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Modeling of tensile strength on moist granular earth
material at low water content
Tae-Hyung Kima,*, Changsoo Hwangb
aDepartment of Civil and Environmental Engineering, Lehigh University, 13 East Packer Avenue, Bethlehem, PA 18015, USAbDepartment of Civil, Environmental and Architectural Engineering, University of Colorado at Boulder, Boulder, CO 80309, USA
Received 7 August 2002; accepted 13 December 2002
Abstract
While most research has mainly focused on the volume change, flow, and shear strength of unsaturated earth materials,
investigations of tensile strength of unsaturated earth materials especially granular materials have not received much attention
except for cemented and clayey materials. Thus, direct tension experiments were carried out to quantify the actual magnitude of
tensile strength induced by water in moist granular soil at especially low water contents (w< 4%). The magnitudes of the
measured tensile strength are significantly different from zero. A simple experimental tensile strength model is proposed.
Practicing engineers can use this model for approximate estimation of the tensile strength of unsaturated granular soils without
experiments and for precise design or analysis of most engineered facilities relying on the unsaturated granular soils in the
vadose zone. The experimental data are also compared with a theoretical model developed for monosized spheres at low water
contents, and its application for a real granular earth material having a variety of particles is discussed. The nonlinear behavior
of the tensile strength for moist granular soil is appropriately simulated with a model.
D 2003 Elsevier Science B.V. All rights reserved.
Keywords: Unsaturated; Tensile strength model; Low water contents; Granular soil
1. Introduction
In the field, unsaturated earth materials in vadose
zone are found in many construction environments,
such as utility trenches, foundations, slopes, embank-
ments, and roadways. Experimental and theoretical
investigations for unsaturated earth materials have
been widely conducted over the past couple of decades
(Fredlund et al., 1978; Rahardjo and Fredlund, 1995;
Rohm and Vilar, 1995; Rao, 1996). Most researchers
have mainly focused on the volume change, flow, and
especially shear strength of the unsaturated earth
materials. Several models devised for predicting the
permeability function and the shear strength have been
also investigated (Fredlund et al., 1994, 1996). How-
ever, investigations of tensile strength of unsaturated
earth materials especially granular soils have not
received much attention except for cemented and
clayey materials (Al-Hussaini and Townsend, 1973;
Yong and Townsend, 1981; Biarez et al., 1997).
The reason is that, in engineering practice, it is
generally assumed that granular earth materials
exhibit only shear strength and insignificant or no
tensile strength and cohesion. Even in the case where
more complex analysis methods can consider both
friction and tension (sometimes as cohesion), most
designers will assign a value of zero to the tensile
0013-7952/03/$ - see front matter D 2003 Elsevier Science B.V. All rights reserved.
doi:10.1016/S0013-7952(02)00284-3
* Corresponding author. Fax: +1-610-758-6405.
E-mail address: [email protected] (T.-H. Kim).
www.elsevier.com/locate/enggeo
Engineering Geology 69 (2003) 233–244
strength of the granular material because of a lack of
data or due to the perception that cohesion or tensile
strength must be insignificant in granular materials.
However, experience shows that, within the unsatu-
rated earth zone near subsurface, a steep excavated
surface in fine-grained granular soils can be sustained
for some unknown but non-zero period of time and
some slopes may remain stable for extended time
periods due to capillary forces. Although the unsup-
ported excavation surfaces or slopes will naturally
collapse over time due to dissipation of negative pore
pressures or due to dynamic forces, both observations
clearly indicate small but non-zero values for tensile
strength and cohesion in unsaturated granular soils.
At low water contents in an assembly of granular
particles, small amounts of water form water bridges at
contact points and these bridges result in capillary
bonding between particles, giving rise to both cohesion
and tensile strength. Fig. 1 shows the states of satu-
ration in unsaturated granular materials (Schubert et al.,
1975). At low water content level (in the pendular
state), which is defined as the state where the water is
disconnected excepted for the very thin films of water
surrounding the solids, the capillary forces are devel-
oped from water bridges between the particles.
In this paper, the tensile strength of granular soil at
low water contents is examined experimentally and
theoretically especially focused on modeling based on
the results of direct tension experiments. Within the
scope of this work, purely mechanical water-induced
strength issues on granular materials are investigated.
2. Capillary bonding forces at low water contents
Capillary bonding in bridge systems generally
leads to two force components at low water content
levels: (1) the surface tension force, Fs, acting along
the water–particle contact line and (2) the force, Fc,
due to the difference in the pressures outside and
inside the bridge acting on the cross-sectional area.
The surface tension tends to force the particles
together, whereas the force due to the pressure differ-
ence can only contribute to particle adhesion if there is
a net pressure deficiency within the bridge. Due to the
presence of water bridges between the particles, these
two forces act together as a total bonding force, Ft.
Schubert (1984) and Pierrat and Caram (1997)
determined theoretically the magnitude of the capillary
bonding forces, Ft, Fs, and Fc in the pendular state. For
instance, if a water bridge exists between two particles
of diameter, d, and separated by a distance, a, as shown
in Fig. 2, the surface tension for the liquid, Fs, is given
in a dimensionless form as
Fs
ad¼ psinhsinðh þ dÞ ð1Þ
where h is the filling angle, and a and d are the surface
tension and contact angle, respectively. The force, Fc, is
due to the difference of the pressure within the bridge
acting on the cross-sectional area and is also given in a
dimensionless form as
Fs
ad¼ p
sinh2
� �21
r*� 1
h*
� �ð2Þ
h* ¼ h
d¼ sinh
2þ r
d½sinðh þ dÞ � 1�
r* ¼ r
d¼ ð1� coshÞ þ a=d
2cosðh þ dÞwhere h* and r* are the two dimensionless radii of
curvature of the water bridge, when taken as arcs of a
circle. The total dimensionless bonding force, Ft, is the
Fig. 1. States of saturation in unsaturated granular materials: (a) pendular state, (b) funicular state, and (c) capillary state (from Schubert et al.,
1975).
T.-H. Kim, C. Hwang / Engineering Geology 69 (2003) 233–244234
sum of the two components as a function of the contact
and filling angles (d and h) and the dimensionless
separation distance (a/d).
Fs
ad¼ psinh sinðh þ dÞ þ sinh
4
1
r*� 1
h*
� �� �ð3Þ
3. Direct tension experiments
All specimens were prepared using F-75 Ottawa
silica granular material obtained from the Ottawa
Silica. The material is a fine-grained natural quartz
material of uniform gradation with a mean particle
Fig. 2. (a) Water bridge bonding two spherical particles (from Pierrat and Caram, 1997) and (b) one-dimensional free-body diagram of bonding
forces.
Fig. 3. Grain size distribution curve for F-75 Ottawa granular soil.
T.-H. Kim, C. Hwang / Engineering Geology 69 (2003) 233–244 235
Fig. 4. Direct tension apparatus.
T.-H. Kim, C. Hwang / Engineering Geology 69 (2003) 233–244236
size of 0.22 mm (Fig. 3). Two categories of F-75
Ottawa material mixtures were prepared for the
experiments. The first version of the material (F-
75-C) was prepared by washing through a No. 200
sieve to remove particles smaller than 0.075 mm. A
second version (F-75-F) was prepared by adding 2%
fines by weight.
The direct tension experiments were conducted on
specimens having three different relative densities,
Dr (30%, 50%, and 70%), and four different water
contents in the range of 0.5–4% with a newly
developed tension apparatus shown in Fig. 4. This
apparatus was modified from the original version
developed by Perkins (1991). The specimen box
(178� 178� 178 mm) was split in two equal halves.
Inside the box, four triangular wedges were attached
in order to facilitate contact between the specimen
and container as tension is developed across the
plane of separation. Sandpaper was attached to the
sides of the wedges to provide a no-slip condition
between the sides of the wedges and the soil. The
direct tension device rests on a table equipped with
two pulleys, which connect thin wires to two grav-
ity-loading containers.To set up a homogeneous specimen in box (see
Fig. 4), soil and water were first thoroughly mixed.
Distilled water was used to avoid introducing other
physicochemical factors during mixing. Individual
specimens were prepared in four lifts within the
specimen container box by compaction with a drop
hammer furnished with an angular foot, which facil-
itates compaction in corner regions.
The tensile load on the sample was slowly and
steadily applied by introducing water into the front
loading container at a rate of about 170 g/min or
about 0.03 N/s until failure occurred. The error in
load-mass measurement was F 0.01 g. The tensile
strength was directly calculated by dividing the
failure load by the separated area. Immediately after
completion of each test, the density and moisture
content of the entire specimen were measured.
Brittle failure occurred at very small displacements
( < 0.1 mm) in all experiments. The details of this
experimental work included apparatus, material, and
procedure can be found in Kim and Stein (2002).
The results of the experiments performed on F-75
sand are shown in Table 1. The data clearly shows
that the magnitudes of the tensile strengths of moist
granular soil are not equal to zero, as is widely as-
sumed.
4. Experimental modeling of tensile strength
Based on test results, an experimental model that
can predict tensile strength was developed as a function
of water content, relative density, and fines. The goal of
this work is to devise a simple model that can be used
by practicing engineers at especially low water con-
tents (w < 4%).
Table 1
Summary of direct tension test results
Test w (%) S (%) Dr (%) rt (Pa)
(a) F-75-C granular soil
Loose 1 0.46 1.73 32 409.68
Loose 2 1.01 3.77 30 580.67
Loose 3 1.07 3.96 28 586.11
Loose 4 2.13 7.85 27 704.93
Loose 5 4.04 14.83 26 873.03
Loose 6 4.02 14.89 28 850.64
Medium 1 0.46 1.91 52 473.35
Medium 2 1.01 4.17 51 623.86
Medium 3 2.05 8.37 49 886.48
Medium 4 2.08 8.46 48 856.53
Medium 5 4.11 17.04 52 1073.41
Dense 1 0.47 2.15 71 498.52
Dense 2 1.02 4.70 72 730.45
Dense 3 1.04 4.74 70 732.94
Dense 4 2.05 9.24 68 981.97
Dense 5 3.89 17.53 68 1164.45
Dense 6 4.06 18.00 65 1150.84
(b) F-75-F granular soil
Loose 1 0.47 1.76 30 425.51
Loose 2 1.02 3.79 29 608.71
Loose 3 2.05 7.56 27 811.37
Loose 4 2.00 7.41 28 744.02
Loose 5 4.03 14.99 29 951.11
Loose 6 4.06 15.03 28 914.59
Medium 1 0.46 1.91 52 460.17
Medium 2 0.99 4.08 51 681.96
Medium 3 1.00 4.15 52 697.69
Medium 4 2.06 8.54 52 994.31
Medium 5 4.02 16.50 50 1169.23
Dense 1 0.41 1.89 72 524.13
Dense 2 1.01 4.58 69 823.28
Dense 3 2.03 9.16 70 1065.36
Dense 4 2.03 9.25 70 1050.99
Dense 5 4.00 18.12 69 1346.73
T.-H. Kim, C. Hwang / Engineering Geology 69 (2003) 233–244 237
To develop a model, first, the data were plotted in
terms of tensile strength along the ordinate and relative
density along the abscissa for different water contents
and were analyzed via a regression analysis by per-
forming a least-squares fit using the natural logarithm
function, which fitted the data well (Fig. 5). Regression
equations were obtained for different water contents as
shown in Table 2. According to these regression
equations, the value of the tensile strength was normal-
ized by dividing it by Prln(Dr), wherePr is the reference
pressure ( = 1 Pa) expressed in the same unit as the
stress and is included to obtain a dimensionless format
of the equation. The normalized tensile strengths were
then recorded versus the water content (Fig. 6). These
data were regressed again by performing a least-
squares fit using the natural logarithm function. The
regressed curves fitted the test data fairly well and the
regression equations were also presented in Fig. 6.
By summing up these results, the tensile strength
equation for F-75 Ottawa granular soil can be
derived as a function of water content, w, relative
density, Dr, and presence of fines.
rt
PrlnðDrÞ¼ 69 lnðwÞ þ 170
ðfor F� 75� CÞ
rt
PrlnðDrÞ¼ 77 lnðwÞ þ 186
ðfor F� 75� F granular soilÞð4Þ
This relationship is important for the prediction of
the tensile strength of unsaturated granular soils
having low moisture content levels in the field.
The measurements of tensile strength using this
relationship are simply made through the use of
physical soil parameters, relative density, and mois-
ture content. As expected, the predicted tensile
strength in Eq. (4) shows good agreement with the
measured data of F-75 granular soils (Fig. 7).
From Figs. 5–7 and Eq. (4), the tensile strength
tends to increase as the water content increases. This
can be explained by considering the capillary bonding
forces between the particles. At low water contents,
Table 2
Regression equations of tensile strength as a function of relative
density
Material Water content,
w (%)
Regression equation
(Pa)
R2
F-75-C 0.5 rt = 113ln(Dr) + 19 0.991
1.0 rt = 159ln(Dr) + 14 0.896
2.0 rt = 298ln(Dr)� 281 0.986
4.0 rt = 355ln(Dr)� 332 0.997
F-75-F 0.5 rt = 107ln(Dr) + 57 0.900
1.0 rt = 226ln(Dr)� 107 0.849
2.0 rt = 286ln(Dr)� 153 0.979
4.0 rt = 436ln(Dr)� 526 0.984
Fig. 5. Results of direct tension testing: tensile strength versus relative density for different water content.
T.-H. Kim, C. Hwang / Engineering Geology 69 (2003) 233–244238
water bridges form at the particle–particle contact
points. As the water content increases, the water
bridges become more developed and expanded in the
contact geometries, and the tensile strength increases.
Higher relative densities also lead to more contacts
between soil particles, increasing the number of water
bridges, and thus causing higher measured tensile
strengths; this phenomenon becomes more pronounced
as the moisture content increases. At low water content
levels, the effects of density on the tensile strength are
not observed. For instance, the tensile strength at the
water content of 0.5% is almost the same value regard-
less of densities. The effect of fines content on tensile
strength is clearly shown in Fig. 5, which dictates that,
for a given water content and relative density, the ten-
sile strength of the sand containing fines is higher than
that of the clean sand, likely due to the increased num-
ber of contacts caused by the fines, as well as the coat-
ing of larger particles by finer particles. Furthermore,
capillary phenomena in a sand containing fines may
become more pronounced, because fines, with their
higher specific surface areas, can retain more water and
produce higher suction or capillary potential. Thus,
fines can increase the degree of bonding action within
the soil structure, resulting in higher tensile strengths.
Fig. 5 also shows that the fines effects are greatly
influenced by the water content. The variation of the
sand tensile strength with fines at the water content of
0.5% is almost identical to that observed for the clean
sand, i.e., no fines effects are observed at this level of
water content. As the water content increases, the effect
of fines on the tensile strength clearly appears and it is
more pronounced as the relative density increases.
5. Modeling of tensile strength utilizing Rumpf’s
theory
5.1. Tensile strength model for monosized sphere
Rumpf (1961) proposed the theory of tensile
strength (Eq. (5)) at the pendular state based on the
following assumptions. First, all the particles are
monosized spheres statistically (on the average uni-
formly) distributed in the agglomerate. Second, the
bonds are statistically distributed across the surface
and over the various spatial directions. Finally, the
effective bonding forces are distributed about a mean
value that can be used in the calculation.
rt ¼1� n
n
Ft
d2ð5Þ
where n is the porosity, d is the mean particle
diameter, and Ft is the bonding force between two
single particles. This theory can be applied for
bonding forces such as capillary, electromagnetic,
Fig. 6. Relationship between normalized tensile strength and water content (w< 4%).
T.-H. Kim, C. Hwang / Engineering Geology 69 (2003) 233–244 239
and electrostatic forces. For capillary forces, Schu-
bert (1984) and Pierrat and Caram (1997) determined
theoretically the magnitude of the bonding forces, Ft,
in the pendular state. This total bonding force, Ft, is
the sum of the two components Fs and Fc as
explained in Section 2.
Pierrat and Caram (1997) used Rumpf’s model to
predict the tensile strength of glass beads and found
that the trend of predicted values simulates well the
experimental data with a sharp increase of the tensile
strength at low saturation and a plateau value for
higher saturation levels, though the model overpre-
dicts the experimental data. They also discussed the
reasons for the overprediction of Rumpf’s model. The
first reason is that, since Rumpf only considers
monosized particles (uniformly packed), the tensile
strength of the unevenly packed material is much
smaller than that expressed by the model. Therefore,
the first assumption reflected in Rumpf’s theory may
be an oversimplification and the error can increase for
Fig. 7. Comparison the measured and predicted tensile strength by experimental model (w < 4%).
T.-H. Kim, C. Hwang / Engineering Geology 69 (2003) 233–244240
particles having different diameters. Overprediction
by Rumpf’s model is also contributed by the second
assumption, which involves bonding forces distrib-
uted uniformly over all the directions, which corre-
sponds to an isotropic stress in the granular assembly.
However, a uniaxial stress condition is usually
encountered during tensile strength experiments. For
most granular particles, the uniaxial tensile stress has
been found to be 1.5 times smaller than the isotropic
tensile stress so that the values predicted by Rumpf’s
model overpredict the experimental data.
5.2. Application of Rumpf’s model for granular soil
5.2.1. Soil water characteristic curves (SWCC)
In order to apply the Rumpf’s model proposed to
predict the tensile strength for monosized spheres such
as beads at low water contents (in the pendular state),
first, the saturation state of F-75 Ottawa granular soil
used for the direct tension tests should be defined. A
suction-saturation test was thus conducted on F-75-C
with medium relative density (Dr = 50%) by using the
technique developed by Znidarcic and his students at
the University of Colorado at Boulder (Znidarcic et al.,
1991; Hwang, 2002). It is a faster and simpler way of
determining the soil water characteristic curves. The
equipment consists of a conventional triaxial cell, a
differential pressure transducer, the ceramic porous
plate, the flow pump, and the data acquisition system.
The height of the sand specimen is 30 mm with a
diameter of 71 mm. Fig. 8 shows the test result, and the
pendular state is clearly defined and easily captured as
residual saturation, Sr, in the SWCC for both wetting
and drying curves. Sr corresponds to saturation levels at
about 18% as seen in Fig. 8. Since the 4%water content
actually corresponds to saturation levels of 15%, 17%,
and 18% for each of the relative densities, respective to
increasing, Dr, Rumpf’s model can be used for predict-
ing the tensile strength of F-75 granular soil.
5.2.2. Comparison between Rumpf’s model and
experimental results
The experimental data of F-75-C with medium
relative density were only compared for the sake of
convenience. To compute the model’s values, the
cubical-tetrahedral packing configuration (mean coor-
dination number, k= 8 and e = 0.65) was selected which
is a reasonable assumption because the void ratio tested
medium specimens in the experiment is at around 0.65.
The average particle size of d = 0.22 mm was used in
the grain size distribution curve (Fig. 3) and the contact
angle (d) was assumed to be zero. In practice, no
absolutely smooth particles are found so that the case
a/d = 0 seldom occurs in a real granular material. Pierrat
Fig. 8. Soil water characteristic curve of F-75-C medium granular soil.
T.-H. Kim, C. Hwang / Engineering Geology 69 (2003) 233–244 241
and Caram (1997) suggested that values of a/d in the
range of 0.005–0.05 are more appropriate instead. This
assumption can be assured by an electron micro-
scope scan image of clean F-75 Ottawa granular soil
presented in Fig. 9, which shows that, even though
this granular material is clean, it has numerous
cracks, ridges, and fissures on its surfaces. Thus, it
does not make sense to use a/d = 0 in the computa-
tion.
The advantage of Rumpf’s model is that the tensile
strength can be predicted by simply changing fitting
parameters such as the dimensionless separation dis-
tance a/d (d is the diameter of particles and a is the
separation distance between particles in Fig. 2). The
several values of a/d were used for drawing curves
representing the predicted values calculated from Eq.
(5) as shown in Fig. 10.
The measured tensile strength steadily increases as
the saturation levels increases. However, the predicted
tensile strength for a/d = 0.005 sharply increases at low
saturation levels and a plateau value for saturation
greater than 2.5%. That is, the model overpredicts at
low saturation levels and does not simulate the pattern
of the data. For another separation distance, a/
d = 0.015, the curve does not really fit the data. The
curve still shows a sharp increase of the tensile strength
at low saturation levels and a plateau value for higher
saturation levels. This trend was observed for the
tensile strength experiments using glass beads (Pierrat
and Caram, 1997).
Thus, another attempt using a larger separation
distance a/d = 0.025 was conducted (Fig. 10). The
curve moves downward especially at low saturation
levels and makes it lie closer to the experimental trend
(nonlinear behavior); though at higher saturations, the
curve somewhat underpredicts the experimental data.
The nonlinear behavior is appropriate for granular soils
Fig. 9. Electron microscope scan image of F-75 Ottawa granular
soil.
Fig. 10. Comparison of tensile strength between measured and predicted by theoretical Rumpf’s model.
T.-H. Kim, C. Hwang / Engineering Geology 69 (2003) 233–244242
since it shows a steady increase of the tensile strength
as saturation level increases up to 17% (w = 4%). It
would be expected that the tensile strength would
eventually decay to near zero as the water content
approached saturation, but data were shown only to a
water content of 4% for this study. The tensile strength
of granular soil can be appropriately simulated with this
model by changing a fitting parameter, the dimension-
less separation distance a/d.
6. Summary and conclusions
This study was carried out to explore the tensile
strength models in quartz granular material at espe-
cially lowwater content levels (w < 4%). The following
conclusions can be drawn.
(1) The magnitudes of the tensile strengths of granular
soils are not equal to zero. The tensile strength
generally increases with increasing water content
and relative density. The presence of fines also
results in higher tensile strengths. The influences
of relative density and fines on the tensile strength
are substantially dependent on the water content.
(2) An experimental model was proposed for the
estimation of the tensile strength of an unsaturated
granular soil. The identification of tensile strength
is simply made through the use of physical soil
parameters, relative density and water content.
This simple model can be used by practicing
engineers on approximate estimation of the tensile
strength of an unsaturated granular material with-
out experiments.
(3) The experimental data were compared with the
values predicted by a theoretical model developed
for monosized spheres, such as glass beads at the
pendular state, and its application was discussed
for real granular soils. While the experimental
data for glass beads show a sharp increase of the
tensile strength at low saturation levels and a
plateau value for higher saturation levels, the
measured tensile strength of F-75 sand steadily
increases as the saturation levels increases (non-
linear behavior). The nonlinear behavior of gra-
nular soils is appropriately simulated with this
model by changing a fitting parameter, the
dimensionless separation distance a/d.
Acknowledgements
The authors would like to acknowledge the
assistance of Dr. J. Ledlie Klosky, Associate Professor
at the United States Military Academy in performing
the direct tension experiments. The authors also wish to
acknowledge the assistance of Ms. Eleanor Nothelfer,
Departmental Library Coordinator at Lehigh Univer-
sity.
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