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Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable Deployment of Co-channel Femto Cell Underlays Presenter: Irwin O. Kennedy, Bell Labs Ireland Patricia Scanlon: Bell Labs Ireland Milind Buddhikot: Bell Labs New Jersey

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Page 1: Passive Steady State RF Fingerprinting: A Cognitive ... · Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable Deployment of Co-channel Femto Cell Underlays

Passive Steady State RF

Fingerprinting: A Cognitive Technique

for Scalable Deployment of Co-channel

Femto Cell Underlays

Presenter: Irwin O. Kennedy, Bell Labs Ireland

Patricia Scanlon: Bell Labs Ireland

Milind Buddhikot: Bell Labs New Jersey

Page 2: Passive Steady State RF Fingerprinting: A Cognitive ... · Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable Deployment of Co-channel Femto Cell Underlays

2 | Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable

Deployment of Co-channel Femto Cell Underlays | DySPAN October 2008

All Rights Reserved © Alcatel-Lucent 2008

Introduction

• Motivation: Femto signalling storm

• What is an RF Fingerprint?

• Previous work

• Our method

• Experimental setup

• Results

• Conclusions

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3 | Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable

Deployment of Co-channel Femto Cell Underlays | DySPAN October 2008

All Rights Reserved © Alcatel-Lucent 2008

Motivation: Signalling storm

Introduction of femtocells

• Excellent in-home cellular coverage and capacity

• Household exclusive access

• In range handset will request access to femto

• Core signalling required to resolve tempory ID provided by handset

• 5x-40x (Ho PIMRC 2007) signalling increase due to femto

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4 | Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable

Deployment of Co-channel Femto Cell Underlays | DySPAN October 2008

All Rights Reserved © Alcatel-Lucent 2008

Motivation: Signalling storm

•FemtoBSR

H1

•Macro-cellBS

A

B

FM1FM2 FM3

FM4 FM5 FM6 FM7

L

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5 | Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable

Deployment of Co-channel Femto Cell Underlays | DySPAN October 2008

All Rights Reserved © Alcatel-Lucent 2008

Research Overview

What is an RF Fingerprint?

Unique characteristics imbued on a signal

as it passes through the analogue transmit chain.

What is the goal?

Radio transmitter identification.

What is the technical challenge?

To invent low cost techniques that consistently and accurately detect the

transmitters unique RF Fingerprint at the receiver.

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6 | Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable

Deployment of Co-channel Femto Cell Underlays | DySPAN October 2008

All Rights Reserved © Alcatel-Lucent 2008

A bottom up look at the RF Fingerprint

Implementation may vary within boundaries set by standards.

• Power Amplifier: Linearity.

Local Oscillator: Noise level and stability.

Filters: Shape.

DSP DAC

Mixer

IF RF

LO

Filter

Antenna

Amplifier

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7 | Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable

Deployment of Co-channel Femto Cell Underlays | DySPAN October 2008

All Rights Reserved © Alcatel-Lucent 2008

Previous Work: Transient Signal

Transient signal: Radiated upon transmitter power on.

Difficulties determining start and end of the transient burst

Not always able to distinguish between same manufacturer/model

Requires high over sampling rates: Non standard receiver architecture

– E.g. 5GSsamples by Serinken et al.

•Transient signal

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8 | Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable

Deployment of Co-channel Femto Cell Underlays | DySPAN October 2008

All Rights Reserved © Alcatel-Lucent 2008

Our approach: Steady State Frequency DomainApproach

• Transient appeal is its independence from the message content.

• Insight: Digital communications preamble signal is also independent of the

message.

•Steady state signal

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9 | Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable

Deployment of Co-channel Femto Cell Underlays | DySPAN October 2008

All Rights Reserved © Alcatel-Lucent 2008

Our approach: Processing Chain

Signalanalyser

MATLAB

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10 | Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable

Deployment of Co-channel Femto Cell Underlays | DySPAN October 2008

All Rights Reserved © Alcatel-Lucent 2008

Our approach: Feature formed from mean power ofspectral slice.

bins

Graph shows power spectral density of identicalpreamble as transmitted by two different radios.

Connected to receiver via cable.

FFT

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11 | Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable

Deployment of Co-channel Femto Cell Underlays | DySPAN October 2008

All Rights Reserved © Alcatel-Lucent 2008

Our approach: k Nearest Neighbour Classifier (kNN)

•k Nearest Neighbour

•Simple but powerfulclassifier

•Distinguish between linearlyseparable classes.

•Euclidean distance +majority vote of k nearestneighbours (where k is odd)

Feature 2

Feature 1

?Class 1

Class 2

t=1

t=2

kNNClassifier

Training

Testing

instance

class label

instance class

label

t=0

Train

Test

kNNClassifier

Page 12: Passive Steady State RF Fingerprinting: A Cognitive ... · Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable Deployment of Co-channel Femto Cell Underlays

12 | Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable

Deployment of Co-channel Femto Cell Underlays | DySPAN October 2008

All Rights Reserved © Alcatel-Lucent 2008

Measurement Apparatus: Basestation and analyser

Agilent PSA SignalAnlayser

Laptop for commandingFSQ26 in C via SCPIinterface and Ethernet

UMTS UE – 1 of 20

UL Antenna DL Antenna

ALU 2100MHz UMTSBase Station

Laboratory environment

UMTS downlink broadcastSystem Information Blocks

(SIBs) edited so that the samepreamble is transmitted by

phones.

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13 | Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable

Deployment of Co-channel Femto Cell Underlays | DySPAN October 2008

All Rights Reserved © Alcatel-Lucent 2008

Measurement apparatus: UMTS Handsets and PCMCIAcards

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14 | Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable

Deployment of Co-channel Femto Cell Underlays | DySPAN October 2008

All Rights Reserved © Alcatel-Lucent 2008

Results: Model classification performance againstnumber of bins under different SNR

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15 | Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable

Deployment of Co-channel Femto Cell Underlays | DySPAN October 2008

All Rights Reserved © Alcatel-Lucent 2008

Result: Best classification performance against SNR for all 7UMTS handset models

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16 | Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable

Deployment of Co-channel Femto Cell Underlays | DySPAN October 2008

All Rights Reserved © Alcatel-Lucent 2008

Result: Confusion matrix for all 20 UMTS handsets at15dB SNR

Merlin U530

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17 | Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable

Deployment of Co-channel Femto Cell Underlays | DySPAN October 2008

All Rights Reserved © Alcatel-Lucent 2008

Result: Handset classification performance against number ofbins under different SNR

Page 18: Passive Steady State RF Fingerprinting: A Cognitive ... · Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable Deployment of Co-channel Femto Cell Underlays

18 | Passive Steady State RF Fingerprinting: A Cognitive Technique for Scalable

Deployment of Co-channel Femto Cell Underlays | DySPAN October 2008

All Rights Reserved © Alcatel-Lucent 2008

Conclusions

•Radio identification using frequency domain features and a k-NNclassifier

•91% classification accuracy on 7 UMTS models

•85% classification accuracy on 20 UMTS handsets/cards

•Confusion matrix analysis suggests performance improvementsfeasible

Future

•Extend to a larger number of phone models

• Investigate the effects of a multipath wireless channel

• Investigate the effects of temperature