Paul J Barbadoro Financial Disclosure Report for 2010

8/3/2019 Paul J Barbadoro Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Governmen t Act of 1978(5 U.S.C. app. 101-111)

i 1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i rs t , m i d d l e i n i t i a l)Barbadoro, Pau l J .

4. Title (Article llI judges indicate active or senior status;magistrate judges indicate full- or part-t ime)

Distr ict Judge (Active)

7. Chambers or Office AddressWarren Rudm an U.S. Cour thouse55 Pleasant S t ree t , Room 409Concord, NH 03301

2, Court or O rganizationDistr ic t o f New H ampsh ire

5a. Repor t Type (check app ropr iate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the inform at ion contained in th is Repor t and anymodi f icat ions per taining thereto, i t i s , in my opinion, in com pl iancewith appl icable laws and regula t ions.

Reviewing Officer Date

3. Date of Report5/13/2011

6. Reporting Period01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe~L Complete all parts,check ing the NONE box for each par t where you have no repor table in formation . S ign on las t page.

I . P O S I T I O N S . m e p o r t i n g individual only; see pp. 9-13 of f! ling instructions.)~] N O N E (No reportable positions.)

POSITION

2.

3.

4.5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . m e, o , , i ,g individual only; seepp. 14-16 of filing instructions.)N O N E ( N o reportable agreements.)

DATE1.5-21-20102.

3.

PARTIES AND TERMST uck Sch oo l o f Bus ines s a t Da r tm o uth C o l l ege , t e ach ing con t r ac t f o r Sp r ing 2 0 11 t e r m , Manage r s and T he L aw c la s s


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FINANCIAL DISCLOSURE REPORTP a g e 2 o f 7

N a m e o f P e r s o n R e p o r t i n gBarb ad oro , Pau l J .

Date of Report5/13/2011

I l L N O N - I N V E S T M E N T I N C O M E . (Repo . ing individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-lnvestment Income~] N O N E (No reportable income. )on- inves tment

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - i f you w er e m a r r ied d u r i n g a n y po r t i on of t h e r epor t i n g y ea r , c om pl e t e t h i s sec t i on .(Dollar am ount not required except for honoraria.)~ N ON E (No reportable non-investment income.)

DATE1. 2010

2.

3.4.

SOURCE AND TYPENew England C o l l e g e

I V . R E I M B U R S E M E N T S - t ra n s p o r t a ti o n , l o d g i n g , f o o d , entertainment .(Includes those to spouse and dependent children; see pp. 2 5-27 of filing instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

1.2.3.4.5.

PURPOSE ITEM S PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 7 Ia m e o f P e r s o n R e p o r t i n gBarb ad oro , Pau l J .

V . G I F T S . a n c l u d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)

2.

3.

4.

5.

N O N E (No reportable gifts.)SOURCE DESCRIPTION

D a t e o f R e p o r t5/13/2011

VALUE

V I . L I A B I L I T I E S . ( Includes those of spouse and dependent children; see pp. 32-33 of f i l ing instructions.)NO NE ( No reportable liabilities.)

C R E D I T O R D E S C R I P T I O N1.

2.

3.

4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPage 4 of 7 Ia m e o f P e r so n R e p o r t in gBar ba do r o , P au l J . D a t e o f R e p o r t5/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D .D e s c r i p t io n o f A s s e t s Income during Gross value at end T r a n s a c t i o n s d u r n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(l ) (2 ) (1) (2) (1 ) (2) (3) (4) (5 )Place "(X)" after each assel A m o u n t T y pe (e . g . , V alue V alue T y p e ( e . g ., D a t e Value G a i ~ I d e n t i ty o f

exemp t from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e th o d buy , s e l l,::: ~m/dd/yyo d e 2 C o d e 1 buyer/seller( A - H ) o r i n t . ) ( J - P ) Code~ r~de~ption) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

1 . C h e c k i n g - M e r ri m a c k C o u n t y S a v i n g s B a n k A Interest J T2. Savings-Merr imack County Savings Bank A Interest J T3. *T. Rowe Pr ice C ap i ta l App recia t ion Fund B Dividend L T4. *T. Rowe Pr ice European Fund A Dividend K T5. *IRA F idel i ty Con t r a Fund A Dividend L T6. *IRA Fidelity Diversif ied International A Dividend K T7. *TIAA CREF Stock Fund A Dividend K T Bu y 01/15 /10 J8. * T I A A C R E F G l o b a l F u n d A Dividend J T Bu y 01/15 /10 J9. *TIAA CREF G rowth Fund A Dividend K T Bu y 01/15 /10 J10 . *TIAA C REF Equi ty Index Fund A Dividend J T Bu y 01/15 /10 J1 1 . *IRA Fide l i ty Low Pr ice S tock A Dividend K T1 2 . *IRA F idel i ty Cash Reserves (Accoun t A) A Interest J T1 3 . *IRA Fide l i ty Cash R ese rves (Account B) A Interest J T1 4 . *Trus t A , Real Es ta te a t Cape Coral , FL, A Rent J Waccount1 5 . - (Trus t A Cont inued) Middlesex SavingsBank1 6 . *Fide l i ty Col lege Inves tment Plan (Fund C ) A Dividend J T Bu y 01/05/10 J1 7 . Sold 07/26 /10 K(part) A

1. Income Gain Codes: A =$I,000 or less(S ee Columns B I and D4) F =$50,001 - $100,000

2 . V alue Codes J =$ t 5,000 or tess(S ee Columns C I and D3) N =$250.001 - $500,000

P3 =$25,000,001 - $ 50,000,0003. Value Method Codes Q =Appraisal(See C olum n C 2 ) U =Book V alue

B ~$1i001 - $2,500 C ~$2i501 - $5,000G - ~ $ 1 0 0 1 0 0 i ~ $ i i 0 0 0 , 0 0 0 H t = ~ i l o 0 o ,0 o i - $ 5 ~ 0 o o ,o 0 oK = $15,001 -$50,000 L =$50,00I - $100,000O =$500,00t - $1,000,000 PI =$!;000,00i - $5,000,000

P 4 =M o re t h a n $5 0 , 0 0 0 , 0 0 0R =Cost (Real Estate Only) S =AssessmentV = O t h e r W =Estimated

D =$5,001 - $15,000H2 =More than $5,000,000M =$ 100,00] - $250,000P2 =$5,000,001 - $25,000,000T =Cash Mark e t

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 5 o f 7

N a m e o f P e r s o n R e p o r t in gBarba doro , Pau l J .

Date of Report5/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v al u e , tran sac t i o n s ( I n c l u de s th o se o f sp o u se an d de p e n de n t c h i l dre n ; se e p p . 3 4 -6 0 o f f !l i n g i n s t ruc t i o n s . )N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Incom e during G ross value at end(including trust assets) rep ort ng p eriod of rep orting p eriod

exemp t from prior disclosure

Transac t ions dur ing repor t ing pe r iod

(A-H) o r i n t . ) 0-P) Code 3 redemption) ( J - P )(Q-W)

~ 4 ) (5 )G ai n Identity of

Code 1 buyer/seller(A-H) ( i f p r i v a t e

t r a n s a c t i o n )

1 8 .1 9 .

2 0.21 .2 2.23 .24 .

25 .

26 .2 7.

*Fidelity College Investm ent Plan (Fund D) A

*T. Row e Price Prim e Reserve A

Dividend L TI n t e r e s t J T

*IRA Spartan Extended Market Index A Dividend K TInvestor Class*IRA, SGG A Int l Stock Selection A Dividend K T*IRA American B eacon Large Cap Value A Dividend L TP l a n*IRA, Fidelity Valu e Fund A Dividend K T

Sold 1 1 / 2 2 / 1 0(part)Buy 01/20/10

Sold 01/12/10(part)Sold 02/23/10( p a r t )Sold 07/16 /10(part)Sold 10/06/10(part)

K

J

J

J

J

J

A

A

AAA

1 . In co me Ga in Co d es : A =$1,000 br tess B =$1,001, $2,500(S ee Columns B I and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000

2. V alue C odes J =$15,000 or less K =$15,001 - $50,000(S ee Columns C I and D3) N =$250,001 - $500,000 O =$500,00t - $1,000,000

P3 =$25,000,0~1 - $50,000i0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)( S e e C o l u m n C 2 ) U =B ook V alue V = O t h e r

C =$2,501 - $5,000H I =$1,000,001 - $5,000.000L =$50,001 - $100,000Pl =$ ~i000,00! - $5,000,000P4 =More thaa $50,000,000S =A ssessmentW =E st imated

D =$5,001 - $15,000H2 =More than $5,000,000M =$ 100,001 - $250,000P2 =$5,000,001 - $2 5,000,000T =Cash Mark e t

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 6 o f 7

N a m e o f P e r s o n R e p o r t i n gBar hado r o , P au l J .

D a t e o f R e p o r t5/13/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)S E C T I O N V I I. I N V E S T M E N T S A N D T R U S T S1 . T . Row e Pr i ce . I re inves t ed a l l d iv idends2. IRA-Fide!i ty. I reinvested al l dividends and interest .3 . T I A A C R E F S t o c k F u n d . ~ c o n t ri b u te d a p p r o v i m a t e ly $ 4 7 . 0 0 p e r m o n t h b e g i n n in g i n J a n u a r y a n d ~ e m p l o y e r m a t c h e d ~ c o n t r ib u t io n e a c h m o n t h .4 . T I A A C R E F G l o b a l F u n d . ~ c o n t ri b u t ed a p p r o x i m a t el y $ 3 1 . 0 0 p e r m o n t h b e g i n n in g i n J a n u a r y a n d ~ e m p l o y e r m a t c h e d ~ c o n t r ib u t i o n e a ch m o n t h .5 . T I A A C R E F G r o w t h F u n d . ~ c o n t r i b u te d a p p r o x i m a t e ly $ 4 7 . 0 0 p e r m o n t h b e g i n n i n g i n J a n u ar y a n d ~ e m p l o y e r m a t c h e d ~ c o n t ri b u t io n e a c hm o n t h .6 . T I A A C R E F E q u i ty I n d e x F u n d . ~ c o n t r i b u te d a p p r o x i m a t e ly $ 3 1 . 0 0 p e r m o n t h b e g i n n i n g i n J a n u a ry a n d ~ e m p l o y e r m a t c h e d ~ c o n t ri b u t io n e a c hm o n t h .7 . Ren ta l Income f rom the Cora l G ab les rea l es ta t e i s pa id in to t he Midd lesex Sav ings Bank accoun t . Expenses incurred in main ta in ing t he Cora l G ab les rea les ta te a re w i thdrawn f rom the account . I have used the aggrega te r epor t ing m e thod. Am ounts a re based on ne t incom e and m y in te res t in the t rus t .8 . F ide l ity Unique C ol lege Inves tment Plan (Fund C ) . I inves ted $1,000 each mo nth on or about the 5 th of each m onth .9 . F i d e li ty Un i q u e C o l l e g e In v e s t m e n t P l a n (F u n d D ) . ~ i n v e s te d $ 1 , 0 0 0 e a c h m o n t h o n o r a b o u t t h e 20 t h o f e a c h m o n t h .10 . IRA-Spar tan Ex tended Marke t Index Inves tor C lass . I re inves ted a l l d iv idends .11 . IRA-SG G A In ternat ional S tock Selec t ion . I re inves t ed a l l d iv idends .12 . IRA-A mer ican Beacon Large C ap V alue P lan . I re inves t ed a ll d iv idends .


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FINANCIAL DISCLOSURE REPORTPage 7 of 7

Name of Person Report ingBa rb a d o ro , P a u l J .

Date of Repor t5/13/2011

IX. CERTIFICATION.I c e r t if y t h a t a l l i n fo rm a t i o n g i v e n a b o v e ( i n c l u d i n g i n fo rm a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yprov i s ions permi t t i ng non-d i sc losu re .I f u r t h e r c e r ti f y t h a t e a rn e d i n c o m e f ro m o u t s i d e e m p l o y m e n t a n d h o n o ra r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i ncompl i ance wi th t he prov i s ions o f 5 U.S.C . app. 501 e t . s eq . , 5 U.S.C . 7353 , and Jud ic i a ! Conference regu la t ions .

Signature: S/Paul J . Barbadoro

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I LE T H I S R E P O R T M A Y B E S U B J EC T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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Paul J Barbadoro Financial Disclosure Report for 2010