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Neuroendocrine Lung Tumors Myers Jeffrey L. Myers, M.D. A. James French Professor Director, Anatomic Pathology & MLabs University of Michigan, Ann Arbor, MI [email protected] Diagnosis and Classification of Neuroendocrine Lung Tumors Lost In Processing As a result of this presentation, attendees who were fully engaged will be able to, apply criteria for separating low grade from high grade neuroendocrine tumors, and articulate the clinical, biological, histologic, immunohistochemical, and molecular overlap between them. Neuroendocrine Lung Neoplasms Neuroendocrine Lung Neoplasms Classification WHO* Other Typical carcinoid Well differentiated/ low grade Neuroendocrine carcinoma Atypical carcinoid Moderately differentiated/ intermediate grade Small cell carcinoma Poorly differentiated/ high grade Large cell neuroendocrine carcinoma *Travis et al (editors). WHO Classification of Tumours. Pathology and Genetics of Tumours of the Lung, Pleura, Thymus and Heart. IARC Press, Lyon 2004.

Neuroendocrine Lung Tumors Myers€¦ · ATYPICAL CARCINOID TUMOR Ha et al. Lung Cancer 2013; 80: 146 “moderate” “marked” “invasion to the adjacent lung parenchyma with

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Page 1: Neuroendocrine Lung Tumors Myers€¦ · ATYPICAL CARCINOID TUMOR Ha et al. Lung Cancer 2013; 80: 146 “moderate” “marked” “invasion to the adjacent lung parenchyma with

Neuroendocrine Lung Tumors – Myers

Jeffrey L. Myers, M.D.

A. James French Professor Director, Anatomic Pathology & MLabs University of Michigan, Ann Arbor, MI

[email protected]

Diagnosis and Classification of Neuroendocrine Lung Tumors

Lost In Processing

As a result of this presentation, attendees who were fully engaged will be able to,

• apply criteria for separating low grade from high grade neuroendocrine tumors, and

• articulate the clinical, biological, histologic, immunohistochemical, and molecular overlap between them.

Neuroendocrine Lung Neoplasms

Neuroendocrine Lung Neoplasms

Classification

WHO* Other

Typical carcinoid Well differentiated/

low grade

Ne

uro

en

do

crin

e

ca

rcin

om

a

Atypical carcinoid Moderately differentiated/

intermediate grade

Small cell carcinoma

Poorly differentiated/

high grade Large cell

neuroendocrine

carcinoma

*Travis et al (editors). WHO Classification of Tumours. Pathology and Genetics of Tumours of the Lung, Pleura, Thymus and Heart. IARC Press, Lyon 2004.

Page 2: Neuroendocrine Lung Tumors Myers€¦ · ATYPICAL CARCINOID TUMOR Ha et al. Lung Cancer 2013; 80: 146 “moderate” “marked” “invasion to the adjacent lung parenchyma with

Neuroendocrine Lung Tumors – Myers

Neuroendocrine Lung Neoplasms

Classification

WHO* Other

Typical carcinoid Well differentiated/

low grade

Ne

uro

en

do

crin

e

ca

rcin

om

a

Atypical carcinoid Moderately differentiated/

intermediate grade

Small cell carcinoma

Poorly differentiated/

high grade Large cell

neuroendocrine

carcinoma

*Travis et al (editors). WHO Classification of Tumours. Pathology and Genetics of Tumours of the Lung, Pleura, Thymus and Heart. IARC Press, Lyon 2004.

TYPICAL CARCINOID TUMOR

~ 75% central ~ 25% peripheral

TYPICAL CARCINOID TUMOR Definition*

• “neuroendocrine” growth pattern

“organoid, trabecular, insular, palisading, ribbon, rosette-like”

*Travis et al (editors). WHO Classification of Tumours. Pathology and Genetics of Tumours of the Lung, Pleura, Thymus and Heart. IARC Press, Lyon 2004.

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Neuroendocrine Lung Tumors – Myers

“organoid, trabecular, insular, palisading, ribbon, rosette-like”

“organoid, trabecular, insular, palisading, ribbon, rosette-like”

“organoid, trabecular, insular, palisading, ribbon, rosette-like”

Page 4: Neuroendocrine Lung Tumors Myers€¦ · ATYPICAL CARCINOID TUMOR Ha et al. Lung Cancer 2013; 80: 146 “moderate” “marked” “invasion to the adjacent lung parenchyma with

Neuroendocrine Lung Tumors – Myers

uniform cytology ± “atypia”

TYPICAL CARCINOID TUMOR Definition*

• “neuroendocrine” growth pattern

• uniform cytology ± “atypia”

• < 2 mits/2 mm2

• no necrosis

*Travis et al (editors). WHO Classification of Tumours. Pathology and Genetics of Tumours of the Lung, Pleura, Thymus and Heart. IARC Press, Lyon 2004.

Neuroendocrine Lung Neoplasms

Classification

WHO* Other

Typical carcinoid Well differentiated/

low grade

Ne

uro

en

do

crin

e

ca

rcin

om

a

Atypical carcinoid Moderately differentiated/

intermediate grade

Small cell carcinoma

Poorly differentiated/

high grade Large cell

neuroendocrine

carcinoma

*Travis et al (editors). WHO Classification of Tumours. Pathology and Genetics of Tumours of the Lung, Pleura, Thymus and Heart. IARC Press, Lyon 2004.

Page 5: Neuroendocrine Lung Tumors Myers€¦ · ATYPICAL CARCINOID TUMOR Ha et al. Lung Cancer 2013; 80: 146 “moderate” “marked” “invasion to the adjacent lung parenchyma with

Neuroendocrine Lung Tumors – Myers

ATYPICAL CARCINOID TUMOR Definition*

• “neuroendocrine” growth pattern

• uniform cytology ± “atypia”

• 2-10 mits/2 mm2, and/or

• necrosis

*Travis et al (editors). WHO Classification of Tumours. Pathology and Genetics of Tumours of the Lung, Pleura, Thymus and Heart. IARC Press, Lyon 2004.

TYPICAL VS. ATYPICAL CARCINOID TUMOR Ha et al. Lung Cancer 2013; 80: 146

Histology

Typical

(40)

Atypical

(23) p value

rosettes 0 6 (26%) .001

parenchymal invasion* 5 (13%) 9 (39%) .01

vascular invasion 0 3 (13%) .04

lymphatic invasion 2 (5%) 6 (26%) .04

abundant basophilic

cytoplasm 10 (25%) 0 .01

*“invasion to the adjacent lung parenchyma with an infiltrative border”

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Neuroendocrine Lung Tumors – Myers

TYPICAL VS. ATYPICAL CARCINOID TUMOR Ha et al. Lung Cancer 2013; 80: 146

“moderate” “marked”

“invasion to the adjacent lung parenchyma with an

infiltrative border”

*

ATYPICAL CARCINOID TUMOR Comparison with Typical Carcinoid

typical carcinoid

atypical carcinoid

Survival 5 years 10 years

89-99% 82-93%

61-78% 35-67%

from Garcia-Yuste et al. Eur J CV Surg 2007 (n = 661 surgical patients)

• “neuroendocrine” growth pattern

• uniform cytology ± “atypia”

• 2-10 mits/2 mm2

ATYPICAL CARCINOID TUMOR Definition*

*Travis et al (editors). WHO Classification of Tumours. Pathology and Genetics of Tumours of the Lung, Pleura, Thymus and Heart. IARC Press, Lyon 2004.

97 (91.5%) of 106 cases had ≥ 2 mits/2 mm2

Beasley et al Hum Pathol 2000; 31: 1255

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Neuroendocrine Lung Tumors – Myers

TYPICAL VS. ATYPICAL CARCINOID TUMOR Ha et al. Lung Cancer 2013; 80: 146

Mitoses

• “neuroendocrine” growth pattern

• uniform cytology ± “atypia”

• 2-10 mits/2 mm2

• ± necrosis

ATYPICAL CARCINOID TUMOR Definition*

*Travis et al (editors). WHO Classification of Tumours. Pathology and Genetics of Tumours of the Lung, Pleura, Thymus and Heart. IARC Press, Lyon 2004.

71 (67%) of 106 cases had necrosis

Beasley et al Hum Pathol 2000; 31: 1255

Neuroendocrine Lung Neoplasms

Classification

WHO* Other

Typical carcinoid Well differentiated/

low grade

Ne

uro

en

do

crin

e

ca

rcin

om

a

Atypical carcinoid Moderately differentiated/

intermediate grade

Small cell carcinoma

Poorly differentiated/

high grade Large cell

neuroendocrine

carcinoma

*Travis et al (editors). WHO Classification of Tumours. Pathology and Genetics of Tumours of the Lung, Pleura, Thymus and Heart. IARC Press, Lyon 2004.

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Neuroendocrine Lung Tumors – Myers

SMALL CELL CARCINOMA General

• cigarette smoking

• ~ 15% of incident cases

• men ≥ women (~1-2:1)

• central >> peripheral

SMALL CELL CARCINOMA General

clinical stage (n=7,960†)

I 7%

II 4%

III 32%

IV 57%

limited 45%

extensive 55%

clinical stage (n=4,532†)

†from Shepherd et al. J Thorac Oncol 2007

†from Shepherd et al. J Thorac Oncol 2007

Survival (n = 7,960†)

cStage % of pts 1 year 5 years

I 7% 41% 28%

II 4% 73% 21%

III 32% 54% 11%

IV 57% 22% 1%

clinical stage (n=4,532†)

limited 45%

extensive 55%

SMALL CELL CARCINOMA General

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Neuroendocrine Lung Tumors – Myers

SMALL CELL CARCINOMA WHO Definition

malignant epithelial tumor consisting of,

• small cells with scant cytoplasm, ill-defined cell borders

“usually less than the size of three small resting lymphocytes”

WHO “size rule” ≤ 3 x lymphocyte diameter

• small cells with scant cytoplasm, ill-defined cell borders

SMALL CELL CARCINOMA WHO Definition

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Neuroendocrine Lung Tumors – Myers

• small cells with scant cytoplasm, ill-defined cell borders

• finely granular nuclear chromatin, and absent or inconspicuous nucleoli

SMALL CELL CARCINOMA WHO Definition

• finely granular chromatin • absent/inconspicuous nucleoli

“In 29 cases, a varying percentage of cells demonstrated nucleoli that were conspicuous but small.” Nicholson et al. AJSP 2002

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Neuroendocrine Lung Tumors – Myers

• small cells with scant cytoplasm, ill-defined cell borders

• finely granular nuclear chromatin, and absent or inconspicuous nucleoli

• cells are round, oval and spindle-shaped; nuclear molding is prominent

SMALL CELL CARCINOMA WHO Definition

round, oval and spindle-shaped

nuclear molding is prominent

Page 12: Neuroendocrine Lung Tumors Myers€¦ · ATYPICAL CARCINOID TUMOR Ha et al. Lung Cancer 2013; 80: 146 “moderate” “marked” “invasion to the adjacent lung parenchyma with

Neuroendocrine Lung Tumors – Myers

nuclear spooning is prominent

“spooning”

high mitotic count (>10/2 mm2)

Page 13: Neuroendocrine Lung Tumors Myers€¦ · ATYPICAL CARCINOID TUMOR Ha et al. Lung Cancer 2013; 80: 146 “moderate” “marked” “invasion to the adjacent lung parenchyma with

Neuroendocrine Lung Tumors – Myers

• small cells with scant cytoplasm, ill-defined cell borders

• finely granular nuclear chromatin, and absent or inconspicuous nucleoli

• cells are round, oval and spindle-shaped; nuclear molding is prominent

• mitotic count is high (>10/2 mm2)

SMALL CELL CARCINOMA WHO Definition

CLASSIFICATION OF LUNG TUMORS Rates of Diagnostic Agreement†

0% 25% 50% 75% 100%

SCLC

LCC

Adca

SqCC

Reg

ion

al P

ath

olo

gis

ts

Central Pathologist

SCLC

SqCC

Adca

LCC

Mixed

Other

N = 668 (tissue ± cytology specimens) SCLC highest rates of agreement (92%, Κ = 0.82)

†Stang et al. Lung Cancer 2006; 52: 29-36

WHO IASLC WHO (1981) (1988) (1999-2004)

oat cell small cell small cell

intermediate cell

mixed small/large cell

combined combined combined

small cell small cell small cell

SMALL CELL CARCINOMA Histologic Variants

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Neuroendocrine Lung Tumors – Myers

& adenocarcinoma small cell

Neuroendocrine Lung Neoplasms

Classification

WHO* Other

Typical carcinoid Well differentiated/

low grade

Ne

uro

en

do

crin

e

ca

rcin

om

a

Atypical carcinoid Moderately differentiated/

intermediate grade

Small cell carcinoma

Poorly differentiated/

high grade Large cell

neuroendocrine

carcinoma

*Travis et al (editors). WHO Classification of Tumours. Pathology and Genetics of Tumours of the Lung, Pleura, Thymus and Heart. IARC Press, Lyon 2004.

LARGE CELL CARCINOMA WHO 2004

• poorly differentiated NSCLC that lacks cytologic and architectural features of SCLC and glandular or squamous differentiation

Page 15: Neuroendocrine Lung Tumors Myers€¦ · ATYPICAL CARCINOID TUMOR Ha et al. Lung Cancer 2013; 80: 146 “moderate” “marked” “invasion to the adjacent lung parenchyma with

Neuroendocrine Lung Tumors – Myers

• poorly differentiated NSCLC that lacks cytologic and architectural features of SCLC and glandular or squamous differentiation

• 5 variants: – large cell neuroendocrine – basaloid carcinoma – lymphoepithelioma-like carcinoma – clear cell carcinoma – large cell ca with rhabdoid phenotype

LARGE CELL CARCINOMA WHO 2004

LARGE CELL NEUROENDOCRINE CARCINOMA

Definition

• neuroendocrine morphology

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Neuroendocrine Lung Tumors – Myers

• neuroendocrine morphology

• necrosis (extensive)

• >10 mitosis/2 mm2 (10 hpf)

• cytologic features of NSCLC: – large size, low N:C, nucleoli, coarse

chromatin

LARGE CELL NEUROENDOCRINE CARCINOMA

Definition

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Neuroendocrine Lung Tumors – Myers

• neuroendocrine morphology

• necrosis (extensive)

• >10 mitosis/2 mm2 (10 hpf)

• cytologic features of NSCLC: – large size, low N:C, nucleoli, coarse

chromatin

• immunohistochemical confirmation

LARGE CELL NEUROENDOCRINE CARCINOMA

Definition

chromogranin

LARGE CELL NEUROENDOCRINE CARCINOMA

Comparison with Atypical Carcinoid

atypical carcinoid LCNEC

NE morphology

necrosis ±

atypia mitotic rate 2-10/2 mm2 >10/2 mm2

Asamura et al. J Clin Oncol 2006; 24: 70-6

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Neuroendocrine Lung Tumors – Myers

LCNEC atypical carcinoid

10 mits/2 mm2

LARGE CELL NEUROENDOCRINE CARCINOMA

Comparison with Atypical Carcinoid

LCNEC small cell ca

≤ 3 x lymphocytes, nucleoli, cytoplasm

LARGE CELL NEUROENDOCRINE CARCINOMA

Comparison with Small Cell Carcinoma

Hypothesis: LCNEC & SCLC are different

They look (and stain) differently.

They behave differently.

They are genetically distinct.

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Neuroendocrine Lung Tumors – Myers

Large Cell Neuroendocrine Carcinoma Definition

• neuroendocrine morphology

• necrosis (extensive)

• >10 mitosis/2 mm2 (10 hpf)

• cytologic features of NSCLC: – large size, low N:C, nucleoli, coarse

chromatin

• immunohistochemical confirmation LCNEC vs

SCLC

Is cell size a reliable criterion for separating large cell

neuroendocrine carcinoma from

small cell carcinoma?

Large Cell Neuroendocrine Carcinoma Definition

† Marchevsky et al. Am J Clin

Pathol 2001; 116: 466.

0

50

100

1 2 3 4 5 6 7

e.g. type A (peak TC/L = 2)

• n = 12 LCNEC and 16 SCLC

• measured tumor cell (TC) and lymphocyte (L) nuclear areas

• histograms for each peak TC/L: A = 2 B = 3 C = 4 D = 5 E = 6 F no peak

SCLC vs LCNEC Nuclear Size Overlap†

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Neuroendocrine Lung Tumors – Myers

†Marchevsky et al. Am J Clin Pathol 2001; 116: 466.

0

1

2

3

4

5

6

7

8

TC/L = 2

(Type A)

TC/L = 3

(Type B)

TC/L = 4

(Type C)

TC/L = 5

(Type D)

TC/L = 6

(Type E)

no peak

(Type F)

SCLC

LCNEC

5 (31%) of 16 “SCLC” had predominant population of cells 4-6 times larger than

lymphocytes

* * *

“small”

“large”

SCLC vs LCNEC Nuclear Size Overlap†

0%

50%

100%

typical

carcinoid (16)

atypical

carcinoid (6)

small cell ca

(7)

LCNEC (14)

c-kit pos

bcl-2 pos

c-kit/bcl-2 pos

†LaPoint et al. Appl IHC Mol Morphol 2007; 15: 401-6

c-kit/bcl-2 expression in

SCLC & LCNEC

SCLC vs LCNEC Role of Immunohistochemistry†

0%

30%

60%

90%

typical carcinoid

(44)

atypical

carcinoid (7)

small cell ca

(26)

LCNEC (3)

Diffuse (> 10%)

2-3+ intensity

PAX-5 expression in

SCLC & LCNEC

†Sica et al. Am J Clin Pathol 2008; 129: 556-62

SCLC vs LCNEC Role of Immunohistochemistry†

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Neuroendocrine Lung Tumors – Myers

CRMP5 expression in

SCLC & LCNEC

†Meyronet et al. Am J Surg Pathol 2008; 32: 1699-708

0%

20%

40%

60%

80%

100%

typicalcarcinoid

(31)

atypicalcarcinoid

(15)

small cell ca(54)

LCNEC (4)

POSITIVE EQUIVOCAL

NEGATIVE

SCLC vs LCNEC Role of Immunohistochemistry†

†Hiroshima et al. Mod Pathol 2006; 19: 1358

0%

20%

40%

60%

80%

100%

CRG SYN CD56 mASH1 NeuroD TTF p63 p16 PTEN

SCLC

LCNEC

p .0018

p .0422

p .0022 p .0369

p .0150

SCLC vs LCNEC Role of Immunohistochemistry†

†Ha et al. Histopathology 2012; 60: 731-9

0%

20%

40%

60%

80%

100%

TC (19) AC (6) LCNEC (17) SCLC (18)

FoxM1

p27kip1(high)

p21waft1/cip1(+)

SCLC vs LCNEC Role of Immunohistochemistry†

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Neuroendocrine Lung Tumors – Myers

Large Cell Neuroendocrine Carcinoma Conclusion

Neither cell size nor immunohistochemistry reliably

separate large cell neuroendocrine carcinoma

from small cell carcinoma.

Large Cell Neuroendocrine Carcinoma Definition

• neuroendocrine morphology

• necrosis (extensive)

• >10 mitosis/2 mm2 (10 hpf)

• cytologic features of NSCLC: – large size, low N:C, nucleoli, coarse

chromatin

• immunohistochemical confirmation

LCNEC vs other NSCLC

organoid?

squamous cell carcinoma

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Neuroendocrine Lung Tumors – Myers

trabecular?

CK5/6 POS

p63 POS

TTF1 NEG

squamous cell carcinoma, basaloid variant

ribbons?

Page 24: Neuroendocrine Lung Tumors Myers€¦ · ATYPICAL CARCINOID TUMOR Ha et al. Lung Cancer 2013; 80: 146 “moderate” “marked” “invasion to the adjacent lung parenchyma with

Neuroendocrine Lung Tumors – Myers

small cell?

CD56

SYN

LCNEC?

†den Bakker et al. Histopathol 2010; 56: 356

0

40

80

120

SCLC LCNEC Comb Carcinoid OtherNSCLC

Unsuitable

n = 170 large bxs, resections, mets 9 assessors (“special interest in lung cancer”)

20 (12%) = unanimous 117 (69%) = consensus (≥ 5)

Neuroendocrine Lung Tumors Diagnostic Reproducibility†

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Neuroendocrine Lung Tumors – Myers

SCLC & LCNEC accounted for the largest number of outliers compared to the

consensus diagnosis

†den Bakker et al. Histopathol 2010; 56: 356

Neuroendocrine Lung Tumors Diagnostic Reproducibility†

They look (and stain) differently.

They behave differently.

Hypothesis: LCNEC & SCLC are different

LCNEC versus SCLC? Survival

J Clin Oncol 2006; 24: 70-6

Asamura, 2006

P = .9147

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Neuroendocrine Lung Tumors – Myers

LCNEC versus SCLC?

Survival in Stage I Disease

Takei 2002

P =.1851

Asamura 2006

†Varlotto et al. J Thorac Oncol 2012; 6: 1050

“multivariate Cox analysis

demonstrated no significant differences between SCLC and

LCNELC . . . or between OLC

and LCNELC.”

LCNEC versus SCLC?

Survival in Stage I Disease†

Lung cancer-specific survival by histology for patients undergoing lobectomy or bilobectomy without

radiation for pT1N0 tumors

SEER database 2000 – 2007

†Rossi, G. et al. J Clin Oncol 2005; 23: 8774-8785

†Fig 5. Kaplan-Meier curves for overall survival stratified according to chemotherapeutic

protocols in the adjuvant setting and tumor stage

LCNEC is more likely to respond to chemotherapeutic strategies targeting

SCLC

“SCLC-based” = platinum-etoposide

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Neuroendocrine Lung Tumors – Myers

They look (and stain) differently.

They behave differently.

They are genetically distinct.

Hypothesis: LCNEC & SCLC are different

neuroendocrine

tumors (38)

typical (12) & atypical (1)

carcinoids

“pure” small cell ca (15)

small cell & adca (2)

“pure” LCNEC (6)

LCNEC & adca (2)

large cell carcinoma (13)

well differentiated adenocarcinoma (12)

normal (30)

2,803 differentially expressed genes

unsupervised hierarchical clustering

Lancet 2004; 363 (9411): 775

Most SCLC & LCNEC were co-

mingled in 2 related but

distinct groups

HGNT1 4 “pure” SCLC

1 SCLC & adca

1 “pure” LCNEC

HGNT2 8 “pure” SCLC

4 “pure” LCNEC

HGNT3

2 “pure” SCLC

1 “pure” LCNEC

1 LCC

Lancet 2004; 363 (9411): 775

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Neuroendocrine Lung Tumors – Myers

Lancet 2004; 363 (9411): 775

genetic profiles, but not histologic classification, separated patients with high grade NE tumors

into prognostically distinct groups

They look (and stain) differently.

They behave differently.

They are genetically distinct.

Hypothesis: LCNEC & SCLC are different

Large Cell Neuroendocrine Carcinoma Comparison with Small Cell Carcinoma

LCNEC small cell ca

≤ 3 x lymphocytes, nucleoli, cytoplasm

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Neuroendocrine Lung Tumors – Myers

Large Cell Neuroendocrine Carcinoma Practical Approach?

LCNEC?

any way to make this

SCLC? • finely dispersed chromatin? • inconspicuous nucleoli? • scant cytoplasm? • is cell size the only issue? • clinical context?

– central mass in smoker with mediastinal adenopathy?

any way to make this

SCLC? YES!

SCLC

Large Cell Neuroendocrine Carcinoma Practical Approach?

any way to make this

SCLC?

NO

compelling reason to

acknowledge neuroendocrine differentiation?

• LCNEC already diagnosed • IHC stains and it really, really looks

neuroendocrine but ≠ atypical carcinoid • been called SCLC but it isn’t

Large Cell Neuroendocrine Carcinoma Practical Approach?

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Neuroendocrine Lung Tumors – Myers

LCNEC

any way to make this

SCLC?

NO

compelling reason to

acknowledge neuroendocrine differentiation?

YES!

Large Cell Neuroendocrine Carcinoma Practical Approach?

LCC, sq cell

ca, adca

any way to make this

SCLC?

NO

compelling reason to

acknowledge neuroendocrine differentiation?

NO

Large Cell Neuroendocrine Carcinoma Practical Approach?

As a result of this presentation, attendees who were fully engaged will be able to,

• apply criteria for separating low grade from high grade neuroendocrine tumors, and

• articulate the clinical, biological, histologic, immunohistochemical, and molecular overlap between them.

Neuroendocrine Lung Neoplasms