OPHD Investigative Reports and Sanctions Employee Cases with Finding of Violation of the SVSH Policy – For the Last Seven Years Reports released April 5, 2016 Date of report Respondent Complainant Action/Status January 2011 Williamson, Ernest (Staff) (Undergrad Student) Resigned January 2011 Narvaez, Frank (Staff) and McCartney, Chuck (Staff) (Staff) Narvaez: 30-day Suspension McCartney: 5-day Suspension September 2011 Anderson, Scott (Staff) (Former Student) Resigned January 2013 Kohlstedt, James (Staff) (Contract Staff) Terminated November 2013 Castillo, Nori (Contract Staff) (Student Intern) Terminated September 2014 Loya, Phillip (Staff) (Staff) Letter of Warning November 2014 Wong, Alan (Contract Staff) (Undergrad Student) Termination November 2015 Mulzet, Todd (Contract Staff) (Staff) Salary Decrease In Lieu of Suspension November 2015 Topacio, Jeffrey (Staff) (Staff) Terminated December 2015 D'Abrera, Howard (Adjunct Faculty) (Undergrad Student) Resigned October 2015 Wentworth, Blake (Faculty) (Grad Students) Disciplinary proceedings still pending. Previously released reports Date of report Respondent Complainant Action/Status December 2011 Leite, Diane (Staff) and Caniezo, Jonathan (Staff) (Staff) - Leite (Staff) - Caniezo Leite: Demotion Caniezo: Demotion February 2013 Sweitzer, Richard (Researcher) (Staff) Resigned October 2014 Fleming, Graham (Vice Chancellor) (Former Staff) Resigned from administrative position June 2015 Marcy, Geoff (Faculty) (Former Student), et al Resigned July 2015 Choudhry, Sujit (Dean) (Staff) Resigned from administrative position March 2016 Hufnagel, Yann (Contract Staff) (Non-affiliate) Disciplinary proceedings still pending.

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Page 1: OPHD Investigations Spreadsheet.pdf Copy

OPHD Investigative Reports and SanctionsEmployee Cases with Finding of Violation of the SVSH Policy – For the Last Seven Years

Reports released April 5, 2016

Date of report Respondent Complainant Action/Status

January 2011 Williamson, Ernest (Staff) (Undergrad Student) ResignedJanuary 2011 Narvaez, Frank (Staff) and

McCartney, Chuck (Staff)(Staff) Narvaez: 30-day Suspension

McCartney: 5-day SuspensionSeptember 2011 Anderson, Scott (Staff) (Former Student) ResignedJanuary 2013 Kohlstedt, James (Staff) (Contract Staff) TerminatedNovember 2013 Castillo, Nori (Contract Staff) (Student Intern) TerminatedSeptember 2014 Loya, Phillip (Staff) (Staff) Letter of WarningNovember 2014 Wong, Alan (Contract Staff) (Undergrad Student) Termination November 2015 Mulzet, Todd (Contract Staff) (Staff) Salary Decrease In Lieu of SuspensionNovember 2015 Topacio, Jeffrey (Staff) (Staff) TerminatedDecember 2015 D'Abrera, Howard (Adjunct Faculty) (Undergrad Student) ResignedOctober 2015 Wentworth, Blake (Faculty) (Grad Students) Disciplinary proceedings still pending. Previously released reports

Date of report Respondent Complainant Action/Status

December 2011 Leite, Diane (Staff) and Caniezo, Jonathan (Staff) (Staff) - Leite(Staff) - Caniezo

Leite: Demotion Caniezo: Demotion

February 2013 Sweitzer, Richard (Researcher) (Staff) ResignedOctober 2014 Fleming, Graham (Vice Chancellor) (Former Staff) Resigned from administrative positionJune 2015 Marcy, Geoff (Faculty) (Former Student), et al ResignedJuly 2015 Choudhry, Sujit (Dean) (Staff) Resigned from administrative positionMarch 2016 Hufnagel, Yann (Contract Staff) (Non-affiliate) Disciplinary proceedings still pending.