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www.sciam.com SCIENTIFIC AMERICAN 41 ALFRED T. KAMAJIAN Parallel Universes reading this article? A person who is not you but who lives on a planet called Earth, with misty mountains, fertile fields and sprawling cities, in a solar system with eight other planets? The life of this person has been identical to yours in every respect. But perhaps he or she now decides to put down this article with- out finishing it, while you read on. The idea of such an alter ego seems strange and implausi- ble, but it looks as if we will just have to live with it, because it is supported by astronomical observations. The simplest and most popular cosmological model today predicts that you have a twin in a galaxy about 10 to the 10 28 meters from here. This distance is so large that it is beyond astronomical, but that does not make your doppelgänger any less real. The estimate is de- rived from elementary probability and does not even assume speculative modern physics, merely that space is infinite (or at least sufficiently large) in size and almost uniformly filled with matter, as observations indicate. In infinite space, even the most unlikely events must take place somewhere. There are infinite- ly many other inhabited planets, including not just one but in- finitely many that have people with the same appearance, name and memories as you, who play out every possible permutation of your life choices. You will probably never see your other selves. The farthest you can observe is the distance that light has been able to trav- el during the 14 billion years since the big bang expansion be- gan. The most distant visible objects are now about 4 ! 10 26 meters awaya distance that defines our observable universe, also called our Hubble volume, our horizon volume or simply our universe. Likewise, the universes of your other selves are spheres of the same size centered on their planets. They are the most straightforward example of parallel universes. Each uni- verse is merely a small part of a larger “multiverse.” By this very definition of “universe,” one might expect the notion of a multiverse to be forever in the domain of meta- physics. Yet the borderline between physics and metaphysics is defined by whether a theory is experimentally testable, not by whether it is weird or involves unobservable entities. The fron- tiers of physics have gradually expanded to incorporate ever more abstract (and once metaphysical) concepts such as a round Earth, invisible electromagnetic fields, time slowdown at high speeds, quantum superpositions, curved space, and black holes. Over the past several years the concept of a multiverse has joined this list. It is grounded in well-tested theories such as relativity and quantum mechanics, and it fulfills both of the basic criteria By Max Tegmark Is there a copy of you Not just a staple of science fiction, other universes are a direct implication of cosmological observations

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w w w . s c i a m . c o m S C I E N T I F I C A M E R I C A N 41






Parallel Universes

reading this article? A person who is not you but who lives ona planet called Earth, with misty mountains, fertile fields andsprawling cities, in a solar system with eight other planets? Thelife of this person has been identical to yours in every respect.But perhaps he or she now decides to put down this article with-out finishing it, while you read on.

The idea of such an alter ego seems strange and implausi-ble, but it looks as if we will just have to live with it, because itis supported by astronomical observations. The simplest andmost popular cosmological model today predicts that you havea twin in a galaxy about 10 to the 1028 meters from here. Thisdistance is so large that it is beyond astronomical, but that doesnot make your doppelgänger any less real. The estimate is de-rived from elementary probability and does not even assumespeculative modern physics, merely that space is infinite (or atleast sufficiently large) in size and almost uniformly filled withmatter, as observations indicate. In infinite space, even the mostunlikely events must take place somewhere. There are infinite-ly many other inhabited planets, including not just one but in-finitely many that have people with the same appearance, nameand memories as you, who play out every possible permutationof your life choices.

You will probably never see your other selves. The farthestyou can observe is the distance that light has been able to trav-el during the 14 billion years since the big bang expansion be-gan. The most distant visible objects are now about 4 ! 1026

meters away—a distance that defines our observable universe,also called our Hubble volume, our horizon volume or simplyour universe. Likewise, the universes of your other selves arespheres of the same size centered on their planets. They are themost straightforward example of parallel universes. Each uni-verse is merely a small part of a larger “multiverse.”

By this very definition of “universe,” one might expect thenotion of a multiverse to be forever in the domain of meta-physics. Yet the borderline between physics and metaphysics isdefined by whether a theory is experimentally testable, not bywhether it is weird or involves unobservable entities. The fron-tiers of physics have gradually expanded to incorporate evermore abstract (and once metaphysical) concepts such as a roundEarth, invisible electromagnetic fields, time slowdown at highspeeds, quantum superpositions, curved space, and black holes.Over the past several years the concept of a multiverse has joinedthis list. It is grounded in well-tested theories such as relativityand quantum mechanics, and it fulfills both of the basic criteria

By Max Tegmark

Is there a copy of you

Not just a staple of science fiction,other universes are a direct implicationof cosmological observations

Page 2: Multiverse - By Max Tegmark Universes Parallel

of an empirical science: it makes predictions, and it can be fal-sified. Scientists have discussed as many as four distinct typesof parallel universes. The key question is not whether the mul-tiverse exists but rather how many levels it has.

Level I: Beyond Our Cosmic HorizonTHE PARALLEL UNIVERSES of your alter egos constitute theLevel I multiverse. It is the least controversial type. We all ac-cept the existence of things that we cannot see but could see ifwe moved to a different vantage point or merely waited, likepeople watching for ships to come over the horizon. Objectsbeyond the cosmic horizon have a similar status. The observ-able universe grows by a light-year every year as light from far-ther away has time to reach us. An infinity lies out there, wait-ing to be seen. You will probably die long before your alter egoscome into view, but in principle, and if cosmic expansion co-operates, your descendants could observe them through a suf-ficiently powerful telescope.

If anything, the Level I multiverse sounds trivially obvious.How could space not be infinite? Is there a sign somewhere say-ing “Space Ends Here—Mind the Gap”? If so, what lies beyondit? In fact, Einstein’s theory of gravity calls this intuition intoquestion. Space could be finite if it has a convex curvature oran unusual topology (that is, interconnectedness). A spherical,doughnut-shaped or pretzel-shaped universe would have a lim-ited volume and no edges. The cosmic microwave backgroundradiation allows sensitive tests of such scenarios [see “Is SpaceFinite?” by Jean-Pierre Luminet, Glenn D. Starkman and Jef-frey R. Weeks; Scientific American, April 1999]. So far,however, the evidence is against them. Infinite models fit thedata, and strong limits have been placed on the alternatives.

Another possibility is that space is infinite but matter is con-fined to a finite region around us—the historically popular “is-land universe” model. In a variant on this model, matter thinsout on large scales in a fractal pattern. In both cases, almost

all universes in the Level I multiverse would be empty and dead.But recent observations of the three-dimensional galaxy distri-bution and the microwave background have shown that thearrangement of matter gives way to dull uniformity on largescales, with no coherent structures larger than about 1024 me-ters. Assuming that this pattern continues, space beyond ourobservable universe teems with galaxies, stars and planets.

Observers living in Level I parallel universes experience thesame laws of physics as we do but with different initial condi-tions. According to current theories, processes early in the bigbang spread matter around with a degree of randomness, gen-erating all possible arrangements with nonzero probability. Cos-mologists assume that our universe, with an almost uniform dis-tribution of matter and initial density fluctuations of one part in100,000, is a fairly typical one (at least among those that con-tain observers). That assumption underlies the estimate thatyour closest identical copy is 10 to the 1028 meters away. About10 to the 1092 meters away, there should be a sphere of radius100 light-years identical to the one centered here, so all percep-tions that we have during the next century will be identical tothose of our counterparts over there. About 10 to the 10118 me-ters away should be an entire Hubble volume identical to ours.

These are extremely conservative estimates, derived simplyby counting all possible quantum states that a Hubble volumecan have if it is no hotter than 108 kelvins. One way to do thecalculation is to ask how many protons could be packed intoa Hubble volume at that temperature. The answer is 10118 pro-tons. Each of those particles may or may not, in fact, be present,which makes for 2 to the 10118 possible arrangements of pro-tons. A box containing that many Hubble volumes exhausts allthe possibilities. If you round off the numbers, such a box isabout 10 to the 10118 meters across. Beyond that box, univers-es—including ours—must repeat. Roughly the same numbercould be derived by using thermodynamic or quantum-gravita-tional estimates of the total information content of the universe.

Your nearest doppelgänger is most likely to be much clos-er than these numbers suggest, given the processes of planet for-mation and biological evolution that tip the odds in your favor.Astronomers suspect that our Hubble volume has at least 1020

habitable planets; some might well look like Earth.The Level I multiverse framework is used routinely to eval-

uate theories in modern cosmology, although this procedure israrely spelled out explicitly. For instance, consider how cos-mologists used the microwave background to rule out a finitespherical geometry. Hot and cold spots in microwave back-ground maps have a characteristic size that depends on the cur-vature of space, and the observed spots appear too small to beconsistent with a spherical shape. But it is important to be sta-tistically rigorous. The average spot size varies randomly fromone Hubble volume to another, so it is possible that our universeis fooling us—it could be spherical but happen to have abnor-mally small spots. When cosmologists say they have ruled outthe spherical model with 99.9 percent confidence, they reallymean that if this model were true, fewer than one in 1,000 Hub-ble volumes would show spots as small as those we observe.

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How Far Away Is a Duplicate Universe? EXAMPLE UNIVERSEImagine a two-dimensional universe with space for four particles.Such a universe has 24, or 16, possible arrangements of matter. If more than 16 of these universes exist, they must begin torepeat. In this example, the distance to the nearest duplicate isroughly four times the diameter of each universe.

OUR UNIVERSEThe same argument applies to our universe, which has space for about 10118 subatomic particles. The number of possiblearrangements is therefore 2 to the 10118, or approximately 10 to the 10118. Multiplying by the diameter of the universegives an average distance to the nearest duplicate of 10 to the 10118 meters.

THE SIMPLEST TYPE of parallel universe is simply a region of spacethat is too far away for us to have seen yet. The farthest that wecan observe is currently about 4 ! 1026 meters, or 42 billion light-years—the distance that light has been able to travel since the big

bang began. (The distance is greater than 14 billion light-yearsbecause cosmic expansion has lengthened distances.) Each of theLevel I parallel universes is basically the same as ours. All thedifferences stem from variations in the initial arrangement of matter.

! One of the many implications of recent cosmologicalobservations is that the concept of parallel universes isno mere metaphor. Space appears to be infinite in size. Ifso, then somewhere out there, everything that is possiblebecomes real, no matter how improbable it is. Beyond therange of our telescopes are other regions of space thatare identical to ours. Those regions are a type of paralleluniverse. Scientists can even calculate how distant theseuniverses are, on average.

! And that is fairly solid physics. When cosmologists considertheories that are less well established, they conclude thatother universes can have entirely different properties andlaws of physics. The presence of those universes wouldexplain various strange aspects of our own. It could evenanswer fundamental questions about the nature of timeand the comprehensibility of the physical world.



2 !"10–13 METER








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1 23 4

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The lesson is that the multiverse theory can be tested andfalsified even though we cannot see the other universes. The keyis to predict what the ensemble of parallel universes is and tospecify a probability distribution, or what mathematicians calla “measure,” over that ensemble. Our universe should emergeas one of the most probable. If not—if, according to the multi-verse theory, we live in an improbable universe—then the the-ory is in trouble. As I will discuss later, this measure problemcan become quite challenging.

Level II: Other Postinflation BubblesI F T HE LEVEL I MULTIVERSE was hard to stomach, tryimagining an infinite set of distinct Level I multiverses, someperhaps with different spacetime dimensionality and differentphysical constants. Those other multiverses—which constitutea Level II multiverse—are predicted by the currently populartheory of chaotic eternal inflation.

Inflation is an extension of the big bang theory and ties upmany of the loose ends of that theory, such as why the universeis so big, so uniform and so flat. A rapid stretching of space longago can explain all these and other attributes in one fell swoop[see “The Inflationary Universe,” by Alan H. Guth and Paul J.Steinhard; Scientific American, May 1984; and “The Self-Re-producing Inflationary Universe,” by Andrei Linde, November1994]. Such stretching is predicted by a wide class of theoriesof elementary particles, and all available evidence bears it out.The phrase “chaotic eternal” refers to what happens on the verylargest scales. Space as a whole is stretching and will continuedoing so forever, but some regions of space stop stretching andform distinct bubbles, like gas pockets in a loaf of rising bread.Infinitely many such bubbles emerge. Each is an embryonic Lev-el I multiverse: infinite in size and filled with matter deposited bythe energy field that drove inflation.

Those bubbles are more than infinitely far away from Earth,in the sense that you would never get there even if you traveledat the speed of light forever. The reason is that the space be-

tween our bubble and its neighbors is expanding faster than youcould travel through it. Your descendants will never see theirdoppelgängers elsewhere in Level II. For the same reason, if cos-mic expansion is accelerating, as observations now suggest,they might not see their alter egos even in Level I.

The Level II multiverse is far more diverse than the Level Imultiverse. The bubbles vary not only in their initial conditionsbut also in seemingly immutable aspects of nature. The prevail-ing view in physics today is that the dimensionality of spacetime,the qualities of elementary particles and many of the so-calledphysical constants are not built into physical laws but are theoutcome of processes known as symmetry breaking. For in-stance, theorists think that the space in our universe once hadnine dimensions, all on an equal footing. Early in cosmic histo-ry, three of them partook in the cosmic expansion and becamethe three dimensions we now observe. The other six are now un-observable, either because they have stayed microscopic with adoughnutlike topology or because all matter is confined to athree-dimensional surface (a membrane, or simply “brane”) inthe nine-dimensional space.

Thus, the original symmetry among the dimensions broke.The quantum fluctuations that drive chaotic inflation couldcause different symmetry breaking in different bubbles. Somemight become four-dimensional, others could contain only tworather than three generations of quarks, and still others mighthave a stronger cosmological constant than our universe does.

Another way to produce a Level II multiverse might bethrough a cycle of birth and destruction of universes. In a sci-entific context, this idea was introduced by physicist Richard C.Tolman in the 1930s and recently elaborated on by Paul J. Stein-hardt of Princeton University and Neil Turok of the Universityof Cambridge. The Steinhardt and Turok proposal and relatedmodels involve a second three-dimensional brane that is quiteliterally parallel to ours, merely offset in a higher dimension [see“Been There, Done That,” by George Musser; News Scan, Sci-entific American, March 2002]. This parallel universe is not

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1 2 4 8 16 8

Angular Scale (degrees)














Radius of Space (billions of light-years)

COSMOLOGICAL DATA support the idea that space continues beyond theconfines of our observable universe. The WMAP satellite recentlymeasured the fluctuations in the microwave background (left). Thestrongest fluctuations are just over half a degree across, whichindicates—after applying the rules of geometry—that space is very large

or infinite (center). (One caveat: some cosmologists speculate that thediscrepant point on the left of the graph is evidence for a finite volume.) Inaddition, WMAP and the 2dF Galaxy Redshift Survey have found that spaceon large scales is filled with matter uniformly (right), meaning that otheruniverses should look basically like ours.

Bubble Nucleation A QUANTUM FIELD known as the inflatoncauses space to expand rapidly. In the bulk ofspace, random fluctuations prevent the fieldfrom decaying away. But in certain regions,the field loses its strength and the expansionslows down. Those regions become bubbles.

EvidenceCOSMOLOGISTS INFER the presenceof Level II parallel universes byscrutinizing the properties of ouruniverse. These properties, includingthe strength of the forces of nature(right) and the number of observablespace and time dimensions ( far right), were established byrandom processes during the birth of our universe. Yet they haveexactly the values that sustain life.That suggests the existence of otheruniverses with other values.














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A SOMEWHAT MORE ELABORATE type of parallel universe emergesfrom the theory of cosmological inflation. The idea is that our Level Imultiverse—namely, our universe and contiguous regions ofspace—is a bubble embedded in an even vaster but mostly empty

volume. Other bubbles exist out there, disconnected from ours.They nucleate like raindrops in a cloud. During nucleation,variations in quantum fields endow each bubble with propertiesthat distinguish it from other bubbles.










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really a separate universe, because it interacts with ours. But theensemble of universes—past, present and future—that thesebranes create would form a multiverse, arguably with a diver-sity similar to that produced by chaotic inflation. An idea pro-posed by physicist Lee Smolin of the Perimeter Institute in Wa-terloo, Ontario, involves yet another multiverse comparable indiversity to that of Level II but mutating and sprouting new uni-verses through black holes rather than through brane physics.

Although we cannot interact with other Level II parallel uni-verses, cosmologists can infer their presence indirectly, becausetheir existence can account for unexplained coincidences in ouruniverse. To give an analogy, suppose you check into a hotel,are assigned room 1967 and note that this is the year you wereborn. What a coincidence, you say. After a moment of reflec-tion, however, you conclude that this is not so surprising after all.The hotel has hundreds of rooms, and you would not have beenhaving these thoughts in the first place if you had been assignedone with a number that meant nothing to you. The lesson is thateven if you knew nothing about hotels, you could infer the ex-istence of other hotel rooms to explain the coincidence.

As a more pertinent example, consider the mass of the sun.The mass of a star determines its luminosity, and using basicphysics, one can compute that life as we know it on Earth ispossible only if the sun’s mass falls into the narrow range be-tween 1.6 ! 1030 and 2.4 ! 1030 kilograms. Otherwise Earth’sclimate would be colder than that of present-day Mars or hot-ter than that of present-day Venus. The measured solar massis 2.0 ! 1030 kilograms. At first glance, this apparent coinci-dence of the habitable and observed mass values appears to bea wild stroke of luck. Stellar masses run from 1029 to 1032 kilo-grams, so if the sun acquired its mass at random, it had only asmall chance of falling into the habitable range. But just as inthe hotel example, one can explain this apparent coincidenceby postulating an ensemble (in this case, a number of planetarysystems) and a selection effect (the fact that we must find our-selves living on a habitable planet). Such observer-related se-lection effects are referred to as “anthropic,” and although the“A-word” is notorious for triggering controversy, physicistsbroadly agree that these selection effects cannot be neglectedwhen testing fundamental theories.

What applies to hotel rooms and planetary systems appliesto parallel universes. Most, if not all, of the attributes set bysymmetry breaking appear to be fine-tuned. Changing their val-ues by modest amounts would have resulted in a qualitativelydifferent universe—one in which we probably would not ex-ist. If protons were 0.2 percent heavier, they could decay intoneutrons, destabilizing atoms. If the electromagnetic force were4 percent weaker, there would be no hydrogen and no normalstars. If the weak interaction were much weaker, hydrogenwould not exist; if it were much stronger, supernovae wouldfail to seed interstellar space with heavy elements. If the cos-mological constant were much larger, the universe would haveblown itself apart before galaxies could form.

Although the degree of fine-tuning is still debated, these ex-amples suggest the existence of parallel universes with other val-

ues of the physical constants [see “Exploring Our Universe andOthers,” by Martin Rees; Scientific American, December1999]. The Level II multiverse theory predicts that physicistswill never be able to determine the values of these constantsfrom first principles. They will merely compute probability dis-tributions for what they should expect to find, taking selectioneffects into account. The result should be as generic as is con-sistent with our existence.

Level III: Quantum Many Worlds THE LEVEL I AND LEVEL I I multiverses involve parallelworlds that are far away, beyond the domain even of as-tronomers. But the next level of multiverse is right around you.It arises from the famous, and famously controversial, many-worlds interpretation of quantum mechanics—the idea thatrandom quantum processes cause the universe to branch intomultiple copies, one for each possible outcome.

In the early 20th century the theory of quantum mechanicsrevolutionized physics by explaining the atomic realm, whichdoes not abide by the classical rules of Newtonian mechanics.Despite the obvious successes of the theory, a heated debaterages about what it really means. The theory specifies the stateof the universe not in classical terms, such as the positions andvelocities of all particles, but in terms of a mathematical ob-ject called a wave function. According to the Schrödinger equa-tion, this state evolves over time in a fashion that mathemati-cians term “unitary,” meaning that the wave function rotatesin an abstract infinite-dimensional space called Hilbert space.Although quantum mechanics is often described as inherentlyrandom and uncertain, the wave function evolves in a deter-ministic way. There is nothing random or uncertain about it.

The sticky part is how to connect this wave function withwhat we observe. Many legitimate wave functions correspondto counterintuitive situations, such as a cat being dead and aliveat the same time in a so-called superposition. In the 1920sphysicists explained away this weirdness by postulating that thewave function “collapsed” into some definite classical outcomewhenever someone made an observation. This add-on had thevirtue of explaining observations, but it turned an elegant, uni-tary theory into a kludgy, nonunitary one. The intrinsic ran-domness commonly ascribed to quantum mechanics is the re-sult of this postulate.

Over the years many physicists have abandoned this viewin favor of one developed in 1957 by Princeton graduate stu-dent Hugh Everett III. He showed that the collapse postulateis unnecessary. Unadulterated quantum theory does not, in fact,pose any contradictions. Although it predicts that one classi-cal reality gradually splits into superpositions of many such re-alities, observers subjectively experience this splitting merely asa slight randomness, with probabilities in exact agreement withthose from the old collapse postulate. This superposition ofclassical worlds is the Level III multiverse.

Everett’s many-worlds interpretation has been bogglingminds inside and outside physics for more than four decades.But the theory becomes easier to grasp when one distinguishes AL


T. K



QUANTUM MECHANICS PREDICTS a vast number of paralleluniverses by broadening the concept of “elsewhere.” Theseuniverses are located elsewhere, not in ordinary space but in anabstract realm of all possible states. Every conceivable way that

the world could be (within the scope of quantum mechanics)corresponds to a different universe. The parallel universes maketheir presence felt in laboratory experiments, such as waveinterference and quantum computation.


Quantum DiceIMAGINE AN IDEAL DIE whose randomnessis purely quantum. When you roll it, thedie appears to land on a certain value atrandom. Quantum mechanics, however,predicts that it lands on all values atonce. One way to reconcile thesecontradictory views is to conclude thatthe die lands on different values indifferent universes. In one sixth of theuniverses, it lands on 1; in one sixth, on 2,and so on. Trapped within one universe,we can perceive only a fraction of the fullquantum reality.

Ergodicity ACCORDING TO THE PRINCIPLE of ergodicity, quantum paralleluniverses are equivalent to more prosaic types of parallel universes.A quantum universe splits over time into multiple universes (left).Yet those new universes are no different from parallel universes thatalready exist somewhere else in space—in, for example, other Level Iuniverses (right). The key idea is that parallel universes, of whatevertype, embody different ways that events could have unfolded.

The Nature of Time MOST PEOPLE THINK of time as a way to describechange. At one moment, matter has a certainarrangement; a moment later, it has another(left). The concept of multiverses suggests analternative view. If parallel universes contain allpossible arrangements of matter (right), thentime is simply a way to put those universes into asequence. The universes themselves are static;change is an illusion, albeit an interesting one.


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1994 science-fiction novel Permutation City and developed byphysicist David Deutsch of the University of Oxford, indepen-dent physicist Julian Barbour, and others. The multiverseframework may thus prove essential to understanding the na-ture of time.

Level IV: Other Mathematical StructuresTHE INIT IAL CONDITIONS and physical constants in theLevel I, Level II and Level III multiverses can vary, but thefundamental laws that govern nature remain the same. Whystop there? Why not allow the laws themselves to vary? Howabout a universe that obeys the laws of classical physics, withno quantum effects? How about time that comes in discretesteps, as for computers, instead of being continuous? Howabout a universe that is simply an empty dodecahedron? In theLevel IV multiverse, all these alternative realities actually exist.

A hint that such a multiverse might not be just some beer-fueled speculation is the tight correspondence between theworlds of abstract reasoning and of observed reality. Equationsand, more generally, mathematical structures such as numbers,vectors and geometric objects describe the world with remark-able verisimilitude. In a famous 1959 lecture, physicist EugeneP. Wigner argued that “the enormous usefulness of mathemat-ics in the natural sciences is something bordering on the mys-terious.” Conversely, mathematical structures have an eerilyreal feel to them. They satisfy a central criterion of objective ex-istence: they are the same no matter who studies them. A the-orem is true regardless of whether it is proved by a human, acomputer or an intelligent dolphin. Contemplative alien civi-lizations would find the same mathematical structures as we

have. Accordingly, mathematicians commonly say that theydiscover mathematical structures rather than create them.

There are two tenable but diametrically opposed paradigmsfor understanding the correspondence between mathematicsand physics, a dichotomy that arguably goes as far back as Pla-to and Aristotle. According to the Aristotelian paradigm, phys-ical reality is fundamental and mathematical language is mere-ly a useful approximation. According to the Platonic paradigm,the mathematical structure is the true reality and observers per-ceive it imperfectly. In other words, the two paradigms disagreeon which is more basic, the frog perspective of the observer orthe bird perspective of the physical laws. The Aristotelian par-adigm prefers the frog perspective, whereas the Platonic para-digm prefers the bird perspective.

As children, long before we had even heard of mathemat-ics, we were all indoctrinated with the Aristotelian paradigm.The Platonic view is an acquired taste. Modern theoreticalphysicists tend to be Platonists, suspecting that mathematics de-scribes the universe so well because the universe is inherentlymathematical. Then all of physics is ultimately a mathematicsproblem: a mathematician with unlimited intelligence and re-sources could in principle compute the frog perspective—thatis, compute what self-aware observers the universe contains,what they perceive, and what languages they invent to describetheir perceptions to one another.

A mathematical structure is an abstract, immutable entityexisting outside of space and time. If history were a movie, thestructure would correspond not to a single frame of it but to theentire videotape. Consider, for example, a world made up ofpointlike particles moving around in three-dimensional space.

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between two ways of viewing a physical theory: the outsideview of a physicist studying its mathematical equations, like abird surveying a landscape from high above it, and the insideview of an observer living in the world described by the equa-tions, like a frog living in the landscape surveyed by the bird.

From the bird perspective, the Level III multiverse is simple.There is only one wave function. It evolves smoothly and de-terministically over time without any kind of splitting or par-allelism. The abstract quantum world described by this evolv-ing wave function contains within it a vast number of parallelclassical story lines, continuously splitting and merging, as wellas a number of quantum phenomena that lack a classical de-scription. From their frog perspective, observers perceive onlya tiny fraction of this full reality. They can view their own Lev-el I universe, but a process called decoherence—which mimicswave function collapse while preserving unitarity—preventsthem from seeing Level III parallel copies of themselves.

Whenever observers are asked a question, make a snap deci-sion and give an answer, quantum effects in their brains lead toa superposition of outcomes, such as “Continue reading the ar-ticle” and “Put down the article.” From the bird perspective, theact of making a decision causes a person to split into multiplecopies: one who keeps on reading and one who doesn’t. Fromtheir frog perspective, however, each of these alter egos is un-aware of the others and notices the branching merely as a slightrandomness: a certain probability of continuing to read or not.

As strange as this may sound, the exact same situation oc-curs even in the Level I multiverse. You have evidently decidedto keep on reading the article, but one of your alter egos in adistant galaxy put down the magazine after the first paragraph.The only difference between Level I and Level III is where yourdoppelgängers reside. In Level I they live elsewhere in good oldthree-dimensional space. In Level III they live on another quan-tum branch in infinite-dimensional Hilbert space.

The existence of Level III depends on one crucial assump-tion: that the time evolution of the wave function is unitary. Sofar experimenters have encountered no departures from unitar-ity. In the past few decades they have confirmed unitarity forever larger systems, including carbon 60 buckyball moleculesand kilometer-long optical fibers. On the theoretical side, thecase for unitarity has been bolstered by the discovery of deco-herence [see “100 Years of Quantum Mysteries,” by Max

Tegmark and John Archibald Wheeler; Scientific American,February 2001]. Some theorists who work on quantum gravityhave questioned unitarity; one concern is that evaporating blackholes might destroy information, which would be a nonunitaryprocess. But a recent breakthrough in string theory known asAdS/CFT correspondence suggests that even quantum gravity isunitary. If so, black holes do not destroy information but mere-ly transmit it elsewhere. [Editors’ note: An upcoming article willdiscuss this correspondence in greater detail.]

If physics is unitary, then the standard picture of how quan-tum fluctuations operated early in the big bang must change.These fluctuations did not generate initial conditions at ran-dom. Rather they generated a quantum superposition of allpossible initial conditions, which coexisted simultaneously. De-coherence then caused these initial conditions to behave clas-sically in separate quantum branches. Here is the crucial point:the distribution of outcomes on different quantum branchesin a given Hubble volume (Level III) is identical to the distrib-ution of outcomes in different Hubble volumes within a singlequantum branch (Level I). This property of the quantum fluc-tuations is known in statistical mechanics as ergodicity.

The same reasoning applies to Level II. The process of sym-metry breaking did not produce a unique outcome but rathera superposition of all outcomes, which rapidly went their sep-arate ways. So if physical constants, spacetime dimensionalityand so on can vary among parallel quantum branches at LevelIII, then they will also vary among parallel universes at Level II.

In other words, the Level III multiverse adds nothing newbeyond Level I and Level II, just more indistinguishable copiesof the same universes—the same old story lines playing outagain and again in other quantum branches. The passionate de-bate about Everett’s theory therefore seems to be ending in agrand anticlimax, with the discovery of less controversial mul-tiverses (Levels I and II) that are equally large.

Needless to say, the implications are profound, and physi-cists are only beginning to explore them. For instance, consid-er the ramifications of the answer to a long-standing question:Does the number of universes exponentially increase over time?The surprising answer is no. From the bird perspective, there isof course only one quantum universe. From the frog perspective,what matters is the number of universes that are distinguishableat a given instant—that is, the number of noticeably differentHubble volumes. Imagine moving planets to random new lo-cations, imagine having married someone else, and so on. At thequantum level, there are 10 to the 10118 universes with temper-atures below 108 kelvins. That is a vast number, but a finite one.

From the frog perspective, the evolution of the wave func-tion corresponds to a never-ending sliding from one of these 10to the 10118 states to another. Now you are in universe A, theone in which you are reading this sentence. Now you are in uni-verse B, the one in which you are reading this other sentence.Put differently, universe B has an observer identical to one inuniverse A, except with an extra instant of memories. All pos-sible states exist at every instant, so the passage of time may bein the eye of the beholder—an idea explored in Greg Egan’s

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AS MULTIVERSE THEORIES gain credence, the sticky issue of how tocompute probabilities in physics is growing from a minor nuisanceinto a major embarrassment. If there are indeed many identicalcopies of you, the traditional notion of determinism evaporates.You could not compute your own future even if you had completeknowledge of the entire state of the multiverse, because there is noway for you to determine which of these copies is you (they all feelthey are). All you can predict, therefore, are probabilities for whatyou would observe. If an outcome has a probability of, say, 50percent, it means that half the observers observe that outcome.

Unfortunately, it is not an easy task to compute what fractionof the infinitely many observers perceive what. The answerdepends on the order in which you count them. By analogy, thefraction of the integers that are even is 50 percent if you orderthem numerically (1, 2, 3, 4, . . . ) but approaches 100 percent if yousort them digit by digit, the way your word processor would (1, 10,100, 1,000, . . . ). When observers reside in disconnected universes,there is no obviously natural way in which to order them. Instead one must sample from the different universes with some statisticalweights referred to by mathematicians as a “measure.”

This problem crops up in a mild and treatable manner at Level I,

becomes severe at Level II, has caused much debate at Level III,and is horrendous at Level IV. At Level II, for instance, AlexanderVilenkin of Tufts University and others have published predictionsfor the probability distributions of various cosmologicalparameters. They have argued that different parallel universes thathave inflated by different amounts should be given statisticalweights proportional to their volume. On the other hand, anymathematician will tell you that 2 !∞ = ∞, so there is no objectivesense in which an infinite universe that has expanded by a factor oftwo has gotten larger. Moreover, a finite universe with the topologyof a torus is equivalent to a perfectly periodic universe with infinitevolume, both from the mathematical bird perspective and from thefrog perspective of an observer within it. So why should its infinitelysmaller volume give it zero statistical weight? After all, even in theLevel I multiverse, Hubble volumes start repeating (albeit in arandom order, not periodically) after about 10 to the 10118 meters.

If you think that is bad, consider the problem of assigningstatistical weights to different mathematical structures at Level IV.The fact that our universe seems relatively simple has led manypeople to suggest that the correct measure somehow involvescomplexity. —M.T.

The Mystery of Probability:

What Are the Odds?

MAX TEGMARK wrote a four-dimensional version of the computergame Tetris while in college. In another universe, he went on to be-come a highly paid software developer. In our universe, however,he wound up as professor of physics and astronomy at the Uni-versity of Pennsylvania. Tegmark is an expert in analyzing thecosmic microwave background and galaxy clustering. Much of hiswork bears on the concept of parallel universes: evaluating evi-dence for infinite space and cosmological inflation; developing in-sights into quantum decoherence; and studying the possibilitythat the amplitude of microwave background fluctuations, the di-mensionality of spacetime and the fundamental laws of physicscan vary from place to place.





Page 6: Multiverse - By Max Tegmark Universes Parallel

In four-dimensional spacetime—the bird perspective—theseparticle trajectories resemble a tangle of spaghetti. If the frogsees a particle moving with constant velocity, the bird sees astraight strand of uncooked spaghetti. If the frog sees a pair oforbiting particles, the bird sees two spaghetti strands inter-twined like a double helix. To the frog, the world is describedby Newton’s laws of motion and gravitation. To the bird, it isdescribed by the geometry of the pasta—a mathematical struc-ture. The frog itself is merely a thick bundle of pasta, whosehighly complex intertwining corresponds to a cluster of parti-cles that store and process information. Our universe is farmore complicated than this example, and scientists do not yetknow to what, if any, mathematical structure it corresponds.

The Platonic paradigm raises the question of why the uni-verse is the way it is. To an Aristotelian, this is a meaninglessquestion: the universe just is. But a Platonist cannot help butwonder why it could not have been different. If the universe isinherently mathematical, then why was only one of the manymathematical structures singled out to describe a universe? Afundamental asymmetry appears to be built into the very heartof reality.

As a way out of this conundrum, I have suggested that com-plete mathematical symmetry holds: that all mathematical struc-tures exist physically as well. Every mathematical structure cor-responds to a parallel universe. The elements of this multiverse

do not reside in the same space but exist outside of space andtime. Most of them are probably devoid of observers. This hy-pothesis can be viewed as a form of radical Platonism, assert-ing that the mathematical structures in Plato’s realm of ideas orthe “mindscape” of mathematician Rudy Rucker of San JoseState University exist in a physical sense. It is akin to what cos-mologist John D. Barrow of the University of Cambridge refersto as “" in the sky,” what the late Harvard University philoso-pher Robert Nozick called the principle of fecundity and whatthe late Princeton philosopher David K. Lewis called modal re-alism. Level IV brings closure to the hierarchy of multiverses, be-cause any self-consistent fundamental physical theory can bephrased as some kind of mathematical structure.

The Level IV multiverse hypothesis makes testable predic-tions. As with Level II, it involves an ensemble (in this case, thefull range of mathematical structures) and selection effects. Asmathematicians continue to categorize mathematical struc-tures, they should find that the structure describing our worldis the most generic one consistent with our observations. Sim-ilarly, our future observations should be the most generic onesthat are consistent with our past observations, and our past ob-servations should be the most generic ones that are consistentwith our existence.

Quantifying what “generic” means is a severe problem, andthis investigation is only now beginning. But one striking and

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encouraging feature of mathematical structures is that the sym-metry and invariance properties that are responsible for thesimplicity and orderliness of our universe tend to be generic,more the rule than the exception. Mathematical structures tendto have them by default, and complicated additional axiomsmust be added to make them go away.

What Says Occam?THE SCIENTIFIC THEORIES of parallel universes, therefore,form a four-level hierarchy, in which universes become pro-gressively more different from ours. They might have differentinitial conditions (Level I); different physical constants and par-ticles (Level II); or different physical laws (Level IV). It is iron-ic that Level III is the one that has drawn the most fire in thepast decades, because it is the only one that adds no qualita-tively new types of universes.

In the coming decade, dramatically improved cosmologicalmeasurements of the microwave background and the large-scale matter distribution will support or refute Level I by fur-ther pinning down the curvature and topology of space. Thesemeasurements will also probe Level II by testing the theory ofchaotic eternal inflation. Progress in both astrophysics andhigh-energy physics should also clarify the extent to whichphysical constants are fine-tuned, thereby weakening orstrengthening the case for Level II.

If current efforts to build quantum computers succeed, theywill provide further evidence for Level III, as they would, inessence, be exploiting the parallelism of the Level III multiversefor parallel computation. Experimenters are also looking forevidence of unitarity violation, which would rule out Level III.Finally, success or failure in the grand challenge of modernphysics—unifying general relativity and quantum field theory—will sway opinions on Level IV. Either we will find a mathe-matical structure that exactly matches our universe, or we willbump up against a limit to the unreasonable effectiveness ofmathematics and have to abandon that level.

So should you believe in parallel universes? The principalarguments against them are that they are wasteful and that theyare weird. The first argument is that multiverse theories are vul-nerable to Occam’s razor because they postulate the existenceof other worlds that we can never observe. Why should naturebe so wasteful and indulge in such opulence as an infinity of dif-ferent worlds? Yet this argument can be turned around to ar-gue for a multiverse. What precisely would nature be wasting?Certainly not space, mass or atoms—the uncontroversial Lev-el I multiverse already contains an infinite amount of all three,so who cares if nature wastes some more? The real issue hereis the apparent reduction in simplicity. A skeptic worries aboutall the information necessary to specify all those unseen worlds.

But an entire ensemble is often much simpler than one of itsmembers. This principle can be stated more formally using thenotion of algorithmic information content. The algorithmic in-formation content in a number is, roughly speaking, the lengthof the shortest computer program that will produce that num-ber as output. For example, consider the set of all integers.

Which is simpler, the whole set or just one number? Naively,you might think that a single number is simpler, but the entireset can be generated by quite a trivial computer program,whereas a single number can be hugely long. Therefore, thewhole set is actually simpler.

Similarly, the set of all solutions to Einstein’s field equationsis simpler than a specific solution. The former is described bya few equations, whereas the latter requires the specification ofvast amounts of initial data on some hypersurface. The lessonis that complexity increases when we restrict our attention toone particular element in an ensemble, thereby losing the sym-metry and simplicity that were inherent in the totality of all theelements taken together.

In this sense, the higher-level multiverses are simpler. Go-ing from our universe to the Level I multiverse eliminates theneed to specify initial conditions, upgrading to Level II elimi-nates the need to specify physical constants, and the Level IVmultiverse eliminates the need to specify anything at all. Theopulence of complexity is all in the subjective perceptions of ob-servers—the frog perspective. From the bird perspective, themultiverse could hardly be any simpler.

The complaint about weirdness is aesthetic rather than sci-entific, and it really makes sense only in the Aristotelian world-view. Yet what did we expect? When we ask a profound ques-tion about the nature of reality, do we not expect an answerthat sounds strange? Evolution provided us with intuition forthe everyday physics that had survival value for our distant an-cestors, so whenever we venture beyond the everyday world,we should expect it to seem bizarre.

A common feature of all four multiverse levels is that thesimplest and arguably most elegant theory involves parallel uni-verses by default. To deny the existence of those universes, oneneeds to complicate the theory by adding experimentally un-supported processes and ad hoc postulates: finite space, wavefunction collapse and ontological asymmetry. Our judgmenttherefore comes down to which we find more wasteful and in-elegant: many worlds or many words. Perhaps we will gradu-ally get used to the weird ways of our cosmos and find itsstrangeness to be part of its charm.

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T. K




d) Why Is the CMB Fluctuation Level 10–5? Max Tegmark and Martin Rees in

Astrophysical Journal, Vol. 499, No. 2, pages 526–532; June 1, 1998.Available online at arXiv.org/abs/astro-ph/9709058Is “The Theory of Everything” Merely the Ultimate Ensemble Theory?Max Tegmark in Annals of Physics, Vol. 270, No.1, pages 1–51; November 20, 1998. Available online at arXiv.org/abs/gr-qc/9704009Many Worlds in One. Jaume Garriga and Alexander Vilenkin in PhysicalReview, Vol. D64, No. 043511; July 26, 2001. Available online atarXiv.org/abs/gr-qc/0102010Our Cosmic Habitat. Martin Rees. Princeton University Press, 2001.Inflation, Quantum Cosmology and the Anthropic Principle. Andrei Lindein Science and Ultimate Reality: From Quantum to Cosmos. Edited by J. D.Barrow, P.C.W. Davies and C. L. Harper. Cambridge University Press, 2003.Available online at arXiv.org/abs/hep-th/0211048The author’s Web site has more information atwww.hep.upenn.edu/~max/multiverse.html


THE ULTIMATE TYPE of parallel universe opens up the full realm ofpossibility. Universes can differ not just in location, cosmologicalproperties or quantum state but also in the laws of physics. Existingoutside of space and time, they are almost impossible to visualize; thebest one can do is to think of them abstractly, as static sculpturesthat represent the mathematical structure of the physical laws that

govern them. For example, consider a simple universe: Earth, moonand sun, obeying Newton’s laws. To an objective observer, thisuniverse looks like a circular ring (Earth’s orbit smeared out in time)wrapped in a braid (the moon’s orbit around Earth). Other shapesembody other laws of physics (a, b, c, d). This paradigm solves variousproblems concerning the foundations of physics.


a b

c d