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p-Hydroxylation reactions catalyzedbynaphthalenedioxygenaseKyoung Lee
Department of Microbiology, Changwon National University, Changwon, Kyongnam, Korea
Correspondence: Kyoung Lee, Department
of Microbiology, Changwon National
University, Changwon, Kyongnam 641-773,
Korea. Tel.: 182 55 279 7466; fax: 182 55
279 7460; e-mail:
Received 1 September 2005; revised 27
November 2005; accepted 28 November 2005.
First published online 21 December 2005.
doi:10.1111/j.1574-6968.2005.00079.x
Editor: Hans-Peter Kohler
Keywords
Rieske dioxygenase; hydroxylation; phenol;
hydroquinone.
Abstract
In this study, naphthalene dioxygenase is shown to catalyze the oxidation of
methylphenols and chlorophenols by p- and/or o-hydroxylation reactions. For
instance, m-cresol was oxidized to methylhydroquinone with formation of 3- and
4-methylcatechol as minor products. 2-Chlorophenol was exclusively oxidized to
chlorohydroquinone, which is an important building block for pharmaceutical
products and other organic compounds. The oxygen incorporated in the
p-hydroxylation reaction from m-cresol is derived from water with consumption
of O2.
Introduction
Naphthalene dioxygenase (NDO) from Pseudomonas
NCIB 9816-4 catalyzes the oxidation of naphthalene to
cis-(1R,2S)-dihydroxy-1,2-dihydronaphthalene (naphtha-
lene cis-dihydrodiol) with the consumption of O2 and
NAD(P)H (Jeffrey et al., 1975). NDO is a multicomponent
enzyme system consisting of ReductaseNAP, FerredoxinNAP
and an a3b3 terminal oxygenase component, OxygenaseNAP
(Gibson & Parales, 2000). Electrons from NAD(P)H are
transferred through ReductaseNAP, FerredoxinNAP to the
oxygenase component. The oxygenase contains a Rieske
[2Fe–2S] redox center and mononuclear iron at the active
site, which is co-ordinated by a water, two histidines and one
bidentate aspartate forming a 2-His-1-carboxylate facial
triad (Que, 2000) involved in O2 activation and catalysis
(Kauppi et al., 1998; Karlsson et al., 2003). NDO has been
the subject of several structural and biochemical studies
(Kauppi et al., 1998; Wolfe et al., 2001; Karlsson et al., 2003;
Wolfe & Lipscomb, 2003), leading toward an understanding
of the mechanism for O2 activation and substrate hydro-
xylation in this superfamily of bacterial Rieske nonheme
iron oxygenases. These enzymes play an important role in
the environmental biodegradation of organic pollutants and
in the biotechnology industry for the production of value-
added chemicals (Hudlicky et al., 1999; Gibson & Parales,
2000; Boyd et al., 2001; Parales, 2003).
Naphthalene dioxygenase has a relaxed substrate specifi-
city and can oxidize almost 100 substrates. These include the
enantiospecific cis-dihydroxylation of polycyclic aromatic
hydrocarbons and the olefin groups of benzocycloalkenes,
benzylic hydroxylation, N- and O-dealkylation, sulfoxida-
tion and desaturation reactions (reviewed in Resnick et al.,
1996 and filed in The University of Minnesota Biocatalysis/
Biodegradation database http://umbbd.ahc.umn.edu). Re-
cently, it has been shown that NDO catalyzes oxidation of at
least 15 different indole derivatives to dyes, further advocat-
ing NDO as a versatile catalyst (Kim et al., 2003). In this
study, NDO is shown to catalyze mono-hydroxylation reac-
tions with phenols. These results show that phenols can be
important mechanism-probe substrates for NDO, and NDO
could be a useful biocatalyst for the hydroxylation of
phenolic compounds.
Materials andmethods
Biotransformationandanalyticalmethods
An Escherichia coli K-12 mutant CGSC7692 that does not
produce tryptophanase (tnaA5) was transformed with plas-
mid pDTG141 (Suen & Gibson, 1994), which expresses
NDO from Pseudomonas strain NCIB9816-4. This strain
was used in the biotransformation of phenol and its
derivatives. Escherichia coli CGSC7692(pDTG141) was cul-
tured in LB medium, and the NDO genes were induced with
isopropyl-b-D-thiogalactopyranoside as described pre-
viously (Suen & Gibson, 1994). The induced cells or E. coli
CGSC7692, used as a control, were suspended at an optical
FEMS Microbiol Lett 255 (2006) 316–320c� 2005 Federation of European Microbiological SocietiesPublished by Blackwell Publishing Ltd. All rights reserved
density of one at 600 nm in 50 mM Na-phosphate buffer
(pH 7.0) containing 20 mM glucose. The reaction mixtures
(50 mL in 250 mL Erlenmeyer flasks) were incubated with
substrates (0.02%, volume in volume) for 48 h at 28 1C with
agitation at 180 r.p.m. At this point, the reaction mixtures
were centrifuged and the supernatants were extracted with
ethyl acetate, followed by concentration under reduced
pressure. Reaction products were identified by gas chroma-
tography/mass spectrometry (GC/MS) and thin layer chro-
matographic analysis as described previously (Kim et al.,
2003), and the results were compared with authentic com-
pounds. Phenols and dihydroxybenzenes were obtained
from Aldrich Chem. Co. (Milwaukee, WI).
Oxygen consumptionand18O2 incorporationexperiments
Oxygen consumption with purified NDO was measured at
24 1C with a Clark-type oxygen electrode (Rank Brothers,
Cambridge, England) as described previously (Lee & Gib-
son, 1996). Reactions were initiated by the addition of 1 mL
of a 100 mM solution of the substrate in methanol to a 1 mL
reaction vessel (final concentration 0.1 mM). The 18O2
incorporation experiment was carried out as described
previously (Lee & Gibson, 1996). The sealing of the reaction
bottles was confirmed by monitoring the 18O2 content in the
reaction headspace at initiation and termination of the
experiment. The 18O2 content in the reaction headspace is
indicated in the figure legend. The 18O contents in the
products were determined from GC/MS fragmentation
patterns.
Results anddiscussion
Escherichia coli CGSC7692(pDTG141) cells expressing NDO
catalyzed hydroxylation, with different regiospecificity, of
phenol, cresols and chlorophenols to yield dihydroxyben-
zenes as the end products. For instance, the dominant
products formed from phenol, o-, m-cresol, 2- and 3-
chlorophenol were hydroxyquinones by p-hydroxylation. In
contrast, p-cresol and 4-chlorophenol were predominantly
hydroxylated at the o-position, yielding 4-methyl- and
4-chlorocatechol, respectively. The results are shown in
Table 1.
Because the monohydroxylation of phenols by NDO has
not been observed previously, the reaction rate and the
requirement of O2 in the reactions were further investigated
using purified NDO. In oxygen consumption experiments,
the reaction rates of oxygen consumption were not notably
different for o-, m- and p-cresol, but the reaction was
significantly reduced in the presence of phenol (Fig. 1). It is
also noted that the extent of uncoupling detected from the
baseline was not significant in the absence of the substrate
added. After 30 min, the analysis of the reaction mixtures
yielded hydroquinone (45%), methylhydroquinone (98%),
methylhydroquinone (81%) and 4-methylcatechol (1%) as
the dominant products from phenol, o-, m- and p-cresol,
respectively. In all these reactions, more O2 was consumed
than substrate added, indicating that the O2 consumption
was partially uncoupled from product formation. The origin
of incoming oxygen in the oxidation of phenol and m-cresol
was further investigated with purified NDO in the presence
of 18O2 (Fig. 2). Interestingly, the oxygen incorporated in
Table 1. Products formed from phenols by whole cell transformation with Escherichia coli CGSC7692(pDTG141) expressing naphthalene
dioxygenase�
Substrate
GC/MS
Product(s) Mass Retention time (min) Relative yield (%) TLCw Rf
Phenol Catechol 110 10.65 21.5 0.32
Hydroquinone 110 11.66 57.6 0.18
o-Cresol 3-Methylcatechol 124 11.48 5.5 0.41
Methylhydroquinone 124 12.64 46.8 0.25
m-Cresol 3-Methylcatechol 124 11.48 2.9 0.41
4-Methylcatechol 124 12.03 11.6 0.34
Methylhydroquinone 124 12.64 30.8 0.25
p-Cresol 4-Methylcatechol 124 12.03 32.7 0.34
2-Chlorophenol Chlorohydroquinone 144 12.57 88.0 0.30
3-Chlorophenol Chlorohydroquinone 144 12.57 16.2 0.30
4-Chlorocatechol 144 14.20 3.5 0.27
4-Chlorophenol 4-Chlorocatechol 144 14.20 26.2 0.27
�Experimental conditions are described in Materials and methods. Ninety-seven percent conversion of naphthalene into naphthalene cis-dihydrodiol
was observed under the same experimental conditions. The control experiments with E. coli CGSC7692 did not yield detectable levels of products.wChloroform–acetone (9 : 1) was used as a developing solvent.
GC/MS, gas chromatography-mass spectrometry; TLC, thin layer chromatography.
FEMS Microbiol Lett 255 (2006) 316–320 c� 2005 Federation of European Microbiological SocietiesPublished by Blackwell Publishing Ltd. All rights reserved
317Phenol oxidation by naphthalene dioxygenase
hydroquinone and methylhydroquinone, formed from phe-
nol and m-cresol, respectively, contained 10.2% and 0% of
the normal enrichment of 18O, respectively. This result
indicated that the oxygen in the p-hydroxylated products
predominantly came from H2O. Under the same experi-
mental conditions, NDO completely incorporated 18O2 into
naphthalene to form naphthalene cis-dihydrodiol (Fig. 2).
Monohydroxylation of phenols has been reported pre-
viously for bacterial Rieske nonheme iron dioxygenases
such as toluene dioxygenase (Spain et al., 1989), biphenyl
dioxygenase (Seeger et al., 2001) and 2,4-dinitrotoluene
dioxygenase (Keenan et al., 2004). For instance, toluene
dioxygenase catalyzes the oxidation of phenol and 2,5-
dichlorophenol to catechol and 3,6-dichlorocatechol, re-
spectively. It was suggested that the latter product was
formed by dioxygenation of the aromatic nucleus followed
by elimination of water. Although 2,4-dinitrotoluene dioxy-
genase and its V350 variants hydroxylated phenols at the
para position, the detailed reaction mechanism has not been
examined (Keenan et al., 2004).
The findings that incoming oxygen in the para-hydro-
xylation reaction is derived from water could be accounted
for by two-electron oxidation of the phenol nucleus and
concomitant recombination of hydroxide from water. Based
upon previously proposed cis-dihydroxylation pathways
(Wolfe et al., 2001; Karlsson et al., 2003; Wolfe & Lipscomb,
2003), the catalytic mechanism for the oxidation of m-cresol
by NDO can be depicted as in Fig. 3. For instance, m-cresol
can bind at the active site with the hydroxyl group toward
iron, as observed previously in the crystal structure of
naphthalene cis-dihydrodiol binding to NDO (Karlsson
et al., 2003). In this case, the mononuclear iron serves as a
Lewis acid and oxygen in m-cresol serves as a Lewis base,
forming an iron-phenoxide intermediate. In NDO catalysis,
the involvement of a (hydro)peroxo intermediate has been
proved, as hydrogen peroxide is released during the ben-
zene-based uncoupling reaction (Lee, 1999) and hydrogen
peroxide is an oxidant for a single turnover experiment
(Wolfe et al., 2001). Thus, the transient ternary complex
with mononuclear iron-peroxide-m-cresol could be pre-
dicted. For NDO catalysis, the concerted action of FeIII-
OOH has been proposed as being energetically favorable for
the cis-dihydroxylation reaction (Karlsson et al., 2003;
Bassan et al., 2004), and evidence for the heterolytic cleavage
of FeIII-OOH leading to the formation of an HO-FeV = O
intermediate has also been presented for the biomimetic
systems (Chen & Que, 2001). At present, it is unknown
which intermediate can abstract two electrons from the
nucleus of m-cresol, although the formation of an FeV = O
intermediate is plausible as proposed in Fig. 3. In a previous
Substrate
NADH
[O2]
(10
0µM
)
A
CD
E
B
3 min
Fig. 1. Oxygen consumption by naphthalene dioxygenase in the pre-
sence of naphthalene (A), phenol (B), o-cresol (C), m-cresol (D) and p-
cresol (E). The additions of NADH and substrate are indicated by arrows.
(a)
(b)
(c)
120
90
60
30
0
120
90
60
30
0
20
10
0
109
122
162 163 164 165 166 167
123 124 125 126
110 111 112
m /z
Rel
ativ
e in
tens
ity (
%)
Fig. 2. Mass spectra of hydroquinone (a), methylhydroquinone (b) and
naphthalene cis-dihydrodiol (c) in the molecular ion region. The sub-
strates were phenol, m-cresol and naphthalene, respectively. Open bars
are from natural atmospheric conditions and filled bars from 90%, 90%
to 87% 18O2 from total O2, respectively.
FEMS Microbiol Lett 255 (2006) 316–320c� 2005 Federation of European Microbiological SocietiesPublished by Blackwell Publishing Ltd. All rights reserved
318 K. Lee
study, it was shown that NDO can catalyze alcohol oxidation
and desaturation reactions, which involve an overall two-
electron oxidation without the incorporation of oxygen (Lee
& Gibson, 1996; Resnick et al., 1996). Currently, it is not
clear whether all these reactions result from the same or
different active oxygen species. Furthermore, the partial
incorporation of 18O2 into phenol may be due to the
difference in the position of the nucleus of phenol at the
active site, e.g., hydroxyl group being away from mono-
nuclear iron, leading to typical hydroxylation, which incor-
porates 18O2 into the substrate (Lee & Gibson, 1996). But
the detailed mechanism awaits further investigation with
biophysical and crystallographic studies.
In summary, NDO has been shown to catalyze the mono-
hydroxylation of phenols to yield dihydroxybenzenes. Oxy-
gen in the products of p-hydroxylation was derived from
water with oxygen consumption. The reactions can be
exploited to probe the O2 activation mechanism of NDO
because of the involvement of uncoupling in catalysis with
readily soluble substrates. In addition, these reactions can be
developed to produce commercially important chemicals
such as hydroquinones via an environmentally benign
biotransformation process.
Acknowledgements
This research was financially supported by Korea Research
Foundation Grant (KRF 2003-005-I00061). The author
would like to thank Prof. David T. Gibson (University of
Iowa) for motivating this research and for discussions, and
Dr Koo Lee (LG Life Sciences) for proposing the reaction
mechanism.
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O HFeIII
OO H
OO
His-NHis-N
Asp
FeII
O
FeV O
OH− e−+H+
O2+e−+H+
m-Cresol
OH−
O
FeIII O
HO
OH
OHH
H+
+
Methyl-hydroquinone
H3C
H2O
H3CH3C
H3C
Fig. 3. Proposed catalytic mechanism for
m-cresol oxidation by naphthalene dioxygenase.
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320 K. Lee