O'Brien Terrence L - Judicial Watch€¦ · IBDRY was SPI A Dividend J T 63. N . A Dividend Sold 3/18 J A 64. WFC A Dividend Sold 3/18 J D -65. M . A Dividend Sold 3/18 J D 66. SNY

O'Brien_ Terrence_L

SOURCE

SOURCE

SOURCE LOCATION PURPOSE

INCOME

ITEMS OR

FINANCIAL DISCLOSURE REPORT

Page 2of11

Name of Person Reporting

O'Brien, Terrence L.

Date of Report

05/25/2009

m. N 0 N-INVEST1\1ENT IN c 0 l\1E. (Reporting individual and spollSe; see PP· 17-24 of filing instructions.)

A. Filer's Non-Investment Income

0 NONE (No reportable non-investment income.)

AND TYPE (yours, not spouse's)

I. 2008 State of Wyoming - Judicial Retirement $27,785.78

2.

3.

4.

B. Spouse's Non-Investment Income - If you were ma"ied during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

[Z] NONE (No reportable non-investment income.)

I.

AND TYPE

2.

3.

4.

IV. REIMBURSE1\1ENTS -transportation, Jodging,food, entertainmenL

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[Z] NONE (No reportable reimbursements.)

1.

DATES PAID PROVIDED

2.

3.

4.

5.

SOURCE DESCRIPTION

CREDITOR DESCRIPTION

VALUE

VALUE CODE


Page 3of11

Name of Penon Reporting

O'Brien, Terrence L

Date of Report

05/25/2009

V. GIFTS. (lnclMdes those to spouse and dependent children; see pp. 28-31 of filing instrMctWns.)

D NONE (No reportable gifts.)

1. Bronze Marian Rochelle $6,500.00

2. Air Fare to Korea, Mongolia, & Siberia April Brimmer Kunz $4,350.00

3.

4.

5.

VI. LIABILITIES. (lnc/Mdes those ofspoMse and dependent children; see pp. 32-33 of filing instructions.)

[{] NONE (No reportable liabilities.)

1.

2.

3.

4.

-


Page 4of11



Date of Report

0512512009

VII. INVESTJ\1ENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

1. IRA#! Nationwide Templeton Foreign Fund A Distnoution L T TFFAX

2. IRA#! Artisan Mid Cap ARTMX A Dividend K T

3. IRA#lJanus Mid Cap Value Fund JMCVX A Dividend K T

4. IRA #I Nationwide American Century Ultra A Distribution K T TWUIX

5. IRA #I Dreyfus Money Market Reserves A Distribution J T

6. IRA#2 MSFT A Dividend Sold 3113 J A

7. IRA#2MMM A Dividend Sold 3/13 J A

8. IRA#2CAE A Dividend Sold 3/14 J A

9. IRA#2 BA A Dividend J T Buy ll/14 J

10. IRA #2CLX A Dividend J T Buy 12/02 J

11. IRA#2CVX A Dividend J T

12. IRA#2 DRYS A Dividend J T Buy 12/18 J

13. IRA#2GR A Dividend J T Buy 12/18 J

14. IRA#2 Money Market Account A Interest J T

15. AMX A Dividend Sold 3113 J D

16. BIIB A Dividend Sold 3113 J A

17. BIIB A Dividend Sold 3113 J A

I. Income Gain Codes: A -Sl,000 or less B -Sl.001 - $2.SOO C -S2,501 - SS,000 D -SS,001 - SIS,000 E :$15,001 - $50,000

(Sec ColUillDS Bl and 04) F-SS0,001 -$100,000 G -Sl00,001 - $1,000,000 HI -Sl,000,001 - SS,000,000 H2 •More than SS,000,000

2 Vaine Codes J -SIS,000 or!CB K. =SIS.001- SS0,000 L =$50.001- SI00,000 M Sl00,001 - $250,000 (Sec Columns Cl and DJ) N -$250,001 - $500,000 0 -SS00,001 - $1,000,000 Pl :SJ,000,001-SS,000,000 n -ss.000.001 - s25,ooo,ooo

PJ 25,000,00 I - $50,000,000 P4-¥ore1hlD SS0,000,000 3. Value Method Codes Q•App111isal R -COst (Real Estate Only) S •Asscssmait T =Cash Market

(Sec Col\lltUI C2) U •BookValue V-other W•Estimatcd

(4) (5)


Page 5of11



Date of Report

05/25/2009

VII. INVESTI\'IENTS and TRUSTS -income. value, transactions r1nc1.,des those of spouse and depeni1en1 children; see PP· 1-1-60 of filing instructions.)


A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period

(I) (2) (I) (2) (I) (2) (3) Place "(X)" after i=h asset [Amount! Type (c.g Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure ; Code I I div., rent, Code2 Method buy, sell, Month- Code2 CodeI buyer/seller ; (A·H) . or int) (J·P) Code3 redemption) Day (J-P) (A·H) (if private

(Q-W) transaction)

18. BMY A Dividend Sold 3/13 J A

19. cs co A Dividend Sold 3/13 J B

20. FDX A Dividend Sold 3/13 J D

21. GE A Dividend Sold 3/13 J A

22. GLW A Dividend Sold 3113 J D

23. HPQ A Dividend Sold 3/13 J D

24. INTC A Dividend Sold 3/13 K E

25. MSFT A Dividend Sold 3113 K E

26. PG A Dividend Sold 3/13 K D

27. RTN A Dividend· Sold 3/13 J D

28. WMB A Dividend Sold 3113 J B

29. WMB A Dividend Sold 31/13 J A

30. IBM A Dividend Sold 3/13 J A -

31. BKH A Dividend J T Buy 10/22 J

32. BA A Dividend K T Buy 10/10 J

33. CAT A Dividend J T Buy 10/10 J

34. GLW A Dividend J T Buy 10/22 J

I. Income Gain Codes: A=$1,000 orlcss B =Sl,001 • $2,500 c =$2,501 • ss.ooo D =SS,001 • SIS,000 E =SIS,001 • $50,000

(See Columns Bl and D4) F -sso,001. s100,ooo G •$100.001 • Sl,000,000 HI "51,000,001- SS,000,000 H2 =Mo11' than 55,000,000

2. Value Codes J cSJS,000 or less K '115,001 • SS0,000 L-$50,001 ·SIOO,OOO M •SI00,001 • $250,000 (See Columns Cl and 03) N =$250,001 • $500,000 0 =SS00,00 I • $1,000,000 Pl -Sl,000,001- $5,000,000 P2 =ss.000.001 • s2s.ooo.ooo

P3 -si5,ooo,001 • sso.000.000 P4 - en lhon SS0,000,000

3. Value Metbod Codes Q .:Appraisal R -Cost (Real Estate Only) s As!cssmcat T=Ca<hMarkct

(See Colmnn C2) U sBook Value V-odier W =Estimated

A. c.

(1) Ammmt i Type(e.g..

35.

39.

41.

43.

45.

47.

48.

49. 3/14

51.


Page 6of11



Date of Report

05/25/2009

VII. INVEST1\1ENTS and TRUSTS income, value, transactions r1nc1udes those of spouse ana dependent children; see PP· 34-60 of filing instructions.)-


B. D. Description of Assets Income during Gross value at end of Transactions during reporting period

(including trusl assets) reporting period reporting period

(2) (I) (2) (1) (2) (3) (4) (S) Place "(X)" after each asset

Code I i Value Value Type(e.g., Date Value Gain Identity of

div., rent, Code2 Method buy, sell. Month- Code2 Code 1 exempt from prior disclosure buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

36.

DD A Dividend 1 T Buy 10/10 K

FCX A Dividend 1 T Buy 11107 J

37. IBM A Dividend K T Buy 10/10 K

38. JNJ A Dividend K- T Buy 10/10 K

KMB A Dividend J T Buy 10/10 J

40. PAS A Dividend J T Buy 10/22 J

RTP A Dividend J T Buy 11/12 J

42. JAVA A Dividend J T Buy 10/10 J

TRA A Dividend J T Buy 10/10 J

44. TRN A Dividend J T Buy 10/10 J

UNP A Dividend J T Buy 11113 J

46. VLO A Dividend J T Buy 10/10 J

CMFUZ Money Mkt Acct A Interest K T

-

T Rowe Price Science PRSCX A Dividend Sold 3/13 J A

Focus Growth AMO AX was GRT AX A Distribution Sold J A

50. MS Information Fund IFOAX A Dividend Sold 3/14 J A

MS Capital Opportunity Trust B CPO BX A Distribution J T Merged (with line 52)

I. Income Gain Coda: A =S 1.000 or less B -Sl,001 - $2,500 C OJ -$5,000 D a$5,001 - $15,000 E a$JS,OOI - $50,000

(Sa: Columns Bl and 04) F..SS0,001-$100,000 0 ..SI00.001 - SJ,000,000 HI -Sl,000,001 -SS,000.000 H2 aMore than SS,000,000

2. Value Codes J cS 15,000 or Jess K-SIS,001 • $50,000 L"i50,001-SIOO,OOO M a$100,001 • $230,000 (See Cohmms Cl and D3) N -SZS0.001 • SS00.000 0-SS00,001 -$1,000,000 Pl -Sl.000,001-SS,000.000 P2 =SS,000,001 - $25,000,000

P3 -s25,000,00I - SS0,000,000 P4 =Man: than sso.000.000

3. Value Method Codes

(See Column C2) Q _.Appraisal U •Book Yalw:

. R -cosi (Real Estate Only) V-otbcr

s =AS..s.mcnt WaEstimated

T -<:ash Market

I (!) (4) (5)

i


Page 7of11



Date of Report

0512512009

VII. INVEST1\1ENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing Instructions.)


A. B. c. D. Description of Assets Income during Gross value al end of Transactions during reporting period

(including trust assets) reporting period reporting period

(I) (2) (2) {I) (2) (3)I Place "(X)" after each asset Amount' Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I I div., rent, Code2 Method buy, sell, Month- Code2 Code I buyer/seller (A-H) \ or inL) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

52. MS Capital Opportunity Trust A CPOAX A Distribution Sold 3/14 J A

53. MS Pacific Growth Fund A TGRAX A Distribution Sold 3/14 K A

54. VRGY A Dividend Sold 3/18 J A

55. A (Fidelity) A Dividend Sold 3/18 J A

56. BRKB A Dividend K T

57. BK.H A Dividend Sold 3/18 J B

58. HOG A Dividend Sold 3/18 J D

59. MRK A Dividend Sold 3/18 J D

60. MSFT (Fidelity) A Dividend Sold 3/18 J A

61. MOT A Dividend Sold 3/18 J A

62. IBDRY was SPI A Dividend J T

63. TXN A Dividend Sold 3/18 J A

64. WFC A Dividend Sold 3/18 J D -

65. YUM A Dividend Sold 3/18 J D

66. SNY A Dividend J T Buy 2126 J

67. SN Y A Dividend Sold 3/18 J A

68. BA A Dividend J T Buy 1/18 J

I. !noome Gain Code<: A •Sl,000 or less B •Sl,001 • S2.500 C-S2.501-S.5,000 D •SS,001 - S\5,000 E •SlS,001 - SS0,000 (See Columns Bl and D4) F •SS0,00I • S 100,000 o-s100,001-s1.ooo,ooo HI =Sl,000,001 • SS.000,000 H2 •More dr.m SS,000,000

2. Value Codes J-S\S,000 or Im K-Sl5,001- $50,000 L =S50,001- SI00,000 M •$100,001 • $250,000 (See Columns Cl and DJ) N •$250,001 - $500,000 o-ssoo.001 - si.000.000 Pt -Sl.000,001 -$5,001),000 P2-SS,000,00I - $25.000,000

P3 •W,000,001 • SS0,000,000 P4 on: than $50,000,000 3. Value Melbod Codeo Q •AppraiJal R =Cost (Real Esraie Only) s •Assessmalt T bMmct

(See Col111DD C2) U •Book Value V-Olha w Estimatt:d

A.

I I (4) (5) I

I i

!'

FINANCIAL DISCLOSURE REPORT Page 8of11



Date of Report

0512512009

VII. INVES Tl\fENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children: see PP. 14-60 of filing mstructions.J

0 NONE (No reportable income, assets, or transactions.)

B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period

(including truS1 essets) reporting period reportiDg period

(I) (2) (I) (2) (I) (2) (3) Place "(X)" after each asset 'Amount Type(e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure ! Code I div., rent. Code2 I Method buy, sell, Month- Code2 Code I buyer/seller l (A-H) or inL) (J-P) Code3 redemption) Day (J-P) (A-H) (ifprivate

(Q-W) transaction)

69. NVDA A Dividend Sold 3/18 J A

70. FCNTX A Dividend Sold 3/18 J c

71. FHIGX A Dividend L T

72. FMAGX A Dividend Sold 3/18 M A

73. FTEXX Money Mkt Acct A Interest N T

74. PTIIAX (TDA) A Interest J T

75. VKMHX(TDA) A Interest J T

76. EDJ Money Mkt Acct A Interest Sold 3/14 J A

77. PFL Annuity #1 A Interest K T



80. Checking#! A Interest J T

81. Savings #I A Interest L T -

82. Checking #2 A Interest J T

83. Savings #2 A Interest L T

84. Savings #3 A Interest L T Open 9130 L

85. Savings #4 A Interest L T Open 10/1 L

I. Income Gain Cod<:s: A-Sl,OOOorl ... B -Sl,CXH - S2,SOO c -S2,501 - $5,000 0 -S5,001 - SlS,000 E =SI S,00 I - SS0,000

(See Columns Bl and 04) F •$50,001 -SI00,000 G -Sl00,001 - S 1,000.000 HI -Sl,000,001 -SS,000,000 H2 M= than SS,000,000

2. Value Codes 1-115,000orkss K "$I S,00 I - $50,000 L-SS0,001-$100,000 M-Sl00,001 - $250,000

(See Columns Cl and 03) N -=$250,00 I -$500.000 0 -SS00,001 - S1,000,000 Pl -Sl,000,001 -$5,000,000 P2 m$S,000,00I -$25.000,000

P3 QS2S,000,00I - SS0,000,000 P4 ooMcn: thaa $50,000,000

3. Value Mclhod Codes Q ,.:Appr;risal . R -GQst (Real Estate Only) s -Asaessmcnl T<•h Market (Sec Column C2) U •Book Value v-omcr w •Estimated

(I) (I) !

!

I !

-

(2)


Page 9of11

Name of Penon Reporting


Date of Report

0512512009

VII. INVES Tl\fENTS and TR us TS - income, value, transacdons (Includes those of spouse and dependent children; see PP. 34-60 of filing instrucdons.)

0 NONE (No reportable income, assets, or transactions.)

A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period

(including lrUSt assets) reporting period reporting p od (2) (I) (2) (3) (4) (5)

Place "(X)" after each asset '.Amount Type (e.g., Value Value Type (e.g., Date I Value J, Gain Identity of exempt from prior disclosure ! Code! div., rent, Codc2 Method buy, sell, Month- ! Code 2 ; Code I buyer/seller

I (A-H) or int.) (J-P) Code3 redemption) Day i (J-P) i (A-H) (if private (Q-W) I transaction)

86. U SCoins None J T

87. U.S. Bonds A Interest J T

I. Income Gain Codes: A-SI ,000 or less B-Sl,001 • S:Z.SOO C-$2.SOI • SS,000 D =SS.001 • SIS,000 E =SIS.DOI • SS0,000

(See Columns Bl mid 04) F eSS0,001- $100,000 G -SI00,001 • Sl,000,000 HI -SJ,000,001 • SS,000,000 Ill •More thau SS,000,000

2. Value Codes J ..SIS.000 or less K=SlS,001- SS0,000 L =$50,001 • $100,000 M =S!00,001 • $250,000 (See Columns Cl and DJ) N-S:ZS0.001 • SS00,000 0-SS00,001 • Sl,000,000 Pl -Sl,000,001 • S.S,000,000 Pl =SS.000,00 I • SlS.000,000

P3 '."$25,000,001. SS0,000,000 P4 on:than SS0,000,000

3. Vaine Method Codes Q Appnisal R =Cost (Real EstalC Only) s •Assessment T -Cash Mad<ct

(See Column Cl) U •Book Value v -oit>cr w =EstilDllcd


Page IO of 11



Date of Report

05/25/2009

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofReport.)

FINANCIAL DISCLOSURE REPORT _Page 11 of 11

Name of Person Reporting Date of Report

O'Brien, Terrence L. 05/25/2009

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and bonoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDMDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N .E. Washington, D.C. 20544

Documents

O'Brien Terrence L - Judicial Watch€¦ · IBDRY was SPI A Dividend J T 63. N . A Dividend Sold 3/18 J A 64. WFC A Dividend Sold 3/18 J D -65. M . A Dividend Sold 3/18 J D 66. SNY