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C Return of Private Foundation`9Fo,tn 0-P 1 or Section 4947( a)(1) Nonexempt Charitable Trust
Departs nt of the Treasury Treated as a Private Foundationinternal Revenue Service Note : The foundation may be able to use a copy of this return to satisfy state reporting re uii
For calendar year 2006 , or tax year beg innin g 07/01 , 2006 , and ending
G Check all that app ly Initial return Final return Amended return Address
Name of foundation
Use the IRS JOSEPH S. & DIANE H. STEINBERG 1992label CHARITABLE TRUST C / O LEUCADIA NAT'L CORP
Otherwise , Number and street (or P 0 box number if mail is not delivered to street address)print
or type.
See Specific 315 PARK AVENUE SOUTH , 20TH FLR
Instructions City or town, state, and ZIP code
OMB No 1545-0052
ements 2oo6
06/30/2007
change Name change
A Employer identification number
13-7002791
Room/suite I B Telephone number (see page 11 ofthe Instructions)
C If exemption application ispending, check here • • • • • • •
D 1 Foreign organizations, check here •
2 Foreign organizations meeting the
85% st h k h hH Check typ e of or g anization U Section 501 ( c,)L3 exempt private foundation computati on
to . eo ere an. attac ►q
X Section 4947 ( a )( 1 nonexem pt charitable trust Other taxable p rivate foundation
I Fair market value of all assets at end J Accounting method X Cash AccrualE If private foundation status was terminated
under section 507(b)(1)(A), check here • Iq
of year (from Part It, co/ (c), line q Other ( specify ) If h f d t 60i
16) ON- $ 44 463 969 .
_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
(Part 1, column (d) must be on cash basis )F e oun a ion is n a -month terminationt
under section 507(b )( 1)(B), check here • P- F-1Analysis of Revenue and Expenses (The (d) Disbursementstotal of amounts in columns (b), (c), and (d)
(a ) Revenue and (b) Net investment (c) Adjusted net for charitablemay not necessaril equal the amounts in
Ynecessarily expenses per
booksincome income purposes
column (a) (see page 11 of the instructions)) ( cash basis only)
1 Contributions , oats , grants , etc , received ( attach schedule ) . 3 , 051 , 120 .
2 Checkif the foundation is not required to
lo- attach Sch B
co3 Interest on savings and temporary cash investments 143 112. 143 112. STMT 1
gp 4 Dividends and interest from securities . . . . 1 , 264 , 653. 1 , 264 , 653. STMT 2
5a Gross rents . . . . . . . . . . . . . . . . .
b Net rental income or (loss)
of 6 a Net gain or (loss ) from sale of assets not on line 10 2 , 090 , 615.?- c
ub Gross sales price for all
30,171,677.assets on line 6a
7 Capital gain net income (from Part IV , line 2) 2 090 615 .
8 Net short -term capital gain . . . . . . . . . 79 , 221.
W 9 Income modifications . . . . . . . . .
Z10 a Gross sales less returns
and allowances . . . .
b Less Cost of goods sold •
c Gross profit or (loss ) (attach schedule) .
11 Other income ( attach schedule) 1 , 011 , 850. 1 , 011 , 850. STMT 3• • • • • • .
1 2 Total . Add lines 1 t h ro u g h 11 7 , 561 , 350. 4 , 510 , 230. 79 , 221.
13 Compensation of officers, directors, trustees, etc NON. .
14 Other employee salaries and wages . . . .iny 15 Pension plans, employee benefits • • • • • •
16a Legal fees (attach schedule)CL
Lj
• • • • • • • . .
b Accounting fees (attach schedule)STMT 4 8 , 500. NONE NONE NONE
0
•
c Other professional fees (attach sclS1HM 5 108 664 108 664
m
• .
17 Interest . . . . . . . . . . . . .$T , Fj •
.
41 , 492.
, .
41 , 492. REC EIVED18 Taxes (atta h sc hedulea.)-flee-pag e-a4-of-theanuw _0 5.8_.
19 Depreciation (attach schedule) and depletion
20 Occupancy . . . . • • • • • • • • . • • • • M In
21 Travel, conferences, and meetings • • • • • • -
m 22 Printing and publications . . . . . . . . . OGDEN, UTIMc 23 Other expenses (attach schedule) . . . . . .
M
n
24 Total operating and administrative expenses.
Add lines 13 through 23 . . . . . . . . . 245 964. 151 714. NONE NONE
0 25 Contributions, gifts, grants paid . . . . . . . 2 , 634 , 661. 2 , 634 , 661.
26 Total ex penses and disbursements Add lines 24 and 25 2 , 880 , 625. 151 714. NONE 2 , 634 , 661.
27 Subtract line 26 from line 12
a Excess of revenue over expenses and disbursements 4 , 680 , 725.
b Net investment income (if negative, enter -0-) 4 1 358 , 516.
c Ad j usted net income ( if neg ative , enter -0- ) . . 7 9 221 .
For Privacy Act and Paperwork Reduction Act Notice, see the instructions . **ST 7 Form 990-PF (2006)JSA
6E14103000
^d^rnrt 7RGL• nS /^ 3 / )nnR 1 7 • d7 • r1G irnc;_R
a' rorm tau-rr wuo 1J -IV VG I -Ii
Attached schedules and amounts in theB l Sh t Beginning of year End of year
s description column should be for end-of-yeara ance eeamounts only (See instructions) (a) Book Value (b) Book Value (c) Fair Market Value
1 Cash - non-interest-bearing , , , , , , , , , , , , , , , , , , 2 , 519 , 531. 5 007 438. 5 007 438.
2 Savings and temporary cash investments . . . . . .
3 Accounts receivable
Less allowance for doubtful accounts
4 Pledges receivable
Less• allowance for doubtful accounts
5 Grants receivable
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 16 of the instructions)
7 Other notes and loans receivable (attach schedule)
Less allowance for doubtful accounts
8 Inventories for sale or use
9 Prepaid expenses and deferred charges . . . . . . . . . . . .
1 0 a Investments - U S and state government obligations (attach schedule)
b Investments - corporate stock (attach schedule) , TMT 8 6 685 916. 6 666 493. 9 860 339.
c Investments - corporate bonds (attach schedule)TI'IT .9
.
2 729 196. 20 327 757. 18 854 178.1 1 Investments - land, buildings,
and equipment basisLess accumulated depreciation(attach schedule)
12 Investments - mortgage loans . . . . . . . . . . .
13 Investments - other (attach schedule) TMT 10. 7 268 405. 9 839 490. 10 742 014.14 Land, buildings, and
equipment basisLess accumulated depreciation(attach schedule)
15 Other assets(describe )
16 Total assets (to be completed by all filers - see page 17 of
the Instructions Also, see page 1, item I) . . . . . . . . . . . 9, 203, 048. 41, 841, 178. 44, 463, 969.
17 Accounts payable and accrued expenses , , , , , , , , ,
18 Grants payable , , , , , , , , , , , , , , , , , , , , ,
19 Deferred revenue
20 Loans from officers, directors, trustees, and other disqualified persons
R_ 21 Mortgages and other notes payable (attach schedule) , , ,
J 22 Other liabilities (describe ►
23 Total liabilities (add lines 17 through 22) .
Organizations that follow SFAS 117, check here ►and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted . . . . . . . . . . . . . . . . . . . . . . . . .
ev25 Temporarily restricted ,,,,,,,,,,,,,,,,,,,,
M 26 Permanently restricted , , , , , , , , , , , , , , , , , , , ,
Organizations that do not follow SFAS 117,
LL check here and complete lines 27 through 31. ►o 27 Capital stock, trust principal, or current funds , , , , , , , , , .39 , 20
28 Paid-in or capital surplus, or land, bldg , and equipment fund , , , , ,
29 Retained earnings, accumulated income, endowment, or other funds
z instructions),,,,,,,,,,,,,,,,,,,,,,,, .39 , 203 , 048. 41 841 178.
31 Total liabilities and net assets/fund balances (see page 18 of
......................the instructions) . 39 203 048. 41 , 841 , 178.
Analysis of Changes in Net Assets or Fund Balances1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with
end-of-year figure reported on prior year's return) , , , , , , , , , , , , , , , , , , , , , , , , , 1 39 , 203 , 048.
2 Enter amount from Part I, line 27a 2 4 , 680 , .725
3 Other increases not included in line 2 (itemize) ► 3
4-------------------------------------
Add lines 1, 2, and 3 4 43 883 773.
5
, , , , , , , , , , , , , , , , , , , , ,
Decreases not included in line 2 (itemize) ► SEE STATEMENT 11 5 2 , 042 , 595.
6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30 .
_
6 41 , 841 , 178 .
SSA
6E1420 3 000
Form 990-PF (2006)
ga*rnnc '7 Rc;• nc /1 /')nno 1 •a,> .nti \Tn G-A
Form 990-IMF (2006 ) 1 3-7002 7 9 1 Page 3
• .. Canital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e g real estate ,
2-sto ry brick warehouse, or common stock, 200 shs MLC Co )
(b) HowacquiredD-'D't,'eD-onaon
(c) Dateacquired
(mo , day,yr )
^d ) Date soldmo, day, yr )
1a SEE PART IV SCHEDULE
b
c
d
e
(e) Gross sales price (f) Depreciation allowed(or allowable)
(g) Cost or other basis
plus expense of sale(h) Gain or (loss)
(e) plus (0 minus (g)
a
b
c
d
eComplete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus
(i) F M V as of 12/31/69 (j) Adjusted basisas of 12/31/69
(k) Excess of col (I)over col 0), if any
col(k),
but not less than -0orLosses (from col (h))
a
b
c
d
e
2 Capital gain net income or (net capital loss)If gain, also enter in Part I, line 7
{ If (loss), enter -0- in Part I, line 7 } 2 2 , 090 , 615.
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 18 of the instructions)
If (loss), enter-0-In Part I, line 8 3 79 221.
Y^ Qualification Under Section 4940 ( e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )
If section 4940(d)(2) applies, leave this part blank
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period' Yes FX No
If "Yes," the foundation does not qualify under section 4940(e) Do not complete this partr _•__ a^ __. __ a_ - a I c_. _- ..__. _-_ ____ 4A 911- . ..... 4.,,., 4.,...... 1 ,..t..... ...... ,...a..,,..
Base penod years Calendar year(or tax year beginning in )
( b)Adjusted qualifying distributions
(c)Net value of noncharitable - use assets
Distribution ratio(col (b) divided by col (c))
2005 3 , 096 , 109. 39 081 086. 0.07922269611
2004 2 , 346 , 493. 33 261 080. 0.07054770921
2003 2 , 540 , 166. 26 018 676. 0.09762856496
2002 1 , 396 311 23 680 725. 0.05896403087
2001 1 , 334 : 972: 22 183 751. 0.06017792032
2 Total of line 1 column d 2 0.366540921473 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, o
the number of years the foundation has been in existence if less than 5 years • , • .
r by
. . . , . 3 0.07330818429
4 Enter the net value of noncharitable - use assets for 2006 from Part X, line 5 4 40 801 191.
5 . . . . . . . •Multiply line 4 by line 3 , . . . . . . . 5 2 , 991 , 061.
6
. . . . . . . . . . . . . .
Enter 1 % of net investment income (1% of Part I, line 27b) . . . . . . . . . . . . . . . . . . 6 43 , 585.
7 Addlines5and6 ,.••.,•,• ,•• ,...• 7 3 , 034 , 646.
8 Enter qualifying distributions from Part XII , line 4 . , . . . . • . , . • , • • • • • , • • . , . , . 8 2 , 634 , 661.
If line 8 is equal to or greater than line 7 , check the box in Part VI, line 1 b , and complete that part usi ng a 1 % tax rate See the Part VI instructions on page 19
JSA Form 990-PF (2006)6E1430 3 000
9A?,rnng 7Q9>. nc /1 /9nna i) • a') • nr1 Arnr,-a
J 4FMa Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see page 19 of the instructions)
1'a Exempt operating foundations described in section 4940(d)(2), check here ► u and enter "N/A" on line 1
Date of ruling letter - - - - - - - - - (attach copy of ruling letter if necessary - see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 87 , 170.
here ► q and enter 1 % of Part I, line 27b
c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, col (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) . 2
3 Add lines 1 and 2 , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 3 87 , 170.
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) . . 4 NONE
5 Tax based on investment income . Subtract line 4 from line 3 If zero or less, enter -0- . . . . . . . . . . . . 5 87 , 170.
6 Credits/Payments
a 2006 estimated tax payments and 2005 overpayment credited to 2006, 6a 130 , 262.
b Exempt foreign organizations-tax withheld at source , , , , , , , , , , , , , 6b NONE
c Tax paid with application for extension of time to file (Form 8868), . . . . . .
.
6c 70 , 000.
d Backup withholding erroneously withheld , , , , , , , , , , , , , , 6 d
7 Total credits and payments Add lines 6a through 6d . . . . . . . . . . . . . . . . . . . . . . . . . 7 200 , 262.
B Enter any penalty for underpayment of estimated tax Check here q if Form 2220 is attached . . . . , ,
9 Tax due . If the total of lines 5 and 8 is more than line 7, enter amount owed ► 9
10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid , , , , , , , , , , ► 10 113 , 092.
11 Enter the amount of line 10 to be Credited to 2007 estimated tax ► 113 , 092. Refunded jo, 11
Statements Regarding Activities
1 a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it
participate or intervene in any political campaign? , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,
b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 20
of the instructions for definition)' . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities
c Did the foundation file Form 1120-POL for this year? , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,
d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year
(1) On the foundation ► $ (2) On foundation managers ► $
e Enter the reimbursement (if any) paid by the organization during the year for political expenditure tax imposed on
foundation managers ► $
2 Has the foundation engaged in any activities that have not previously been reported to the IRS? , , , , , , , , , , , , , , , ,
If "Yes," attach a detailed description of the activities
3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of
incorporation, or bylaws, or other similar instruments'? If "Yes," attach a conformed copy of the changes , , , , , , , , , , , ,
4a Did the foundation have unrelated business gross income of $1,000 or more during the year? . . . . . . . . . . . . . . . . .
b If "Yes," has it filed a tax return on Form 990-T for this year? , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,
5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? , , , , , , , , , , , , , , , , , ,
If "Yes," attach the statement required by General Instruction T
6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either
• By language in the governing instrument, or
• By state legislation that effectively amends the governing instrument so that no mandatory directions that
conflict with the state law remain in the governing instrument? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
7 Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part ll, col (c), and PartXV
is registered (see page 20 of the
instructions) ►-------------------------------------------------------------------
b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General
(or designate ) of each state as required by Genera/ Instruction G7 If "No," attach explanation . . . . . . . . . . . . . . . . . .
9 Is the foundation claiming status as a private operating foundation within the meaning of section 49420)(3)
or 4942(j )( 5) for calendar year 2006 or the taxable year beginning in 2006 (see instructions for Part XIV on
page 28)? If "Yes," complete Part XIV . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their
names and addresses , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , SEE, STATEMENT. 12
JSA
6E 1440 3 000
1b X
1c X
2 X
3 X
4a X
4b X
5 X
6 X
7 X
8b X
1101 XIForm 990 -PF (2006)
ga,anng 7 a.s nc/117 i'nnQ 19-A'.nr, Arnr_a
a. Form 990-PF (2006) 13-7002791 Page 5
Statements Regarding Activities Continued
i1 a At any time during the year , did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512 ( b)(13)? If "Yes," attach schedule (see instructions ) . . . . . . . . . . . . . . . . . . . . . . . . . 11 a X
b If "Yes," did the foundation have a binding written contract in effect on August 17, 2006, covering the interest,
rents , royalties , and annuities described in the attachment for line 1la? . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 b X
12 Did the foundation acquire a direct or indirect interest in any applicable insurance contract 's . . . . . . . . . . . . . . . . . 12 X
13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 X
Website address ► -----N[A_ -------------------------------------------------------------------14 The books are in care of ► -MR_-JOSEPH _S__STEINBERG-___-______ Telephoneno
Located at PARK AVE._ SOUTHj_ _____ _ __ _ _______ ZIP+4 ____ __
15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-F in lieu of Form 1041 - Check here . . . . . . . . . . . . . . . ► l x
and enter the amount of tax-exempt interest received or accrues during the year ► 115
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 If any item is checked in the "Yes" column, unless an exception applies. Yes Ni
1a During the year did the foundation (either directly or indirectly)
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? . . , . , . . . q Yes No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Yes X No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? . . . . . . . Yes X No
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? . . . . . . . . Yes X No
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)' . . . . . . . . . . . . . . . . . . . . . . . . . q Yes No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days) . . . . . . . . . . . . . q Yes No
b If any answer is "Yes" to la(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53 4941 (d)-3 or in a current notice regarding disaster assistance (see page 22 of the instructions)? . . . . ... . . . 1 b X
Organizations relying on a current notice regarding disaster assistance check here . . . . . . . . . . . . . ►
c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2006? . . . . . . . . . . . . . . . . . . . . . . . . 1 c X
2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 49420)(3) or 4942(j)(5))
a At the end of tax year 2006, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2006? . . . . . . . . . . . . . . . . . . . . . . q Yes No
If"Yes,"list the yearsI --------- ---------- I ---------
b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement - see page 22 of the instructions) . . . . . . . . . . . . . . . . . . . . 2b X
c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here
3a Did the foundation hold more than a 2% direct or indirect interest in any business
enterprise at any time during the year's . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . q Yes No
b If "Yes," did it have excess business holdings in 2006 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3)
determine
if the foundation had excess business holdings in 2006) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? . . . . . . .
b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitablepurpose that had not been removed from jeopardy before the first day of the tax year beginning in 2006? . . . . . . . . . . . .
Form 990-PF (2006)
JSA6E1450 3 000
ralrnnr, '7Q ' ns /1'i9nna 19 -47.nG irnti-A
Form 990-PF -7002791 Page 6
97̂ t^ Statements Regarding Activities for Which Form 4720 May Be Required Continued
9a During the year did the foundation pay or incur any amount to
q q(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? , , , , , , Yes X No
(2) Influence the outcome of any specific public election (see section 4955), or to carry
on, directly or indirectly, any voter registration drive? q Yes BX No
(3) Provide a grant to an individual for travel, study, or other similar purposes? Yes X No
(4) Provide a grant to an organization other than a charitable, etc , organization described
in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions) , , , • , , • , , • , , , q Yes No
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? , , , , , , , , , , q Yes No
b If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53 4945 or in a current notice regarding disaster assistance (see page 23 of the instructions)' . . . 5b X
Organizations relying on a current notice regarding disaster assistance check here . . . . . . . . . . . . . .
c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
' q Yes Ntax because it maintained expenditure responsibility for the grant s . . . . . . . . . . . . . . . . . o
If "Yes," attach the statement required by Regulations section 53 4945-5(d)
6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay
q q Npremiums on a personal benefit contract? , , • , , , , , , , , , , , , , , , , , , , , , , , , , , Yes X o
b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? 6b XIf you answered "Yes" to 6b, also file Form 8870
. . . . . . . . .
7 a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? q Yes No
b If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? . . . . . . . . . . . . . 7 e x
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,and Contractors
1 List all officers, directors. trustees. foundation manaaers and their compensation (see oaae 23 of the instructions).
(a ) Name and address(b) Title, and average
hours per weekdevoted to position
(c) Compensation( If not paid , enter
-0-
(d) Contributions toemployee benefit plans
and deferred com pensation
(e) Expense account,other allowances
-------------------------------------SEE STATEMENT 13 NONE NONE NONI
-------------------------------------
-------------------------------------
--------------------------------------
2 Compensation of five hiahest- paid emolovees ( other than those Included on line 1 - see oaae 24 of the instructions).If none. enter "NONE."
(a) Name and address of each employee paid more than $50,000Title and avers
(b)hoursga
per weekdevoted to position
(c) Compensation
(d) Contributions toemployee benefitplans and deferredcom pensation
(e) Expense account,other allowances
NOT APPLICABLE---------------------------
-------------------------------------
-------------------------------------
-------------------------------------
Total number of other employees paid over $50,000 . . ► I NONE
Form 990-PF (2006)
JSA6E14604000
Ga*tnnti '7ArV nc/19/9nna 1'J•A'>-nti xrnF-A
Form 990-PF (2006) 13-7002791 Page 7
Information About Officers, Directors, Trustees, Foundation Managers , Highly Paid Employees,and Contractors Continued
3 Five highest -paid independent contractors for professional services (see page 24 of the instructions ). If none, enter"NONE."
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
NOT APPLICABLE
Total number of others receiving over $50,000 for professional services . NONE
Summary of Direct Charitable Activities
List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the numberof organizations and other beneficiaries served, conferences convened, research papers produced, etc
Expenses
1 -NOT-APPLICABLE-------------------------------------------------------------------------
---------------------------------------------------------------------------
2---------------------------------------------------------------------------
---------------------------------------------------------------------------
3---------------------------------------------------------------------------
---------------------------------------------------------------------------
4
---------------------------------------------------------------------------
= it Summary of Program-Related Investments (see aaoe 24 of the instructions)Describe the two largest program-related investments made up by the foundation during the tax year on lines 1 and 2 Amount
1-NOT-APPLICABLE-----------------------------------------------------------------
---------------------------------------------------------------------------
2---------------------------------------------------------------------------
---------------------------------------------------------------------------
All other program-related investments See page 25 of the instructions
3-NONE--------------------------------------------------------------------------
---------------------------------------------------------------------------
Total. Add lines 1 throu g h 3 . . ►
JSA6E1465 3 000
GanrnnG '7AGL` nc/1) />nna 17•A>•nG \Tn G._P
Form 990-PF (20b6) 13-7002791 Page 8
Minimum investment Return (All domestic foundations must complete this part. Foreign foundations,see page 25 of the instructions.)
1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc ,
purposes
a Average monthly fair market value of securities la 36 774 991.b Average of monthly cash balances 1b 4 , 647 , 538.c Fair market value of all other assets (see page 25 of the instructions) . . . . . . . . . . . . . . . . . Ic NONEd Total (add lines 1 a, b, and c) , . . . . . id 41 , 422 , 529.e Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) le.....................2 Acquisition indebtedness applicable to line 1 assets ............................ 2 NONE3 Subtract line 2 from line 1d .........................................
.
.
3 41 , 422 , 529.4 Cash deemed held for charitable activities Enter 1 1/2 % of line 3 (for greater amount, see page 26
of the instructions) . . . . . . .. .. ...... ........ . 4 621 , 338.5 Net value of noncharitable -use assets . Subtract line 4 from line 3 Enter here and on Part V, line 4 5 40 , 801 191.6 Minimum investment return . Enter 5% of line 5 , , , , , , , , , , , , , , , 6 2, 040, 060.
El^ Distributable Amount (see page 26 of the instructions) (Section 4942(j)(3) and (j)(5) private operatingfoundations and certain foreign organizations check here ► n and do not complete this part )
1 Minimum investment return from Part X, line 6 . . . . . . . . . . . . . . . . . . . . . . . . . . .2a Tax on investment income for 2006 from Part VI, line 5 12a 87, 170.b Income tax for 2006 ( This does not include the tax from Part VI) 2b
c Add lines 2a and 2b ............................................3 Distributable amount before adjustments Subtract line 2c from line 1 . . . . . . . . . . . . . . . . . .
4 Recoveries of amounts treated as qualifying distributions , , , , , , , , , , , , , , , , , , , , , , , , ,5 Add lines 3 and 4
6 Deduction from distributable amount (see page 26 of the instructions) . .
7 Distributable amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII,
2c 87 , 170.3 1.952.890.
5
.....................................................17
Qualifying Distributions (see page 26 of the instructions)
1 Amounts paid (including administrative expenses) to accomplish charitable, etc , purposes
a Expenses, contributions, gifts, etc - total from Part I, column (d), line 26
b Program-related investments - total from Part IX-B ............................2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc ,
3
a
b
4
5
6
purposes 2...................................................Amounts set aside for specific charitable projects that satisfy the
Suitability test (prior IRS approval required) 3a................................Cash distribution test (attach the required schedule) 3b
Qualifying distributions . Add lines 1 a through 3b Enter here and on Part V, line 8, and Part XIII, line 4 . . . . . . 4 2 ,
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income Enter 1% of Part I, line 27b (see page 27 of the instructions) 5 N/A
Adjusted qualifying distributions . Subtract line 5 from line 4 6 2 ,
Note : The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundationqualifies for the section 4940(e) reduction of tax in those years
NONE
NONE
NONE
634,661.
Form WO---PF (2006)
JSA6E1470 3 000
tia?,rnnF 7atir nr,/i')i')nna i^-a^-nom irna_a
• Form 990-^F (2006) 13-7002791 Page 9
Undistributed Income (see page 27 of the instructions)
1 Distributable amount for 2006 from Part XI,
line 7
2 Undistributed income, if any, as of the end of 2005
a Enter amount for 2005 only . . . . . . . . . .
b Total for pnor years 2004 ,
3 Excess distributions carryover, if any, to 2006
a From 2001 . . . . . . 246 406.
b From 2002 ,...,. 367 621.
c From 2003 , . . , , . 1 , 362 , 726.
d From 2004 921 480.
e From 2005 1 , 200 , 347.
f Total of lines 3a through e , . , . , . , , , , .
4 Qualifying distributions for 2006 from Part
XII, line 4 ► $ 2, 634, 661.
a Applied to 2005, but not more than line 2a . , .
b Applied to undistributed income of prior years(Election required - see page 27 of the instructions) , .
c Treated as distributions out of corpus (Electionrequired - see page 27 of the instructions) . , .
d Applied to 2006 distributable amount . . . . .
e Remaining amount distributed out of corpus , .
5 Excess distributions carryover applied to 2006(If an amount appears in column (d), thesame amount must be shown in column (a) )
6 Enter the net total of each column asindicated below:
a Corpus Add lines 3f, 4c, and 4e Subtract line 5
b Prior years' undistributed income Subtractline 4b from line 2b
c Enter the amount of prior years' undistributedincome for which a notice of deficiency hasbeen issued, or on which the section 4942(a)tax has been previously assessed , . . , , , . .
d Subtract line 6c from line 6b Taxable
amount - see page 27 of the instructions , . . .
e Undistributed income for 2005 Subtract line4a from line 2a Taxable amount - see page27 of the instructions
f Undistributed income for 2006 Subtractlines 4d and 5 from line 1 This amount mustbe distributed in 2007
7 Amounts treated as distributions out ofcorpus to satisfy requirements imposed bysection 170(b)(1)(E) or 4942(g)(3) (see page28 of the instructions) . . . ,
8 Excess distributio ns carryover from 200 1 noLapp ie on me or line 7 (see page 28 ofthe instructions) . . . . . . . . . . . . . . . .
9 Excess distributions carryover to 2007.
Subtract lines 7 and 8 from line 6a
10 Analysis of line 9
a Excess from 2002 . . . 367 , 621
b Excess from 2003 1 362 , 726
c Excess from 2004. , . 921 , 480
d Excess from 2005 . . . 1 , 200 , 347
e Excess from 2006 . 681 , 771
JSA
6E1480 3 000
(a) (b) (c) (d)
Corpus Years prior to 2005 2005 2006
1 , 952 , 890.
NONE
4 , 098 , 580.
1 , 952 , 890.
681 771.
4 , 780 , 351.
NONE
NONE
246,406.
Form 990-PF (2006)
Fd?,TnnZ '7PZs' nc /97/7nnA 1,>-A9- cz \ror-Q
Form 990-PF (2006) 13-7002791 Page 10
• .. . Private Operatinq Foundations (see imcie 28 of the instructions and Part VII-A. Question 9) MOT nPPT.Tr-n1T.TI a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2006, enter the date of the ruling ►
to Check box to indicate whether the foundation is a private operating foundation described In section 49420)(3) or 49420)(5)
2 a Enter the lesser of theTax year Prior 3 years
(e) Totaladjusted net income from (a) 2006 (b) 200 5 (c) 2004 (d) 2003Part I or the minimum
investment return from Part
X for each year listed . . .
b 85% of line 2a . . . . .
C Qualifying distributions from Part
XII, line 4 for each year listed
d Amounts included in line 2c not
used directly for active conduct
of exempt activities . . . . .
e Qualifying distributions made
directly for active conduct of
exempt activities Subtract
line 2d from line 2c . . . .
3 Complete 3a, b, or c for the
alternative test relied upon
a 'Assets- alternative test - enter
0 ) Value of all assets . . .
(2) Value of assets qualifying
under section
49420)(3)(8)(1) . . . . .
to "Endowment alternative test-
enter 2/3 of minimum invest-
ment return shown in Part X,
line 6 for each year listed
C 'Support' alternative test - enter
(1) Total support other than
gross investment income
(interest , dividends, rents,
payments on securities
loans (section 512(a)(5)),
or royalties)
(2) Support from ' generalpublic and 5 or moreexempt organizations asprovided in section 4942
OX3)(6)(m) . . . . . .
(3) Largest amount of sup-
port from an exempt
organization . . . . .
(4) Gross investment income .
Supplementary Information (Complete this part only if the organization had $5 ,000 or more in assetsat any time during the year - see page 28 of the instructions.)
1 Information Regarding Foundation Managers:
a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundationbefore the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2)
SEE STATEMENT 14
b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of theownership of a partnership or other entity) of which the foundation has a 10% or greater interest
N/A2 Information Regarding Contribution , Grant, Gift, Loan, Scholarship, etc., Programs:
Check here ► El if the foundation only makes contributions to preselected charitable organizations and does not acceptunsolicited requests for funds If the foundation makes gifts, grants, etc (see page 28 of the instructions) to individuals ororganizations under other conditions, complete items 2a, b, c, and d
a The name, address, and telephone number of the person to whom applications should be addressed
b The form in which applications should be submitted and information and materials they should include
A LETTER REFLECTING NEED AND IRC SECTION 501(C)(3) STATUS OF CHARITY.
c Any submission deadlines
d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or otherfactors
NONEJSA Form 990-PF (2006)6E1490 3 000
r,a*tnnr 'r f2 GL' nc /i 9 / >nna 1 9 • A9 • nti \Tn G-A
Form 990-PF (2006) 13-7002791 Page 1 1
Supplementary Information (continued)3 Grants and Contributions Paid During the Year or Approved for Future Payment
if recipient is an individual,Recipient show any relationship to Foundation Purpose of grant orany foundation manager status of
contributionAmount
Name and address (home or business) or substantial contributor recipient
a Paid dunng the year
SEE STATEMENT 15
Total ► 3 a..................................................
b Approved for future payment
Total ..................................................
634.661.
Form 990-PF (2006)
JSA
6E1491 3 000
r,a*rnnr, "7Pczv nc. /i q /,>nng 9 7 • A' • nG tTnr.-R
Form 990-PF (2006) 13-7002791 Page 12
Analysis of Income-Producing Activities
Enter g
._________'entalincome or (loss ) from personal property ,
1 Pro
a
b
c
d
e
f
9
2 Mel
3 Inte
4 Divi
5 Net
a
b
6 Net
7 Oth
8 Gau
9 Net
10 Grc
11 Oth
b
c
d
e
12 SubSubtotal Add columns (b), (d), and (e) 4 , 5
13 Total. Add line 12, columns (b), (d), and ( e) , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,
(See worksheet in line 13 instructions on page 29 to verify calculations )
13 4, 510, 230.
Line No . Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to. the accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes) (See
page 29 of the instructions )
toss amounts unless otherwise indicated Unrela ted business income Excluded by section 512, 513, or 514R lated t
)ram service revenue
(a)
Business Code
(b)Amount
(c)Exclusion code
(d )Amount
e or exempfunction income
29 othe nstruct onsf
Fees and contracts from government agencies
nbership dues and assessments
eat on savings and temporary cash investments 14 143 , 112.
lends and interest from securities , , , , 14 1 , 264 , 653.
rental income or ( loss) from real estate
Debt-financed property , , , , , , , , ,
Not debt - financed property , , , , , , ,
:r investment income , , , , , , , , , , 14 1 , 011 , 850.
or (loss ) from sales of assets other than inventory 18 2 , 090 , 615.
Income or ( loss) from special events . , ,
as profit or ( loss) from sales of inventory. .
ar revenue a
10 230.
JSA
6E1492 3 000
Form 990-PF (2006)
czA1Tnnr, '7Q ' nc / 1 9 /9nna 1 > - d7 - nG trng-R
Form 990-PF 2006 13-7002791 Page 13
Information Regarding Transfers To and Transactions and Relationships With NoncharitableExempt Organizations
1 Did the organization directly or indirectly engage in any of the following with any other organization described in section Yes No
501(c) of the Code (other than section 501 (c)(3) organizations) or in section 527, relating to political organizations?
a Transfers from the reporting foundation to a noncharitable exempt organization of
(1) Cash la ( l ) X
(2) Other assets . . . . . . . . . . . . . . . . . . . . • • . . . . . . . . . . . . . . . • . . • • . . . . . . . . . . . • 1a ( 2 ) X
b Other transactions
(1) Sales of assets to a noncharitable exempt organization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 b ( l ) X
(2) Purchases of assets from a noncharitable exempt organization . . . . , . , • • • • • • • • , • . . . , . • • , , , • . . 1 b ( 2 ) X
(3) Rental of facilities, equipment, or other assets , . • , • • . , . , . . . . . . • • • • • • • , • • . . . . . . . . . . . • 1 b ( 3 ) X
(4) Reimbursement arrangements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 b (4 ) X
(5) Loans or loan guarantees , , . . . . , . , • . . • • , • . • . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1b ( 5 ) X
(6) Performance of services or membership or fundraising solicitations . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 b ( 6 ) X
c Sharing of facilities, equipment, mailing lists, other assets, or paid employees . , , . . , , • . • • • . , . . . . • • • • • 1 c X
d If the answer to any of the above is "Yes," complete the following schedule Column (b) should always show the fair market value of the goods,
other assets, or services given by the reporting foundation If the foundation received less than fair market value in any transaction or sharing
arrangement, show in column (d) the value of the goods, other assets, or services received
(a) Name of organization ( b) Type of organization (c) Description of relationship
Under penalties of perjury , I declare that I have examined this return , includin g accom panylJ3 es and c atement an i rn the nacf of my know edge_andDellef, i is rue,correct , an comp a Dec aration o prepare other than taxpayer or fiduciary ) is based on all information of which preparer has any knowlede-
` Signature of officer or trusteea,
of ' Preparers ^0 A^p signature
d °' Firm 's name ( or yours if h KENNETH M. ]a self-employed ), address , 8 0 NEPTUNE AVENUE
and ZIP codeWOODMERE , NY
JSA6E1493 3 000
Gd TTnnG 7 Q nc i i -) / -)nna 1 7. 4' . r
2 a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in
section 501 ( c) of the Code (other than section 501(c)(3)) or in section 527? . . . . . . . . . . . . . . . . . . . . . . . . . 0 Yes ^X No
b If "Yes " complete the fnllnwinn schedule
Schedule B Schedule of ContributorsOMB No 1545-0047
(Form 990 , 990-EZ,or 990-PF )
Supplementary Information for 006Department of the Treasury
line 1 of Form 990, 990 -EZ, and 990-PF see instructions )Internal Revenue Service (
Name of organization Employer identification number
JOSEPH S. & DIANE H. STEINBERG 1992
CHARITABLE TRUST C/O LEUCADIA NAT'L CORP 13-7002791
Organization type (check one)
Filers of:
Form 990 or 990-EZ
Form 990-PF
Section:
q 501(c)( ) (enter number ) organization
q 4947( a)(1) nonexempt charitable trust not treated as a private foundation
q 527 political organization
q 501(c)(3) exempt private foundation
4947( a)(1) nonexempt charitable trust treated as a private foundation
q 501(c)( 3) taxable private foundation
Check if your organization is covered by the General Rule or a Special Rule. (Note : Only a section 501(c)(7), (8), or (10)
organization can check boxes for both the General Rule and a Special Rule - see instructions )
General Rule -
For organizations filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money or
property) from any one contributor (Complete Parts I and II )
Special Rules -
q For a section 501(c)(3) organization filing Form 990, or Form 990 - EZ, that met the 33 1 /3% support test of the regulations
under sections 509(a )(1)/170(b)(1)(A)( vl), and received from any one contributor, during the year , a contribution of the
greater of $5,000 or 2% of the amount on line 1 of these forms ( Complete Parts I and II )
q For a section 501(c)(7), (8), or (10) organization filing Form 990, or Form 990-EZ, that received from any one contributor,
during the year, aggregate contributions or bequests of more than $1,000 for use exclusively for religious, charitable,
scientific, literary, or educational purposes, or the prevention of cruelty to children or animals (Complete Parts I, II, and III
q For a section 501(c)(7), ( 8), or (10 ) organization filing Form 990 , or Form 990 - EZ, that received from any one contributor,
during the year , some contributions for use exclusively for religious , charitable, etc , purposes , but these contributions did
n-t aggregate 4o-mar-e-than-$4 GQ9-(ffAhrsboxis-checke 1,enter mre-thetom con rI u Ions at were received during
the year for an exclusively religious , charitable , etc , purpose Do not complete any of the Parts unless the General Rule
applies to this organization because it received nonexclusively religious , charitable , etc , contributions of $5,000 or more
during the year ) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► $
Caution : Organizations that are not covered by the General Rule and/or the Special Rules do not file Schedule B (Form 990,
990-EZ, or 990-PF), but they must check the box in the heading of their Form 990, Form 990-EZ, or on line 2 of their Form
990-PF, to certify that they do not meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF)
For Paperwork Reduction Act Notice, see the Instructionsfor Form 990, Form 990-EZ, and Form 990-PF
JSA
6E 1251 2 000
Schedule B (Form 990, 990-EZ, or 990-PF) (2006)
GdTTnnG '7Q .0' nc^/1')/9nna 97.47- nF STn G-A
Schedule B (Form 990 , 990-EZ, or 990-PF ) ( 2006 ) Page of of Part'Name of organization JOSEPH S. & DIANE H. STEINBERG 1992 Employer identification number
I
CHARTTART,F. TRTJST rIU T,F.TTCAT)TA NAT r T. CnRP 1 A_,7nnq-7a1
Contributors (See Specific Instructions)
(a)No.
(b)Name , address , and ZIP + 4
(C)Aggregate contributions
(d)Type of contribution
1 JOSEPH S. STEINBERG Person
84 REMSEN STREET 421, 120.
Payroll
Noncash X
BROOKLYN, NY 11201(Complete Part II if there isa noncash contribution )
(a)No.
(b)Name , address, and ZIP + 4
(C)Aggregate contributions
(d)Type of contribution
2 JOSEPH S. STEINBERG Person
84 REMSEN STREET 2, 630, 000.Payroll
Noncash X
BROOKLYN, NY 11201(Complete Part II if there isa noncash contribution )
(a)No.
(b)Name , address , and ZIP + 4
(c)Aggregate contributions
(d)Type of contribution
Person
Payroll
Noncash
(Complete Part II if there isa noncash contribution
(a)No.
(b)Name, address , and ZIP + 4
(c)Aggregate contributions
(d)Type of contribution
Person
Payroll
Noncash
(Complete Part II if there isa noncash contribution
(a)No.
(b)Name, address, and ZIP + 4
(c)Aggregate contributions
(d)Type of contribution
Person
ayroll
Noncash
(Complete Part II if there isa noncash contribution
(a)No.
(b)Name , address , and ZIP + 4
(c)Aggregate contributions
(d)Type of contribution
Person
Payroll
Noncash
(Complete Part II if there isa noncash contribution
JSASchedule B (Form 990 , 990-EZ, or 990-PF) (2006)
6E 1253 2 000
Gd*innG '7P 1:` nS /1 7 /7nnA 1 7 • a^ • n^ irnG-o
Schedule'B (Form 990, 990-EZ, or 990-PF) (2006) Page of of Part II
me of organization JOSEPH S. & DIANE H. STEINBERG 1992 1 Employer identification number
Noncash Property (See Specific Instructions.)
( a) No.
from
Part I
(
b
)Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
LEUCADIA NAT'L CORP 16,000 SHRS
1
07/24/2006
$ 421, 120.
(a) No.
from
Part I
b
()Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
d
( )Date received
HOME FED CORP 40,000 SHRS
2
12/15/2006$ 2,630,000.
(a) No.
from
Part I
(
b
)Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
(a) No.
from
Part I
b()
Description of noncash property given
(c)FMV (or estimate)
(see instructions)
d( )
Date received
( a) No.
from
Part I
bDescription of noncash property given
(c)
FMV (or estimate)
(see instructions)Date received
(a) No.
from
Part I
b
()Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
d
( )Date received
JSA
6E 1254 3 000
Schedule B (Form 990, 990-EZ, or 990-PF) (2006)
CAT.inn G. 709V nc /1 9 i)nna ' I '^ • 1'J nG. \ rnC.Z-g
FORM 990-PF - PART IVCAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME
PKind of Property Description Date Date sold
D acquiredGross sale Depreciation Cost or FMV Add basis Excess of Gainprice less allowed / other as of as of FMV over or
ex p enses of sale allowa bl e bagm 12/31/69 12/31/69 ad i basis (loss )
TOTAL SHORT-TERM COMMON TRUST FUND AND
PARTNERSHIP, S CORPORATION, AND OTHER
ESTATES OR TRUST GAIN OR LOSS 43,713.
TOTAL LONG-TERM COMMON TRUST FUND AND
PARTNERSHIP, S CORPORATION, AND OTHER
ESTATES OR TRUST GAIN OR LOSS 499,619.
BEAR STEARNS HIGH GRADE FUND VAR 11/10/2006
PROPERTY TYPE: SECURITIES
, 464, 494. 1, 000, 000. 464, 494.
GALILEO GLOBAL FUND 02/02/2002 06/14/2007
998, 270. 1, 000, 000. -1,730.
LONESTAR PARTNERSHIP 02/02/2002 02/01/2007
559,728. 565,423. -5,695.
ODEY ELECTICA FUND 01/02/2002 05/23/2007
,231,613. 2,357,387. -125,774.
PER IBT REGULATED FUTURES CONTRACTS VAR VAR
446,899. -446,899.
NEWMONT MINING CORP 4000 SHRS 05/30/2006 09/08/2006
191,835. 209,212. -17,377.
SUNCOR ENERGY 2500 SHRS 07/28/2006 09/08/2006
186,189. 198,912. -12,723.
US TREASURY BILL 05/30/2006 07/27/2006
589,000. 584,801. 4,199.
GM NOTES 05/09/2005 09/27/2006
109,855. 92,731. 17,124.
JSA6E1730 1 000
r, arrnn; -7P ' nc /1 7 /7nnA 1 9 • a^ • nr, vnr, _A
FORM 990-PF - PART IVCAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME
PKind of Property Description Date Date sold
D acquiredGross sale Depreciation Cost or
-
FMV Add basis Excess of Gainprice less allowed / other as of
Fas of FMV over or
ex penses of sale allowable b sis 1 2/31/69 12/31/69 ad i basis (loss )
SASOL LTD 07/20/2004 09/08/2006
247,480. 128,457. 119,023.
SOUTHERN COPPER 1000 SHRS 08 /20/2004 07/28/2006
95,315. 41,008. 54,307.
CALL NEWMONT MNG 06/08/2006 09/16/2006
14,528. 14,528.
CALL SUNCOR 07/28/2006 09/16/2006
6,750. 6,750.
PER FIRST CLEARING STMNT VAR VAR
,476,048. 1,413,151. 62,897.
PER FIRST CLEARING STMNT VAR VAR
776,482. 547,504. 228,978.
CALL GENENTECH 10/10/2006 03/17/2007
72,512. -72,512.
LEUCADIA NAT'L CORP 46,000 SHRS 01/01/1991 10/05/2006
,230,922. 460. 1,230,462.
S & P DEP. 1000 SHRS 01/03/2007 01/03/2007
142,596. 142,270. 326.
S & P DEP 3500 SHRS 02/20/2007 02/23/2007
508,780. 509,370. -590.
S & P DEP 3300 SHRS 02 /20/2007 02/27/2007
463, 186. 479, 599. -16,413.
JSA6E 1730 1 000
r,dnrnnti '7AGL` nc /i,>/ nna 1 7 • 47 • nG irnti-i2
FORM 990-PF - PART IVCAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME
PKind of Property Description Date Date sold
p acquiredGross sale Depreciation Cost or FMV Add basis Excess of Gainprice less allowed / other as of as of FMV over or
expenses of sale a ll owable ad i basis (loss )
S & P DEP 7000 SHRS 03/30/2007 04/05/2007
,007,205. 993,571. 13,634.
S & P DEP. 6500 SHRS 05/25/2007 06/01/2007
,000,975. 986, 394. 14,581.
PER UBS STMNT VAR VAR
58,086. 50,342. 7,744.
CHESAPEKE ENERGY 06/27/2006 08/11/2006
30,600. 29,480. 1,120.
CHESAPEKE ENERGY 06/27/2006 10/25/2006
5,131. 4,913. 218.
CHESAPEKE ENERGY 06/27/2006 10/25/2006
30,788. 29,480. 1,308.
CHESAPEKE ENERGY 06/27/2006 10/27/2006
30,975. 29,480. 1,495.
CHESAPEKE ENERGY 06/27/2006 10/27/2006
41,300. 39,306. 1,994.
GLAMIS GOLD 03/10/2006 11/06/2006
179,816. 179,816.
US TREASURY NOTES 03/14/2006 08/07/2006
991,133. 994,191. -3,058.
REPUBLIC OF ARGENTINA 01/12 /2006 08 /03/2006
37,500. 11,722. 25,778.
JJA
6E1730 1 000
ga*1nnG 7o ;w nc /1 9 /,Dnna 19-A9-n9 Irnf.-R
FORM 990-PF - PART IVCAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME
Kind of Property Description Date Date soldp acquired
Gross sale Depreciation Cost or FMV Add basis Excess of Gainprice less allowed / other as of as of FMV over or
ex p enses of sale allowable ba^,m 12/31/69 12/31 /rQ ad i basis (loss )
CARAT 2003 05/23/2003 07/15/2006
8,920. 9,131. -211.
CARAT 2003 05/23/2003 08/15/2006
8,420. 8,619. -199.
CARAT 2003 05/23/2003 09/15/2006
5,476. 5,605. -129.
CSFB 2002 07/15/2004 08/25/2006
3,606. 3,759. -153.
CSFB 2002 07/15/2004 09/25/2006
2,447. 2,551. -104.
CSFB 2002 07/15/2004 10/25/2006
2,021. 2,107. -86.
CSFB 2002 07/15/2004 11/25/2006
6,252. 6,518. -266.
DOMINION RESOURCES 11/10/2004 11/15/2006
30,000. 30,075. -75.
FNMA POOL 01/29/1998 07/25/2006
264. 271. -7.
FNMA POOL 01/29/1998 08/25/2006
53. 55. -2.
FNMA POOL 01/29/1998 09/25/2006
301. 309. -8.
JJA
6E1730 1 000
9A*Tnnti '7Q 1' nC. /1 9 i')nna 1 9 • a9 • r) CZ 1rnr,_Q
FORM 990-PF - PART IVCAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME
Kind of Property Description Date Date soldp acquired
Gross sale Depreciation Cost or FMV Add basis Excess of Gainprice less allowed / other as of as of FMV over or
ex p enses of sale allowable basis 12131/69 ad i basis (loss )
FNMA POOL 01/29/1998 10/25/2006
59. 61. -2.
FNMA POOL 01/29/1998 11/25/2006
308. 316. -8.
FNMP POOL 01/29/1998 12/25/2006
86. 88. -2.
FNMA POOL 01/29/1998 07/25/2006
75. 77. -2.
FNMA POOL 01/29/1998 08/25/2006
56. 57. -1.
FNMA POOL 01/29/1998 09/25/2006
51. 52. -1.
FNMA POOL 01/29/1998 10/25/2006
66. 68. -2.
FNMA POOL 01/29/1998 11/25/2006
1,518. 1,556. -38.
FNMA POOL 01/29/1998 12/25/2006
61. 62. -1.
GNMA POOL 01/05/1999 07/15/2006
124. 129. -5.
GNMA POOL 01/05/1999 08/15/2006
126. 131. -5.
JJM
6E1730 1 000
;a*rnnz -7atiL, nc /1, i,nno 1'>• a- ncz irnr_Q
FORM 990-PF - PART IVCAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME
Kind of Property Description Date Date soldacquired
Gross sale Depreciation Cost or FMV Add basis Excess of Gainprice less allowed/ other as of as of FMV over or
ex p enses of sale a l lowable basis 12131/69 12/31/69 ad i basis (loss )
GNMA POOL 01/05/1999 09/15/2006
128. 134. -6.
GNMA POOL 01/05/1999 10/15/2006
138. 144. -6.
GNMA POOL 01/05/1999 11/15/2006
130. 136. -6.
GNMP POOL 01/05/1999 12/15/2006
131. 137. -6.
LEUCADIA BOND 08/20/2002 10/15/2006
,000,000. 3,019,253. -19,253.
PEMEX FIN 04/19/2005 08/15/2006
10,000. 11,038. -1,038.
PEMEX FIN CORP 04/19/2005 11/15/2006
10,000. 11,038. -1,038.
US TREASURY NOTE 03/29/2005 09/26/2006
249, 111. 249, 111.
US TREASURY NOTE 03/29/2005 09/29/2006
249, 121. 249, 121.
US TREASURY NOTE 07/19/2005 11/30/2006
,245,000. 3,245,000.
CALL ON DVN 11/08/2006 01/25/2007
4,481. 4,481.
JSA
6E1730 1 000
Fd*innG '7Q.t• nc /1) /9nna 7 7 d7. nG \7f G-P
FORM 990-PF - PART IVCAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME
PKind of Property Description Date Date sold
D acquiredGross sale Depreciation Cost or FMV Add basis Excess of Gainprice less allowed / other as of as of FMV over or
ex penses of sale allowable basis 12/31/69 12/31/6
9
ad i basis (loss )
SLM CORP 04/17/2007 04/27/2007
372,840. 367,643. 5,197.
US TREASURY NOTE 01/26/2007 06/08/2007
,984,180. 4,979,747. 4,433.
CSFB 2002 07/15/2004 06/25/2007
2,103. 2,193. -90.
FNMA 01/29/1998 01/25/2007
59. 60. -1.
FNMA 01/29/1998 02/25/2007
838. 859. -21.
FNMA 01/29/1998 03/25/2007
5,295. 5,427. -132.
FNMA 01/29/1998 04/25/2007
20. 21. -1.
FNMA 01/29/1998 05/25/2007
30. 31. -1.
FNMA 01/29/1998 06/25/2007
25. 26. -1.
FNMA 01/29/1998 01/25/2007
64. 66. -2.
FNMA 01/29/1998 02/25/2007
64. 66. -2.
JSA6E1730 1 000
ge*Tnr 7PGr nsii')/ ,nno i^•a9 . n^ rnG-a
FORM 990-PF - PART IVCAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME
PKind of Property Description Date Date sold
p acquiredGross sale Depreciation Cost or FMV Add basis Excess of Gainprice less allowed / other as of as of FMV over or
ex enses of sale a l lowable baqm 12/31/69 12/31/69 ad' basis (loss )
FNMA 01/29/1998 03/25/2007
65. 67. -2.
FNMA 01/29/1998 04/25/2007
66. 67. -1.
FNMA 01/29/1998 05/25/2007
55. 56. -1.
FNMA 01/29/1998 06/25/2007
82. 84. -2.
FORD MOTOR CREDIT 07/12/2005 06/15/2007
25,000. 25,435. -435.
GNMA 01/05/1999 01/15/2007
132. 138. -6.
GNMA 01/05/1999 02/15/2007
133. 139. -6.
GNMP 01/05/1999 03/15/2007
134. 140. -6.
GNMA 01/05/1999 04/15/2007
133. 138. -5.
GNMA 01/05/1999 05/15/2007
131. 136. -5.
GNMA 01/05/1999 06/15/2007
12,540. 13,040. -500.
6E1730 1 000
GdTTnnG 'QF.s• n^/i i^nna i -a^ n^ \rn C.-G
FORM 990-PF - PART IVCAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INMMF
Kind of Property Description Date Date soldp acquired
Gross sale Depreciation Cost or FMV Add basis Excess of Gainprice less allowed / other as of as of FMV over or
ex p enses of sale allowable basis 12/31/69 12/31/69 ad i basis (loss )
KRAFT FOODS 01/28/2005 04/12/2007
20. 14. 6.
PEMEX FIN 04/19/2005 02/15/2007
10,000. 11,038. -1,038.
PEMEX FIN 04/19/2005 04/13/2007
104,760. 110,376. -5,616.
SOUTHERN NATURAL GAS 05/22/2003 03/27/2007
44,803. 45,113. -310.
TOB SETTLE IA MUNI 04/06/2006 06/01/2007
15,000. 14,785. 215.
US TREASURY NOTES 03/14/2006 03/23/2007
248, 906. 248, 906.
US TREASURY NOTE 03/14/2006 04/24/2007
647,156. 647,156.
US TREASURY NOTE 03/20/2006 05/16/2007
249, 160. 249, 160.
US TREASURY NOTE 03/20/2006 05/16/2007
657,731. 657,731.
US TREASURY NOTE 03/20/2006 06/08/2007
189, 399. 189, 399.
WA/CLAY US TSY 06/27/2005 04/13/2007
4. 4.
JSA
6E1730 1 000
c. Amnn '7prr nc /i 9 i-)nna i ) • a^ • n^ \ Tn G.-o
FORM 990-PF - PART IVCAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME
PKind of Property Description Date Date sold
D acquiredGross sale Depreciation Cost or FMV Add basis Excess of Gainprice less allowed / other as of as of FMV over or
ex enses of sale allowable basis 12/31/69 12/31/69 ad i basis (loss )
TYCO INTL GRP 07/22/2004 06/04/2007
135,417. 128,329. 7,088.
REP OF ARGENTINA 07/15/2005 04/10/2007
144, 075. 143, 055. 1,020.
PER UBS STATEMENT VAR VAR
232,815. 224,039. 8,776.
TOTAL GAIN(LOSS) ....... ......................................... 2,090,615.
JJA
6E1730 1 000
r-A TnnG '7gGW nc^/1) i)nnn 1 ) • d) • nG trnr-Q
JOSEPH S. & DIANE H. STEIINBERG 1992
FORM 990PF, PART I - INTgREST ON TEMPORARY CASH INVESTMENTS
DESCRIPTION
HSBCINT'L ADV MONEY FUNDIB & T MONEY MARKETUBS
TOTAL
13-7002791
REVENUEAND NET
EXPENSES INVESTMENTPER BOOKS INCOME--------- ------
108. 108.17,702. 17,702.
117,742. 117,742.7,560. 7,560.
143,112. 143,112.
64N006 786F 05/12/2008 12:42:06 V06-8 STATEMENT 1
JOSEPH S. & DIANE H. STE
FORM 990PF, PART I - DI----------------------------------------------
DESCRIPTION
RG 1992
NDS AND INTEREST FROM SECURITIES----------------------------------------------------------------
INT'L ADV GROUP DIVIDEND INCOMEIB & T ACCRUED INTERST RE EIVEDIB & T BOND INTEREST INCOINT'L ADVISORY GROUP INTEREST INCOMEIB & T ACCRUED INTEREST PAIDIB & T DIVIDEND INCOMEINT'L ADV GRP ACCRUED INTEREST PAIDBEAR STEARNS INTERESTBEAR STEARNS DIVIDENDBEAR STEARNS ACCRUED INTEREST PAIDE*TRADE INTEREST INCOMEUBS DIVIDENDSPER K-1'S INTEREST INCOMEPER K-1'S DIVIDEND INCOME
TOTAL
13-7002791
REVENUEAND
EXPENSESPER BOOKS
31,961.151,354.905,592.46,955.
-92,307.36,205.-1,837.12,888.29,264.-1,014.16,930.32,413.68,731.27,518.
1,264, 653.
NETINVESTMENT
INCOME
31,961.151,354.905,592.461955.
-92,307.36,205.-1,837.12,888.29,264.-1,014.16,930.32,413.68,731.27,518.
--------------1,264,653.
64N006 786F 05/12/20108 12:42:06 V06-8 STATEMENT 2
JOSEPH S. & DIANE H. STE]NBERG 1992
FORM 990PF, PART I - OTHER INCOME
DESCRIPTION
OTHER INCOME FROM K-1'S
TOTALS
64N006 786F 05/12/20108 12:42:06 V06-8
13-7002791
REVENUEAND NET
EXPENSES INVESTMENTPER BOOKS INCOME--------- ------
1,011,850. 1,011,850.-------------- --------------
1,011,850. 1,011,850.
STATEMENT 3
JOSEPH S. & DIANE H. STEI]NBERG 1992
FORM 990PF, PART I - ACCdUNTING FEES
DESCRIPTION
ACCOUNTING AND TAX PREP TION
TJTALS
13-7002791
REVENUEAND NET ADJUSTED
EXPENSES INVESTMENT NET CHARITABLEPER BOOKS INCOME INCOME PURPOSES--------- ------ ------ --------
8,500.-------------- -------------- -------------- --------------
8,500. NONE NONE NONE
64N006 786F 05/12/20108 12:42:06 V06-8 STATEMENT 4
JOSEPH S. & DIANE H. STEIINBERG 1992
FORM 990PF, PART I - OTH R PROFESSIONAL FEES
DESCRIPTION
INVESTMENT ADVISORY FEESBANK CHARGESK-1 INVESTMENT FEES
T
REVENUEAND
EXPENSESPER BOOKS
13-7002791
NETINVESTMENT
INCOME
46,873. 46,873.20. 20.
61,771. 61,771.-------------- --------------
DTALS 108 , 664. 108,664.-------------- ---------------------------- --------------
64N006 786F 05/12/2008 12:42:06 V06-8 STATEMENT 5
JOSEPH S. & DIANE H. STE NBERG 1992
FORM 990PF, PART I - INT REST EXPENSE
DESCRIPTION
INVESTMENT INTEREST PER Id-1
OTALS
13-7002791
REVENUEAND NET
EXPENSES INVESTMENTPER BOOKS INCOME--------- ------
41,492. 41,492.-------------- --------------
41,492. 41,492.-------------- ---------------------------- --------------
64N006 786F 05/12/2008 12:42:06 V06-8 STATEMENT 6
JOSEPH S. & DIANE H. STEIINBERG 1992
FORM 990PF, PART I - TA----------------------------------------------
DESCRIPTION
NEW YORK DEPT. OF LAWINTERNAL REVENUE SERVICEFOREIGN TAXES PAID
ALS
REVENUEAND
EXPENSESPER BOOKS
750.85,000.1,558.
--------------87,308.
----------------------------
13-7002791
NETINVESTMENT
INCOME
1,558.--------------
1,558.----------------------------
64N006 786F 05/12/008 12:42:06 V06-8 STATEMENT 7
JOSEPH S. & DIANE H. STE NBERG 1992
FORM 990PF, PART II - CORPORATE STOCK
DESCRIPTIONBEGINNINGBOOK VALUE
LEUCADIA STOCKHOMEFED CORP. (IN IB &T A/BEAR STEARNS HIGH GRADEE*TRADEODEY ELECTICA FUNDTENNENBAUM FUNDGALILEO FUNDCBM PARTNERS FUND
IB & T-EQUITY ASSETS
UBS-EQUITIES
300.C) 3,748.
1,143,258.NONE
2,000,000.1,000,000.1,000,000.1,000,000.
538,610.NONE
TOTALS 6, 685, 916.
13-7002791
ENDINGBOOK VALUE
NONENONENONE
1,046,034.NONE
1,012,256.NONE
1,000,000.2, 637, 110.
971,093.
6, 666, 493.
ENDINGFMV
1,045,024.
1,233,309.
1,263,458.5,217,474.1,101,074.
---------------
9,860,339.
64N006 786F 05/12/21008 12:42:06 V06-8 STATEMENT 8
JOSEPH S. & DIANE H. STE NBERG 1992
FORM 990PF, PART II - CORPORATE BONDS---------------------------------------------------------------------------
DESCRIPTION
IB & T GOV'T BONDSINTERNATIONAL ASSETSIB & T CORP BONDSIB & T FOREIGN ASSETSJORDAN INDUSTRIES
BEGINNINGBOOK VALUE
7,851,746.SORY 2,303,834.
6,151,714.3,467,296.2,954, 606.
TOTALS 22,729,196.
13-7002791
ENDINGBOOK VALUE----------
6,403,190.1,683,196.5,410,774.3,875,991.2, 954, 606.
---------------20,327,757.
ENDING
FMV
6, 313, 363.1,852,170.5,409,197.4,672,523.
606, 925.
18,854,178.
64N006 786F 05/12/21008 12:42:06 V06-8 STATEMENT 9
JOSEPH S. & DIANE H. STE NBERG 1992
FORM 990PF, PART II - OT ER INVESTMENTS
DESCRIPTIONBEGINNING
BOOK VALUE
PALISADES VENTURES LPHIGH RISE PARTNERSHIP LPLONE STAR LPCM EQUITY PARTNERSHIP LPNEW CENTURY LPFESTINA LENTE PARTNERSPOWER SHARES DB COMM. INECENTERBRIDGE PARTNERSACACIA PARTNERSSEAMENS GLOBAL INCOME
TOTALS
358,793.2,267,572.3,266,811.
374, 643.1,000,586.
NONENONENONENONENONE
7,268,405.
13-7002791
ENDING
BOOK VALUE
423,124.2, 672,914.
NONE381,125.
1,953,773.2,278,527.
51,078.78, 949.
1,000,000.1,000,000.
9, 839, 490.
ENDING
FMV
413,281.,830,877.
437,117.,139,127.,637,507.
56,540.76,587.
,150,978.,000,000.
19,742,014.
64N006 786F 05/12/7008 12:42:06 V06-8 I STATEMENT 10
,•,JQSEPH S. & DIANE H. STEINBERG 1992 13-7002791
FORM 990PF, PART III - OTHER DECREASES IN NET WORTH OR FUND BALANCES----------------------------------------------------------------------------------------------------------------------------------------
DESCRIPTION AMOUNT-----------
BOOK VERSUS TAX DIFFERENCES 2,042,595.
TOTAL 2 ,042,595.----------------------------
STATEMENT 11
r, A Tnnr 7 n 1 ' nE. / 1 9 /9nnc 1 9 • a9 • nti vnr,-P
JOSEPH S. & DIANE H. STEINBERG 1992 13-7002791
FORM 990PF, PART VII-A, INE 10 - NEW SUBSTANTIAL CONTRIBUTORS
NAME AND ADDRESS----------------
JOSEPH S.84 REMSENBROOKLYN,
JOSEPH S.84 REMSENBROOKLYN,
STEINBERGSTREETNY 11201
STEINBERGSTREETNY 11201
TOTAL C
DIRECTPUBLIC
DATE SUPPORT
07/24/2006 421,120.
12/15/ 2006 2 , 630,000.
---------------BUTION AMOUNTS 3,051,120.
------------------------------
64N006 786F 05/12/i008 12:42:06 V06-8 I STATEMENT 12
JOSEPH S. & DIANE H. STEINBERG 1992 13-7002791
FORM 990PF, PART VIII - LIST O OFFICERS, DIRECTORS , AND TRUSTEES
------------------------------------------------- -------
NAME AND ADDRESS
----------------
JOSEPH S. STEINBERG, TRUSTEE
84 REMSEN STREET
BROOKLYN, NY 11201
DIANE H. STEINBERG , TRUSTEE
84 REMSEN STREET
BROOKLYN, NY 11201
CONTRIBUTIONS EXPENSE ACCT
TITLE AND TIME TO EMPLOYEE AND OTHER
DEVOTED TO POSITION-------------------
COMPENSATION------------
BENEFIT PLAN------------
S-
ALLOWANCES----------
TRUSTEES NONE NONE NONE
TRUSTEE NONE NONE NONE
GRAND TOTALS
--------------
NONE--------------
-------------
NO-------------
-
E--
--------------
NONE-
64N006 786F 05/12/2008 :2:42:06 V06-8 STATEMENT 113
•' JOSEPH S. & DIANE H. STEINBERG 1992 13-7002791
FORM 990PF, PART XV - INFORMATION REGARDING FOUNDATION MANAGERS
MR. JOSEPH STEINBERG IS A TRUSTEE OF THE JOSEPH & DIANE H. STEINBERG1992 CHARITABLE TRUST. MR. STEINBERG HAS CONTRIBUTED MORE THAN 2% OFTHE TOTAL CONTRIBUTIONS lN PRIOR YEARS. CONTRIBUTieNs WERE MADETHIS YEAR. MR. STEINBERG DOES NOT MANAGE THE INVESTMENTS OF THE TRUST.
STATEMENT 14
gLUTnnr, -7 Rr ' nc / 1 1) 1 9nnA 1 ) • 19 • nr. -,rnr.- A
JOSEPH S. & DIANE H. STEINBERG 1992
FORM 990PF, PART XV - GRANTS AND CO
----------------------------------------------------------------------
RECIPIENT NAME AND ADDRESS
NEW YORK UNIVERSITY
5 WASHINGTON SQUARE NORTH
NY, NY 10003
SOUTH FORK NATURAL HISTORY
PO BOX NATURE
AMAGANSETT, NY 11930
CONGREGATION MT. SINAI
250 CADMAN PLAZA WEST
BROOKLYN HEIGHTS, NY 11201
ST. ANN CENTER FOR RESTORATION
70 WASHINGTON STREET
BROOKLYN, NY 11201
BROOKLYN ACADEMY OF MUSIC
30 LAFAYETTE AVE.
BROOKLYN, NY 11217
NEW VISIONS
NEW YORK, NY
BROOKLYN HISTORICAL SOCIETY
128 PIERREPONT STREET
BROOKLYN, NY 11201
LONG ISLAND COLLEGE HOSPITAL
339 HICKS STREET
BROOKLYN, NY 11201
64NO06 786F 05/12/2008 12:42:06
13-7002791
PAID DURING THE YEAR
----------------------------------------
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR
AND
FOUNDATION STATUS OF RECIPIENT
------------------------------
PURPOSE OF GRANT OR CONTRIBUTION
--------------------------------
AMOUNT
------
NONE CHARITABLE 118,000.
501(C)(3)
NONE CHARITABLE 10,000.
501(C)(3)
NONE CHARITABLE 51,000.
501(C)(3)
NONE CHARITABLE 72,983.
501(C)(3)
NONE CHARITABLE 150,994.
501(C)(3)
NONE CHARITABLE 50,000.
501(C)(3)
NONE CHARITABLE 13,750.
501(C)(3)
NONE CHARITABLE 1,000.
501(C)(3)
V06-8 STATEMENT 15
JOSEPH S. & DIANE H. STEINBERG 1992
FORM 990PF, PART XV - GRANTS AND CONTRIBUTION
------------------------------------------------------------------------------------------
RECIPIENT NAME AND ADDRESS
BROOKLYN BOTANIC GARDEN
1000 WASHINGTON AVE.
BROOKLYN, NY 11225
CENTER FOR JEWISH HISTORY
15 WEST 16TH STREET
NY, NY 10011
BRIC
33 CLINTON STREET
BROOKLYN, NY 11201
NY HISTORICAL SOCIETY
170 CENTRAL PARK WEST
NEW YORK, NY 10024
AMOS TUCK SCHOOL ANNUAL GIVING(DARTMOUTH)
100 TUCK HALL
HANOVER, NH 03755
SCRIPPS INSTITUTION OF OCEANOGRAPHY(UCSD)
9500 GILMAN DRIVE
LA JOLLA, CA 92093
BROOKLYN HEIGHTS ASSOC
55 PIERREPONT STREET
BROOKLYN, NY 11201
AMERICAN JEWISH HISTORICAL SOCIETY
162 WEST 56TH STREET, SUITE 405
NEW YORK, NY 10019
64N006 786F 05/12/2006 12:42:06
13-7002791
PAID DURING THE YEAR
----------------------------------------
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR
AND
FOUNDATION STATUS OF RECIPIENT
------------------------------
PURPOSE OF GRANT OR CONTRIBUTION
--------------------------------
AMOUNT
------
NONE CHARITABLE 75,688.
501(C)(3)
NONE CHARITABLE 75,000.
501(C)(3)
NONE CHARITABLE 1,000.
501(C)(3)
NONE CHARITABLE 1,000.
501(C)(3)
NONE CHARITABLE 25,000.
501(C)(3)
NONE CHARITABLE 50,000.
501(C)(3)
NONE CHARITABLE 175.
501(C)(3)
NONE CHARITABLE 100,000.
501(C)(3)
1
06-8 STATEMENT 16
JOSEPH S. & DIANE H. STEINBERG 1992
FORM 990PF, PART XV - GRANTS AND CO
RECIPIENT NAME AND ADDRESS
ST. JOSEPH HIGH SCHOOL
80 WILLOUGHBY STREET
BROOKLYN, NY 11201
HARVARD BUSINESS SCHOOL
BOSTON, MA
TELLURIDE AIDS
TELLURIDE, CO
TELLURIDE FILM FESTIVAL
800 JONES STREET
BERKELEY, CA 94710
BROOKLYN MUSUEM
BROOKLYN, NY 11201
BLUE HILL TROUPE
YORKVILLE STATION
NEW YORK, NY 10128
PROJECT EZRA
197 E.BROADWAY
NY, NY 10002
HANNAH SENESH COMMUNITY DAY SCHOOL
215 PACIFIC ST.
BROOKLYN, NY 11201
THE HOPE PROGRAM
ONE SMITH STREET
BROOKLYN, NY 11201
64N006 766F 05/12/2008 12:42:06
13-7002791
PAID DURING THE YEAR
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR
AND
FOUNDATION STATUS OF RECIPIENT------------------------------
PURPOSE OF GRANT OR CONTRIBUTION--------------------------------
AMOUNT
------
NONE CHARITABLE 5,000.501(C)(3)
NONE CHARITABLE 50,000.
501(C)(3)
NONE CHARITABLE 230.501(C)(3)
NONE CHARITABLE 33,000.
501(C)(3)
NONE CHARITABLE 250,000.
501(C)(3)
NONE CHARITABLE 500.
501(C)(3)
NONE CHARITABLE 1,800.501(C)(3)
NONE CHARITABLE 110,000.
501(C)(3)
NONE CHARITABLE 5,000.501(C)(3)
V06-8
r
TEMENT 17
JOSEPH S. & DIANE H. STEINBERG 1992
FORM 990PF, PART XV - GRANTS AND CO
-----------------------------------
RECIPIENT NAME AND ADDRESS
NEW ISRAEL FUND
1101 14TH ST, 6TH FLR
WASHINGTON DC 20005
PLAYWRIGHTS HORIZONS
630 9TH AVE. SUITE 708
NY, NY 10036
AMERICAN SEPHARDI FEDERATION
NEW YORK, NY
BROOKLYN MUSUEM OF ART
200 EASTERN PKWY
BROOKLYN, N.Y. 11238
POLY PREP COUNTRY DAY SCHOOL
9216 SEVENTH AVENUE
BROOKLYN, NY 11228
NY CITY CENTER
130 WEST 56TH ST.
NY, NY 10019
YIVO INSTITUTE
15 WEST 16TH STREET
NEW YORK, NY 10011
LEUKEMIA & LYMPHOMA SOCIETY
1311 MAMARONECK AVENUE
WHITE PLAINS, NY 10605
PAID DURING THE YEAR
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR
AND
FOUNDATION STATUS OF RECIPIENT
------------------------------
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C) (3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3(
NONE
501(C)(3)
13-7002791
PURPOSE OF GRANT OR CONTRIBUTION
--------------------------------
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
AMOUNT
25,000.
2,123.
15,000.
23,200.
170,574.
133,420.
15,000.
50,000.
64N006 786F 05/12/2008 12:42:06 V^6-8 STJ•TEMENT 18
JOSEPH S. & DIANE H. STEINBERG 1992
FORM 990FF, PART KV - GRANTS AND COKTRrRIFT rnH. PArn nrrRrur, Twr v'
RECIPIENT NAME AND ADDRESS
CENTER FOR HOLISTIC UROLOGY FUND-COLUMBIA UNIV
630 WEST 168TH STREET
NEW YORK, NY 10032
UJA
NEW YORK, NY
FEDERATION OF JEWISH MEN'S CLUBS
475 RIVERSIDE DRIVE, SUITE 832
NEW YORK, NY 10115
HEMOPHILIA ASSOC. OF NY
104 EAST 40TH ST, SUITE 506
NEW YORK, NY 10016
URBAN EDUCATION EXCHANGE
219 WEST 135TH STREET
NEW YORK, NY 10030
THE ROCKEFELLER UNIVERSITY
1230 YORK AVENUE
NY, NY 10021
THE FOUNDATION FOR FIGHTING BLINDNESS
11435 CRONHILL DRIVE
OWINGS MILLS, MD 21117
PROSPECT PARK ALLIANCE
95 PROSPECT PARK WEST
BROOKLYN, NY 11215
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR
AND
FOUNDATION STATUS OF RECIPIENT
------------------------------
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
13-7002791
PURPOSE OF GRANT OR CONTRIBUTION
--------------------------------
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
64N006 786F 05/12/2008 12:42:06 06-8 STATEMENT 19
AMOUNT
60,000.
451,800.
20,000.
10,000.
50,000.
5,000.
679.
1,000.
JOSEPH S. & DIANE H. STEINBERG 1992
FORM 990PF, PART XV - GRANTS AND CONTRI
RECIPIENT NAME AND ADDRESS
GIRL SCOUTS OF AMERICA
BROOKLYN, NY
MADISON SQUARE PARK CONSERVANCY
11 MADISON AVENUE
NEW YORK, NY 10010
HEWLETT WOODMERE EDUCATIONAL FOUNDATION
960 RAILROAD AVENUE
WOODMERE, NY 11598
BROOKLYN CENTRAL YMCA
BROOKLY, NY
BROOKLYN MUSIC SCHOOL
BROOKLYN, NY
WHEATON COLLEGE
NORTON, MA 02766
HABITAT FOR HUMANITY
121 HABITAT STREET
AMERICUS, GA 31709
JEWISH THEOLOGICAL SEMINARY
3080 BROADWAY
NEW YORK, NY 10027
LEGAL SERVICES FOR CHILDREN
271 MADISON AVENUE
NEW YORK, NY 10016
PAID DURING THE YEAR
----------------------------------------
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR
AND
FOUNDATION STATUS OF RECIPIENT
------------------------------
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
13-7002791
PURPOSE OF GRANT OR CONTRIBUTION
--------------------------------
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
AMOUNT
383.
5,544.
1,000.
50,000.
5,000.
2,500.
25,000.
40,000.
1,000.
64N006 786F 05/12/2008 12:42:06 106-8 STATEMENT 20
JOSEPH S. & DIANE H. STEINBERG 1992
FORM 990PF, PART XV - GRANTS AND CO
RECIPIENT NAME AND ADDRESS
PLANNED PARENTHOOD
NEW YORK, NY
JEWISH NATIONAL FUND
NEW YORK, NY
BROOKLYN PUBLIC LIBRARY
BROOKLYN, NY
HEART OF BROOKLYN
BROOKLYN, NY
MOUNTAIN FILM TELLURIDE
TELLURIDE, CO
THE MORGAN LIBRARY
NEW YORK, NY
CONSERVATION INT'L
NEW YORK, NY
AMERICAN FRIENDS OF LUKUD
NEW YORK, NY
NATIONAL MS SOCIETY
NEW YORK, NY
AMERICAN JEWISH JOINT DISTRIBUTION COMMITTEE
NEW YORK, NY
ALLIANCE FOR CANCER
NEW YORK, NY
13-7002791
PAID DURING THE YEAR
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR
AND
FOUNDATION STATUS OF RECIPIENT
------------------------------
PURPOSE OF GRANT OR CONTRIBUTION
--------------------------------AMOUNT
------
CHARITABLE 61,000.501(C)(3)
CHARITABLE 10,000.
501(C)(3)
CHARITABLE 1,000.
501(C)(3)
CHARITABLE 1,000.501(C)(3)
CHARITABLE 5,000.
501(C)(3)
CHARITABLE 1,000.501(C)(3)
CHARITABLE 10,000.
501(C)(3)
NONE CHARITABLE 1,000.
501(C)(3)
NONE CHARITABLE 100.501(C))3)
NONE CHARITABLE 50,000.
501(C)(3)
NONE CHARITABLE 15,505.
501(C)(3)
64N006 786F 05/12/2008 12:42:06 106-8 STATEMENT 21
JOSEPH S. & DIANE H. STEINBERG 1992
FORM 990PF, PART XV - GRANTS AND CO--------------------
RECIPIENT NAME AND ADDRESS
CHILDREN'S RIGHTS
NEW YORK, NY
JEWISH BOARD OF FAMILY
NEW YORK, NY
LEO BAECK INSTITUTE
NEW YORK, NY
JOE TORRE FNDTN
NEW YORK, NY
PORT.WASHINGTON PUBLIC LIBRARY
PT. WASHINGTON, NY
WOMEN & INFANTS RESEARCH FNDTN
NEW YORK, NY
BEITAR FNDTN
NEW YORK, NY
MCC THEATRE
NEW YORK, NY
FOUR SEASONS PROJECT
NEW YORK, NY
AFRICAN RAIN FOREST
NEW YORK, NY
TELLURIDE FNDTN
TELLURIDE, CO
PAID DURING THE YEAR
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR
AND
FOUNDATION STATUS OF RECIPIENT
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501 (C) (3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
NONE
501(C)(3)
13-7002791
PURPOSE OF GRANT OR CONTRIBUTION
--------------------------------
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
CHARITABLE
AMOUNT
6,398.
10,000.
7,000.
2,936.
1,800.
12,500.
1,000.
787.
10,000.
2,292.
10,000.
64N006 786E 05/12/2008 12:42:06 V^6-8 STATEMENT 22
JOSEPH S. & DIANE H. STEINBERG 1992
FORM 99OPF, PART XV - GRANTS AND CO
----------------------------------------------------------------------
RECIPIENT NAME AND ADDRESS--------------------------
PAID DURING THE YEAR
----------------------------------------
RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR
AND
FOUNDATION STATUS OF RECIPIENT
------------------------------
13-7002791
PURPOSE OF GRANT OR CONTRIBUTION
--------------------------------
TOTAL PAID
AMOUNT
------------
2,634,661.
p
64N006 786F 05/12/2008 12:42:06 V06-8 STkTEMENT 23
2220 Underpayment of Estimated Tax by Corporations OMB No 1545-0142Form
Department of the Treasury► See separate instructions.
2006Internal Revenue Service ► Attach to the corporation ' s tax return.Name JOSEPH S. & DIANE H. STEINBERG 1992 Employer identification number
CHARITABLE TRUST C / O LEUCADIA NAT'L CORP 13-7002791
Note : Generally, the corporation is not required to file Form 2220 (see Part ll below for exceptions) because the IRS will figure any penaltyowed and bill the corporation However, the corporation may still use Form 2220 to figure the penalty If so, enter the amount from page2, line 34 on the estimated tax penalty line of the corporation's income tax return, but do not attach Form 2220
Required Annual Payment
1 Total tax (see instructions ) 1 1 1 8 7, 17
any t ax c edule PH (Form 1120), line 26) included on line 1
b Look-back interest included on line 1 under section 460(b)(2) for completed long-term
contracts or section 167(g) for depreciation under the income forecast method . . . . .
c Credit for Federal tax paid on fuels (see instructions) 12c
d Total. Add lines 2a through 2c , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,
3 Subtract line 2d from line 1 If the result is less than $500, do not complete or file this form The corporation
does not owe the penalty , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,
4 Enter the tax shown on the corporation's 2005 income tax return (see instructions) Caution: If the tax is zero
or the tax year was for less than 12 months, skip this line and enter the amount from line 3 on line 5 . . . . . . .
5 Required annual payment. Enter the smaller of line 3 or line 4 If the corporation is required to skip line 4,
enter the amount from line 3 5 29 , 146.
Reasons for Filing - Check the boxes below that apply. If any boxes are checked, the corporation must fileForm 2220 even if it does not owe a penalty (see instructions).
6 The corporation is using the adjusted seasonal installment method
7 The corporation is using the annualized income installment method
8 The corporation is a "large corporation" figuring its first required installment based on the prior years tax
I • . n Fiourina the Underaavment
(a) (b) (c) (d)
9 Installment due dates . Enter in columns (a) through(d) the 15th day of the 4th ( Form 990-PF filers:
Use 5th month), 6th, 9th, and 12th months of thecorporation's tax year 9 10 / 17 / 2006 12 / 15 / 2006 03 / 15 / 2007 07 / 15 / 2007,,,,,,,,,,,,,
10 Required Installments . If the box on line 6 and/orline 7 above is checked , enter the amounts from
Schedule A, line 38 If the box on line B (but not 6
or 7) is checked, see instructions for the amounts
to enter If none of these boxes are checked, enter
25% of line 5 above in each column Special rules
apply to corporations with assets of $ 1 billion or
more ( see instructions ) ,,,,,,,,,,,, 10 7 , 287. 7 , 287. 7 , 287. 7 , 28S.
11 Estimated tax paid or credited for each period (seeinstructions ) For column (a) only, enter the amountfrom line 11 on line 15 11 130 , 262.Complete lines 12 through 18 of one column beforegoing to the next column.
1-2 n er amount , if any, from line 18 of the precedingcolumn . . . . . . . . . . . . . . . 12 122 , 975. 115 688. 108 , 401.. . . .
13 Add lines 11 and 12 , , , , , , , , , , , , , 13 122 , 975. 115 688. 108 , 401.14 Add amounts on lines 16 and 17 of the preceding column ,
.
14
16 Subtract line 14 from line 13 If zero or less, enter -0- 15 130 , 262. 122 , 975 . 115 , 688. 108 , 401.
16 If the amount on line 15 is zero , subtract line 13
.
from line 14 Otherwise, enter -0- 16, , , , , , , ,
.
17 Underpayment . If line 15 is less than or equal toline 10, subtract line 15 from line 10 Then go toline 12 of the next column Otherwise, go toline 18
.
17
18 Overpayment . If line 10 is less than line 15,subtract line 10 from line 15 Then go to line12 of the next column . . 1 8 122 , 97S. 1 115 , 688. 108 , 401. 1Go to Part IV on page 2 to figure the penalty. Do not go to Part IV if there are no entries online 17- no penalty is owed.
For Paperwork Reduction Act Notice, see separate instructions . Form 2220 (2006)JSA6X8006 2 000
ll;arTnnc 7ar1' nc /1 9 /7nnc 1 9 • a9 • nc rnr,-R
Form 2220 (2006) Page 2
Figuring the Penalty
(a) (b) (C) (d)
19 Enter the date of payment or the 15th day of the 3rd monthafter the close of the tax year, whichever is earlier (seeinstructions) (Fonn 990-PF and Form 990-T filers: Use 5thmonth instead of 3rd month) . . . . . . . . . . . . . . . . . 9
20 Number of days from due date of installment on line 9 to the
date shown on line 19 20
21 Number of days on line 20 after 4/15/2006 and before
7/11/2006 21
0
365
23 Number of days on line 20 after 6/30/2006 and before 4/1/2007 , , , 23
24 Underpayment on line 17 x Number of days on line 23 x 8% 24
365
25 Number of days on line 20 after 3/31/2007 and before 7/1/2007 25
26 Underpayment on line 17 x Number of days on line 25 x *% , 26
365
27 Number of days on line 20 after 6/30/2007 and before 10/1/2007 , 27
28 Underpayment on line 17 x Number of days on line 27 x'% 28
365
29 Number of days on line 20 after 9/30/2007 and before 1/1/2008 , . 29
30 Underpayment on line 17 x Number of days on line 29 x *% , , , 30365
31 Number of days on line 20 after 12/31/2007 and before 2/16/2008 31
32 Underpayment on line 17 x Number of days on line 31 x *% 32366
33 Add lines 22 24 26 28 30 and 32 . . . . . . . . . . . . . 33, , , ,,
34 Penalty. Add columns (a) through (d) of line 33 Enter the total h
Form 1120-A, line 29, or the comparable line for other income tax
ere a
retu
nd on Form 1120, lin
rns
e 33,
. 34
*For underpayments paid after March 31, 2007 : For lines 26, 28, 30, and 32, use the penalty interest rate for each calendarquarter, which the IRS will determine during the first month in the preceding quarter These rates are published quarterly in an IRS
News Release and in a revenue ruling in the Internal Revenue Bulletin To obtain this information on the Internet, access the IRSwebsite at www.irs.gov. You can also call 1-800-829-4933 to get interest rate information
Form 2220 (2006)
JSA6X8007 2 000
r,a'Tnnr, -7 P i' nc/1?1 9nnA 19•A)•ng \rnr_A
.SCHEDULE D(Form 1041)
Department of the TreasuryInternal Revenue Service
Capital Gains and Losses► Attach to Form 1041, Form 5227, or Form 990-T. See the separate
instructions for Form 1041 (also for Form 5227 or Form 990-T, if applicable).
OMB No 1545-0092
2006
Name of estate or trust Employer identification number
JOSEPH S. & DIANE H. STEINBERG 1992
CHARITABLE TRUST C/O LEUCADIA NAT'L CORP 13-7002791Note : Form 5227 filers need to complete only Parts l and//
Short-Term Capital Gains and Losses - Assets Held One Year or Less
1
(a) Description of property
(Example 100 shares 7%p referredd
ofof `2" Co
(b) Dateacquiredday,
rmo (c) Date sold
(mo , day, yr)d) Sales price (e) Cost or other basis
(see page 35)
(f) Gain or (Loss)entire )for the c
oll (
(e(col (d) les s ce))
SEE S-__ 12 586 737. 12 551 229. 35 , 508.
2 Short-term capital gain or (loss) from Forms 4684, 6252, 6781, and 8824 ............ ....... 2
3 Net short-term gain or (loss) from partnerships, S corporations, and other estates or trusts 3 43 , 713.
4 Short-term capital loss carryover Enter the amount, if any, from line 9 of the 2005 Capital Loss
Carryover Worksheet . . . . . . . . 45 Net short-term gain or (loss). Combine lines 1 through 4 in column (f) Enter here and on line 13,
column ( 3 ) below ► 5 79 . 221.
Long-Term Capital Gains and Losses - Assets Held More Than One Year
6
(a) Description of property
(Example 100 shares 7%
p referred of "Z" Co
( b) Date
acquired
( mo , day , r
(c) Date sold(mo, day, yr) (d) Sales puce
(e) Cost or other basis(see page 35)
(f) Gain or (Loss)for the entire year(col (d) less col (e))
SEE STATEMENT 4 17 041 608. 15 529 833. 1 , 511 , 775.
7 Long-term capital gain or (loss) from Forms 2439, 4684, 6252, 6781, and 8824 ............... _______________
8 Net long -term gain or (loss) from partnerships, S corporations, and other estates or trusts . . . . . . . . . . . 499 , 619.
9 Capital gain distributions,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,
10 Gain from Form 4797, Part I . . . . . . . . . . . . . * . , , , , , , . . .
11 Long-term capital loss carryover Enter the amount, if any, from line 14 of the 2005 Capital Loss
Carryover Worksheet . . . . , . .
12 Net long -term gain or (loss). Combine lines 6 through 11 in column (f) Enter here and on line 14a,
column (3) below ► 2 011 394.
Summary of Parts I and IICaution : Read the instructions before completing this part.
(1 ) Beneficiaries'(see page 36)
(2) Estate'or trust's
(3) Total
13 Net short -term gain or (loss) 13
.
79 221.. . . . . . . . . . . . . . . . . . . . .
1-4-Net-tong-term -gain-or-{loss }:
a Total for year . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14a 2 , 011 , 394..
b Unrecaptured section 1250 gain (see line 18 of the
worksheet on page 36). . ...................... 14b
c 28% rate gain 14c. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
15 Total net gain or (loss). Combine lines 13 and 14a . . . . . . . ► 15 2 , 090 , 615.
Note : If line 15, column (3), is a net gain, enter the gain on Form 1041, line 4 If lines 14a and 15, column (2), are net gains, go toPart V, and do not complete Part IV If line 15, column (3), is a net loss, complete Part IV and the Capital Loss Carryover Worksheet,as necessary
For Paperwork Reduction Act Notice , see the Instructions for Form 1041 Schedule D (Form 1041) 2006
JSA6F12102000
r,arrnnr, '7P 1' n1; /1)/ 9 nnP 19•a9•nr. vnr_c
Schedule b (Form 1041) 2006 Page 2
Capital Loss Limitation
16 Enter here and enter as a (loss) on Form 1041, line 4, the smaller ofa The loss on line 15, column (3) or
b $3,000 16If the loss on line 15, column (3), is more than $3,000, or if Form 1041, page 1, line 22, is a loss, complete the Capital LossCarryover Worksheet on page 39 of the instructions to determine your capital loss carryover
Tax Computation Using Maximum Capital Gains Rates (Complete this part only if both lines 14a and15 in column (2) are gains, or an amount is entered in Part I or Part II and there is an entry on Form 1041,line 2b (2), and Form 1041, line 22 is more than zero.)
Note : If line 14b, column (2) or line 14c , column (2) is more than zero, complete the worksheet on page 38 of the instnictionsand ckm Part 1/ Othpn-- - ^^ ^•^^ '^
17 Enter taxable income from Form 1041, line 22 , , , , , , , , , , , , , , , , ,
18 Enter the smaller of line 14a or 15 in column (2)
but not less than zero 18
19 Enter the estate 's or trust's qualified dividends
from Form 1041, line 2b( 2) . . . . . . . . . . . 19
20 Add lines 18 and 19 . . . . . . . . . . . . . . . 20
21 If the estate or trust is filing Form 4952, enter the
amount from line 4g, otherwise, enter -0- . . ► 21
22 Subtract line 21 from line 20 If zero or less, enter -0- . . . . . . . . . . . . .
23 Subtract line 22 from line 17 If zero or less, enter -0- . . . . . . . . . . . . . 23
24 Enter the smaller of the amount on line 17 or $2,050 , , , , , , , , , , , , , 2425 Is the amount on line 23 equal to or more than the amount on line 24'
e Yes. Skip lines 25 through 27, go to line 28 and check the "No" box
No. Enter the amount from line 23 25
26 Subtract line 25 from line 24 , , , , , , , . 26
27 Multiply line 26 by 5% ( 05) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2728 Are the amounts on lines 22 and 26 the same'
B Yes. Skip lines 28 through 31, go to line 32
No. Enter the smaller of line 17 or line 22 28
29 Enter the amount from line 26 (If line 26 is blank, enter -0-) . . . . . . . . . . 29
30 Subtract line 29 from line 28 30
31 Multiply line 30 by 15% ( 15) , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,
32 Figure the tax on th^_am-aunt nn brie 23__Use-the-2 tredate- o2-3ofi1
Instructions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
33 Add lines 27, 31, and 32 , , , , , , , ,
r3
34 Figure the tax on the amount on line 17 Use the 2006 Tax Rate Schedule on page 23 of the
instructions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
35 Tax on all taxable income . Enter the smaller of line 33 or line 34 here and on line la of
JSA
6F1220 3 000
1351Schedule D (Form 1041) 2006
GdT.Tnnr. -7nczr nc /1', /',nna 1'). 49. nr. \Tn G_Q
JOSEPH S. & DIANE H. ST INBERG 1992Schedule D Detail of Short-term Ca ital Gains and Losses
13-7002791
Descri ption
Date
Ac q uired
Date
Sold
Gross Sales
Price
Co st or Other
Basis
Short-term
Gain/Loss
APITAL GAINS ( LOSSES ) HE D FOR INVESTMENT PURPOSES
NEWMONT MINING CORP 4000 SHRS 05/30/2006 09/08/2006 191 835. 209 212. -17 , 377.SUNCOR ENERGY 2500 SHRS 07/28/2006 09/08/2006 186 189. 198 912. -12 , 723.US TREASURY BILL 05/30/2006 07/27/2006 589 000. 584 801. 4 , 199.CALL NEWMONT MNG 06/08/2006 09/16/2006 14 , 528. 14 , 528.CALL SUNCOR 07/28/2006 09/16/2006 6 , 750. 6 , 750.PER FIRST CLEARING STMNT VAR VAR 1 , 476 , 048. 1 413 151. 62 , 897.CALL GENENTECH 10/10/2006 03/17/2007 72 , 512. -72 , 512.S & P DEP. 1000 SHRS 01/03/2007 01/03/2007 142 596. 142 270. 326.S & P DEP 3500 SHRS 02/20/2007 02/23/2007 508 780. 509 370. -590.S & P DEP 3300 SHRS 02/20/2007 02/27/2007 463 186. 479 599. -16 , 413.S & P DEP 7000 SHRS 03/30/2007 04/05/2007 1 , 007 , 205. 993 , S71. 13 , 634.S & P DEP. 6500 SHRS 05/25/2007 06/01/2007 1 , 000 , 975. 986 394. 14 , 581.PER UBS STMNT VAR VAR 58 , 086. 50 , 342. 7 , 744.CHESAPEKE ENERGY 06/27/2006 08/11/2006 30 , 600. 29 480. 1 , 120.CHESAPEKE ENERGY 06/27/2006 10/25/2006 5 , 131. 4 , 913. 218.CHESAPEKE ENERGY 06/27/2006 10/25/2006 30 , 788. 29 480. 1 , 308.CHESAPEKE ENERGY 06/27/2006 10/27/2006 30 , 975. 29 , 480. 1 , 495.CHESAPEKE ENERGY 06/27/2006 10/27/2006 41 , 300. 39 , 306. 1 , 994.GLAMIS GOLD 03/10/2006 11/06/2006 179 816. 179 816.US TREASURY NOTES 03/14/2006 08/07/2006 991 133. 994 , 191. -3 , 058.REPUBLIC OF ARGENTINA 01/12/2006 08/03/2006 37 , 500.
__11 , 722. 25 , 778.
CALL ON DVN 11/08/2006 01/25/2007 4 , 481. 4 , 481.SLM CORP 04/17/2007 04/27/2007 372 840. 367 , 643. 5 , 197.US TREASURY NOTE 01/26/2007 06/08/2007 4 , 984 , 180.
_
4,979,747. 4 , 433.PER UBS STATEMENT VAR VAR 232 815. 24 , 039. 8 , 776.
TOTAL CAPITAL GAINS LOSSE HELD FOR INVE STMENT PURPOSES 12 586 737. 12 51 , 229. 35 , 508.
Totals 12 , 586 , 737. 12 51 229. 35 508.
JSA6F0971 2 000
64N006 786F 05/12/2008 12:42:06 V06-8 STATEMENT 1
JOSEPH S. & DIANE H. ST INBERG 1992Schedule D Detail of Long-term C pital Gains and Losses
13-7002791
Descri ption
Date
Ac q uired
Date
Sold
Gross Sales
Price
o st or Other
Basis
Long-term
Gain/Loss
APITAL GAINS ( LOSSES ) HE I D FOR INVESTMENT PURPOSES
BEAR STEARNS HIGH GRADE FUND VAR 11/10/2006 1 , 464 , 494. 1 000 000 . 4.6-4 , 494.GALILEO GLOBAL FUND 02/02/2002 06/14/2007 998 270. 1 1 000 , 000. -1 , 730.LONESTAR PARTNERSHIP 02/02/2002 02/01/2007 559 728. 565 423 . -5 , 695.ODEY ELECTICA FUND 01/02/2002 05/23/2007 2 , 231 , 613. 2 1 357 , 387.
--125 , 774.
PER IBT REGULATED FUTURE S CONTRACTS VAR VAR 446 899. -446 899.GM NOTES 05 09/2005 09/27/2006 109 855. 92 , 731. 17 , 124.SASOL LTD 07/20/2004 09/08/2006 247 480. 128 457. 119 023.SOUTHERN COPPER 1000 SH S 08 /20/2004 07/28/2006 95 , 315. 41 , 008. 54 , 307.PER FIRST CLEARING STMNT VAR VAR 776 482. 547 504. 228 978.LEUCADIA NAT'L CORP 46,0100 SHRS 01/01/1991 10/05/2006 1 , 230 , 922. 460. 1 , 230 , 462.CARAT 2003 05/23/2003 07/15/2006 8 , 920. 9 , 131. -211.CARAT 2003 05 / 23/2003 08/15 / 2006 8 , 420. 8 , 619. -199.CARAT 2003 05/23/2003 09/15/2006 5 , 476. 5 , 605. -129.CSFB 2002 07 / 15/2004 08/25/2006 3 , 606. 3,759. -153.CSFB 2002 07/15/2004 09/25/2006 2 , 447. 2 , 551. -104.CSFB 2002 07 / 15/2004 10/25 / 2006 2 , 021. 2 , 107. -86.CSFB 2002 07 / 15/2004 11/25 / 2006 6 , 252. 6 , 518. -266.DOMINION RESOURCES 11/10/2004 11/15/2006 30 , 000. 30 , 075. -75.FNMA POOL 01/29/1998 07/25 / 2006 264. 271. -7.FNMA POOL 01/29 /1998 08 /25/2006 53. 55. -2.FNMA POOL 01/29 /1998 09 /25/2006 301. 309. -8.FNMA POOL 01 / 29/1998 10/25/2006 59. 61. -2.FNMA POOL 01 / 29/1998 11/25/2006 308. 316. -8.FNMA POOL 01/29/1998 12/25/2006 86. 88. -2.FNMA POOL 01/29/1998 07/25/2006 75. 77. -2.FNMA POOL 01/29/1998 08/25/2006 56. 57. -1.FNMA POOL 01 / 29/1998 09/25/2006 51. 52. -1.FNMA POOL 01/29/1998 10/25 / 2006 66. 68. -2.FNMA POOL 01/29/1998 11/25/2006 1 , 518. 1 , 556. -38.FNMA POOL 01 / 29/1998 12/25/2006 61. 62. -1.GNMA POOL 01/05/1999 07/15 / 2006 124. 129. -5.GNMA POOL 01 / 05 / 1999 08 / 15 / 2006 126. 131. -5.
Totals
JSA6F0970 2 000
64N006 786F 05/12/2008 12:42:06 V06-8 I STATEMENT 2
JOSEPH S. & DIANE H. ST INBERG 1992Schedule D Detail of Long-term C pital Gains and Losses
13-7002791 Ay I
Descri ption
Date
Ac q uired
Date
Sold
Gross Sales
Price
C st or Other
Basis
Long-term
Gain/Loss
GNMA POOL 01/05/1999 09/15/2006 128. 134. -6.GNMA POOL 01/05/1999 10/15 / 2006 138. 144. -6.GNMA POOL 01/05/1999 11/15/2006 130. 136. -6.GNMA POOL 01/05/1999 12/15/2006 131. 137. -6.LEUCADIA BOND 08/20/2002 10/15/2006 3 , 000 , 000. 3, 019,253. -19 , 253.PEMEX FIN 04/19/2005 08/15/2006 10 , 000. 11 , 038. -1 , 038.PEMEX FIN CORP 04/19/2005 11/15/2006 10 , 000. 11 , 038. -1 , 038.US TREASURY NOTE 03/29/2005 09/26 / 2006 249 111. 249 111.US TREASURY NOTE 03/29/2005 09/29 / 2006 249 121. 249 121.US TREASURY NOTE 07 / 19/2005 11/30/2006 3 , 245 , 000. 3 ) 245 , 000.CSFB 2002 07/15/2004 06/25 / 2007 2 , 103. 2 , 193. -90.FNMA 01/29/1998 01/25/2007 59. 60. -1.FNMA 01/29/1998 02/25/2007 838. 859. -21.FNMA 01/29/1998 03/25/2007 5 , 295. 5 , 427. -132.FNMA 01/29/1998 04/25/2007 20. 21. -1.FNMA 01/29/1998 05/25/2007 30. 31. -1.FNMA 01 / 29/1998 06/25 / 2007 25. 26. -1.FNMA 01/29/1998 01/25 / 2007 64. 66. -2.FNMA 01/29/1998 02/25/2007 64 . 66. -2.FNMA 01/29/1998 03/25/2007 65. 67. -2.FNMA 01/29/1998 04/25/2007 66. 67. -1.FNMA 01/29/1998 05/25/2007 55. 56. -1.FNMA 01 / 29 / 1998 06 /25/2007 82 . 84. -2.FORD MOTOR CREDIT 07/12/2005 06/15/2007 25 , 000. 251435. -435.GNMA 01/05/1999 01/15/2007 132. 138. -6.GNMA 01/05/1999 02/15/2007 133. 139. -6.GNMA 01/05/1999 03/15 / 2007 134. 140. -6.GNMA 01/05/1999 04/15 / 2007 133. 138. -5.GNMA 01 / 05/1999 05/15/2007 131. 136. -5.GNMA 01 / 05 / 1999 06/15 / 2007 12 , 540. 13 040. -500.KRAFT FOODS 01/28/2005 04/12/2007 20. 14. 6.PEMEX FIN 04/19 / 2005 02/15/2007 10 1 000. 11 , 038. -1 , 038.PEMEX FIN 04 / 19/2005 04/13 / 2007 104 760. 10 376. -5 , 616.SOUTHERN NATURAL GAS 05 / 22/2003 03/27 / 2007 44 , 803. 45 , 113. -310.TOB SETTLE IA MUNI 04 / 06 / 2006 06 / 01 / 2007 15 , 000. 14 , 785. 215.
Totals
JSA6F0970 2 000
64N006 786F 05/12/2008 12:42:06 V06-8 STATEMENT
JOSEPH S. & DIANE H. ST INBERG 1992Schedule D Detail of Long-term C pital Gains and Losses
13-7002791
Descri ption
Date
Ac q uired
Date
Sold
Gross Sales
PriceC st or Other
BasisLong-term
Gain/LossUS TREASURY NOTES 03/14/2006 03/23/2007 248 906. 248 906.US TREASURY NOTE 03/14/2006 04/24/2007 647 156. 647 156.US TREASURY NOTE 03/20/2006 05/16/2007 249 160. 249 160.US TREASURY NOTE 03/20 / 2006 05/16/2007 657 731. 657 731.US TREASURY NOTE 03/20/2006 06/08/2007 189 399. 189 399.WA/CLAY US TSY 06/27/2005 04/13/2007 4. 4.TYCO INTL GRP 07/22/2004 06/04/2007 135 417. 128 329. 7 , 088.REP OF ARGENTINA 07/15/2005 04/10/2007 144 075. 143 055. 1 , 020.
TOTAL CAPITAL GAINS ( LOSS E S ) HELD FOR INVE STMENT PURP OSES 17 041 608. 15 529 833. 1 , 511 , 775.
Totals 17 041 608. 15 529 833. 1 , 511 , 775. 1
JSA6F0970 2 000
64N006 786F 05/12/2008 12:42:06 V06-8 STATEMENT 4
Form 6868 (Rev 4-2007) Page 2
• If you are filing for an Additional ( not automatic ) 3-Month Extension , complete only Part II and check this box, , , , , , , , , ►UIJote . Only complete Part II if you have already been granted an automatic 3-month extension on a previously filed Form 8868
• If you are filing for an Automatic 3-Month Extension , complete only Part I ( on page 1)Additional ( not automatic) 3-Month Extension of Time. You must file original and one copy.
TypeorName of Exempt Organization JOSEPH S. & DIANE H. STEINBERG Employer identification number
print CHARITABLE TRUST C/O LEUCADIA NAT'L CORP 13-7002791
File by the Number, street, and room or suite no If a P 0 box, see instructions For IRS use onlyexte ndeddue
date for 315 PARK AVENUE SOUTH , 20TH FLRfling the City, town or post office , state, and ZIP code For a foreign address , see instructions'eturn Seenstructions NEW YORK , NY 10010-3607
Check type of return to be filed (File a separate application for each return)
Form 990 Form 990-PF Form 1041-A Form 6069
Form 990-1:3L F orm 990--Rsec 401 (a) or 408(a) trust) Form 4720 L J Form 8870
Form 990-EZ Form 990-T (trust other than above )
_
Form 5227STOP ! Do not complete Part 11 if you were not already granted an automatic 3-month extension on a previously filed Form 8868.
• The books are in the care of ► MR. JOSEPH S. STEINBERG
Telephone No ► 212 460 - 1943 FAX No ►• If the organization does not have an office or place of business in the United States, check this box . . . . . . . . . . . . ... . ► El• If this is for a Group Return, enter the or anlzatlon ' s four digit Group Exemption Number (GEN ) If this is
for the whole group , check this box ► r If it is for part of the group, check this box ► and attach a list with the
names and EINs of all members the extension is for
4 I request an additional 3-month extension of time until 05/15 ,20 085 For calendar year , or other tax year beginning 07/01 2006 and ending 06 / 30 ,20076 If this tax year is for less than 12 months , check reason Initial return L_J Final return Change in accounting period
7 State in detail why you need the extension ADDITIONAL TIME IS NEEDED TO PREPARE A COMPLETE
AND ACCURATE INCOME TAX RETURN DUE TO THIRD PARTY TAX DATA NOT YET
8a If this application is for Form 990-BL, 990-PF , 990-T, 4720, or 6069 , enter the tentative tax, less anynonrefundable credits See instructions 8a $ 200 , 262.
b If this application is for Form 990-PF , 990-T , 4720, or 6069 , enter any refundable credits and estimated
tax payments made Include any prior year overpayment allowed as a credit and any amount paid
previously with Form 8868 8b $ 200 , 262.c Balance Due . Subtract line 8b from line 8a Include your payment with this form, or, if required , deposit
with FTD coupon or, if required , by using EFTPS (Electronic Federal Tax Payment System) See
instructions 8c $ NONESignature and Verification
Under penalties of perj ury, I declare that I have examined this form, including accompanying schedules and statements , and to the best of my knowledge and belief,
it is true, correct , an complete , and that I am authorized to prepare this form i% /!r/D^
Signature 1, 4't Title ► Date ►
Notice to Appli t. (To Be Completed by the IRS)8 We have approved this application Please attach this form to the organization 's return
We have not approved this application However , we have granted a 10-day grace period from the later of the date shown below or the duedate of the organization 's return ( including any prior extensions ) This grace period is considered to be a valid extension of time for electionsotherwise required to be made on a timely return Please attach this form to the organization 's return
We have not approved this application After considering the reasons stated in item 7 , we cannot grant your request for an extension of timeto file We are not granting a 10 -day grace period
R We-cannot-consider-this-appkea#en- becauseit was-fi led-after-the-extended -due date of the netun, nsron-was-an
Other
ByDirector Date
Alternate Mailing Address . Enter the address if you want the copy of this application for an additional 3-month extension
returned to an address different than the one entered above
Name
Type orprint
Number and street ( include suite , room, or apt . no.) or a P.O. box number
80City or town, province or state , and country ( including postal or ZIP code)
NY 11598Form 8868 (Rev 4-2007)
JSA6F8055 4 000
gaxtnng 7 0 ' n9 /1a /9nnQ na•as•Ia vnG_a g
• Form 8868
(F3ev April 2007)
Department of the Treasury
Application for Extension of Time To File anExempt Organization Return OMB No 1545-1709
► File a separate application for each return
• If you are filing for an Automatic 3-Month Extension, complete only Part I and check this box . . . . . . . . . . . . . .. . ► U• If you are filing for an Additional ( not automatic ) 3-Month Extension , complete only Part II (on page 2 of this form)Do not complete PartIl unless you have already been granted an automatic 3-month extension on a previously filed Form 8868
Automatic 3-Month Extension of Time. Only submit original (no copies needed).
Section 501(c) corporations required to file Form 990-T and requesting an automatic 6-month extension - check this boxand complete Part I only . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . - _ . . . . . ► q
All other corporations (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request anextension of time to file income tax returns
Electronic Filing a-file . Ge nerally-one of the returns noted below (6 months for section 501(c) corporations required to file Form 990-T) However, you cannot fileForm 8868 electronically if (1) you want the additional (not automatic) 3-month extension or (2) you file Forms 990-BL, 6069, or8870, group returns, or a composite or consolidated From 990-T Instead, you must submit the fully completed and signed page 2 (Part II)of Form 8868 For more details on the electronic filing of this form, visit www irs gov/efde and click on e-file for Chanties & Nonprofits
Type or Name of Exempt Organization JOSEPH S. & DIANE H. STEINBERG 1992 Employer identification number
print CHARITABLE TRUST C/O LEUCADIA NAT'L CORP 13-7002791
File by the Number , street , and room or suite no If a P 0 box, see instructions
due date for 315 PARK AVENUE SOUTH , 20TH FLRfiling yourreturn See City, town or post office , state , and ZIP code For a foreign address , see instructionsinstructions _. __ .. ,.. _.. .,
Check type of return to be filed (file a se arate application for each return)
Form 990 Form 990-T (corporation) Form 4720
Form 990-BL Form 990-T (sec 401(a) or 408(a) trust) Form 5227
Form 990-EZ Form 990-T (trust other than above) Form 6069
X Form 990-PF Form 1041-A Form 8870
• The books are in the care of ► MR. JOSEPH S. STEI
Telephone No ► 212 460-1943 FAX No ►
• If the organization does not have an office or place of business in the United States, check this box ► q
• If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) If this is
for the whole group, check this box No. q If it is for part of the group, check this box ► and attach a list with thenames and EINs of all members the extension will cover
1 I request an automatic 3-month ( 6 months for a section 501(c) corporation required to file Form 990 -T) extension of timeuntil 02 /15 2008 to file the exempt organization return for the organization named above The extension
is for the organization ' s return for
► calendar year or
10- x tax year beginning 07/01 , 2006 , and ending 06/30 , 2007
2 If this tax year is for less than 12 months , check reason q Initial return q Final return q Change in accounting period
nonrefundable credits See instructions 3a $ 200, 262 .
b If this application is for Form 990-PF or 990-T, enter any refundable credits and estimated tax payments
made Include any prior year overpayment allowed as a credit 3b l $ 130 262.c Balance Due . Subtract line 3b from line 3a Include your payment with this form, or, if required, deposit
with FTD coupon or, if required, by using EFTPS (Electronic Federal Tax Payment System) See
Instructions 3c $ 70 , 000.
Caution . If you are going to make an electronic fund withdrawal with this Form 8868, see Form 8453-EO and Form 8879-EO
for payment instructions
For Privacy Act and Paperwork Reduction Act Notice , see Instructions . Form 8868 (Rev 4-2007)
JSA
6F8054 5 000
r,a*rnnr- 7nrL' 1 i inc/'nn-r, is-1n-'4n xrnr--f2