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MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

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Page 1: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop

Multiple Indicator Cluster SurveysSurvey Design Workshop

Data Entry and Processing

Page 2: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop

MICS4 Data Processing System: Actors and Roles

– Country data processing manager and country team:• Customization of data entry programs, data entry, editing, and

production of datasets• Customization of tabulation syntaxes and tabulation

– Regional Office MICS Coordinator• Coordination and supervision, organization of the Data Processing

workshop– Regional Office Data Processing Consultant

• Technical support and review of customized programs and close work with country teams

– HQ Data processing unit• Development of standard programs, templates and coordination

of Data Processing workshops

Page 3: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop

MICS4 Data Processing System• Designed to deliver the first results of a survey within several weeks after

the end of fieldwork

• Such rapid turnaround time is possible when completed questionnaires are entered simultaneouslysimultaneously with survey fieldwork

• Data for each cluster is stored in a separate data file and is processed as soon as all the questionnaires from a cluster all the questionnaires from a cluster are returned from the field

• This approach breaks data processing down into discrete segments and allows it to progress while fieldwork is ongoing

• By the time the last questionnaires are finished and returned to headquarters, most of the data have already been processed

Page 4: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop

MICS4 Data Processing System

• The data-processing system can be divided into following phases:– Customization of MICS4 data entry program and

tabulation syntaxes [Regional Workshop],– Establishing the data entry system locally, – Primary data processing,– Secondary data processing, and– Tabulation.

Page 5: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

Customization of data entry files

• Adapting MICS4 standard data entry program files to the country-specific questionnaire– Second Regional Workshop [Data Processing]

• Adapting MICS4 standard tabulation syntax files – During and immediately after the workshop

MICS4 Survey Design Workshop

Page 6: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop

Establishing the data entry system• The goal is to be ready to begin data entry shortly (about one

week later) after the fieldwork commences • The preparation phase involves the following steps:

– Obtaining computer equipment and setting up a data-processing room

– Identifying and recruiting appropriate personnel so that they participate to fieldwork personnel training

– Setting up a system for managing the questionnaires and data files

Page 7: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop

Computers

• Operating system: Windows 98 or later• Computers adequate to run Windows 98 or better

versions– Adequate hard disk space– Adequate memory

• Network recommended– otherwise use USB memory sticks to backup and transfer

data

• Printer

Page 8: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop

Software• CSPro (version 4.0) - available at: http://www.cspro.org for

free download (registration required)– Data Entry

• Interactive• Range, skip, consistency checks

– Structure check• Ensures completeness of data

– Verification• 100% double entry

– Secondary editing• Complex consistency checks

– Export to SPSS

Page 9: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop

Primary Data Processing• The goal of primary data processing is to produce

clean, edited data files. Primary data processing involves the following steps:– Entering all questionnaires for a cluster onto a data file– Production of field check tables– Checking the structure of the data file– Entering the data a second time and then verifying the

data file– Backing up the checked and verified data file– Performing secondary editing on the data file– Backing up the edited, or final, data file

Page 10: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop

Data processing requirements• Computers

– 1 per data entry operator– Plus 1 for supervisor

• Arrange day/night shifts if workload is heavy• Staff

– Data processing supervisor (1 or 2)– Data entry operators (variable)

• Can enter about 1 cluster per day– Data editors (1 or 2)

• 6-7 hours per day including breaks

Page 11: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop

Flow of

data entry

No

Yes

Yes

No

Yes

No

Data-processing supervisor

Structure OK?

Verification Data EntryData-entry operator 2

Verification

Main Data EntryData-entry operator 1

Structure CheckData-entry operator 1

Secondary EditingData-processing supervisor

Inconsistencies?

Differences?

Back-up Raw Data FileData-processing supervisor

Back-up Final Data FileData-processing supervisor

Correct Main Data FileData-entry operator 1

Investigate ErrorsData-processing supervisor

Correct Both Data FilesData-entry operators 1 & 2

Determine Correct ValuesData-entry operators 1 & 2

Correct Raw Data FileData-processing supervisor

Resolve InconsistenciesSecondary Editor

Page 12: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop

Page 13: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop

Secondary Data Processing• The goal of secondary data processing is to produce

analysis data files and to create the MICS4 standard tables. Secondary data processing involves the following steps:– Bringing together all cluster data files into one data file– Exporting the data to the SPSS software– Recoding some variables to be used in analysis– Calculating sample weights and adding to data files– Computing wealth index and adding to data files– Creating the tables required to analyse the data– [Archiving and distributing the data files]

Page 14: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop

Software• PASW statistics 18 [formerly SPSS]

– Construction of analysis files• HH: Household• HL: Household Listing• WM: Women• CH: Children

– Production of tabulations– Analysis of sampling errors/confidence intervals

Page 15: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop

Page 16: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop

Data sharing and ownership of data

• Data are the property of the country• UNICEF agreements with countries should permit

UNICEF (CO, RO and HQ) and country partners to:– Receive datasets and tabulations as soon as data

processing is complete– Receive reports, including drafts, as soon as available and

prior to publication– Distribute datasets, tabulations and reports to other

users and researchers after publication of report

Page 17: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop

Why share data?

• Permits further analysis of data by researchers• Leads to greater benefit in terms of maximizing the

results of the survey by– Providing more insights into situation of children and

women in each country– Providing more valuable information for planning of

programmes• Leads to greater confidence in survey results

Page 18: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Survey Design Workshop

MICS4 Data Processing Workshop

• Goal: modify standard data entry and processing program files to reflect country questionnaires

• Structure– Introduction of software– Lecture: Overview of topic– Practical: apply topic to your country

• Review of adaptations during (and after) the workshop

Page 19: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

Data Processing Workshop Agenda

• Days 1-9: CSPro • Days 10-12: SPSS• Day 13: Archiving

MICS4 Survey Design Workshop

Page 20: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

MICS4 Data Processing Workshop

• Who will participate?– Only staff responsible from data entry and/or data

processing (from implementing agency)• Experts in data entry and/or processing• Prior expertise in data entry supervision and/or data

processing• 2-3 participants per country

– UNICEF staff are not expected to participate unless they are directly involved in data entry and processing due to technicaltechnical nature of the workshop

MICS4 Survey Design Workshop

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MICS4 Survey Design Workshop

What they will bring homeafter 2nd workshop

– MICS4 Standard programs (CSPRO)– MICS4 Standard SPSS tabulation programs– Documentation (Manual, editing guidelines, GPS

tracking form and more)– Presentations– A copy of adapted data entry and processing

program files– A copy of CSPRO 4.0– A license for SPSS 18.0

Page 22: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

Challenges

• Not all countries in the region will be at the same stage of survey implementation

• Workshop is most productive for countries that finalized their questionnaires and have not started data collection

• Option to participate data processing workshops in other regions [if any]

MICS4 Survey Design Workshop

Page 23: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

Agenda – Day 1

• Opening• Overview of MICS Data Processing System• Introduction to CSPro

– Overview– Simple Data Entry Applications– Data Entry Applications with Logic

MICS4 Survey Design Workshop

Page 24: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

Agenda – Days 2-3

• MICS dictionary and forms • Practical: adapting the dictionaryPractical: adapting the dictionary• Practical: adapting the formsPractical: adapting the forms• Data path within entry applications• Functions in data entry applications• Practical: adapting the data entry programPractical: adapting the data entry program

MICS4 Survey Design Workshop

Page 25: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

Agenda - Days 4-5

• Data entry program: data entry editing • Practical: adapting the data entry program• Data entry menu in CSPro• Practical: data entry menuPractical: data entry menu• Structure checking, verification and field check tables• Practical: structure checking, verification and field check Practical: structure checking, verification and field check

tablestables• Secondary editing: editing methodology• Practical: identifying and documenting editsPractical: identifying and documenting edits

MICS4 Survey Design Workshop

Page 26: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

Agenda - Days 6-8

• Secondary editing program in CSPro• Practical: modifying the editing programPractical: modifying the editing program

• Day 7 – Off day

MICS4 Survey Design Workshop

Page 27: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

Agenda – Day 9

• Supervisor’s menu in CSPro• Practical: adapting the supervisor’s menuPractical: adapting the supervisor’s menu• Review of primary data processing• Set up of a system for managing data

processing and data editing guidelines• GPS data

MICS4 Survey Design Workshop

Page 28: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

Agenda – Day 10

• Exporting data from CSPro to SPSS• Practical: adapting the export programPractical: adapting the export program• Description of MICS4 SPSS data files• Creating analysis files: Description of

preparation steps• Introduction to SPSS: General commands in

SPSS

MICS4 Survey Design Workshop

Page 29: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

Agenda – Day 11

• Structural check and frequency tables • Creating an analysis file: recoding variables• Creating an analysis file:sample weights• Practical: adapting analysis filesPractical: adapting analysis files• Background variables: the wealth index• Demonstrations and practices with Sample

Data File

MICS4 Survey Design Workshop

Page 30: MICS4 Survey Design Workshop Multiple Indicator Cluster Surveys Survey Design Workshop Data Entry and Processing

Agenda – Days 12 & 13

• Tables in MICS4• Production of tables on response rates, background

characteristics• Practical with sample data setsPractical with sample data sets• Selected tables from different modules• File copying and backup• Archiving and distribution• Closing

MICS4 Survey Design Workshop