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8/3/2019 Paul G Gardephe Financial Disclosure Report for 2010
1/8
AO IORev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Required by the Ethics
in Go vernment Act of 1978(5 U.S.C. app. ,~,~" I01-111)
I . P e r s o n Report ing ( last nam e, f i rst, middle in i t ia l )Gardephe , Pau l G .
4 . T i t l e ( A r t i c l e I II j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magist rate judges indicate ful l - or pan- t ime)
District Judge, active
7. Chamber~ or Office A d d r e s sU.S. Cour thouse500 Pear l S t ree tNew Y o rk , New Yo rk I0 0 0 7
2 . C o u r t o r O r g a n i z a t io nU.S. District Court, SDNY
5a . Repor t Type (cheek appropr ia te type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas is of the in formation con ta ined in th is Repor t a n d a n ym o d i f i c a t i o n s p e r t a in i n g t h e r e t o , i t is , i n m y o p i n i o n , i n c o m p l i a n c ewith applicable laws and regulations.
3. Dale of Report05/I 1/2011
6. Repor ting P e r i o d01/01 / 201012/31/2010
Reviewing Of f ice r Date
I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NO NE box for ea ch part where you have no reportable informat ion. S ign on l as t page .
I . P O S I T I O N S . ~R e~,or, i , ,g~] N O N E (N o reportable positions.)
POSITIONI. A d v i s o ry Bo a r d M e m be r Sunsglow2.
3.
4.5.
NAME OF ORGANIZATION/ENTITY
I I . A G R E E M E N T S . ( R e , o , i n g ~ n d i v ~ d a o t o n t y ; s ,, p p . ~ 4 - ~ of filing instructions.)~ N O N E (No reportable a greements . )
DATE1 .2003
2 . 2 0 0 8
3.
PARTIES AND TERMSwi t h T ime W a rn e r I n c . , r e g a rd i n g d e f e r red c o m p en s a t i o n p l a n , T ime W a rn e r S av i n g s P l a nwith Patterson B e lkn ap Webb & T y l e r , L L P , re g a rd i n g c ap i t a l a c c o u n l a n d f e e s e a r n ed w h i le a f i rm p a r t n e r , a n d 40 l k ,mo n ey p u r c h a s e , a n d c a s h b a la n c e p l a n s
8/3/2019 Paul G Gardephe Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 2 of 8
N a m e o f P e r so n R e p o r t i n gGardep he , Pau l G.
D a t e o f R e p o r t05/11/2011
I II . N O N - I N V E S T M E N T I N C O M E . (Reporting indiridual and spouse; see pp. 17-24 of filing instructions.)A. Filer s Non- lnves tm ent IncomeD (No reportable income.)O NE non-investment
DA TE S O U R C E A N D T Y P E
I. 20 l0 T ime W a rn e r I n c . de f e r r ed c o m p en s a t io n p ay m en t2 . 2 0 1 0 New Yo rk L aw Sch o o l3 . 2 0 1 0 F o rd h am L aw Sch o o l4.
INCOME(yours, not spouses)$8,288.22$9,000.00$2,500.00
B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during tmy portion of the reporting year, complete this section.(Dol lar a m o u n t not required except for honoraria .}[~] N O N E ( N o reportable non-investment income.)
D AT E SO U R C E AN D T Y PEI. 2010 F ami l y S e rv i c e s o f W es t c h e s te r
2.3.4.
I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen( Includes those to spouse a nd dependen t chi ldren; see pp. 25 -27 of f i l ing instruct ions . )
D N O N E (N o reportable reimbursements.)
3.4.5.
S O U R C E DAT ES LO C AT IO N P U R P O S EU n i v e r s i ty o f T o l e d o C o l l e g e O c t o b e r 2 0 - 2 1 , 2 0 1 0 T o l e d o , O h i o Moot Cour t Co mpe t i t iono f L aw
ITEMS PAID OR PROV IDEDTransportat ion, food, parking, to l ls
8/3/2019 Paul G Gardephe Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 3 of 8
Name of Per son Repor tingGardephe, Paul G.
D a t e o f R e p o r t0 5 / I 1 / 2 0 1 1
V . G I F T S . a n c l u d e s t h o s e , o W o u s e ana dependent children; s e e p p . 2 8 - 3 1 o f f i l i n g instructions.)N O N E (No reportable girls.)
S OURCE DESCRIPTIONI.2.3.4.5.
VALUE
V I . L I A B I L I T I E S . a n c l u d e s t h o s e o / sp o u s e u n d d e p e n d e . r children; see p p . 3 2 - 3 3 o/filing instructions.)N O N E (No reportable liabilities.)
CREDITOR DESCRIPTION1 .2.3.4.5.
VALUECODE
8/3/2019 Paul G Gardephe Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 4 of 8
N a m e o f P e r s o n R e p o r t in gGardephe , Paul G.
Date of Report05/11/201 I
V I 1 . I N V E S T M E N T S a n d T R U S T S - i . e o m e , , ,a l u e , transact ions ( Includes those of spouse a nd depe ndent chi ldren; see pp. 34-60 of f i l ing ins truct ions . )D (NO reportable income, assets, orO NE transactions.)
A. B. C.D e s c r i p t i o n o f A s s e t s Income during G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d o f r e p o r t i n g p e r i o d
(l) (2) O) (2) (I ) (2) (3)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Valueexempt f rom pr ior disclosure Code I d i v . , r e n t , C o d e 2 M e t ho d b u y , s e l l , m m / d d / y y C od e 2(A-H) or i n t . ) ( J -P ) C o d e 3 r e d e m p t i o n ) (J-P)
( Q - W )
I. Dreyfus Basic Mone y Market Mutual Fund2. Janus Research Fund3. Apple Bank cer t o f depos i t4. Neuberger Berm an In t l Fund5. Janus En te rp r i s e Fund6. Janus Research Fund7. J an u s G ro wth a n d I n c o me F u n d8. Janus Wor ldwide Fund9. Fide l i ty Magel l an Fund1 0 . Neuberger Berman Par tner s Fund1 1 . T ime W ar n e r S av ing s P l an1 2 . - - D odge & Cox S t o ck Fund1 3 . - - T ime W ar n e r S t o ck Fund1 4 . T ime War n e r D e f e r red Com pen s a t io n P l an1 5 . - - D odge & Cox S t o ck Fund
1 6 . New Yo r k C o l l eg e S av ing s P l an ( n o con t ro lother than risk)1 7 . Pat te rson Belknap Money Pu rchase P lan
None O TB Div idend J TA Interest K T
C Div idend K TA Dividend J TA Div idend J TD Div idend L T
C Dividend K TB D ividend J TB Div idend J TE Dividend M T
A D ividend J
FE
Div idend ODiv idend M
T
T
Transac t ions du r ing r epo r t ing pe r iod
( 4 ) ( 5 )Gain Identity of
Code I buyer/seller(A-H) (if private
t r a n s a c t i o n )
1. Incom e Gain Codes: A =$1,000 o r less B -$1,001 - $2,500 C =$2 ,501 - $5,000 D =$5,001 - $15.000{See Colum n~ B I and D4) F =$50.001 - S 100.000 G =$1 00.001 - $1,000.000 H I = $1 .0 00 ,0 01 - $ 5, 00 0.0 00 H 2 = Mo re th an $5,000.000
2. Value Codes J - $15,000 or less K =$15,001 - $50,000 L =$50,091 - $ 100.000 M =$ 100.001 - $250.000{See Co lumns C I and D3 ) N =$250.091 - $50~.000 O =$51~,091 - $ I.O 0~.000 PI =$1 .000.0~1 - $5.000.0~0 P2 =$5.090,001 - $25,000.000p3 = $25.000.001 - $ 50.000.000 P4 More than $50.000,000
3. Value Method Code-. Q =Appra is a l R -Cos t {Rea l Es la le On ly ) S -As~:ssmcn t T =Cash Marke ![ see Co lumn C2) U =Book Va lue V - O th e r W -Es t ima ted
E =$15,001- $50,000
8/3/2019 Paul G Gardephe Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 5 of 8
Name of Per son Repor tingGardephe, Paul G.
D a t e o f R e p o r t05/I 1/2011
VII. INVESTMENTS and TR USTS - inco.,o, ,,oleo,, ..... .io.s (includes those of spouse and dependent c hildren; see pp. 34-60 of fi ling instructions.)N O N E (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d
( 1 ) ( 2 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y pe ( e . g . ,
exempt f rom pr ior disclosure Code I d i v . , r e n t ,(A-H) or i n t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)Value Value
C o d e 2 M e t ho d(J-P) C o d e 3
( Q - W )
O)T y p e ( e . g .,b u y , s e l l ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)
D a t e Value Gainm rr dd d/ yy C od e 2 Code 1
(J-P) (A-H)
(s )I d e n t i ty o fbuyer/seller( i f p r iva te
t r a n s a c t i o n )
1 8 . - - Vangua r d 500 I ndex Fund1 9 . - Vangua r d Gr ow th and I n come Fund
120. - - Vangua r d Wind so r Fund21 . Pat te rson Belknap Webb & T y le r 401k D Div idend22 . - - Vangua r d 500 I ndex Fund23 . - - Vangua r d Gr ow th & I n come Fund24 . - - Vangua r d Wind so r Fund25 . Vangua r d Tax M anaged C ap i t a l D Div idendApprec ia t ion Fund26 . Vangua r d Tax M anaged Gr ow th & I n come D Div idendFund27 . Vangua r d Tax M anaged I n t l Fund C Div idend28 . Vangua r d Tax M anaged S ma l l Cap Fund E Div idend29 . Vanguard Pr ime Money Marke t Fund A Div idend30 . Northwes te rn Mutua l L i fe in s . po l i cy (cash A Div idendva lue ,no con t ro l )31 . Northwes te rn Mutua l L i fe in s . po l i cy (cash A Div idendva lue ,no con t ro l )32 . Northwes te rn Mutua l L i fe in s . po l i cy (cash B Div idendva lue ,no con t ro l )33 . Savings Ban k Lif e ins . ( cash value, no A Div idendcon t ro l )34 . Savings Ban k Lif e ins . ( cash value, no A Div idendcon t ro l )
M
LL
LLLJJK
J
J
T
T
T
T
T
T
T
T
T
T
I . I n come Ga in Code s : A =$1 ,000 or less B =$1.001 - $2 ,500 C =$2 ,501 - $5,000 D =$5.001 - $15,000(See Co lumns BI and [ 94 ) F =$50,001 - $ 1 00,00~ G -$ 10 0.00 1 - $1 ,00 0.0 00 HI =$ 1,0 00,00 1 - $5,00 0,0 00 H2 =More than $5,000.000
2. Value Codes J =$15,000 or le ss K =$15.001 - $50,000 L =$50.001 - $100,000 M -$100,001 - $250,000( S e e C o lu mn s C I a n d 0 3 ) N =$250.001 - $500.000 O = $5 00.0 01 - $1 ,0 00.0 00 P I = $1 ,0 00 ,00 1 - $5 ,00 0,000 P2 =$5,000,001 - $25,000.000
P3 =$25,000,001 - $50.000.000 P4 =More than $50,000.0003. Value lqethod Codes Q =Appra is a l R Cos t (Rea l Es ta te On ly) S -As~ssmen t T =Cash Marke t(sec Co lumn C2) U =Book Va lue V =Othcr W -Es t ima ted
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORTPage 6 of 8
N a m e o f P e r s o n R e p o r t in gGardephe , Pau l G .
D a t e o f R e p o r t05/I 1/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i.co.,., vat.e, tra.~ac,io.s a.a.des ,ho~e oI ~;,oa.. ..d det,..d..t children; s e e p p . 3 4 - 6 0 of filing instructions.)D NONE(No reportable income, a ssets, or t ransact ions . )A. B. C. D.
D e sc rip tio n o f Ass e ts In c o m e d u r in g G ro ss va lu e a t e n d T ra n sa c tio n s du rin g re p o r tin g p e r io d( in c lud in g tru s t a s se ts ) r e p o rt in g p e r io d o f r e p o r t i n g p e r i o d
(I) (2) (I) (2) ( I ) (2) (3) i (4) ( 5 )Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e Type (e.g., Date V a l u e Ga i n I d e n t i ty o f
exempt from prior disclosure Code I d iv . , r en t , C o d e 2 Met hod b uy , s e ll , m m /d d !y y C o d e 2 C o d e I b uye r / s e l l e r(A-H) or i n t . ) (J-P) C o d e 3 r e d e m p t i o n ) (J-P) [ (A-H) ( i f p r iva te( Q - W ) t r a n s a c t i o n )
35 . Mu tu a l o fA mer i c a Money M arke t Fu nd None J T
I . I n come Ga in Code s : A -$1,000 o r less B =$1 ,001 - $2 ,500 C :$2 ,501 - $5,000 D =$5,001 - $15,000(S ee Co lu mn s B I a nd D- t) F =$ 50,0O I - $1 00,~00 G =$ 100.001 - $1,000.000 H I = $ 1, 0O O ,0 01 - $ 5. 00 0. 00 0 H 2 = Mo re th an $5 ,0 O O, 00 0
2. V alue Codes J =$15,000 or le ss K = $15.001 - $50.000 L -$50.001 - $ 100,000 M -$ 100,001 ~ $250.000See Co lumns C I and D3 ) N =$250.001 - $500,000 O :$ 50 0.0 01 - $ 1.0 00 .0 00 P I = $1 ,0 00 ,00 1 - $5 .00 0.00 0 P2 =$5,000,001 - $25,000.000
P3 $25.000.001-$50.000.000 P4 = More than $50,000.0003. Value Method Codes Q =Appra is a l R =Cost Real Estate Only) S =As~ssmen t T =Cash Marke t1See Column C2) U =Book Va lue V -O t h e r W =Es t ima ted
E =$15.001 - $50.000
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FINANCIAL DISCLOSURE REPORTPage 7 of 8
Name of Pe rson Repor t i ngG a r d e p h e , P a u l G .
Date of Report
0 5 / I I 1 2 0 1 1
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
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FINANCIAL DISCLOSURE REPORTPage 8 of 8
Name of Per son Repor tingGardephe, Paul G.
D a t e o f R e p o r t0 5 / I 1 / 2 0 1 1
IX. CERTIFICATION.I c e r t if y tha t a ll i n f o rma t i on g iv en a bo v e ( i n c lud ing i n f o rma t i on pe r t a i n ing t o m y spouse a n d m ino r o r dependen t c h i ld r e n , i f a ny ) i s
a c c u r a t e , t r ue , a nd c om p le t e t o t he b e s t o f my kno wledge a nd b e l i e f , a nd tha t a ny i n f o rm a t i on no t r e po r t e d wa s ~ v i thhe ld b e c ause i t me t a pp l i c a b l e s t a tu to r yp r ov i s i on s pe rm i t t i ng non - d i s c lo su r e .I f u r the r c e r t i fy tha t e a r ned i n c om e f r om ou t s ide em p loy m en t a nd hon o r a r i a a nd the a c c ep t a nc e o f g i f t s ~ vh i c h hav e b e en r e po r t e d a r e i ncom pliance ~v i th the prov is ion s of 5 U.S.C. app. 501 e t . seq . , 5 U.S .C. 7353, and Judic ia l Co nfe rence reg ula t ions .
Signature: S/Paul G. Ga rdephe
N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W 1 L F U L L Y F A L SI F IE S O R F A IL S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND CR I M INAL S ANCTI ONS ( 5 U .S .C . app . 104 )
Com mi t t e e on F in anc i a l D i s c lo su r eAdm ini s t r a t ive Of f i ce of the Un i t ed S ta te s Co ur t sSu i t e 2 -301One Co lum bus C i r c l e , N .E .Wash i ng t on , D .C . 20544