A.0-10 Rev. 112004

r

Go, ..

s

R e

a i

Eighth Cirtuit Court of AlJpeal 5111/2005

4. Title (Article r u Judges indicate active or senior status;

magistrate judges i ndicate fulJ. or part.time)

i

5. ReportType (eheck a ppropriate type) 6. Reporting Period

S. On t he basi s of th e i nformation contained in this Report and any modifications pertaining thcn:to, it ts. i n my opini on . in c ompl iance w;th appl tcable laws and regulati ons.

to

12/31/2004

___________ _ Date. ____ _

IMPORTANT NOTES: The instructions accompanying th.is fonn nust be followed. Complete all parts, checking the NONE b ox fo r eac-h part where you have no reportable infonnation. Si gn on Ian page .

b

POSITION

2.

Adjunct Profcs.sor

Delegate to Houseof Oel<v.leS

Member. N ational Trial Competition Committee

7. TreosW<T, Nebraska Chapter

9. Trustee, Board ofTru$1CC$

L.L .C.

Sedona Property <l)- oup (dissolved 812004)

Crciglilon Uni.,.., ily, CoUcge of Law

Profeuiooalis m Committee , Nebnsl<ll State Bar AssociaU!Jl

American College of Trial Lawyers since 1112002

T

Robert M. Spire Inn s of C ourt

MidAmerica C.Ounci l , Boy Scou ts of America

C") ,- ....,

...,, ...., C")

= =

= m ,,.. - () '>, m

-

11 < Ii I 0

U1 C>

PARTIES ANO TE.RMS

n i e e

e i in

. .

2.

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2004

MemberlpaJ1ner

3.

4.

s. Member

6.

UniversityofNebraska·Lmooln. College ofLaw, Adju Spring2006

Creighton University, Colleg ofLaw, Adjunct Faculty teaching trial pract ce, Tnursday even gs, Spring 2004 and2005, andprobably Fall 2006

Net asset value payout upon termination at Fitzgerald, Schorr, Barmettler&. Brennan, P.C.,L.L.O., former law finn.n o controlafter tennination 8/IS/2001

Repo t Requir«t by rbe Ethics

In ernment Act of l978

(5 US.C. app. § 101-111)

I. Person Reporting (Last name, Fir t name, Middle inilial)

il y, WilliamJ

2. Court orOrganiz c on 3. Date of Report

U.S. CircuitJudge - Act ve

0 NooWlion. Date

O m;u.1 0 Ftml

J/112004

7. Chambersor Office Address

Roman Hruska U.S. Courthouse

111 South 18th Plaia,114303

()Tnaha,l'lll 68102-1322 ReviewingOfficer,

I. POSIDONS. (Reporting individualonl.r...., pp. 9-13 orminginstruction s)

0 NONE - (No1<poru le positions.)

I.

Pai;utcr

8. Master

NAMEQFOBQANJZADONJENTITY

Nebns.ka State Bar Association sinc:e 1998

American Board of rial Advoca.tes

.......

IL AGREB.MENTS. (Reportingin dividual only; seepp. l4·16offilinginsttucrions)

0 NONE - (No rqxxtable ag«emmts.)

I. 04/2005 ct facultyteachingDial pract c ,Thursday venings,

3.

0512005

121JiroJ

PARTTl'S ANJ) TERMS

Date ofRq>ort Name of Penon ReportingFINANCIAL DISCLOSURE REPORT

Riley, William J 511112005 '

II. AGREEM:ENTS. (Rcponing individual only; seepp. 14-16 of filing ins1ructions)

0 NONE - (No rcport•ble •grcemcnts.)

4. 04/01ns Profit Sharing and 401(k)Retirement Plan, Fitzgmld, Schorr, Barmettler & Brennan, P.C, LLO., former law firm. no cootrol aftcr tcnnination 8/IS/2001

:

Date of Rrpon Name of Pmon Reporting

Riley, Wi mam J

o

SOURCE ANQ ryre

2004 C..igluon Univasiry, Coll<go of uw

OdghlOn Uni..:nity, Collea< of Law

2002

2003 Fi""""1d, Schon', Barmetder & Bnmnan, P .C, LL.O.

s. 2002 Fitrgcrald, Schott , -.Ser & Br<nnan, P.C, LLO.

GRQSS INCQME

Sl .SOO

Sl.SOO

$1.SOO

$45,112

$72,242

SQUBCR ANQ me

I . 2004 City of Omaha Public u'brlley Foundadaa & Clrild Slving lmtitute

2003 Cioy of Omaha Public u'brlley Fovridalian

2002 City of Omaha Public ulnvy Foundadon

... ,.,,....,,.., ... ,

a

2- ComdJ uwScbool

J. United Sllll<S Comt of Appeals

4 . Un it ed Stata Court of Appeals

S . Uniu:d Staces Court of Appeals

!Angfan M oot Court Competition - Final Rllund (Apnl 16-18, 2004) Ithaca. NY

Eig!>th Cimlil Judiaal Conltrmcc (July 13- 16. 2004) Rapid City, SD

FU1Jer11 ofRon. RicUnl s . Arnold (Sq>tcmber 28, 2004) Ullle Rllcl:o AR

lnw:slilurc of H on . Raymond W. ClrucndCT(October 14, 2004) S t . Louis, M O

1. Americon Collcl" ofTri l uwym

FINANCIAL DISCLOSURE REPORT

S/11/lOOS

fil NON-INVESTMENT INCOME. (Rcportingindividuallll<lspousc;sccpp. 11-2•ornttnains1NCtr ns>

A. Flier's Non-Investment Income

0 NONE - (No repor1tble non-lnvmmcnt income.)

(yo llOt spo1iScls:)

L

2- 2003

3. Ctt'fghion Univenity,Collegeofuw :

4.

B. Spouse's Non-Investment Income -(!()'OU_,, manied c!uriog anypcnion of Ille reportiD& iar. please �IC1ic 1iu. section. Dollar 1mour>1 no1rtqulml =ep< for hononuia.)

0 NONE - (No rcponable non n-"" 1 income.)

2-

3.

IV. REIMBURSEMENTS -tnrupor1.1tioo. lodging. food,mi..tainment.

<"lu<lc:s0-10 spouse mid dcpendcntchildral- See pp. 25-27 of insttucbona.)

0 NONE - (Nosucb reporlable

SO!JRCE DESCR!PT!ON

American Collcaoof Trial UW)'CrS Natioa•I Trial C tidon (M""b 25-28, 2004) Sui Antonio, TX

(

DESCRlPTION SOIJRCE

American College o f Tri al Lawyers American College of Tri•I Lawy"" Annual M ee ting (O<U>ber 2 1 -24, 2004) St. Lou i s, MO

FINANCIAL DISCLOSURE REPORT N•me ofPcnon Reporting

Rjlcy, Winiam J

IV. REIMBURSEMENTS -lranSpOrtltion. lodging, food. enti:nainment.

(Includes those to spouse and dependeot children. Sec pp. 2s,21 of instruclions.)

0 NONE . No such reportable rcimbutSements.)

Date of Report

511112005

6.

DE.5CR!PTION

pESCRIPTJON

$4 5 0

511112005

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Riley, William J

Dale ofRepon

V. GJFTS. (Includes those 10 spouse and dependent children. See pp. 28-31 of insttuctions.)

0 NONE (No such rcpOrlable gifts.) ·

SOURCE

I. American Board of Trial Advocates FreeMembership

:

VI. LIABILITIES. (Includes those oripouseand dependentchildren. Seepp. 32-34 ofinsttuciioru.)

0 NONE · (Noreportablellilbllities.)

YAU!ECODECBEDITQR

\.

..

Name or Pmon R eporting

Riley, William J

A. 8. c.

..,,.rn., period reponi:ng period

( I) (2) (I) (2)

- Type < a.

Uit.)

l. Firsc National Bank of Omaha Accounts lnt= t K T

2. M ass Mutual Ufc ln.wnnee - Cash Values None L T

3 . None w

4. Maras ico Growth Fun d A Dividend J T

s. Janus Mcrcwy Fund (Sold) A Dividend J T

6 . !RA#I Dividend T

7. -Janus Twenty Fund .

8 . -Janus Oro wtb & Income

9. -Weitz. Value Fund

10. ·Marsioo Focus Fund

II. IRA · #2 Dividend L T

12. .Janus Olympus Fund

13. -Janus Mercury FWld

14. -American Ccntuiy Income & Growth Fund

IS. -Mars i co Growth&: Income Fund

16. lRA · #3 A Dividend J T

17. · Janw: Fund

18. -Janus Twenty Fun d

· . .. B " • S t ,001-ll.SOO ' c F

1 G

'

0

'

o.

Oo.te of R eport

511112005

( I ) lf"not al1>t fi'om discklSlft (l) (l) (4) ($)

Dali!': Vdue Gm b ll)', sc-n. Moodl· Cod.2 Cole

O.y Q.J') l (A--'>•) "'

Sold 1119 ) A NIA

E

(Sec Coluim C2 ) u - aoo>: Y•hlc

. " v •Otbtt

s w • Estimated '

Q • ,Appnisal • C... {Rtll &lole Only)

FINANCIAL DISCLOSURE REPORT Page 1 of3

VIl. INVESTMENTS and TRUSTS

Dt1criptioc or Aucts blCOmt during Gronvalue at end of

(iocloding vus. t:SSC1!)

PlaceiX)• after r:xh wet Valwe Valuefrun prior disclc>:s.uR Cod<l div. rmt.oc Code2 Method

(A-H) (J-P) Cod<l (Q-W)

DNONE (No rq')Ol'tlble &ICOlnc, assets.. Of tratwetions)

A

L.L.C. -armmioority intcrc>l) L

A L

A

Tnnsadi<ms dwina: reportitlg paiod

1)pe ( g. ldtnl;<yor �'"'"'

... _. (if'privue cransiacti0tt)

..I. iDCodCs: ·A -!SJ.OOOor-kss_.

•:•.

-SUOl.s5p>O 10. JS,OOJ-SU,000 -SIS.OOl·SS0,000

(Sec COlumm BI aod ll4) -sso,0014100,000 for).001.s1�l>Oo,ooo HJ'•'$1:00.:001M,QOO,OOO 112 •Mai< -s;ooo,ooo .. M -SI00,001 ..$250,000 SlS,OQO Or' less ·.!IC •:Sl ·.001..SSO, ,·· L •$50,001:$100.000 2. Value Oxk:S . . '

(Sceco1.....c1aoc11w N •$2S(),()O().S$00,00Q •I !"ssoo.001 ..s1.ooo;ooo Pl • ll,1l00.001-$$,000,000 P2 • ss,oo0.001�s.ooo,ooo .

1'1 stl.o00. ;.$"so.oo0,0oo, P4 • SMore tbao SS0,000,000 :1·. . ·.

·Ass- T •CaMiarketJ. Vai Mclhod Codes

Name of Per:son Reporting

Riley, William J

A. u. c. (it'()$$ nlue at end of

..,,..Uog pttiod reportiQg period

(I) (2) (I) (2)

-M"bod

19. D a in Rauscher 403(b) Acco unt A Div. &Int K

20. -Fidelil y Adv. Gr. Opp. - T Fund

21. -Everye<ll Gro. · A Fund

2 2. First N a tional Bank of Omaha - Profit Sharing&. D Di v . & In t Pl T 401 (k) FSB&B

- U.S. Govcmmc:nt Ob ligation Money Market Fund

24. -A lliance World Dollar Gow:mmcnl Fund Il

2S. -Berkshi,. Hathaway, lne. Class A & Cius B

26. -O>mmereial Federal Coq>. Common

21. -Euro Di"1cybnd SCA COrmlOll

28. -Baron Asset Fund

29. -Fidelity Dividend Growth Fund

30. -Jonus Growth & Income Fund

31. -Jan us Worldwide Fund

32. .. Janus Olympus Fund

33. anus Mercury Fund

34. · Mmico Focus Fund

JS. - Marsico Growth &. Income Fund

36. -Rydex Series Trust OTC Fund

I. °""" A i ,,

3. V tlUie Mtchod (;odes

(S<e Co•- Cl ) U •Book VaJoc

-a-··-sl:ooi -:. .• - • 1· • ••

. W •Estil'.latod

D.

(I) u not txCIJ1)C fro m diSelosure

(2) (l) Type: (c.a. °'"' v-

-- C00.2 tl'lelJ.Cr,

...,....,,...) Q·P)

-

(') (j) Ga:ia Code

.... ...........,,

FINANCIAL DISCLOSURE REPORT DneofRepon Pagel of3 511112005

VII. INVESTMENTS and TRUSTS

Income: dllring: Tnnuctions duriog reporting pctiod Dt:9Cripeioaof Assets (""loding ""'t asscu)

Plac:c -cX)'" •fttr eae;h asset u.erq:i1 &om prior discbl.R

TIP< (e.g. Value Val,. Code I div. �Ill. or Code2 (A·H) itil) (l·P) Codel

(Q-W)

T

23. a11'NB

CO!l'OllOn .

boy, sdl, Doy

ldmcicyof bla)icdsdltt

I (A· (ifprMtc

•ir.ooooiica ·· C ._$2..SOJ-SS,OOO· •

i> :-ss.001-Sls.ooo E • sis,001..sso.Ooo ... '

°(Sc<°""""" 81 IOd 0..) F •$50,001.$100;000 -a -s1Qq,'Oqt.s1'.bl)o.ooo ·a1 ..Sl,OQO,OIH-ts;qoo;ooo · lt2 •More thao SS,000,000

2.ValueCodes: 1 ... $15,000 <:II k:ss K -S.)s; 1..SS0.6oo·. . L ··sso.001-1100: M •SHX>.001-S:lSO,<XlO (Sec Col1m111,1 Cl v.t DJ) N • $25-0. ,000 · o ··ssoo:oo1. -s1.oop,oqo Pl -$1,000.001·"·000,000 P2 • SS,000.001-$2.S,OOD,OOO ..'

Pl •$2S,OOO,O<U<SS0:0J)O,OOO P4 •SM ore tll3ll $'50,000,000

Q •Appn;,,J • s -AsScssmct1t T •Casb'Matket

...

N•me or Person Reporting lb1cy. Wi Ria m J

L c. o.

Date of Repon 5111/2005

.... _._ ....... pdd ._.... """"'

(I) 0) ( I ) 0) (I) Jr 90C c•cmpC (l) ())

- '!)po Type (<.&- Value Codo I div. rcn1. or Cod<2

inl.) tl·P)

37. -Wel tz Value Fund

3 8. -Weitz Hickory Fund

39. TTI Tochno!Qsi.,, !no. Non e 1 w

.;i'. •• • , • • ' ... • • • ' • • • :._ ·· • · · · .. -.· l •

• Bl ""l D<). ·r .. -sso.001,s100.ooo . G •S1Cf.00l41:ooo. : ' '\' /S(.<\Oo.001:$>.0CJO,!"'>' Kl • M ... cte. SS.000. 000

. 2.,v.1• c0dcc .. . . J •St5:000 orkss. K.' SiS,o0'""0,000 . : .. :i: "' ts.so.0011-S100. .· . M •S I00,001-SlSO,OOO • • • • • ' •' ·• , 1 • { ' ,, . .... .. ' • •

•

"··

.<:<>1.;.;., c1 o:. -ss .001 :s 1.ooo,qoo · ";< i ...

(Sc< Col,.,., .

u - 9oo1; v '"" V •Oiber

(4)

Code I (A·

(S) (

... ,..,...,..,

>

· .1. �lo . ...A -s1.ooocrli.s ·. . • .·. B •s1,ocn42.JQO'. · 'C '"- >01,$$/ioci:·· "D •SS.00•41S.oo0

ndDJ), ·" •Sl,lo.®ssoo.ooo:.- · · .i;• -s1;000,001 .900.ooo n -ss .ooo,001-s2s,ooo,ooo.· . . . ·l> ... s:o00. 1 .oOo.ooo · · P4 -SM�tJm:ilSO. .ooo

3. v;l\MiMethod cJo. Qi •Appni aJ 'R •Cost (lte1l'Es1a1.eOnly) S •Nsc:ssmcad

FINANCIAL DISCLOSURE REPORT Page3 of3

o..a;.o. o< Auca ---- e.rou ac cm.or .... ,..........,.... (ID<l•dioa"'"' ....,.)

PIKc "(>Cr after ucb asstttxClqJt (.... Value Volae O.tr. -priordilclooon Codc2 Method �,all, MOCllh•

(A·H) (J·P) Codo3 (Q.W)

mcigcr.-don)

Doy

.

Gm

"'

O (apm.1e

lnoPCtiOll)

FINANCIAL DISCLOSURE REPORT Namcolrc:t$00 Rc:ponilli Dale of Report

Riley, William 1 511112005

VIII. ADDIDONAL INFORMATION OR EXPLANATIONS Cbdb1•,,....r->

Undcdmab1cnll and Trusts, lu:m 39, rn Techoolosi'"• Inc., a c1-ly heldcorpondcn, wu wonhless and vimtaJly out ol't>...lnas in 2000 and 2001. I owned a &action of a peteent or shares in this former c.licnl rn did some businca in 2002.and the stock: may have some nomintl value now. although I do no< kMw whal value.

za:o=

5

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Riley, WilJiam J

IX. CERTIFICATION.

Date of Rcp<llt

Sii 112005

I certify that all information given above (including information pertaining to my sp use and minor or dependent children, if any) is accurate, true, and complete to the best ofmy knowledge and belief, and that any infonnation not reported was withheld because it met applicable statutory provisions pennitting non-disclosure.

I further certifythatearned income from outside employment and honoraria and the acceptance of gifts which have been reportedare in compliance with the provisions of5 U.S.C. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

;

NOTE: ANY IND GLY BE SUBJECT TO CNIL AND CRIMINAL SAN U.S.C. app. § 104)

Date /�

LLYFALSIFIES OR FAILS TO FILE THIS REPORT MAY

FILING INSTRUCTIONS

Mailsigned original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544