NTENSIVE WORKSHOPS FOR FULL MEMBERSHIP ......of Black Swan on Financial market 2. What Makes The Financial Professional Failed in Change? 3. Real Case Sharing: Digital Revolution 4

INTENSIVEWORKSHOPS FOR

FULL MEMBERSHIPEXCHANGE PROGRAMMEBETWEEN SOCIETY OF REGISTERED FINANCIAL PLANNERSAND THE HONG KONG ASSOCIATION OF FINANCIAL ADVISORS LTD.

Organizer Co-Organizer Sponsor

INTAKE II

� of 5

Continuous innovation in marketplace is providing the financial services with a seemingly endless stream of ways to connect with consumers, but knowing where to focus and the trend is becoming increasingly complex. Success or failure comes down to timing to customers and market needs in every new channels which anchor many of the new trends and predictions that every financial professionals to be aware in 2017.Any participants who completed these two workshops are eligible to apply for full membership of HKRFP or HKAFA under the conditions to fulfill the Grand Father Rules of the associations respectively.

The attendants will receive certificate of 3 CPT hours for regulated Activity Types(1, 2, 4, 6, 9) Securities and Futures Commission (SFC).

INTRODUCTION

Workshop One: Advance Development for Financial Planning Professionals金融服務業停滯年代的競合策略(co-opetition)& 瘋銷理論(Contagious)

Workshop Two: Best Practice and New Thinking forFinancial Planning Professionals

Speaker :Mr.CheSterChuDate :28Mar2017(tuesDay)(6:45pM-9:45pM)Venue :12/F Tai Yip Building, 141 ThOmSOn ROad, WanChai, hKprice :HKD$600(before24Marapply:HKD$500)

speaKer :Dr.JoeleungDate :30Mar2017(tHursDay)(6:45pM-9:45pM)Venue :12/F Tai Yip Building, 141 ThOmSOn ROad, WanChai, hKprice :HKD$600(before24Marapply:HKD$500)

Apply the workshop before 24 March and you’ll enjoy discounted price of HKD$ 500 instead of HKD$ 600 for each workshop.

EARLY BIRD OFFER

INTENSIVE WORKSHOPS FOR FULL MEMBERSHIP EXCHANGE PROGRAMME

BETWEEN SOCIETY OF REGISTERED FINANCIAL PLANNERS ANDTHE HONG KONG ASSOCIATION OF FINANCIAL ADVISORS LTD.

2 of 5

interested persons should submit the workshop reply slip to Society of Registered Financial planners for registration.

Organizer: Crossedchequepayableto“OrganisationalLearningConsultancyLimited”*address: Room 504, 5/F, Blissful Building, 243-7 des Voeux Road Central, hong Kong

*Pleasewriteyourfullnameonthebackofthechequeforidentificationpurposes.

Contact person for HKRFP members: Miss Koey TongE-mail: [email protected]: (852) 3105 1744Website: www.hkrfp.org

ENqUIRIES

1.AdvanceConceptofDevelopment:Co-opetitionandContagiousinFinancialServicesinHK2.NewthinkingofCompetitivetheories3.DisruptiveInnovationModelinFinancialIndustries4.Co-opetitionConcept:GamesTheoryand Complementors5.Value-creatingnetworks6.AdvanceskillforFinancialPlanners:Contagious Concept7.30ElementsofValuePyramid8.Q&A


Speaker :Mr.CheSterChuDate :28Mar2017(tuesDay)(6:45pM-9:45pM)Venue :12/F Tai Yip Building, 141 ThOmSOn ROad, WanChai, hKprice :HKD$600(before24Marapply:HKD$500)

FEATURES

APPLICATION

Mr. Chester Chu is a founder and CEO of Fruit TreeGroup includingFruitTreeSecuritiesLtd,acompanyengagesinTYPE1activitiesregulatedbySFCinHongKong. He hasmore than 23 years of experiences instockbroking,marketingandmanagement.

He holds a MBA degree (UK) and is a CertifiedManagementAccountantCMA(Aust).He isa fellowmemberofHongKongInstituteofDirectors,memberof The Association of Doctoral and Master DegreeHoldersandInstituteofManagementUK,theFinanceEditor of China and World Highlights, a consultantof Hong Kong Securities & Futures ProfessionalsAssociationandcurrentlythePresidentofTheHongKongAssociationofFinancialAdvisorsLtd.

BACKGROUND


EARLY BIRD OFFER



3 of 5





ENqUIRIES

1.UncertaintyandUnexpectedEvent:TheImpact of Black Swan on Financial market2.WhatMakesTheFinancialProfessionalFailed in Change?3.RealCaseSharing:DigitalRevolution4.NewRulesforNewMarket:ImpactonFinancial planning professionals5.HowtoBuildandMastertheDigitalMindset?6.NewThinkingprospectiveforFinancialPlanners7.DisruptiveTransformationinFinancialMarket8.Q&A

Workshop Two: Best Practice and New Thinking forFinancial Planning Professionals

speaKer :Dr.JoeleungDate :30Mar2017(tHursDay)(6:45pM-9:45pM)Venue :12/F Tai Yip Building, 141 ThOmSOn ROad, WanChai, hKprice :HKD$600(before24Marapply:HKD$500)

FEATURES

APPLICATION

Dr. Joe Leung is the Principal Consultant, GrowthStrategy of Organisational Learning ConsultancyLimited and an expert in corporate learning.Duringthelast18years,Dr.Leunghasvisitedmorethan 100 Hong Kong companies and providedconsultancy for more than 40 companies. Hehelps clients to overcome the growth challengeandstartthedisruptivetransformation inthefast-changing network and digital market. More than9,200entrepreneurs,directorsandexecutiveshaveattendedhisworkshopstore-definetheirbusinessassumptionsandgrowthstrategy.

Dr. Leung finished his PhD in Warwick (U.K.) andalsoachievedtheMiddlesexUniversity’sinnovativedoctoraldegreebyadoptingtheUniversity’sWorkBased learning approach in the study of Chinese Culture“LearningOrganisation”.

BACKGROUND



EARLY BIRD OFFER



4 of 5





ENqUIRIES

Dr./ Mr./ Mrs. /Miss Name:

Company Name:

Industry: Professional Accountants / Legal Professionals / Credit Officers / Real Estate Agents / Bankers /

Insurance Intermediaries / Stock Brokers / Investment advisers / Financial Consultants / Others

Membership No.: HKRFP / HKAFA / Non-member

Contact:(Mobile) E-mail:

Fee:$500(Early Bird) /$1000 (2 Workshops Early Bird)/$600 /$1200 (2 Workshops)

Cheque No.:

Signature: Date:

WORKSHOP REPLY SLIP


EARLY BIRD OFFER

Workshop One: Advance Development for Financial Planning Professionals

Workshop Two: Best Practice and New Thinking for Financial Planning Professionals

金融服務業停滯年代的競合策略(co-opetition)& 瘋銷理論(Contagious)



5 of 5

MEMBERSHIP APPLICATION FORMAny participants who completed these two workshops are eligible to apply for full membership of HKRFP or HKAPA under the conditions to fulfill the Grand Father Rules of the associations respectively.

InterestedpersonsshouldsubmitthemembershipapplicationformplustherequisitesupportingdocumentstoSocietyofRegisteredFinancialPlannersforregistration.

Organizer: Crossedchequepayableto“TheHongKongAssociationofFinancialAdvisorsLimited”*address: Room 504, 5/F, Blissful Building, 243-7 des Voeux Road Central, hong Kong


The Hong Kong Association of Financial Advisors (“HKAFA”) is a professional body which aim to promote interactions among the specialized multi-disciplinary areas of finance, investment, banking, taxation and related areas. The Associations helps to enhance the continual development of the study and practice in the specialized financial areas and thereby improve the overall efficiency. The HKAFA also acts as a representative of its Members whether by way of negotiation, correspondence, petition or otherwise and to procure changes of relevant law or practice and thus prioritize interests of the Professionals.

Please visit their web site for detail information: http://www.hkafa.org

ABOUT HKRFP

ABOUT HKAFA

The mission of The Society (“HKRFP”) is to foster the professional standards of financial planners and raise consumers awareness of the value of financial planning services, to act with integrity and objectivity. The members are committed to excellence and acting in the public interest. HKRFP has adopted the Code of Professional Ethics (“Code”) to require its members to conduct themselves appropriately and provide high quality services. The Code is also aimed to satisfy the requirement of the public and the business community for sound financial services to be provided by financial professionals. Financial planning professionals have obligation to maintain high standards of morality, integrity and technical competence.

Please visit their web site for detail information: http://www.hkrfp.org

ABOUT OLCOrganisational Learning Consultancy Limited is founded by Dr. Joe Leung in 2008. He has found that a company’s rise and fall is the result of its ability to realize and response to the rapidly changing environment and challenges. His consultancy service has provided the growth strategy for Rejuvenating Aging Organisation. Dr. Leung examines the company as a “Learning Organisation” and its survival relies on entrepreneur’s response to the external opportunity/threats by aligning the company’s strategic and organisation fit to those externalities.

During the last 18 years, Dr. Leung has visited more than 100 Hong Kong companies and provided the consultancy for more than 40 companies. Dr. Leung helps the clients to identify the growth vision, remove the growth barriers, and drive the organsiational and people changing to the Network Economy. More than 9,200 directors, executives and managers have attended Dr. Leung’s workshops to accelerate their attitude change and lead them to the path of business growth and success.



6 of 5

InterestedpersonsshouldsubmittheworkshopreplysliptoTheHongKongAssociationofFinancialAdvisors(“HKAFA”)forregistration.

Organizer: Crossedchequepayableto“OrganisationalLearningConsultancyLimited”*address: 1906, 19/F, China insurance group Building, 141, des Voeux Road, hong Kong*Pleasewriteyourfullnameonthebackofthechequeforidentificationpurposes.

Contact person for HKAFA members: Miss Ivy CheungE-mail: [email protected]: (852) 21103390Website: www.hkafa.org

ENqUIRIES

Application for Affiliate / Associate Membership

To The Honorary Secretary of The Hong Kong Association of Financial Advisors Limited (“Association”).

Dear Sir,

I would like to apply for admission as an

Annual fee Entrance fee

1. Affiliate member (no-voting right) Nil HK$50.- (One-off fee)

2. Associate member (voting right) HK$200 HK$2,000.- (One-off fee)

of the Association. I hereby agree that, if admitted, I will be bound by the Memorandum and Articles of

Association and bye-laws of the Association.

My personal details (please PRINT)

Full Name : HK I. D./Passport No. :

Occupation : Phone No. :

Email address :

Address :

I was / am

(a) a member of (professional/trade body) :

(b) a participant at HKAFA seminar :

(c) Introduced by :

Signature :

Date : (D)/ (M)/ (Y)

* Please attach your name card for reference

Rm 1906, 19/F China Insurance Group Building, 141 Des Voeux Road C., Hong Kong 141 19 1906

: 852-2110 3390 : 852-2110 3490



7 of 5

InterestedpersonsshouldsubmittheworkshopreplysliptoTheHongKongAssociationofFinancialAdvisors(“HKAFA”)forregistration.

Organizer: Crossedchequepayableto“OrganisationalLearningConsultancyLimited”*address: 1906, 19/F, China insurance group Building, 141, des Voeux Road, hong Kong*Pleasewriteyourfullnameonthebackofthechequeforidentificationpurposes.

Contact person for HKAFA members: Miss Ivy CheungE-mail: [email protected]: (852) 21103390Website: www.hkafa.org

ENqUIRIES

Documents

NTENSIVE WORKSHOPS FOR FULL MEMBERSHIP ......of Black Swan on Financial market 2. What Makes The Financial Professional Failed in Change? 3. Real Case Sharing: Digital Revolution 4