I /I - Judicial Watch...37. YUM A Dividend . J . T 38. MA 5.625% ST Port Rev A Interest Matured 07/01/10 . J . A 39. MA 5.5% Pt Auth Rev B Interest . K . T 40. XLP A Dividend Sold

I ../I

Covello,

,.

AO JO Rev. J/20II

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978

FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§ 101-111)

1. Person Reporting (last name, first, middle initial)

Covello, Alfred V.

2. Court or Organization

U.S. District Court, CT

3. Date of Report

05/09/2011

4. Title (Article Ill judges indicate active or senior status;

magistrate judges indicate full- or part-time)

U.S. District Judge - Senior

Sa. Report Type (check appropriate type)

D Nomination, Date D Initial [{] Annual Sb. D Amended Report

D Final

6. Reporting Period

01/01/2010

to

12/31/2010

7. Chambers or Office Address

450 Main Street Hartford, CT 06103

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instr1'ctions accompanying this form must be followed. Complete all parts, checking the NONE box for each pqrt where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. Director William & Alice Mortensen Foundation

2.

3.

4.

5.

IJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

PARTIES AND TERMS

NONE (No reportable agreements.)

I.

2.

3.

Alfred V.

[{]

4.

3.

Name of Person Reporting

Covello, Alfred V.

Date of Report

05/09/2011

FINANCIAL DISCLOSURE REPORT

Page 2of15

III. N 0 N-INVES TMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

I. 12/31/IO

SOURCE AND TYPE

State of Connecticut Pension

INCOME (yours, not spouse's)

$111,597.00

2.

3.

B. Spouse's Non-Investment Income - I/you were married during any ponion of the reporting year, complete this section. (Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

JV. REIMBURSEMENTS transportation, lodging, food, entertainment. -(Includes those to spouse and dependent children; see pp. 25-27 offiling instruclions.)

[{] NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I.

2.

4.

5.

5.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 3of15 Covello, Alfred V. 05/09/2011

V. GIFTS. (Includes those to spouse and dependent children; see pp. 18-3I of filing instructions.)

[ZI NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

l.

2.

3.

4.

VJ. LIABILITIES. (Includes those of spouse and dependent children; see pp. 31-33 of filing instructions.)

[ZI NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

2.

3.

4.

5.

(2) (3)

(J-P)


Page 4of15


Covello, Alfred V.

Date of Report

05/09/2011

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see PP• 34-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(l) (I) (2) (l) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code l buyer/seller (A-H) or int.) (J-P) Code 3 redemption)

(Q-W)

(A-H) (if private

transaction)

I. RMA Tax Free Money Market A Dividend K T

2. Bk of New England CH. 7 Bankruptcy None J u (8/23/2004)

3. HP A Dividend J T

4. A A Dividend J T

5. SWK A Dividend J T

6. MCD A Dividend J T

7. PEP A Dividend J T

8. SCI None J T

9. UBSIRAMMF B Dividend J T

10. UBS Bank Deposit IRA A Int./Div. J T

I I. Real Estate, Bidderford, ME (1/2 Interest) c Rent M w

12. Real Estate, Nap le FL ( 1/2 Interest) D Rent 0 w

13. Real Estate, Farmington CT c Rent Pl w

14. Schwab Brokerage# I

15. T A Dividend J T

16. AAPL None K T Sold 04/29/10 J D (part)

17. Schwab Money Market (MMF) D Dividend M T

I. Income Gain Codes: A =S1.000 or less B =S 1.00 I -$2,500 c =$2,501. $5,000 D =$5,001 -$15,000 E=$15,00l -$50,000

(Sec Columns DI and D..f) F =$50,001 - $100.000 G =$100.001 -Sl,000,000 HI =$1,000.001 -$5.000,000 H2 =More than $5,000,000

2. Value C'o1.ks J =$15.000 or less K =$15.00 I - $50,000 L =$50,001 - $100.000 M =$1DO,OOl - $250,000

(Sec Columns CJ and 03) N =$250,001 - $500,000 0 =$500,00 I -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I -$25,000,000

PJ =$25,000,001 • $50.000,000 P4 =MNc than $50,000,000

J. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ""'Assessment T =Cash Market

(Sec Column C2) U =-llook Value V "Other W =Estimated

(2) (3)



VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)




(I) (2) (I) (2) (I) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mrnldd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

18. CATO A Dividend K T Sold (part)

19. DTE A Dividend K T Sold (part)

20. ETN A Dividend K T Buy

21. GOOG None J T

22. GS A Dividend K T

23. HPQ A Dividend K T Sold

' (part)

24. IBM A Dividend K T Sold (part)

25. KFT A Dividend J T

26. MRK A Dividend K T

27. MS A Dividend Sold

28. NE A Dividend Sold

29. NVT A Dividend J T

30. PG A Dividend J T

31. PM A Dividend J T

32. PTV A Dividend J T

33. RTN A Dividend Sold

34. SCHW A Dividend J T

04/29/10 J A

04/29/10 J c

09/28/10 K

09/28/10 J B

04/29/10 J B

09/28/10 J A

09/28/10 K A

04/29/10 K A

I. Income Gain Codes: A =$1.000 or less B =$1.00 I -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,00 I - $50,000 (Sec Columns 131 and 04) F =$50,00I -$ I00.000 G =$ I00.00 I • $I ,000,000 HI =$1,000,00 I -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$!00,000 M =$!00,001 -$250,000

(Sec Columns Cl and DJ) N =$250.001 - $500,000 0 =$500.001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I • $25,000,000

PJ $25.000.001 - $50.000.000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =A sscssmcnt T =Cash Market (Sec Column C2) V =Book Value V ·Other W =Estimated


Page 6 of15


Covello, Alfred V.

Date of Report

05/09/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes ttiose of spouse and dependent children; see PP· 34-60 of filing instructions.)


A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets ) reporting period ofreporting period

(I) (2) (!) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller

(A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

35. TNC A Dividend K T

36. vz A Dividend J T

37. YUM A Dividend J T

38. MA 5.625% ST Port Rev A Interest Matured 07/01/10 J A

39. MA 5.5% Pt Auth Rev B Interest K T

40. XLP A Dividend Sold 09/28/10 J A

41. VFH A Dividend K T

42. YUM A Dividend K T

43. TRY A Dividend K T

44. NKE A Dividend J T

45. CT State Gen Rev 4% B Interest L T

46. Stamford CT GO 4% B Interest L T

47. VTI A Dividend L T

48. VHT A Dividend K T Sold 09/28/I 0 K c (part)

49. CVY A Dividend L T Buy 09/28/10 L

50. XLE A Dividend K T

51. EFG A Dividend K T

I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15.001 -$50.000

(SccColummBI and 04) F =$50,001 - $100.000 G =$100,001-$1,000,000 HI =$1,000,001- $5,000,000 H2 =More than $5,000,000 2. Value Codes J ,$15,000 or less K ,$15,00 I -$50,000 L ,$50,001 -$100,000 M ,$I 00,00 I -$250,000

(Sec Columns CJ and DJ) N =$250.00 I - $500.000 0 =$500,00 I - $1,000,000 PI =$1,000,00 I -$5,000,000 P2 =$5,000,00 I - $25,000.000

PJ ,$25,000,001 -$50.000.000 P4 =More lhan $50,000,000

3. Value Method Cod1.·s Q =Apprai

(I) (4)


Page 7 of15 Covello, Alfred V. 05/09/2011

VII. INVESTMENTS and TRUSTS income, va1ue, 1ransac1ions r1nc1udes tlwse of spouse and dependent children; see PP· 34-60 offilinc instructions.) -


A. B. c. D.


(including trust assets) reporting period ofreporting period

(I) (2) (2) (I) (2) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

52. IJK A Dividend K T Sold 09/28/10 K D (part)

53 . 111 A Dividend K T

54. IJT A Dividend K T Sold 09/28/10 K c (part)

55. !JS A Dividend J T

56. IWB A Dividend K T

57. HYG c Int./Div. L T Sold 09/28/10 J B (part)

58. EMB c lnt./Div. L T Sold 09/28/10 J B (part)

59. FXI A Dividend K T

60. DBC A Dividend K T

61. PIO B Dividend K T

62. SCHY B Dividend K T

63. XLY A Dividend K T

64. XLB A Dividend K T

65. XLK A Dividend K T

66. SOY B Dividend K T

67. vwo A Dividend K T Sold 04/29/10 J B (part)

68. VNQ A Dividend K T

I. Income Gain Codes: A =S 1.000 or less B =S 1,00 I -$2.500 C =$2.50 I -$5,000 D =$5,001 -$15,000 E=$15.00l -$50,000 (Sec Columns BI and 04) F =$50.00 I -SI 00.000 G =$100,001 - SI.000,000 HI =$1,000.00 I -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15.000 or less K =$15,001 -$50.000 L =$50,00 I - $I 00,000 M =$100,00 I -$250,000

(Sec Columns CI and DJ) N =$250.001 - $500,000 0 =$500.00 I -S 1.000,000 Pl =$1.000,001 -$5,000.000 P2 =$5.000.001 -$25,000,000 PJ =$25,000.00 I -$50.000.000 P4 =More than $50,000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V00thcr W =Estimated

(3)


Page 8of15


Covello, Alfred V.

Date of Report

05/09/2011

VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes 11wse of spouse and dependent children; see PP· 34-60 of filing ins1ruc1ions.J


A. B. c. D.

Description ofAssets Income during Gross value at end Transactions during reporting period


(I) Place "(X)" after each asset

(2) (I) (2) (I) (2) (4) (5) Amount Type (e.g., Value Value Type (e . g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2exempt from prior disclosure Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

69. CTG03.5% A Interest K T

70. Pinal County AZ 5% A Interest M T

71. NY City 5.25% GO D Interest L T

72. Louisiana ST Correc 5% B Interest K T

73. Midland TX 5% GO B Interest K T

74. Vernon CT 4% GO c Interest M T

75. Citizens PPty Fl Rev 5% c Interest M T

76. Reagan Cty TX 4% GO c Interest M T

77. Utah Wtr Auth Rev 5% c Interest M T

78. Magnolia TX 5% GO c Interest M T

79. NY State Dorm 5% c Interest M T

80. Northside TX 3.5%GO A Interest M T

81. Mass. State Health 5% A Interest M T

82. CA State Econ 5% B Interest L T

83. San Fran CA Rev 4% B Interest K T

84. Tarrant County TX 5.75% D Interest M T

85. UCONNG05% B Interest K T

I. Income Gain Codes: A =S 1,000 or less B =Sl.001 • $2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15.001 -$50,000

(Sec Columns BI and 04) F =$50,00I • SI00.000 G =$100.001 • $1.000.000 HI =$1,000.00 I - $5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K =$15.001 -$50.000 L =$50,001 -$100.000 M =$100,00 I - $250,000

(Sec C'olunms CI nnd 03) N =$250.001 -$500,000 0 =$500.001. $1,000.000 Pl =$1,000.001 -$5,000,000 P2 =$5,000,00 I -$25,000,000 P3 =$25,000,001 - $50.000,000 P4 =More than $50.000,000

3. Value Method Codes Q =Appraisal R :o(ost (Real Est:Jtc Only) S =Assessment T =Cash Market (Sec Column C2) U =llook Value V =Other W =Estimated

of15

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Covello, Alfred V.

Date of Report

05/09/2011

VII. INVE s TMEN TS and TR us TS income, value, transactions (Includes those of spouse and dependent children; Sl!I! pp. 34-60 of filing instructions.) -


A. B. c. D.



(1) (2) (I) (2) (I)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g.,

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell,

(A-H) or int.) (J-P) Code3 redemption)

(Q-W)

86. G lastonbury 4.5% c Interest L T

87. Schwab Brokerage #2

88. SchwabMMF A Dividend K T

89. ACN A Dividend J T

90. AKZOY A Dividend J T Buy

91. AHKSY A Dividend J T Buy

92. BUD A Dividend J T Sold (part)

93. ALU A Dividend J T

94. MT A Dividend J T

95. BSBR A Dividend J T

96. ABX None Sold

97. BA CHY A Dividend J T Buy

98. BRGYY A Dividend J T Buy

99. BJI NY A Dividend J T Buy

100. BNPQY A Dividend J T Buy

IOI. BCS A Dividend J T Sold (part)

102. BAESY None Sold

(2) (3) (4) (5)

Date Value Gain Identity of

mm/dd/yy Code2 Code I buyer/seller

(J-P) (A-H) (if private

transaction)

03/08/10 J

11/24/10 J

06/23/10 J A

03/11/10 J A

02/01/10 J

01/26/10 J

01/27/10 J

04/29/10 J

03/10/10 J A

03/10/10 J A

I. Income Gain Codes: A =$1.000orbs B =$ I ,00 I - $2.500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15.00 I - $50,000

(Sec Columns BI and 04) F =$50,00 I - $I 00.000 G =$100,001. $1,000,000 Hl =$1,000,001-$5,000,000 112 =More than $5,000,000

2. Value Codes J =$15,000 orlc" K =$15,001 -$50,000 L =$50,001 -$100,000 M =$I 00,00 I -$250,000

(Sec Columns CI and DJ) N =$2511.001 • $500,000 0 =$500.001 -SJ,000,000 PI =$I ,000,00 I - $5,000,000 P2 =$5,000,00 I -$25,000,000

PJ -$25,000.001. $50,000.00[) P4 =More than $50,000.000

3. Value Method Codes Q :.:Appraisal R "Cost (Real Eswtc Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W =Estimated

A. B. c.



VII. INVESTMENTS and TRUSTS income, varue, transactions r1nc1udes t1wse of spouse and dependent children; see pp. 34·6o of filing instructions.) -


D.



(1) (2) (I) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

103. BHP None Sold

104. BZLFY A Dividend J T

105. CCJ A Dividend Sold

106. CAJ A Dividend J T

107. CYOU A Dividend Sold

108. CVE A Dividend J T Buy

109. CNIT None J T Buy

110. CJREF A Dividend J T Buy

111. CHL None J T

112. CEO None J T

113. cs A Dividend J T

114. DBOEY A Dividend J T

115. DEO A Dividend J T

116. EGO None J T Buy

117. EXPGY A Dividend J T

118. FMS A Dividend J T

119. FJTSY A Dividend J T Buy

11/10/10 J B

05/03/10 J A

12/07/10 J A

04/27/10 J

04/06/10 J

01/07/10 J

03/15/10 J

03/16/10 J

I. Income Gain Codes: A =$1,000 or less B =$1.00 I • $2,500 C =$2,50 I - $5,000 D =$5,00 I - $15,000 E =$15,001 - $50,000 (Sec Columns BI and D4) F =$50,00 I -$I 00,000 G =$I 00,00 I - $1,000,000 HI =$1.000,001 - $5,000.000 H2 =More than $5,000,000

2. Value C'odcs J =$15,000 or less K =$15.001 -$50,000 L =$50,001 - $100,000 M =$!00,001 - $250,000

(Sec Columns(' I and DJ) N =$250.001 -$500,000 0=$500.001-$1,000.000 Pl =$1,000.001 -$5,000,000 P2 =$5,000,001 -$25,000,000 PJ =$25,000,001 • $50,000.000 P4 =More than $50,000,000

3. Value Method CoJcs Q =Appraisal R ==Cost (Real Est:itc Only) S =Assessment T =Cash Market

(Sec C:olunm C2) U =Book Value V =Other W =Estimated

D.

(I) (3) (5)


Page 11 of 15


Covello, Alfred V.

Date of Report

05/09/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


A. 8. c. Description of Assets Income during Gross value at end Transactions during reporting period


(I) (2) (I) (2) (2) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

120. GVDNY A Dividend J T

121. HBC A Dividend Sold 02/09/10 J A

122. JUPIY None J T

123. KDDIY None J T

124. KCRPY None J T

125. AHONY A Dividend J T

126. LNEGY A Dividend J T Buy 01/13/10 1

127. LVMUY A Dividend 1 T Buy 05/10/10 1

128. MTNOY None 1 T

129. MKTAY None 1 T Buy 05/06/10 1

130. NSRGY A Dividend 1 T

131. NTDOY None Sold 03/15/10 1 A

132. NBHGY None Sold 08/05/10 1 A

133. NVS A Dividend 1 T

134. NVO None 1 T

135. PBR A Dividend Sold 11/10/10 1 A

136. PUBGY A Dividend Sold 07/22/10 1 A

I. Income Gain Codes: A =$1.000 or less B =$ 1,00 I -$2.500 C =$2,50 I -$5,000 D =$5,001 - $15,000 E =$15,00 I -$50,000 (Sec Columns Bl and 04) F =$50,001 -$I 00,000 G =$100,001 -$1,000,000 HI =$1,000,00 I -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,00 I -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

(SccColumnsCI andD3) N =$250,001 -$500,000 0 =$500,00I -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,00 I - $50,000.000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W =Estimated

of filing

(I) (I) (I) (5)

(Q-W)



VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 instructions.)-


A. B. c. D.



(2) (2) (2) (3) (4)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller

(A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

transaction)

137. RUK A Dividend J T

138. RHHBY A Dividend J T

139. RDSA A Dividend J T Buy 11/10/10 J

140. SAP None J T

141. SGPYY A Dividend J T

142. SVNDY A Dividend J T

143. SBGSY A Dividend J T

144. SGSOY A Dividend J T

145. SI A Dividend J T

146. SNN A Dividend J T

147. SNE A Dividend J T Buy 10/29/10 J

148. SQM A Dividend J T

149. SCGLY A Dividend Sold 03/17/10 J A

150. SDXAY A Dividend J T

151. SLW None J T Buy 01/12/10 J

152. SLT A Dividend Sold 12/10/10 J B

153. STD A Dividend Sold 04/27/10 J A

I. Income Gain Codes: A =$1,000 or less B=Sl,001-$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,001 • $50,000

(Sec Columns BI and 04) F =$50,001 -$100,000 G =$100,00 I - $1,000,000 HI =$1,000,00 I • $5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K =$15,00 I • $50,000 L =$50,00 I -$ I00,000 M =$100,001 - $250,000

(Sec Columns CI and 03) N =$250,00 I • $500,000 0 =$500,00 I - $1,000,000 P l =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 PJ =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value McLhod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

(I) (I) (2) (3) (5)


Page 13 ofl5 Covello, Alfred V. 05/09/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions r1ncrudes those of spouse and dependent children; see PP· 34-60 of filing instructions.)




(2) (2) (I) (4)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

154. SUHJY A Dividend J T

155. SWBDY A Dividend J T

156. TCK None J T Buy 12/02/10 J

157. TLM A Dividend Sold 04/26/10 J A

158. TEVA None J T Buy 06/21/10 J

159. TSCDY A Dividend J T

160. TNTTY A Dividend J T

161. TKGBY A Dividend J T Buy 08/02/10 J

162. TM A Dividend Sold 01/28/10 J A

163. UGP None J T Sold 12/10/10 J B (part)

164. UN None J T

165. OUVEY A Dividend Sold 03/05/10 J A

166. VLEEY A Dividend J T Buy 10/22/10 J

167. VOD A Dividend J T

168. WSH None J T

169.

I. Income Gain Codes: A =$1.000 or less B =$1.00 I - $2,500 C =$2,50 I -$5,000 0 =$5,00 I - $15,000 E =$15.00 I -$50,000

(Sec Columns BI and 04) F =$50,00 I • $I 00,000 G =$100,00 I • $1.000,000 HI =$1,000,00l -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K=$15,00l -$50,000 L =$50,00 I -$100,000 M =$100,001 -$250,000

(Sec Columns Cl and 03) N =$250,001 • $500,000 0 =$500,00I -$1,000,000 Pl =$1,000,001 - $5,000.000 P2 =$5,000,00 I -$25,000,000

P3 °$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book V alue V =Olhcr W =Estimated

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT


VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport.)


Pagel5of15

Name of Person Reporting Date of Report

Covello, Alfred V. 05/09/2011

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ Alfred V. Covello

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

POSlIION NAME OF ORGANIZATION/ENTITY

PARTIES AND TERMS

Report Required by the Ethic,, FINANCIAL DISCLOSURE REPORT AOJO in Government Act of 1978 Rev. /!10ll

FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§ 101-111)

J. Penon Rrportlng (last name, flnt, middle Jnltl•I)

Covello, Alfrod V.

2. Court or Orpnlzadon

U.S. District Court, CT

3. Date of Report

OS/09/2011

4. Title (Artltle UI jadga Indicate 11etlve or senior status; magistrate judges indicate fllll-or part-time)

U.S. District Judge - Senior

5a. Report Type (cheek apprvprllde iype)

D Nomination. Date

D Initial !2J Annual

5b. o Amended Report D Final

6. Reporting Period

01/01/2010 to

1213112010

7. Chamben or Otlke Address

450 Main Street Hanford, CT 06103

8. On the basis of the lnfonmdon contained In Ibis !Uport and any modlftc:allons pertalnlag thereto, It Is, Jn my opinion, In mmpllaaa: with applicable la'!n and Ttgolatlons.

Reviewing Offtcer Date

IMPORTANT NOTES: The imtractions accompanying thb form mu.ft IMfollo.-L Compld4 all parts, t:Mc/ring the NONE box for each pan where you hlll't no reportable infol'1flation. Sign on lut page.

I. POSITIONS. (hponlngl11dMdiu.lotl/y;.,App. P.13offtHtJKimtrltdiom.)

0 NONE (No reportable positions.)

I. Director William&: Alice Mortensen foundation

2.

3.

4.

s.

II. AGREEMENTS. (RqJOrtbtg bt41vl4tuil onln sa pp. U-16 of fiJing instrlll:liorrs.)

l2J NONE (No reportable agreements.)

I.

2.

3.

Covello, Alfred V. A

SOURCE AND TYPE

SOURCE AND TYPE

SOURCE DATES LOCAIJON PURPOSE

INCOME

lTEMS PAID OR PROVIQED

Name nf Person !Upordog

Covello, Alfred V.

Date of Report

051091201 l


Page2of15

III. NON-INVESTMENT INCOME. (Rq1or1ingtmtivid»0l111Whpo113e;sttpp.11-Uoffil/rrglnslrwc:tions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

I. 12131/10 State of Connecticut Pension

(youri., not spousc•s)

$111,597.00

2.

3.

4.

B. Spouse's Non-Investment Income lfyoa ..we rnanid hring "n.r portion of tlu Jr{JIHtUrg yau, eolllplete t1tu 1tdlb11. -(Do/far amounl JtOt required except for ltonararia.)

[ZJ NONE (No reportable non-investment income.)

1.

2.

3.

4.

IV. REIMBURSEMENTS - tnmsportatio,., lodginc,food, ortermin-

SOURCE DESCRIPTION

I I

CREDITOR DESCRIPTION

VALUE

VALUE COPE


Page 3of15


Covello, Alfred V.

Date of Rqiort

05/09/2011

V. GIFTS. (Jnclllllea those tt> lfJO#SI tllld depmdent cblldren: ne pp. 211-Jl of f/Jbtg imtnu:tio.u.)

[{] NONE (No reportable gifts.)

1.

2.

3.

4.

s.

VI. LIABILITIES. (lrrclada those ofspouu tm4 dependent dtiltlren; :ru pp. 31-JJ offtUngimtrl4Ctfuns.)

.t NONE (No reportable liabilities.)

I.

2.

3.

4.

5.

(2) (I)

Date of Report Name of Penoo Reporting FINANCIAL DISCLOSURE REPORT

Page 4of15 05/0912011CoveJlo. Alfred V.

VII. INVESTMENTS and TRUSTS - ilicome. witiu; o-slZCfioru anctudes t1iase afspollSuna tkpendUtt cJaildnn: seepp. Juo afflUng i'lfSfl'11aiam.>

D NONE (No reportable income, assels, or transactions.)

A. B. c. D. Description of Assets lnmmc during Oross value: al end Transactions during reporting period

(including trust assets) rtparting period of reporting period

(I) (I) (2) (2) (3) (4) (S) Place "(X)" aft.a each asset AmOlDll Type(c.g., Value Vahle Type{e.g., Date Value Gain ldentil)'of

empl liom prior disclosure Code I div., rent, Code2 Method buy,stll, lll!llfdd/yy Olde 2 Code I buyer/seller (A-H) or in!.) (J-P) Ccdt3 red=plion) (J-P) (A-H) (if private

(Q.W) transaction)

l. RMA Tax Free Money Market A Dividend K T

2. Bk ofNew England CH. 7 Bankruptcy None J u (8/2312004)

3. HP A Dividend J T

4. A A Dividend J T

s. SWK. A Dividend J T

6. MCD A Dividend J T

7. PEP A Dividend J T

8. SCI None J T

9. UBSIRAMMF B Dividend J T

10. UBS Bank Deposit IRA A IntJDiv. J T

11. Real Estate, Biddcrford, ME (112 Interest) c Rent M w

12. Real Estate, Naple FL (112 Interest) D Rent 0 w

13. Real Estate, Farmington CT c Rent Pl w

14. Schwab Brokerage #l

15. T A Dividend J T

16. AAPL None K T Sold 04129/10 J D

(part)

17. Schwab Money Market (MMF) D Dividend M T

I. lncomc O>lnC3.000,000 H2 •M

(part)

(1) (1)


Page 5of15

Name of Peno11 Reporting

Covello, Alfn:d V.

Date of Rt:port

05/09/201!

VII. INVESTMENTS and TRUSTS -1ncom VtJ transactJom

A.

(1) (I) (2)

Name of Feno. Reporllng Date of Report FINANCIAL DISCLOSURE REPORT

Page 6of15 05/09/2011Covello, AlfndV.

VII. INVESTMENTS and TRUSTS - incoine, ""'"" ir«MaaWM (Includes thosufspou.ttan4tkpmdentchi14ren; supp. JUO offdinglmtr11ctiom.J


B. c. 0. Gross value at endDescriptio11 of Assets lncome during Tramac1ions during reposting period

(inclllding trust asse ) reporting period of reporting period

(2) (2) (I) (3) (4) (S) Place "{X)" after each asset Amount Type(e.g.• Value Value Type(e.g., Datt Value Guin Identity of

exempt from prior disclosure: Code I div., rent, Codc2 Metbod buy, sell, mmldd/yy Code2 Cooel buyer/seller (A-H) orinl) (J-P) Code3 red.emption) (J-P) (A-H) (if private

(Q-WJ l:Jllnsactioo)

35. TNC A Dividend K T

36. vz A Dividend J T

37. YUM A Dividend J T

38. MA 5.625% ST Port Rev A Interest Matured 07/0l/10 J A

39. MA 5 .5% Pt Auth Rev B Interest K T

40. XLP A Dividend Sold 09/28/10 J A

41. VFH A Dividend K T

42. YUM A Dividend I( T

43. TRY A Dividend K T

44. NKE A Dividend 1 T

45. CT State Gen Rev 4% B Interest L T

46. Stamford CT GO 4% B Interest L T

47. VTI A Dividend L T

48. VlIT A Dividend K T Sold

(part} 09/28/10 K c

49. CVY A Dividend L T Buy 09/28/10 L

so. XLE A Dividend K T

51. EFG A Dividend K T

I. loconie Gain COO..: A s1.ooo ot 1 .... B •Sl.001 • S2.S00 C =SZ,SOI - SS.000 D c$S,OOI - SIS,000 E s1s.oo1 -SS0,000 (See ColumD!I BI ud 04) F •U0,001 - SI00,000 G "'$100.001 -Sl,llD0.000 HI -Sl,000,001- SS,000,000 H2 •Mcce thon SS,000,000

2. ValueCodH J •SIS,000 or less K•SU,001 ·S .ooo L c$.50,001 • SJ00,000 M =S100,001 -nso,ooo

(SeeColummCI IJlll DJ) N •Sl.10,001 • SS00,000 0 c$SOO,OOI - SI ,000,000 Pl •Sl,000,001-SS,000,000 P2 •SS,000,001 - S2.l,000.000 PJ •US,000.001 - SS0,000,000 P• •MOR! - SS0,000,000

3. Value Med>od Codco Q "'PllrlUal R -coot (Ru! Eltole Ooly) S=A'Htismeot T -ca.Ji Mallet (S.. Cobnn Cl) U•Book VaW. v -'-Other W •Estimalod

T

(1) (I)


Page 7of15


Covello, Alfred V.

Date of Report

05/09/201 l

Vil. INVESTMENTS and TRUSTS income. 1"'11Uo 1rmwu:t1nm

div.,J"rllt,

(2)

Date of Report Name of Penon IUportlng FINANCIAL DISCLOSURE REPORT

Page 8of15 05/09/2011Covello, Alfred V.

A B. c. D. Description of AsseU Income during Grosa value at c:Dd Tnnsactions during reporting peJiod

(including lnlst assets) reporting period of reporting pcriQd

VII. INVESTMENTS and TRUSTS -1nco-, 1101ue.trA1UIU:tiom

r1,,c1 ..

c L T

(2) (2)

Name o!Pmea lhporting Date of Rq>ort FINANCIAL DISCLOSURE REPORT

Page 9of15 Covello. Alfred V. 05/09/2011

VII. INVESTMENTS and TRUSTS - lneome. wJur. traMaaiom da those ofspa113ean4 tkpmtlw chlldtt11; """PP. 1.uo offllmximrr..atom.>

0 NONE (No reportable income, assets, or transactions.)

A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust asscu) reporting ptriocl of reporUng period

(I) (2) (I) (I) (3) (4) (5) Place "(X)" aft.er each asset Amount Type(c.g., Value Value Typc(e.g., Date Value Gain Identity of

exempt from prior discloswe Codct div., rent, Codc2 Method. buy,oeD, Codc2 Code! buyer/sellermm/ddlyY(A-H) or inl) (J·P) Code3 redemption) (J-P) (A·H) (if priva«ie

(Q-W) tnmsactiOII)

86. Glastonbwy 4.5%

87. Schwab Brokerage #2

88. SchwabMMF

89. ACN

90. Al

(I) (2)

Date of. Report Name of Penon Reporting FINANCIAL DISCLOSURE REPORT

Page 10 of15 Covello, Alfred V. 05/09/2011

VII. INVESTMENTS and TRUSTS -inco1ne, •w1111, translldfons r1N:1w1 t1rost of spoumuu1 upem1mt dd/4Mn; ttllpp. Juo of film 1.t1s1rllClions.>


A. B. c. D.

Description of Asscts Lacomeduring Gross value at erld Transactions during reporting period (including trust assets) reporting period of reporting period

(2) (I) (I) (2) (3) (4) (SJ Place "(X)'" aflcr each asset Amount Type (e.g., Value Value Type(c.g., Date Value Gain Identity of

exempt from prior disclosure Code! div.,n:ct, Code2 Method buy, scll. mm!d

(2)


Page 11of15

Name of Penon Reporting

Covello, Alfnd V.

Date or Report

05/09/2011

VII. INVESTMENTS and TRUSTS - tncome, wiJ"e, trtuullClioM r1nc1"aes 11wse of spollSe am1 aepent1mt c11ihlmt; ree PP. 1uo offlttng 1nstr,,ct1mu.J


A. Description of Assets

(including tnlSI assets)

B. Income during

reporting pcriOO

c. Gross value at end

of reporting period

D. Transactions during reporting period

(1) (1) (2) (I) (2) (3) (4) (S) Place •oq• caclJ asset Amount Type( e.g., Value Viluc Type(e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, C".odc :z Method buy,scD, mmldtl/yy Code2 Code! buyer/seller (A-H) Of int.) (J..P) Code3 redemption) (J-P) (A-H) (ifpriva1e

(Q-W) transaction)

120. GVDNY A Dividend J T

121. HBC A Dividend Sold 02109110 J A

122. JUPIY None J T

123. KDDIY None J T

124. KCRPY None J T

125. AHO NY A Dividend J T

126. LNEGY A Dividend J T Buy 01/13/10 J

127. LVMUY A Dividend J T Buy 05/10/10 J

128. MTNOY None 1 T

129. MKTAY None J T Buy 05/06/10 J

130. NSRGY A Dividend J T

131. NTDOY None Sold 03/15/10 J A

132. NBHGY None Sold 08/05/10 J A

133. NVS A Dividend 1 T

134. NVO None J T

135. PBR A Dividend Sold 11/10/10 J A

136. PUBGY A Dividcn.d Sold 07/22/10 1 A

I. llu:ame Cain C

(l) (2) (I)


Page 12of15

Name of Person Repor1fng

Covello, Alfn:d V.

Dale of Rtport

05/0912011

VII. INVESTMENTS and TRUSTS -Income. lwue,transtu:tWres

(1) (3)

Name of Penon Reporting D•te of Report FINANCIAL DISCLOSURE REPORT

Covello, Alfred V. 05/09/20llPage 13of15

VII. INVESTMENTS and TRUSTS -im:ome, va/11e, tr11maaions (lncl11da1/um ofJPOllSUMdq>etuicntchiJJl'ell; U•pp. J O ofjillnginstr"ctlons.)

D NONE (No reportable income, assets. or transactions.)

A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) nporting period of reporting period

(2) (1) (2) (1) (2) (4) (5) Place "(X)" after each asset Amount Typc{c.g.. Value: Value Type (e.g., Dale Value Gain Identity of

exempt fi'om prior disclosure O>dcl div., rent, Code2 Melhod buy, sell, JD.m'ddlyy Code2 Code 1 buyer/seller (A-H) or int.) {H) Code ndrnlplion) (J.P) (A·H) (if private

(Q-W) transaction)

154. SID A Dividend Buy 01125/10 J

155. SUHJY A Dividend J T

\56. SWBDY A Dividend J T

157. TCK None J T Buy 12/02/10 J

158. TLM A Dividend Sold 04/26/10 J A

159. TEVA None J T Buy 06121/10 J

160. TSCDY A Dividend J T

161. TNTTY A Dividend J T

l62. TK.GBY A Dividend ] T Buy 08/02/10 J

163. TM A Dividend Sold 01128/10 J A

164. UGP None J T Sold 12/10/10 J B (part)

165. UN None J T

166. OUVEY A Dividend Sold 03/05/10 J A

167. VLEEY A Dividend J T Buy 10/22/LO J

168. VOD A Dividend J T

169. WSH None J T

l70. CT st.5%00 c Dividend Matl.ll'ed 07/15/IO L A

I. Ia.:ome Gain Code>: A •SI ,000 ..-1 ... B •Sl,001 • $2.SOO C =S2.SOI -SS,000 o ss.001 . s".ooo E •SIS.001 - S.S0.000 (SOe Corumm Bl wl 04) F •1'0,001 • $100,000 G •$100,001 • $1.000,000 m -u.000,001. s.s,000.000 H2 sMore dlall U,000,000

2.V.W.COO.. J •SU,000 od""' K•SIS,001 • SS0.000 L =S.S0,001-SIOO,OOO M •$100,001 -$250,000 (Sa Columns Cl am Dl) N 42j(),oo 1 • uoa.ooo 0 -SS00,001 • $1.000,000 Pl -Sl,000,001-U,000,000 P2 •l5,000.001 - $25,000,000

Pl -$25,000,00 I • $50.000,000 P4 -Min 1bari SS(),000,000 J. Valuo Me1bod Codet Q •Appraisal R -cost (RW E.W. Only) S= ......t T =Cas.b Mlo!Let

(Se< Ctumn C2) U Book VAiue v o-Olllct w -Estimated

.Name of Penon Report!Dg Date of Report FINANCIAL DISCLOSURE REPORT

Covello, Alfred V. 05/09/2011Page 14of15

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndic.teplll1ofnport.)

Name or Peno• Reporting

Covello, Alfred V.

Dlte of Rqlort

05/09/2011


Page 15of15

IX. CERTIFICATION.

I certify that all Information given above (including information pertaining tu my spouse and minor or dependent children. If any) is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld benuse it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are ha compliance with the provisions of S U.S.C. app. §SOI et. seq., 5 u.s.c. § 1353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND Wil.FUl.L Y FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (S U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Documents

I /I - Judicial Watch...37. YUM A Dividend . J . T 38. MA 5.625% ST Port Rev A Interest Matured 07/01/10 . J . A 39. MA 5.5% Pt Auth Rev B Interest . K . T 40. XLP A Dividend Sold