact.

The Ising model is one of the simplest models where phase

transitions can occur.

Page 7: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Ising model�a description of magnetic materials

Magnetic material can be represented with a graph Γ, with vertex

set V and edge set E .

Electrons at vertices, interactions along edges.

For any con�guration of spins σ : V → {±1}, we have:

I (σ) =∑

(v ,w)∈E

σ(v)σ(w) M(σ) =∑v∈V

σ(v)

I (σ) is interaction of σ along edges, and

M(σ) is the total magnetic moment of σ.

The energy of state σ exposed to an external magnetic �eld h is:

H(σ) = −J · I (σ)− h ·M(σ),

where J > 0.

Page 8: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Ising model�a description of magnetic materials

Magnetic material can be represented with a graph Γ, with vertex

set V and edge set E .

Electrons at vertices, interactions along edges.

For any con�guration of spins σ : V → {±1}, we have:

I (σ) =∑

(v ,w)∈E

σ(v)σ(w) M(σ) =∑v∈V

σ(v)

I (σ) is interaction of σ along edges, and

M(σ) is the total magnetic moment of σ.

The energy of state σ exposed to an external magnetic �eld h is:

H(σ) = −J · I (σ)− h ·M(σ),

where J > 0.

Page 9: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Ising model�a description of magnetic materials

Magnetic material can be represented with a graph Γ, with vertex

set V and edge set E .

Electrons at vertices, interactions along edges.

For any con�guration of spins σ : V → {±1}, we have:

I (σ) =∑

(v ,w)∈E

σ(v)σ(w) M(σ) =∑v∈V

σ(v)

I (σ) is interaction of σ along edges, and

M(σ) is the total magnetic moment of σ.

The energy of state σ exposed to an external magnetic �eld h is:

H(σ) = −J · I (σ)− h ·M(σ),

where J > 0.

Page 10: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Ising model�a description of magnetic materials

Magnetic material can be represented with a graph Γ, with vertex

set V and edge set E .

Electrons at vertices, interactions along edges.

For any con�guration of spins σ : V → {±1}, we have:

I (σ) =∑

(v ,w)∈E

σ(v)σ(w) M(σ) =∑v∈V

σ(v)

I (σ) is interaction of σ along edges, and

M(σ) is the total magnetic moment of σ.

The energy of state σ exposed to an external magnetic �eld h is:

H(σ) = −J · I (σ)− h ·M(σ),

where J > 0.

Page 11: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Gibbs Distribution and the Partition Function

At equilibrium, a state σ occurs with probability proportional to

W (σ) = e−H(σ)/T ,

where T > 0 is the temperature.

Thus, P(σ) = W (σ)/Z (h,T ), where

Z (h,T ) =∑σ

W (σ) =∑σ

e−H(σ)/T .

Two variables of the model : h and T .

Z (h,T ) is called the Partition function.

It governs the physical properties of the Ising model on Γ.

Page 12: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Gibbs Distribution and the Partition Function

At equilibrium, a state σ occurs with probability proportional to

W (σ) = e−H(σ)/T ,

where T > 0 is the temperature.

Thus, P(σ) = W (σ)/Z (h,T ), where

Z (h,T ) =∑σ

W (σ) =∑σ

e−H(σ)/T .

Two variables of the model : h and T .

Z (h,T ) is called the Partition function.

It governs the physical properties of the Ising model on Γ.

Page 13: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Gibbs Distribution and the Partition Function

At equilibrium, a state σ occurs with probability proportional to

W (σ) = e−H(σ)/T ,

where T > 0 is the temperature.

Thus, P(σ) = W (σ)/Z (h,T ), where

Z (h,T ) =∑σ

W (σ) =∑σ

e−H(σ)/T .

Two variables of the model : h and T .

Z (h,T ) is called the Partition function.

It governs the physical properties of the Ising model on Γ.

Page 14: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Change of variables

Let t = e−J/T (temperature-like) and z = e−h/T (�eld-like).

Then W (σ) = t−I (σ)/2z−M(σ).

Z (z , t) =∑σ

W (σ) =∑σ

t−I (σ)/2z−M(σ)

= ad(t)zd + ad−1(t)zd−1 + · · ·+ a1−d(t)z1−d + a−d(t)z−d ,

where d = |E |.

Since I (−σ) = I (σ) and M(−σ) = −M(σ) we have that Z is

symmetric under z 7→ 1/z :

ai (t) = a−i (t)

Physical values of T > 0 correspond to t ∈ (0, 1), and the physical

values of h ∈ R correspond to z ∈ (0,∞).

Page 15: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Change of variables

Let t = e−J/T (temperature-like) and z = e−h/T (�eld-like).

Then W (σ) = t−I (σ)/2z−M(σ).

Z (z , t) =∑σ

W (σ) =∑σ

t−I (σ)/2z−M(σ)

= ad(t)zd + ad−1(t)zd−1 + · · ·+ a1−d(t)z1−d + a−d(t)z−d ,

where d = |E |.

Since I (−σ) = I (σ) and M(−σ) = −M(σ) we have that Z is

symmetric under z 7→ 1/z :

ai (t) = a−i (t)

Physical values of T > 0 correspond to t ∈ (0, 1), and the physical

values of h ∈ R correspond to z ∈ (0,∞).

Page 16: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Change of variables

Let t = e−J/T (temperature-like) and z = e−h/T (�eld-like).

Then W (σ) = t−I (σ)/2z−M(σ).

Z (z , t) =∑σ

W (σ) =∑σ

t−I (σ)/2z−M(σ)

= ad(t)zd + ad−1(t)zd−1 + · · ·+ a1−d(t)z1−d + a−d(t)z−d ,

where d = |E |.

Since I (−σ) = I (σ) and M(−σ) = −M(σ) we have that Z is

symmetric under z 7→ 1/z :

ai (t) = a−i (t)

Physical values of T > 0 correspond to t ∈ (0, 1), and the physical

values of h ∈ R correspond to z ∈ (0,∞).

Page 17: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Thermodynamic quantities in terms of zeros of Z (z , t).

For each t ∈ C∗ Z (z , t) = 0 has 2|E | zeros zi (t) ∈ C.

Free energy:

F (z , t) := −T logZ(z , t) = −T∑

log |z − zi (t)|+ |E |T (log |z |+ 1

2log |t|)

Magnetization:

M(z , t) :=∑σ

M(σ)P(σ) = z∑ 1

z − zi (t)− |E |

Page 18: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Thermodynamic quantities in terms of zeros of Z (z , t).

For each t ∈ C∗ Z (z , t) = 0 has 2|E | zeros zi (t) ∈ C.Free energy:

F (z , t) := −T logZ(z , t) = −T∑

log |z − zi (t)|+ |E |T (log |z |+ 1

2log |t|)

Magnetization:

M(z , t) :=∑σ

M(σ)P(σ) = z∑ 1

z − zi (t)− |E |

Page 19: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

The Lee-Yang Theorem

Theorem (Lee-Yang, 1952)At any �xed t ∈ [0, 1], then all complex zeros of Z (z , t) lie on the unit

circle |z | = 1.

Physical values of z

z = 1

Page 20: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Phase Transitions

One of the main goals of the Ising Model is to explain phase

transitions.

A phase transition occurs at any place where F (z , t) depends

non-analytically on (z , t) for physical values of (z , t).

For �nite models:

F (z , t) := −T logZ(z , t) = −T∑

log |z − zi (t)|+ |E |T (log |z |+ 1

2log |t|)

Problem: No phase transition on �nite models.

Page 21: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Phase Transitions

One of the main goals of the Ising Model is to explain phase

transitions.

A phase transition occurs at any place where F (z , t) depends

non-analytically on (z , t) for physical values of (z , t).

For �nite models:

F (z , t) := −T logZ(z , t) = −T∑

log |z − zi (t)|+ |E |T (log |z |+ 1

2log |t|)

Problem: No phase transition on �nite models.

Page 22: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Actual and model magnetic materials

Problem: no phase transition on �nite models.

Model magnetic material: DHLActual magnetic material: Z2

To model accurately magnetic material, one has to look at a

scequence of graphs Γn. Actual behavior of a magnet governed by

the limit as the number of electrons goes to in�nity.

Page 23: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Actual and model magnetic materials

Problem: no phase transition on �nite models.

Actual magnetic material: Z2 Model magnetic material: DHL

To model accurately magnetic material, one has to look at a

scequence of graphs Γn. Actual behavior of a magnet governed by

the limit as the number of electrons goes to in�nity.

Page 24: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Actual and model magnetic materials

Problem: no phase transition on �nite models.

Actual magnetic material: Z2 Model magnetic material: DHL

To model accurately magnetic material, one has to look at a

scequence of graphs Γn. Actual behavior of a magnet governed by

the limit as the number of electrons goes to in�nity.

Page 25: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Actual and model magnetic materials

Problem: no phase transition on �nite models.

Actual magnetic material: Z2 Model magnetic material: DHL

To model accurately magnetic material, one has to look at a

scequence of graphs Γn. Actual behavior of a magnet governed by

the limit as the number of electrons goes to in�nity.

Page 26: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Actual and model magnetic materials

Problem: no phase transition on �nite models.

Actual magnetic material: Z2 Model magnetic material: DHL

To model accurately magnetic material, one has to look at a

scequence of graphs Γn. Actual behavior of a magnet governed by

the limit as the number of electrons goes to in�nity.

Page 27: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Actual and model magnetic materials

Problem: no phase transition on �nite models.

Actual magnetic material: Z2 Model magnetic material: DHL

To model accurately magnetic material, one has to look at a

scequence of graphs Γn. Actual behavior of a magnet governed by

the limit as the number of electrons goes to in�nity.

Page 28: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Actual magnetic material corresponds to the limit n→∞

One can de�ne Zn, Fn and Mn for each graph of Γn.

When does taking a limit physically make sense? How to give a

precise de�niton of this limit?

The thermodynamic limit exists for the sequence Γn if

1

|En|Fn(z , t)→ F (z , t)

for any z ∈ R+ and t ∈ (0, 1).

For each t ∈ [0, 1] there is a measure µt on T describing the

asymptotic distribution of Lee-Yang zeros.

Page 29: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Actual magnetic material corresponds to the limit n→∞

One can de�ne Zn, Fn and Mn for each graph of Γn.

When does taking a limit physically make sense? How to give a

precise de�niton of this limit?

The thermodynamic limit exists for the sequence Γn if

1

|En|Fn(z , t)→ F (z , t)

for any z ∈ R+ and t ∈ (0, 1).

For each t ∈ [0, 1] there is a measure µt on T describing the

asymptotic distribution of Lee-Yang zeros.

Page 30: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Actual magnetic material corresponds to the limit n→∞

One can de�ne Zn, Fn and Mn for each graph of Γn.

When does taking a limit physically make sense? How to give a

precise de�niton of this limit?

The thermodynamic limit exists for the sequence Γn if

1

|En|Fn(z , t)→ F (z , t)

for any z ∈ R+ and t ∈ (0, 1).

For each t ∈ [0, 1] there is a measure µt on T describing the

asymptotic distribution of Lee-Yang zeros.

Page 31: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Actual magnetic material corresponds to the limit n→∞

One can de�ne Zn, Fn and Mn for each graph of Γn.

When does taking a limit physically make sense? How to give a

precise de�niton of this limit?

The thermodynamic limit exists for the sequence Γn if

1

|En|Fn(z , t)→ F (z , t)

for any z ∈ R+ and t ∈ (0, 1).

For each t ∈ [0, 1] there is a measure µt on T describing the

asymptotic distribution of Lee-Yang zeros.

Page 32: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Phase transitions in terms of Lee-Yang distributionIf the thermodynamic limit exists, one can de�ne the physicalquantities for the limiting model.

F (z , t) = −2T∫Tlog |z − ζ|dµt(ζ) + T log |z |+ 1

2log |t|

F (z , t) does not necessarily depend analytically on (z , t). Possiblephase transitions.

M(z , t) = 2z

∫T

dµt(ζ)

z − ζ− 1

limz→1+

M(z , t) = ρt(0) where ρt(φ) = 2πdµt(φ)

dφ, andφ = arg(z).

For small t, M(z , t) has a jump of twice ρt(0) as z changes from

below 1 to above1.

Understanding how the Lee-Yang distributions µt(φ) vary with tand φ is essential to understanding phase transitions of the model.

Page 33: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Phase transitions in terms of Lee-Yang distributionIf the thermodynamic limit exists, one can de�ne the physicalquantities for the limiting model.

F (z , t) = −2T∫Tlog |z − ζ|dµt(ζ) + T log |z |+ 1

2log |t|

F (z , t) does not necessarily depend analytically on (z , t). Possiblephase transitions.

M(z , t) = 2z

∫T

dµt(ζ)

z − ζ− 1

limz→1+

M(z , t) = ρt(0) where ρt(φ) = 2πdµt(φ)

dφ, andφ = arg(z).

For small t, M(z , t) has a jump of twice ρt(0) as z changes from

below 1 to above1.

Understanding how the Lee-Yang distributions µt(φ) vary with tand φ is essential to understanding phase transitions of the model.

Page 34: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Phase transitions in terms of Lee-Yang distributionIf the thermodynamic limit exists, one can de�ne the physicalquantities for the limiting model.

F (z , t) = −2T∫Tlog |z − ζ|dµt(ζ) + T log |z |+ 1

2log |t|

F (z , t) does not necessarily depend analytically on (z , t). Possiblephase transitions.

M(z , t) = 2z

∫T

dµt(ζ)

z − ζ− 1

limz→1+

M(z , t) = ρt(0) where ρt(φ) = 2πdµt(φ)

dφ, andφ = arg(z).

For small t, M(z , t) has a jump of twice ρt(0) as z changes from

below 1 to above1.

Understanding how the Lee-Yang distributions µt(φ) vary with tand φ is essential to understanding phase transitions of the model.

Page 35: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Phase transitions in terms of Lee-Yang distributionIf the thermodynamic limit exists, one can de�ne the physicalquantities for the limiting model.

F (z , t) = −2T∫Tlog |z − ζ|dµt(ζ) + T log |z |+ 1

2log |t|

F (z , t) does not necessarily depend analytically on (z , t). Possiblephase transitions.

M(z , t) = 2z

∫T

dµt(ζ)

z − ζ− 1

limz→1+

M(z , t) = ρt(0) where ρt(φ) = 2πdµt(φ)

dφ, andφ = arg(z).

For small t, M(z , t) has a jump of twice ρt(0) as z changes from

below 1 to above1.

Understanding how the Lee-Yang distributions µt(φ) vary with tand φ is essential to understanding phase transitions of the model.

Page 36: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Phase transitions in terms of Lee-Yang distributionIf the thermodynamic limit exists, one can de�ne the physicalquantities for the limiting model.

F (z , t) = −2T∫Tlog |z − ζ|dµt(ζ) + T log |z |+ 1

2log |t|

F (z , t) does not necessarily depend analytically on (z , t). Possiblephase transitions.

M(z , t) = 2z

∫T

dµt(ζ)

z − ζ− 1

limz→1+

M(z , t) = ρt(0) where ρt(φ) = 2πdµt(φ)

dφ, andφ = arg(z).

For small t, M(z , t) has a jump of twice ρt(0) as z changes from

below 1 to above1.

Understanding how the Lee-Yang distributions µt(φ) vary with tand φ is essential to understanding phase transitions of the model.

Page 37: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Phase transitions in terms of Lee-Yang distributionIf the thermodynamic limit exists, one can de�ne the physicalquantities for the limiting model.

F (z , t) = −2T∫Tlog |z − ζ|dµt(ζ) + T log |z |+ 1

2log |t|

F (z , t) does not necessarily depend analytically on (z , t). Possiblephase transitions.

M(z , t) = 2z

∫T

dµt(ζ)

z − ζ− 1

limz→1+

M(z , t) = ρt(0) where ρt(φ) = 2πdµt(φ)

dφ, andφ = arg(z).

For small t, M(z , t) has a jump of twice ρt(0) as z changes from

below 1 to above1.

Understanding how the Lee-Yang distributions µt(φ) vary with tand φ is essential to understanding phase transitions of the model.

Page 38: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Expected limiting distributions of Lee-Yang zeros for Z2

φ

φ

ρt(φ)

π

tc

−π

t = 0

Page 39: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Expected limiting distributions of Lee-Yang zeros for Z2

ρt(φ)

φ

φ

π

tc

−π

t < tc

Page 40: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Expected limiting distributions of Lee-Yang zeros for Z2

φ

φ

ρt(φ)

tc

π−π

t = tc

Page 41: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Expected limiting distributions of Lee-Yang zeros for Z2

φ

φ

ρt(φ)

tc

π−π

t > tc

Page 42: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Expected limiting distributions of Lee-Yang zeros for Z2

φ

φ

ρt(φ)

tc

π−πt = 1

Page 43: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

The Diamond Hierarchical Lattice (DHL)

Γn

Γ0 Γ1 Γ2

Page 44: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Migdal-Kadano� Renormalization123

Consider the conditional partition functions:

⊕= Zn

⊕Un := Zn Wn := ZnVn := Zn, ,

The total partition function is equal to Zn = Un + 2Vn + Wn.

Migdal-Kadano� RG Equations:

Un+1 = (U2

n + V 2

n )2, Vn+1 = V 2

n (Un + Wn)2, Wn+1 = (V 2

n + W 2

n )2.

1A.A. Migdal. Recurrence equations in gauge �eld theory. JETP, (1975).2L. P. Kadano�. Notes on Migdal's recursion formulae. Ann. Phys., (1976).3B. Derrida, L. De Seze, and C. Itzykson, Fractal structure of zeros in

hierarchical models, J. Statist. Phys. (1983).

Page 45: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Migdal-Kadano� Renormalization123

Consider the conditional partition functions:

⊕= Zn

⊕Un := Zn Wn := ZnVn := Zn, ,

The total partition function is equal to Zn = Un + 2Vn + Wn.

Migdal-Kadano� RG Equations:

Un+1 = (U2

n + V 2

n )2, Vn+1 = V 2

n (Un + Wn)2, Wn+1 = (V 2

n + W 2

n )2.

1A.A. Migdal. Recurrence equations in gauge �eld theory. JETP, (1975).2L. P. Kadano�. Notes on Migdal's recursion formulae. Ann. Phys., (1976).3B. Derrida, L. De Seze, and C. Itzykson, Fractal structure of zeros in

hierarchical models, J. Statist. Phys. (1983).

Page 46: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Derivation:

=

= U4

n

Zn+1 ++ 2Zn+1 Zn+1⊕⊕

+ 2U2

n V2

n + V 4

n .

Un+1 = Zn+1

⊕ ⊕

R : C3 → C3, (U,V ,W ) 7→ ((U2+V 2)2,V 2(U+W )2, (V 2+W 2)2)

Page 47: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Derivation:

=

= U4

n

Zn+1 ++ 2Zn+1 Zn+1⊕⊕

+ 2U2

n V2

n + V 4

n .

Un+1 = Zn+1

⊕ ⊕

R : C3 → C3, (U,V ,W ) 7→ ((U2+V 2)2,V 2(U+W )2, (V 2+W 2)2)

Page 48: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

MK renormalization in the (z , t) coordinates:We can lift R from the [U : V : W ] coordinates (downstairs) to the

(z , t) coordiantes upstairs.

U0 =1

zt1/2, V0 = t1/2, W0 =

z

t1/2(1)

The mapping upstairs is:

R(z , t) =

(z2 + t2

z−2 + t2,

z2 + z−2 + 2

z2 + z−2 + t2 + t−2

).

The (z , t) coordinates can be seen as a�ne coordinates of

[z : t : 1].

CP2 R−−−−→ CP2yΨ

CP2 R−−−−→ CP2

(2)

and Ψ is a degree 2 rational map.

Page 49: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

MK renormalization in the (z , t) coordinates:We can lift R from the [U : V : W ] coordinates (downstairs) to the

(z , t) coordiantes upstairs.

U0 =1

zt1/2, V0 = t1/2, W0 =

z

t1/2(1)

The mapping upstairs is:

R(z , t) =

(z2 + t2

z−2 + t2,

z2 + z−2 + 2

z2 + z−2 + t2 + t−2

).

The (z , t) coordinates can be seen as a�ne coordinates of

[z : t : 1].

CP2 R−−−−→ CP2yΨ

CP2 R−−−−→ CP2

(2)

and Ψ is a degree 2 rational map.

Page 50: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

MK renormalization in the (z , t) coordinates:We can lift R from the [U : V : W ] coordinates (downstairs) to the

(z , t) coordiantes upstairs.

U0 =1

zt1/2, V0 = t1/2, W0 =

z

t1/2(1)

The mapping upstairs is:

R(z , t) =

(z2 + t2

z−2 + t2,

z2 + z−2 + 2

z2 + z−2 + t2 + t−2

).

The (z , t) coordinates can be seen as a�ne coordinates of

[z : t : 1].

CP2 R−−−−→ CP2yΨ

CP2 R−−−−→ CP2

(2)

and Ψ is a degree 2 rational map.

Page 51: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Renormalization on the Lee-Yang cylinder

Let C := {(z , t) : |z | = 1, t ∈ [0, 1]} be the Lee-Yang cylinder.

R(z , t) =

(z2 + t2

z−2 + t2,

z2 + z−2 + 2

z2 + z−2 + t2 + t−2

).

One can check that R(C) = C.

Let Sn ⊂ C denote the Lee-Yang zeros for Γn.

I S0 := {z2 + 2tz + 1 = 0} ∩ C.I for n ≥ 1 we have Sn+1 = R−1|C Sn.

It is this recursive relationship between Sn+1 and Sn that makes

this problem become a dynamical systems problem.

Page 52: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Renormalization on the Lee-Yang cylinder

Let C := {(z , t) : |z | = 1, t ∈ [0, 1]} be the Lee-Yang cylinder.

R(z , t) =

(z2 + t2

z−2 + t2,

z2 + z−2 + 2

z2 + z−2 + t2 + t−2

).

One can check that R(C) = C.

Let Sn ⊂ C denote the Lee-Yang zeros for Γn.

I S0 := {z2 + 2tz + 1 = 0} ∩ C.I for n ≥ 1 we have Sn+1 = R−1|C Sn.

It is this recursive relationship between Sn+1 and Sn that makes

this problem become a dynamical systems problem.

Page 53: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Renormalization on the Lee-Yang cylinder

Let C := {(z , t) : |z | = 1, t ∈ [0, 1]} be the Lee-Yang cylinder.

R(z , t) =

(z2 + t2

z−2 + t2,

z2 + z−2 + 2

z2 + z−2 + t2 + t−2

).

One can check that R(C) = C.

Let Sn ⊂ C denote the Lee-Yang zeros for Γn.

I S0 := {z2 + 2tz + 1 = 0} ∩ C.I for n ≥ 1 we have Sn+1 = R−1|C Sn.

It is this recursive relationship between Sn+1 and Sn that makes

this problem become a dynamical systems problem.

Page 54: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Lee-Yang zeros as pull-backs under R

S0

t = 0

−π πt = 1

Page 55: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Lee-Yang zeros as pull-backs under R

S0

S1

t = 1

t = 0

R−π π

Page 56: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Lee-Yang zeros as pull-backs under R

S0

S1

S2

t = 1

t = 0

R

R

−π π

Page 57: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Geometry of R : C → C, part IR has two points of indeterminacy α± = (±i , 1) ∈ T .

R(z , t) =

(z2 + t2

z−2 + t2,

z2 + z−2 + 2

z2 + z−2 + t2 + t−2

).

Points approaching α+ or α− at angle ω with respect to the

vertical are mapped by R to (2ω, sin2 ω).

ω

α+α− π−π

0

1

(2ω, sin2(ω))

R

0

G

Page 58: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Geometry of R : C → C, part IR has two points of indeterminacy α± = (±i , 1) ∈ T .

R(z , t) =

(z2 + t2

z−2 + t2,

z2 + z−2 + 2

z2 + z−2 + t2 + t−2

).

Points approaching α+ or α− at angle ω with respect to the

vertical are mapped by R to (2ω, sin2 ω).

ω

α+α− π−π

0

1

(2ω, sin2(ω))

R

0

G

Page 59: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Geometry of R : C → C, part IR has two points of indeterminacy α± = (±i , 1) ∈ T .

R(z , t) =

(z2 + t2

z−2 + t2,

z2 + z−2 + 2

z2 + z−2 + t2 + t−2

).

Points approaching α+ or α− at angle ω with respect to the

vertical are mapped by R to (2ω, sin2 ω).

ω

α+α− π−π

0

1

(2ω, sin2(ω))

R

0

G

Page 60: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Geometry of R : C → C, part IR has two points of indeterminacy α± = (±i , 1) ∈ T .

R(z , t) =

(z2 + t2

z−2 + t2,

z2 + z−2 + 2

z2 + z−2 + t2 + t−2

).

Points approaching α+ or α− at angle ω with respect to the

vertical are mapped by R to (2ω, sin2 ω).

ω

α+α− π−π

0

1

(2ω, sin2(ω))

R

0

G

Page 61: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Geometry of R : C → C, part II

R(z , t) =

(z2 + t2

z−2 + t2,

z2 + z−2 + 2

z2 + z−2 + t2 + t−2

).

G

R

α+α−−π π

1

0

Page 62: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Dynamical results I

Theorem (Bleher, Lyubich, Roeder)

R : C → C is partially hyperbolic.

That is:

1. We have a horizontal tangent cone�eld K(x) and a vertical line�eld

L(x) ⊂ TxC depending continuously on x and invariant under DR:

DR(K(x))

CK(R(x))

K(x)L(x)

L(R(x)) = DR(L(x))x

R(x)

2. Horizontal tangent vectors v ∈ K(x) get exponentially stretched

under DRn at a rate that dominates any occasional expansion of

tangent vectors in L(x).

Page 63: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Dynamical results I

Theorem (Bleher, Lyubich, Roeder)

R : C → C is partially hyperbolic.

That is:

1. We have a horizontal tangent cone�eld K(x) and a vertical line�eld

L(x) ⊂ TxC depending continuously on x and invariant under DR:

DR(K(x))

CK(R(x))

K(x)L(x)

L(R(x)) = DR(L(x))x

R(x)

2. Horizontal tangent vectors v ∈ K(x) get exponentially stretched

under DRn at a rate that dominates any occasional expansion of

tangent vectors in L(x).

Page 64: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Dynamical results II

Proposition (BLR)

R has a unique invariant central foliation Fc .

Precisely:

A vertical foliation is a regular family of disjoint vertical paths that

cover the cylinder. � Central � means that the foliation is obtained

integrating L(x).

One can think of a vertical foliation as a local deformation of the

genuinely vertical foliation, {Iφ, φ ∈ R/2πZ}

Page 65: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Dynamical results II

Proposition (BLR)

R has a unique invariant central foliation Fc .

Precisely:

A vertical foliation is a regular family of disjoint vertical paths that

cover the cylinder. � Central � means that the foliation is obtained

integrating L(x).

One can think of a vertical foliation as a local deformation of the

genuinely vertical foliation, {Iφ, φ ∈ R/2πZ}

Page 66: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Physical Results

For t ∈ [0, 1) the holonomy transformation gt : B → T× {t}obtained by �owing along Fc .

C B

T

Fc

x

gt(x) T× {t}

Theorem (BLR)

The asymptotic distribution of Lee-Yang zeros at a temperature

t0 ∈ [0, 1) is given by under holonomy by µt = (gt)∗(µ0) where µ0be the Lebesgue measure on B.

Page 67: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Physical Results

For t ∈ [0, 1) the holonomy transformation gt : B → T× {t}obtained by �owing along Fc .

C B

T

Fc

x

gt(x) T× {t}

Theorem (BLR)

The asymptotic distribution of Lee-Yang zeros at a temperature

t0 ∈ [0, 1) is given by under holonomy by µt = (gt)∗(µ0) where µ0be the Lebesgue measure on B.

Page 68: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Geometric view of Lee-Yang distributions for the DHL

φ

φ

ρt(φ)

tc

π−π

t = 0

Page 69: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Geometric view of Lee-Yang distributions for the DHL

ρt(φ)

φ

φ π−π

tc

t < tc

Page 70: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Geometric view of Lee-Yang distributions for the DHL

ρt(φ)

φ

φ

tc

−π π

t = tc

Page 71: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Geometric view of Lee-Yang distributions for the DHL

φ

ρt(φ)

φ

π−π

tc

t > tc

Page 72: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Geometric view of Lee-Yang distributions for the DHL

φ

φ

ρt(φ)

π−π

tc

t > tc

Page 73: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Geometric view of Lee-Yang distributions for the DHL

φ

φ

ρt(φ)

tc

−π πt = 1

Page 74: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Horizontal expansion (the main part of the proof)

Proposition

R expands the genuinely horizontal direction by a factor of at

least 2. Precisely, there exists c > 0 such that:

∀x ∈ C\{α±}, ∀n ∈ N, ||DxRn(hx)|| ≥ c2n||hx ||

There are three di�erent proofs expansion for vectors v ∈ K(x):

1. A purely computational proof.

2. A geometric proof using complex methods for R : CP2 → CP2.

3. A combinatorial proof using a �Lee-Yang Theorem with

Boundary conditions� and the fundamental symmetry of the

Ising model under z 7→ 1/z .

Page 75: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Horizontal expansion (the main part of the proof)

Proposition

R expands the genuinely horizontal direction by a factor of at

least 2. Precisely, there exists c > 0 such that:

∀x ∈ C\{α±}, ∀n ∈ N, ||DxRn(hx)|| ≥ c2n||hx ||

There are three di�erent proofs expansion for vectors v ∈ K(x):

1. A purely computational proof.

2. A geometric proof using complex methods for R : CP2 → CP2.

3. A combinatorial proof using a �Lee-Yang Theorem with

Boundary conditions� and the fundamental symmetry of the

Ising model under z 7→ 1/z .

Page 76: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Horizontal expansion (the main part of the proof)

Proposition

R expands the genuinely horizontal direction by a factor of at

least 2. Precisely, there exists c > 0 such that:

∀x ∈ C\{α±}, ∀n ∈ N, ||DxRn(hx)|| ≥ c2n||hx ||

There are three di�erent proofs expansion for vectors v ∈ K(x):

1. A purely computational proof.

2. A geometric proof using complex methods for R : CP2 → CP2.

3. A combinatorial proof using a �Lee-Yang Theorem with

Boundary conditions� and the fundamental symmetry of the

Ising model under z 7→ 1/z .

Page 77: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Horizontal expansion (the main part of the proof)

Proposition

R expands the genuinely horizontal direction by a factor of at

least 2. Precisely, there exists c > 0 such that:

∀x ∈ C\{α±}, ∀n ∈ N, ||DxRn(hx)|| ≥ c2n||hx ||

There are three di�erent proofs expansion for vectors v ∈ K(x):

1. A purely computational proof.

2. A geometric proof using complex methods for R : CP2 → CP2.

3. A combinatorial proof using a �Lee-Yang Theorem with

Boundary conditions� and the fundamental symmetry of the

Ising model under z 7→ 1/z .

Page 78: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part I

Idea: Map forward a horizontal line Pt0 := {t = t0} under Rn, then projectvertically onto P0. Sends the circle St0 := Pt0 ∩ C to the circle S0.

St0

Pt0

P0

S0

C

Use complex extension to prove that π ◦ Rn : St0 → S0 is expanding.

Page 79: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part I

Idea: Map forward a horizontal line Pt0 := {t = t0} under Rn, then projectvertically onto P0. Sends the circle St0 := Pt0 ∩ C to the circle S0.

St0

Rn(St0)

Pt0

P0

S0

C

Use complex extension to prove that π ◦ Rn : St0 → S0 is expanding.

Page 80: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part I

Idea: Map forward a horizontal line Pt0 := {t = t0} under Rn, then projectvertically onto P0. Sends the circle St0 := Pt0 ∩ C to the circle S0.

π ◦ RnSt0

Rn(St0)

Pt0

P0

S0

St0

C

Use complex extension to prove that π ◦ Rn : St0 → S0 is expanding.

Page 81: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part I

Idea: Map forward a horizontal line Pt0 := {t = t0} under Rn, then projectvertically onto P0. Sends the circle St0 := Pt0 ∩ C to the circle S0.

π ◦ RnSt0

Rn(St0)

Pt0

P0

S0

St0

C

Use complex extension to prove that π ◦ Rn : St0 → S0 is expanding.

Page 82: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part II

Recall the a semiconjugacy

CP2 R−−−−→ CP2yΨ

CP2 R−−−−→ CP2

where

R : [U : V : W ]→ [(U2 + V 2)2 : V 2(U + W )2 : (V 2 + W 2)2].

R : (z , t)→(

z2 + t2

z−2 + t2,

z2 + z−2 + 2

z2 + z−2 + t2 + t−2

).

Ψ induces a conjugacy4 between R : C → C and R : C → C , whereC = Ψ(C) is some appropriate Möbius band.

4except on B, where it is 2 - 1.

Page 83: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part II

Recall the a semiconjugacy

CP2 R−−−−→ CP2yΨ

CP2 R−−−−→ CP2

where

R : [U : V : W ]→ [(U2 + V 2)2 : V 2(U + W )2 : (V 2 + W 2)2].

R : (z , t)→(

z2 + t2

z−2 + t2,

z2 + z−2 + 2

z2 + z−2 + t2 + t−2

).

Ψ induces a conjugacy4 between R : C → C and R : C → C , whereC = Ψ(C) is some appropriate Möbius band.

4except on B, where it is 2 - 1.

Page 84: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part II

Recall the a semiconjugacy

CP2 R−−−−→ CP2yΨ

CP2 R−−−−→ CP2

where

R : [U : V : W ]→ [(U2 + V 2)2 : V 2(U + W )2 : (V 2 + W 2)2].

R : (z , t)→(

z2 + t2

z−2 + t2,

z2 + z−2 + 2

z2 + z−2 + t2 + t−2

).

Ψ induces a conjugacy4 between R : C → C and R : C → C , whereC = Ψ(C) is some appropriate Möbius band.

4except on B, where it is 2 - 1.

Page 85: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part IIThe two sets of coordinates are relevant for studying R :

1. The physical (z , t) coordinates.

Advantage : the Lee-Yang cylinder

C := {(z , t) : |z | = 1, t ∈ [0, 1]} is simple.

Problem : R is not algebraicly stable - hard to keep track of

degrees of curves under iteration.

2. The projective coordinates [U : V : W ]Advantage : R is algebraicly stable, has an easier expression

and it's components have a physical meaning.

Problem : The Lee-Yang cylinder becomes a Moebius band C .Using a�ne coordinates u = U

V and w = WV , C is the closure

of:

C0 = {(u,w) ∈ C2 : w = u, |u| ≥ 1}.

in CP2.

Here, we will have to juggle between both coordinate systems.

Page 86: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part IIThe two sets of coordinates are relevant for studying R :

1. The physical (z , t) coordinates.

Advantage : the Lee-Yang cylinder

C := {(z , t) : |z | = 1, t ∈ [0, 1]} is simple.

Problem : R is not algebraicly stable - hard to keep track of

degrees of curves under iteration.

2. The projective coordinates [U : V : W ]Advantage : R is algebraicly stable, has an easier expression

and it's components have a physical meaning.

Problem : The Lee-Yang cylinder becomes a Moebius band C .Using a�ne coordinates u = U

V and w = WV , C is the closure

of:

C0 = {(u,w) ∈ C2 : w = u, |u| ≥ 1}.

in CP2.

Here, we will have to juggle between both coordinate systems.

Page 87: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part IIThe two sets of coordinates are relevant for studying R :

1. The physical (z , t) coordinates.

Advantage : the Lee-Yang cylinder

C := {(z , t) : |z | = 1, t ∈ [0, 1]} is simple.

Problem : R is not algebraicly stable - hard to keep track of

degrees of curves under iteration.

2. The projective coordinates [U : V : W ]Advantage : R is algebraicly stable, has an easier expression

and it's components have a physical meaning.

Problem : The Lee-Yang cylinder becomes a Moebius band C .Using a�ne coordinates u = U

V and w = WV , C is the closure

of:

C0 = {(u,w) ∈ C2 : w = u, |u| ≥ 1}.

in CP2.

Here, we will have to juggle between both coordinate systems.

Page 88: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part IIThe two sets of coordinates are relevant for studying R :

1. The physical (z , t) coordinates.

Advantage : the Lee-Yang cylinder

C := {(z , t) : |z | = 1, t ∈ [0, 1]} is simple.

Problem : R is not algebraicly stable - hard to keep track of

degrees of curves under iteration.

2. The projective coordinates [U : V : W ]Advantage : R is algebraicly stable, has an easier expression

and it's components have a physical meaning.

Problem : The Lee-Yang cylinder becomes a Moebius band C .Using a�ne coordinates u = U

V and w = WV , C is the closure

of:

C0 = {(u,w) ∈ C2 : w = u, |u| ≥ 1}.

in CP2.

Here, we will have to juggle between both coordinate systems.

Page 89: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part IIThe two sets of coordinates are relevant for studying R :

1. The physical (z , t) coordinates.

Advantage : the Lee-Yang cylinder

C := {(z , t) : |z | = 1, t ∈ [0, 1]} is simple.

Problem : R is not algebraicly stable - hard to keep track of

degrees of curves under iteration.

2. The projective coordinates [U : V : W ]

Advantage : R is algebraicly stable, has an easier expression

and it's components have a physical meaning.

Problem : The Lee-Yang cylinder becomes a Moebius band C .Using a�ne coordinates u = U

V and w = WV , C is the closure

of:

C0 = {(u,w) ∈ C2 : w = u, |u| ≥ 1}.

in CP2.

Here, we will have to juggle between both coordinate systems.

Page 90: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part IIThe two sets of coordinates are relevant for studying R :

1. The physical (z , t) coordinates.

Advantage : the Lee-Yang cylinder

C := {(z , t) : |z | = 1, t ∈ [0, 1]} is simple.

Problem : R is not algebraicly stable - hard to keep track of

degrees of curves under iteration.

2. The projective coordinates [U : V : W ]Advantage : R is algebraicly stable, has an easier expression

and it's components have a physical meaning.

Problem : The Lee-Yang cylinder becomes a Moebius band C .Using a�ne coordinates u = U

V and w = WV , C is the closure

of:

C0 = {(u,w) ∈ C2 : w = u, |u| ≥ 1}.

in CP2.

Here, we will have to juggle between both coordinate systems.

Page 91: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part IIThe two sets of coordinates are relevant for studying R :

1. The physical (z , t) coordinates.

Advantage : the Lee-Yang cylinder

C := {(z , t) : |z | = 1, t ∈ [0, 1]} is simple.

Problem : R is not algebraicly stable - hard to keep track of

degrees of curves under iteration.

2. The projective coordinates [U : V : W ]Advantage : R is algebraicly stable, has an easier expression

and it's components have a physical meaning.

Problem : The Lee-Yang cylinder becomes a Moebius band C .Using a�ne coordinates u = U

V and w = WV , C is the closure

of:

C0 = {(u,w) ∈ C2 : w = u, |u| ≥ 1}.

in CP2.

Here, we will have to juggle between both coordinate systems.

Page 92: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part IIThe two sets of coordinates are relevant for studying R :

1. The physical (z , t) coordinates.

Advantage : the Lee-Yang cylinder

C := {(z , t) : |z | = 1, t ∈ [0, 1]} is simple.

Problem : R is not algebraicly stable - hard to keep track of

degrees of curves under iteration.

2. The projective coordinates [U : V : W ]Advantage : R is algebraicly stable, has an easier expression

and it's components have a physical meaning.

Problem : The Lee-Yang cylinder becomes a Moebius band C .Using a�ne coordinates u = U

V and w = WV , C is the closure

of:

C0 = {(u,w) ∈ C2 : w = u, |u| ≥ 1}.

in CP2.

Here, we will have to juggle between both coordinate systems.

Page 93: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part III

The Mobius band C is the closure of

C0 = {(u,w) ∈ C2 : w = u, |u| ≥ 1}.

in CP2.

Horizontal line Pt0 becomes conic Pt0 := {uv = t−20 } = Ψ(Pt0).

Horizontal line P0 becomes line at in�nity

P0 := {V = 0} = Ψ(P0).

Horizontal circle St0 becomes St0 = {|u| = t−10 } = Ψ(St0).

Vertical projection π becomes radial projection pr(u,w) = w/u out

to the line at in�nity P0.

We will show that pr ◦ Rn : Pt0 → P0 expands that circle St0 .

Page 94: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part III

The Mobius band C is the closure of

C0 = {(u,w) ∈ C2 : w = u, |u| ≥ 1}.

in CP2.

Horizontal line Pt0 becomes conic Pt0 := {uv = t−20 } = Ψ(Pt0).

Horizontal line P0 becomes line at in�nity

P0 := {V = 0} = Ψ(P0).

Horizontal circle St0 becomes St0 = {|u| = t−10 } = Ψ(St0).

Vertical projection π becomes radial projection pr(u,w) = w/u out

to the line at in�nity P0.

We will show that pr ◦ Rn : Pt0 → P0 expands that circle St0 .

Page 95: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part III

The Mobius band C is the closure of

C0 = {(u,w) ∈ C2 : w = u, |u| ≥ 1}.

in CP2.

Horizontal line Pt0 becomes conic Pt0 := {uv = t−20 } = Ψ(Pt0).

Horizontal line P0 becomes line at in�nity

P0 := {V = 0} = Ψ(P0).

Horizontal circle St0 becomes St0 = {|u| = t−10 } = Ψ(St0).

Vertical projection π becomes radial projection pr(u,w) = w/u out

to the line at in�nity P0.

We will show that pr ◦ Rn : Pt0 → P0 expands that circle St0 .

Page 96: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part III

The Mobius band C is the closure of

C0 = {(u,w) ∈ C2 : w = u, |u| ≥ 1}.

in CP2.

Horizontal line Pt0 becomes conic Pt0 := {uv = t−20 } = Ψ(Pt0).

Horizontal line P0 becomes line at in�nity

P0 := {V = 0} = Ψ(P0).

Horizontal circle St0 becomes St0 = {|u| = t−10 } = Ψ(St0).

Vertical projection π becomes radial projection pr(u,w) = w/u out

to the line at in�nity P0.

We will show that pr ◦ Rn : Pt0 → P0 expands that circle St0 .

Page 97: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part III

The Mobius band C is the closure of

C0 = {(u,w) ∈ C2 : w = u, |u| ≥ 1}.

in CP2.

Horizontal line Pt0 becomes conic Pt0 := {uv = t−20 } = Ψ(Pt0).

Horizontal line P0 becomes line at in�nity

P0 := {V = 0} = Ψ(P0).

Horizontal circle St0 becomes St0 = {|u| = t−10 } = Ψ(St0).

Vertical projection π becomes radial projection pr(u,w) = w/u out

to the line at in�nity P0.

We will show that pr ◦ Rn : Pt0 → P0 expands that circle St0 .

Page 98: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part III

The Mobius band C is the closure of

C0 = {(u,w) ∈ C2 : w = u, |u| ≥ 1}.

in CP2.

Horizontal line Pt0 becomes conic Pt0 := {uv = t−20 } = Ψ(Pt0).

Horizontal line P0 becomes line at in�nity

P0 := {V = 0} = Ψ(P0).

Horizontal circle St0 becomes St0 = {|u| = t−10 } = Ψ(St0).

Vertical projection π becomes radial projection pr(u,w) = w/u out

to the line at in�nity P0.

We will show that pr ◦ Rn : Pt0 → P0 expands that circle St0 .

Page 99: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part III

The Mobius band C is the closure of

C0 = {(u,w) ∈ C2 : w = u, |u| ≥ 1}.

in CP2.

Horizontal line Pt0 becomes conic Pt0 := {uv = t−20 } = Ψ(Pt0).

Horizontal line P0 becomes line at in�nity

P0 := {V = 0} = Ψ(P0).

Horizontal circle St0 becomes St0 = {|u| = t−10 } = Ψ(St0).

Vertical projection π becomes radial projection pr(u,w) = w/u out

to the line at in�nity P0.

We will show that pr ◦ Rn : Pt0 → P0 expands that circle St0 .

Page 100: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part IV

Harder to parametrize a line in the projective coordinates → back

to the physical coordinates.

Su�ces to parameterize Pt0 by Ψ : Pt0 → Pt0 and show that

pr ◦ Rn ◦Ψ : Pt0 → P0

expands that circle St0 .

We have:

ψn(z) := pr ◦ Rn ◦Ψ(z , t0) =Wn(z , t0)

Un(z , t0),

where Wn and Un are the conditional partition functions from the

derivation of R .

Page 101: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part IV

Harder to parametrize a line in the projective coordinates → back

to the physical coordinates.

Su�ces to parameterize Pt0 by Ψ : Pt0 → Pt0 and show that

pr ◦ Rn ◦Ψ : Pt0 → P0

expands that circle St0 .

We have:

ψn(z) := pr ◦ Rn ◦Ψ(z , t0) =Wn(z , t0)

Un(z , t0),

where Wn and Un are the conditional partition functions from the

derivation of R .

Page 102: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part IV

Harder to parametrize a line in the projective coordinates → back

to the physical coordinates.

Su�ces to parameterize Pt0 by Ψ : Pt0 → Pt0 and show that

pr ◦ Rn ◦Ψ : Pt0 → P0

expands that circle St0 .

We have:

ψn(z) := pr ◦ Rn ◦Ψ(z , t0) =Wn(z , t0)

Un(z , t0),

where Wn and Un are the conditional partition functions from the

derivation of R .

Page 103: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part IV

Harder to parametrize a line in the projective coordinates → back

to the physical coordinates.

Su�ces to parameterize Pt0 by Ψ : Pt0 → Pt0 and show that

pr ◦ Rn ◦Ψ : Pt0 → P0

expands that circle St0 .

We have:

ψn(z) := pr ◦ Rn ◦Ψ(z , t0) =Wn(z , t0)

Un(z , t0),

where Wn and Un are the conditional partition functions from the

derivation of R .

Page 104: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of the expansion: Blaschke products

A �nite Blaschke product is a function of the type:

B(z) : C→ C, z 7→∏ z − ai

1− aiz

where the ai are a �nite family of complex numbers.

LemmaA Blaschke product B : C→ C all of whose zeros lie in the unit

disc and vanishing at the origin to order k expands the Euclidean

metric on the cirlce by at least k .

Claim: ψn : C→ C is an Blaschke product preserving the unit disc

D, expanding the circle T = ∂D by a factor of 2n+1.

Page 105: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of the expansion: Blaschke products

A �nite Blaschke product is a function of the type:

B(z) : C→ C, z 7→∏ z − ai

1− aiz

where the ai are a �nite family of complex numbers.

LemmaA Blaschke product B : C→ C all of whose zeros lie in the unit

disc and vanishing at the origin to order k expands the Euclidean

metric on the cirlce by at least k .

Claim: ψn : C→ C is an Blaschke product preserving the unit disc

D, expanding the circle T = ∂D by a factor of 2n+1.

Page 106: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of the expansion: Blaschke products

A �nite Blaschke product is a function of the type:

B(z) : C→ C, z 7→∏ z − ai

1− aiz

where the ai are a �nite family of complex numbers.

LemmaA Blaschke product B : C→ C all of whose zeros lie in the unit

disc and vanishing at the origin to order k expands the Euclidean

metric on the cirlce by at least k .

Claim: ψn : C→ C is an Blaschke product preserving the unit disc

D, expanding the circle T = ∂D by a factor of 2n+1.

Page 107: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Conditional partition functions and their symmetriesOther advantage of (z , t) coordinates : physical meaning of R andthe Lee-Yang theorem!

Un(z , t) =∑

σ(a)=σ(b)=+1

W (σ) =∑

σ(a)=σ(b)=+1

t−I (σ)/2z−M(σ)

= a+d (t)zd + · · ·+ a+

−d(t)z−d ,

Wn(z , t) =∑

σ(a)=σ(b)=−1

W (σ) =∑

σ(a)=σ(b)=−1

t−I (σ)/2z−M(σ)

= a−d (t)zd + · · ·+ a−−d(t)z−d .

Remarks:

1. Fundamental symmetry of the Ising model under z 7→ 1/z becomes:

a+i (t) = a−−i (t) for each i = −d . . . d

2. Since Γn has valence 2n at marked vertices a and b we have

a−i (t) = 0 for i < −4n + 2n+1

Reason for 2: With −1 spins at the marked vertices a, b, we can't get more

than 4n − 2n+1 edges with ++, so M(σ) ≤ 4n − 2n+1 .

Page 108: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Conditional partition functions and their symmetriesOther advantage of (z , t) coordinates : physical meaning of R andthe Lee-Yang theorem!

Un(z , t) =∑

σ(a)=σ(b)=+1

W (σ) =∑

σ(a)=σ(b)=+1

t−I (σ)/2z−M(σ)

= a+d (t)zd + · · ·+ a+

−d(t)z−d ,

Wn(z , t) =∑

σ(a)=σ(b)=−1

W (σ) =∑

σ(a)=σ(b)=−1

t−I (σ)/2z−M(σ)

= a−d (t)zd + · · ·+ a−−d(t)z−d .

Remarks:

1. Fundamental symmetry of the Ising model under z 7→ 1/z becomes:

a+i (t) = a−−i (t) for each i = −d . . . d

2. Since Γn has valence 2n at marked vertices a and b we have

a−i (t) = 0 for i < −4n + 2n+1

Reason for 2: With −1 spins at the marked vertices a, b, we can't get more

than 4n − 2n+1 edges with ++, so M(σ) ≤ 4n − 2n+1 .

Page 109: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Conditional partition functions and their symmetriesOther advantage of (z , t) coordinates : physical meaning of R andthe Lee-Yang theorem!

Un(z , t) =∑

σ(a)=σ(b)=+1

W (σ) =∑

σ(a)=σ(b)=+1

t−I (σ)/2z−M(σ)

= a+d (t)zd + · · ·+ a+

−d(t)z−d ,

Wn(z , t) =∑

σ(a)=σ(b)=−1

W (σ) =∑

σ(a)=σ(b)=−1

t−I (σ)/2z−M(σ)

= a−d (t)zd + · · ·+ a−−d(t)z−d .

Remarks:

1. Fundamental symmetry of the Ising model under z 7→ 1/z becomes:

a+i (t) = a−−i (t) for each i = −d . . . d

2. Since Γn has valence 2n at marked vertices a and b we have

a−i (t) = 0 for i < −4n + 2n+1

Reason for 2: With −1 spins at the marked vertices a, b, we can't get more

than 4n − 2n+1 edges with ++, so M(σ) ≤ 4n − 2n+1 .

Page 110: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Conditional partition functions and their symmetriesOther advantage of (z , t) coordinates : physical meaning of R andthe Lee-Yang theorem!

Un(z , t) =∑

σ(a)=σ(b)=+1

W (σ) =∑

σ(a)=σ(b)=+1

t−I (σ)/2z−M(σ)

= a+d (t)zd + · · ·+ a+

−d(t)z−d ,

Wn(z , t) =∑

σ(a)=σ(b)=−1

W (σ) =∑

σ(a)=σ(b)=−1

t−I (σ)/2z−M(σ)

= a−d (t)zd + · · ·+ a−−d(t)z−d .

Remarks:

1. Fundamental symmetry of the Ising model under z 7→ 1/z becomes:

a+i (t) = a−−i (t) for each i = −d . . . d

2. Since Γn has valence 2n at marked vertices a and b we have

a−i (t) = 0 for i < −4n + 2n+1

Reason for 2: With −1 spins at the marked vertices a, b, we can't get more

than 4n − 2n+1 edges with ++, so M(σ) ≤ 4n − 2n+1 .

Page 111: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Conditional partition functions and their symmetriesOther advantage of (z , t) coordinates : physical meaning of R andthe Lee-Yang theorem!

Un(z , t) =∑

σ(a)=σ(b)=+1

W (σ) =∑

σ(a)=σ(b)=+1

t−I (σ)/2z−M(σ)

= a+d (t)zd + · · ·+ a+

−d(t)z−d ,

Wn(z , t) =∑

σ(a)=σ(b)=−1

W (σ) =∑

σ(a)=σ(b)=−1

t−I (σ)/2z−M(σ)

= a−d (t)zd + · · ·+ a−−d(t)z−d .

Remarks:

1. Fundamental symmetry of the Ising model under z 7→ 1/z becomes:

a+i (t) = a−−i (t) for each i = −d . . . d

2. Since Γn has valence 2n at marked vertices a and b we have

a−i (t) = 0 for i < −4n + 2n+1

Reason for 2: With −1 spins at the marked vertices a, b, we can't get more

than 4n − 2n+1 edges with ++, so M(σ) ≤ 4n − 2n+1 .

Page 112: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part IV

Factor Un(z) ≡ Un(z , t0) and Wn(z) ≡Wn(z , t0) as

Wn(z) = z−4n+2n+1

∏(z − bi )

Un(z) = z−4n∏

(1− biz) = z−4n∏

(1− biz)

We �nd that

ψn(z) =Wn(z)

Un(z)= z2

n+1∏ z − bi

1− biz

is a Blaschke product with 2n+1 zeros at z = 0.

Are the other zeros bi within the unit disc D?If yes, then ψn(z) is a Blaschke product that expands the circle Tby at least 2n+1

Page 113: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part IV

Factor Un(z) ≡ Un(z , t0) and Wn(z) ≡Wn(z , t0) as

Wn(z) = z−4n+2n+1

∏(z − bi )

Un(z) = z−4n∏

(1− biz) = z−4n∏

(1− biz)

We �nd that

ψn(z) =Wn(z)

Un(z)= z2

n+1∏ z − bi

1− biz

is a Blaschke product with 2n+1 zeros at z = 0.

Are the other zeros bi within the unit disc D?If yes, then ψn(z) is a Blaschke product that expands the circle Tby at least 2n+1

Page 114: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part IV

Factor Un(z) ≡ Un(z , t0) and Wn(z) ≡Wn(z , t0) as

Wn(z) = z−4n+2n+1

∏(z − bi )

Un(z) = z−4n∏

(1− biz) = z−4n∏

(1− biz)

We �nd that

ψn(z) =Wn(z)

Un(z)= z2

n+1∏ z − bi

1− biz

is a Blaschke product with 2n+1 zeros at z = 0.

Are the other zeros bi within the unit disc D?If yes, then ψn(z) is a Blaschke product that expands the circle Tby at least 2n+1

Page 115: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part IV

Factor Un(z) ≡ Un(z , t0) and Wn(z) ≡Wn(z , t0) as

Wn(z) = z−4n+2n+1

∏(z − bi )

Un(z) = z−4n∏

(1− biz) = z−4n∏

(1− biz)

We �nd that

ψn(z) =Wn(z)

Un(z)= z2

n+1∏ z − bi

1− biz

is a Blaschke product with 2n+1 zeros at z = 0.

Are the other zeros bi within the unit disc D?

If yes, then ψn(z) is a Blaschke product that expands the circle Tby at least 2n+1

Page 116: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Combinatorial proof of expansion, part IV

Factor Un(z) ≡ Un(z , t0) and Wn(z) ≡Wn(z , t0) as

Wn(z) = z−4n+2n+1

∏(z − bi )

Un(z) = z−4n∏

(1− biz) = z−4n∏

(1− biz)

We �nd that

ψn(z) =Wn(z)

Un(z)= z2

n+1∏ z − bi

1− biz

is a Blaschke product with 2n+1 zeros at z = 0.

Are the other zeros bi within the unit disc D?If yes, then ψn(z) is a Blaschke product that expands the circle Tby at least 2n+1

Page 117: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Lee-Yang Theorem with Boundary conditions

S is the vertices in red.

−1

−1

−1

−1−1

−1

−1

−1

Theorem (Bleher, Lyubich, Roeder)

Consider a ferromagnetic Ising model on a connected graph Γ and

let σS ≡ −1 on a nonempty subset S of the vertex set V .

Then, for any temperature t ∈ (0, 1) the Lee-Yang zeros z−i (t) of

the conditional partition function ZΓ|σS lie inside the open disc D.

Page 118: Pavel Bleher , Mikhail Lyubich z, and Roland Roeder yroederr/Remy_Slides.pdfLee-Yang zeros for the Diamond Hierarchical Lattice. Pavel Bleher y, Mikhail Lyubich z, and Roland Roeder

Lee-Yang Theorem with Boundary conditions

S is the vertices in red.

−1

−1

−1

−1−1

−1

−1

−1

Theorem (Bleher, Lyubich, Roeder)

Consider a ferromagnetic Ising model on a connected graph Γ and

let σS ≡ −1 on a nonempty subset S of the vertex set V .

Then, for any temperature t ∈ (0, 1) the Lee-Yang zeros z−i (t) of

the conditional partition function ZΓ|σS lie inside the open disc D.