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    Who said this and When?

    I am fain to sum up with an urgent appeal for adopting some uniform system of publishing the statistical records ofhospitals. There is a growing conviction that in all hospitals,even in those which are best conducted, there is a great andunnecessary waste of life In attempting to arrive at thetruth, I have applied everywhere for information, but inscarcely an instance have I been able to obtain hospitalrecords fit for any purposes of comparison If wisely used,these improved statistics would tell us more of the relative

    value of particular operations and modes of treatment thanwe have means of ascertaining at present.

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    Who and When

    Florence Nightingale,Notes on Hospitals,

    London: Longman, Green,Roberts, 1863

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    MEDICAL RECORDS

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    MEDICAL RECORDS

    A medical record, health record, ormedical chart is asystematic documentation of a patient'smedical history and care. The term 'Medical record' is

    used both for the physical folder for each individualpatient and for the body of information whichcomprises the total of each patient's health history.

    .

    http://en.wikipedia.org/wiki/Patienthttp://en.wikipedia.org/wiki/Medical_historyhttp://en.wikipedia.org/wiki/Health_carehttp://en.wikipedia.org/wiki/Health_carehttp://en.wikipedia.org/wiki/Medical_historyhttp://en.wikipedia.org/wiki/Patient
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    MEDICAL RECORDS

    Medical records are intensely personal documents andthere are many ethical and legal issues surroundingthem such as the degree of third-party access and

    appropriate storage and disposal

    http://en.wikipedia.org/wiki/Ethicalhttp://en.wikipedia.org/wiki/Legalhttp://en.wikipedia.org/wiki/Legalhttp://en.wikipedia.org/wiki/Ethical
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    MEDICAL RECORDS

    Although medical records are traditionally compiled andstored by health care providers,personal health records maintained by individual

    patients have become more popular in recent years.

    http://en.wikipedia.org/wiki/Personal_health_recordhttp://en.wikipedia.org/wiki/Personal_health_record
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    What is a health record?

    A health record includes any information created by, oron behalf of, a health professional in connection withthe care of a patient

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    Who are the Stakeholders

    A medical record is property of the hospital, whereas the

    data contained within the record is a privilegedcommunication in which patient has a vested interest.

    If properly written, compiled, preserved and protectedfrom unauthorized inspection and disclosure, the

    medical record benefits:Patients

    Physicians

    Healthcare Institute

    Research Team

    National and International Health agencies

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    Who are the Stakeholders: indirect

    Insurance companies

    Workman compensation suits

    Personal injury suits

    Malpractice suits

    Probate CasesNotification of births and deaths

    Criminal cases

    Certification

    Identification of patients

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    What format can a health record take?

    A health record can cover a wide range of material:

    Handwritten medical notes

    Computerised records

    Correspondence between health professionals

    Laboratory reports

    X-ray films and other imaging records

    Photographs

    Videos and other recordings

    Audio recordingsPrintouts from monitoring equipment

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    Record Lifecycle

    Any record created by an individual, up to its disposal, is

    a public record and subject to Information Requests

    Create Use Store DisposalAnalyse

    C

    loseRecord

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    Flow of Medical Record

    Central Admission

    Office

    Wards

    Medical Record

    Department

    1. Assembling

    2. Admission. &

    Discharge analysis

    3. Storage Area

    After completion of

    Records

    Hospital statistics prepared

    Monthly/Yearly

    Medical Record is filled for perusal

    of Patients/claims/research

    purposes.

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    Purpose

    Provide continuity of care to individual patients.

    Basis for planning patient care.

    Documenting communication between the health careprovider and any other health professional contributingto the patient's care.

    Assisting in protecting the legal interest of the patient andthe health care providers responsible for the patient'scare.

    .

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    Purpose

    Documenting the care and services provided to the patient

    Serve as a document to educatemedical students/residentphysicians.

    To provide data for internal hospital auditing andquality assurance, and to provide data for medicalresearch.

    http://en.wikipedia.org/wiki/Educationhttp://en.wikipedia.org/wiki/Medical_schoolhttp://en.wikipedia.org/wiki/Medical_residencyhttp://en.wikipedia.org/wiki/Clinical_audithttp://en.wikipedia.org/wiki/Quality_controlhttp://en.wikipedia.org/wiki/Quality_controlhttp://en.wikipedia.org/wiki/Clinical_audithttp://en.wikipedia.org/wiki/Medical_residencyhttp://en.wikipedia.org/wiki/Medical_schoolhttp://en.wikipedia.org/wiki/Education
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    SYSTEM OF MEDICAL RECORD

    Medical Record of the patient stores the knowledgeconcerning the patient and his care. It containssufficient data written in sequence of occurrence ofevents to justify the diagnosis, treatment andoutcome.

    In the modern age, Medical Record has its utilityand usefulness and is a very broad based indicatorof patients care.

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    SYSTEM OF MEDICAL RECORD

    Traditionally, medical records have been written on paperand kept in folders.

    These folders are typically divided into useful sections,with new information added to each section

    chronologically as the patient experiences newmedical issues.

    Active records are usually housed at the clinical site, butolder records (e.g., those of the deceased) are often

    kept in separate facilities.

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    SYSTEM OF MEDICAL RECORD

    The advent ofelectronic medical records has not only

    changed the format of medical records but hasincreased accessibility of files.

    The use of an individual dossier style medical record,where records are kept on each patient by name and

    illness type originated at the Mayo Clinic out of adesire to simplify patient tracking and to allow formedical research.

    http://en.wikipedia.org/wiki/Electronic_medical_recordhttp://en.wikipedia.org/wiki/Mayo_Clinichttp://en.wikipedia.org/wiki/Mayo_Clinichttp://en.wikipedia.org/wiki/Electronic_medical_record
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    Content of the medical record

    Vary depending upon specialty and location

    Patient's identification information

    Informed consent forms

    Patient's health history (what the patient tells)Patient's medical examination findings (what the health-care providers observe when the patient is examined).

    http://en.wikipedia.org/wiki/Medical_findingshttp://en.wikipedia.org/wiki/Medical_findings
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    Content of the medical record

    Other information may include

    Lab test results

    Medications prescribed

    Referrals ordered to health-care providersEducational materials provided

    Plans for further care

    Patient instruction for self-care

    Return visitsBilling information

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    20

    Contents of Medical Record

    Diagnosis and plan of treatment

    Follow-up care

    Telephone calls

    Discharge summaries

    Patient records from other physicians

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    The health record should be

    Available in the right place at the right time to support

    effective patient/doctor contact and to providecontinuity of care

    Availability of the complete record when needed is a key

    determinant of the performance of Health RecordServices

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    Characteristics of full & accurate health records

    Authentic Reliable

    Complete & unaltered

    Processes & systems have integrity

    Useable Transferable

    Structured

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    Documentation

    Key elements - accurate, complete, timely, legible

    Source document - quality of the clinical record

    Documentation errors - Main condition, otherdiagnoses, operations

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    Documentation requirements

    Do write:

    Date and time of entriesPurpose of entry eg. admission note, planned review,

    asked to see patient, end of shift reportHistory and examination findingsAssessment of current situationPlan for what needs to happen now and laterPrint name and sign, include position, contact details for

    every entry

    Use only approved abbreviationsComplete discharge summary and front sheet

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    Documentation requirements

    Dont write:

    A repeat of clinical details previously written thiswastes yours and others time and wastes paper

    Anything unpleasant, rude, or critical of either relatives,

    patients or staffAnything that is not true or does not reflect reality

    Backdated entries or changes to existing entries

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    Documentation policy

    Need to ensure there is a documentation policy in

    place so clinical staff know the requirements fordocumentation and can be assessed against thoserequirements

    See sample Guidelines for Medical Record andClinical documentation

    What are the requirements for clinical documentation

    in your country? Are these written in a policy? Doclinical staff know what they should be documenting?

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    Ways of improving documentation

    1. record design - well structured, standard order,

    complete, cover the scope of the care

    2. forms design - elicit information needed for patientcare and coding, easy to use, legible, designed inconjunction with health professionals who will usethem

    3. education

    clinicians - documentation is as much part of clinical

    care as direct patient contactmanagement - channel resources and enthusiasm

    into this area

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    Quality of medical record documentation

    Timely and accurate documentation is associated with:

    Improved quality of care

    Seamless continuity of care

    Enhanced ability to demonstrate equitable delivery ofservice and improved outcomes

    Streamlined work processes

    Reduction in the duplication of work

    Reliable data sources

    Increased client, worker and payer satisfaction

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    Assessment of documentation quality

    Conduct a regular audit of documentation quality

    Use standard data collection form can compareresults over time to determine improvements

    Consider the data items that must be presented in adocumentation quality report and the format in whichthey should be recorded

    See example of documentation audit sheet

    f

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    Process for a documentation audit

    Select a random sample of 5% of discharges in a

    given month, or at least 10 records (whichever is thehigher number) should be audited

    Select records from a printout of the Medical Record

    of all discharges in a month ordered by dischargedate. Select every 20th medical record number onlist for audit. If record selected is not available, thenext record on the list should be selected

    The audit relates to documentation within theselected admission only

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    Rules for Charting

    Clarity, thoroughness, and precisionBlack or blue inkFirst initial, last name and titleNo empty space between chart entry and initial signatureDo not use ditto marksDo not erase or obliterate entryDraw a line through error, include correct information andthe word correction or corr next to entry

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    Rules for Charting

    Patients name on every page

    Use present tense

    Never chart for another person

    Describe events or behaviorsBe specific as you can

    Date and initial any corrections

    Leave no blank lines

    Use standard abbreviations

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    Common Charting Mistakes to Avoid

    Failure to record pertinent health or drug information

    Failing to record nursing actionsFailing to record that medications have been givenRecording on the wrong chartFailing to document a discontinued medication

    Failing to record drug reactions or changes in thepatients conditionTranscribing orders improperly or transcribing improper

    orders

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    34

    Source-Oriented Medical Records

    Traditional or conventional method used

    Chronological set of notes for each visitIs difficult to follow or track specific problems

    May be handwritten or transcribed in the chart

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    Problem Oriented Medical Records

    Problem list

    Diagnostic and treatmentplan

    Progress notes

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    Medical records department

    Functions as a part of central information services

    Medical records committee

    Medical records officer

    assistant Medical record officer

    Medical record technicians

    Attendants/messengers/admission clerks

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    Organization Chart by functions

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    Organization chart by staff

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    Staff requirement

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    Department

    layout

    F ti f di l d d t t

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    Functions of medical records department

    Creation and Control of forms, registers

    Daily receipt of case sheets pertaining to discharge fromvarious wards, there checking and assembly.

    Daily compilation of Hospital census report.

    Maintains & retrieval of records for patient care and

    research study.Completion and Processing of Hospital statistics and

    preparation on different periodical reports onmorbidity and mortality.

    Online registration of vital events of Birth & DeathIssuing Birth & Death certificated up to one year.

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    Functions of medical records department

    Dealing with Medico Legal records and attending the courts

    on summary.Arrangement & Supervision of enquiry and admission

    office.

    Arrangement & Supervision of OPD registration

    Management of disability boards.Management of Medical Examination

    Management of Mortality Review Committee Meetings(Twice month)

    Assistance to Hospital Administration in various matters.

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    International Coding of Diseases

    ICD-10

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    Introduction

    For clinical coding to be as valuable as possible it iscritical the coder has:

    access to a comprehensive and accurate medical

    record, the skills to extract all pertinent data for coding, access to clinicians to ask questions and seek

    clarification

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    Sources of clinical data for coding

    Morbidity coding is usually performed after the patient

    has left the hospital

    Information to be coded is abstracted from the wholemedical record

    The coding process has two parts:

    analysis of the medical record

    allocation of correct codes

    Responsibilities

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    Responsibilities

    Coders

    reviewing the entire recordverifying the record contains appropriate

    documentationcoding specifically and accurately the conditions or

    diagnoses treated or affecting a patients carereferring the record to clinicians for clarification

    Cliniciansrecording accurate and complete clinical

    documentation in the medical recordrecording all diagnoses on the front summary sheetidentifying the main condition

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    Abstraction of Relevant Data from Medical Record

    1. Read the discharge summary or other correspondence

    2. Compare any diagnosis in the discharge summary/letterwith that recorded as admission or provisional diagnosisand with that recorded on the front sheet

    3. Read the history and physical examination

    4. Read the front sheet of the relevant admission5. Identify relevant procedures

    6. Review the entire record

    7. Clarify information with the clinician if necessary

    O

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    When to consult with the Medical Officer

    If conflicting, incomplete or ambiguous information isfound or if documentation is unclear

    Check with the attending medical officer,the medical officer who filled in the front sheet

    or the radiologist or pathologist

    Coding should be a cooperative and collaborative effortbetween the clinician and the coder

    Wh t t d ?

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    What to code?

    Main condition or principal diagnosis

    +/- other or secondary conditions

    +/- procedures, operations and interventions

    S l ti th M i C diti M i Di i

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    Selecting the Main Condition or Main Diagnosis

    Consider those conditions which:

    caused the patient to be admittedwere treated and/or investigated during the acute

    admission

    affected the treatment given and/or the length of stay

    developed during the admission

    The main diagnosis can then be selected from theseconditions

    WHO d fi iti f i di i i diti

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    WHO definition of main diagnosis or main condition

    the diagnosis established at the end of the episode ofcare to be the condition primarily responsible for the

    patient receiving treatment or being investigated

    that condition that is determined to have been

    mainly responsible for the episode of health care...

    (ICD-10, volume 2, 4.4)

    S d di i / Oth diti

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    Secondary diagnosis / Other condition

    l a diagnosis that either co-exists with the maindiagnosis at the time of admission, or which appears

    during the episode of care

    l complications and comorbidities

    What is a comorbidity?

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    What is a comorbidity?

    A disease that accompanies the main diagnosis andrequires treatment and additional care, in addition to

    the treatment provided for the condition for which thepatient was admitted

    What is a complication?

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    What is a complication?

    A disease that appears during the episode of care, due toa pre-existing condition or arising as a result of thecare received by the patient

    P bl ith d t i i th i di i

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    Problems with determining the main diagnosis

    absence of a clear-cut main diagnosis minor condition recorded as main diagnosis diagnosis recorded in general or ill-defined terms uncertainty of diagnosis

    symptoms or signs listed as the main diagnosis no diagnosis recorded

    Wh t i t di ?

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    What is accurate coding?

    each diagnosis must be assigned its correct code

    (or codes) Codes should be as complete as possible all diagnoses affecting the care of the patient and

    procedures performed during the episode of careshould be assigned codes

    codes must be sequenced correctly with the maindiagnosis listed first

    morbidity coding rules in volume 2 of ICD-10 shouldbe followed

    To ensure accurate coding:

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    To ensure accurate coding:

    Coders should be familiar:

    with anatomy and physiology of the human bodywith medical terminology so that disease

    descriptions can be interpreted into ICDlanguage

    with disease processes and medical practice to beable to understand aetiology, pathology,symptoms, signs, diagnostic procedures, etc.

    To ensure accurate coding:

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    To ensure accurate coding:

    Coders should also have:

    an understanding of the content of the medical record

    experience with the actual medical records so specificdetails can be located

    detailed knowledge of the coding system being usedan understanding of data reporting requirements

    Quality Assurance in Morbidity Data Collection

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    Quality Assurance in Morbidity Data Collection

    Increasing use of morbidity data leads to an increasing

    concern for the reliability of data

    Sources of error in MR information systems:

    documentation of the patients care and condition

    during the episode in hospital

    coding the information in the medical record

    processing the coded information

    Coding accuracy

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    Coding accuracy

    Three dimensions of coding accuracy:

    accuracy and completeness of individual codes

    accuracy of the totality of codes to ensure they reflectall diagnoses treated; and

    accuracy in the sequence in which the codes arerecorded, particularly in selection of the maincondition

    Common sources of coding errors:

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    Common sources of coding errors:

    Clerical

    careless mistakes, transposing numbersJudgmentalwrong subjective decisions taken

    Knowledgemistakes due to lack of coder knowledge

    Systematicerrors in the process of coding or problems with the

    environment in which coders workDocumentation

    incomplete, inaccurate, ambiguous, conflicting

    illegible

    What affects coding quality?

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    What affects coding quality?

    Errors in the choice of code

    Lack of feedback

    Casemix number and type of cases to be coded

    Use of coding conventions and coding rules

    Lack of clarity in coding books

    Changes in coding practice

    What affects coding quality?

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    What affects coding quality?

    Documentation

    Incomplete medical recordsAvailability of records

    Coder/ clinician communication

    Data entry

    System edits

    Forms design

    What affects coding quality?

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    What affects coding quality?

    Workload

    Education

    Human resources

    Environment

    The individual

    Reference material

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    Why has communication traditionally been lacking?

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    Why has communication traditionally been lacking?

    lack of understanding of coding as a process and of

    the importance of coded data clinicians do not feel a sense of ownership of the

    classification system or the fact that the coded datareflect their work

    coders feel intimidated about asking questions,seeking advice or asking about clinical issues

    Ways of improving communication

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    Ways of improving communication

    encourage clinicians to attend coding meetings in

    the clinical coding/medical record department request coders attend clinician meetings conducted

    by each clinical specialty organise coding service to allow coders to

    specialise clinician involvement in the development of coding

    guidelines education for clinicians and coders

    Five steps for quality control of coding:

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    Five steps for quality control of coding:

    establishment of objective criteria for coding quality

    measurement of performance analysis of problems identified action taken to correct identified problems

    review of performance after corrective action

    Link to ICD-9

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    Link to ICD 9

    C:\Program

    Files\Skyscape\Desktop\ICD-9-CM\ICD-9-CM.exe

    Auditing

    http://c/Program%20Files/Skyscape/Desktop/ICD-9-CM/ICD-9-CM.exehttp://c/Program%20Files/Skyscape/Desktop/ICD-9-CM/ICD-9-CM.exehttp://c/Program%20Files/Skyscape/Desktop/ICD-9-CM/ICD-9-CM.exehttp://c/Program%20Files/Skyscape/Desktop/ICD-9-CM/ICD-9-CM.exe
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    g

    To inspect and verify

    To determine the degree of accuracy in ICD

    coding based on coding rules and codingconventions

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    Sample selection

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    Sample selection

    Period of audit

    Audit sampleRandom sample

    Target sample

    Sample selection

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    Sample selection

    Random

    Representative of morbidity database

    Suitable for benchmarking

    Only some records will have errors

    Sample size recommended 5%Random number generator or table

    Sample selection

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    p

    Target

    Defined by coder-in-charge or auditor

    Cases selected because of known or suspectederrors or difficult cases or because a new coderhas started work

    Only some records will have errors

    Retrieving and preparing clinical records

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    Retrieve original record

    Temporarily remove or obscure coded data

    Recoding process

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    g p

    Coder B

    Recodes each record

    Assigns error categories if errors found tries todetermine what has caused the error

    If there is a dispute, Coder C

    Recodes each record

    Assigns error categories

    Coder C recoding

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    Recodes record blind

    Discusses code differences with Coder A andCoder B

    Make final decision about correct codes

    Assign errors to error categories

    Examine and analyse results

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    y

    Need to develop a form for reporting of results

    Scoring Tool formSummary Data form

    The summary data forms the basis for a report aboutcoding quality and can be used to compare data atdifferent time periods.

    Questions to ask when reviewing coding:

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    Is the main diagnosis correctly identified?

    Are all secondary diagnoses coded?Are all diagnoses coded?

    Are all diagnoses and procedures coded correctly?

    Have the codes been transcribed or data enteredcorrectly?

    Coder competency is influenced by:

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    p y y

    Knowledge

    SkillAttitude

    Behaviour

    Experience

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    THE LEGAL ASPECTS OF MEDICAL CONFIDENTIALITY

    LAW

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    A duty of confidence arises when confidentialinformation comes to the knowledge of a person in

    circumstances where he has notice, or is held to

    have agreed, that the information is confidential, withthe effect that it would be just in all the

    circumstances that he should be precluded from

    disclosing the information to others.

    1 OF 2

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    THE EXCEPTIONS

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    WHERE, ON MEDICAL GROUNDS, IT IS UNDESIRABLE TO

    SEEK PATIENTS CONSENT, MAY DISCLOSEINFORMATION TO FAMILY OR CLOSE RELATIVE

    WHERE DISCLOSURE TO THIRD PARTY WOULD BE IN THEBEST INTEREST OF THE PATIENT [EXCEPTIONALCIRCUMSTANCES ONLY]

    2 OF 4

    THE EXCEPTIONS

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    WHERE IT IS IN THE PUBLIC INTEREST [EXCEPTIONALCIRCUMSTANCES ONLY]

    WHERE IT IS NECESSARY FOR THE DOCTORS SELF-PROTECTION OR DEFENCE

    3 OF 4

    THE EXCEPTIONS

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    WHERE A STATUTE REQUIRES DISCLOSURE

    WHERE A COURT ORDERS DISCLOSURE

    WHERE IT IS NECESSARY FOR PURPOSES OF APPROVED

    MEDICAL RESEARCH

    4 OF 4

    THE PATIENTS BEST INTEREST

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    DISCLOSURE TO FAMILY MEMBER OR CLOSE RELATIVE

    ALLOWED WHERE PATIENT INCAPABLE OF MAKING

    INFORMED DECISIONS ABOUT HIS OR HER OWN

    TREATMENT

    1 OF 4

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    THE PATIENTS BEST INTEREST

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    WHERE PATIENT IS IN A VULNERABLE STATEOF MENTAL HEALTH, EG. SUICICAL,DEPRESSION

    IN SUCH CIRCUMSTANCES, DISCLOSURE TOPATIENT MAY PUT HIS LIFE/HEALTH OROTHERS AT RISK

    4 OF 4

    PARENT VS CHILD

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    PARENTAL RIGHT DIMINISH AS THE CHILD ACQUIRES THEABILITY TO MAKE DECISIONS

    PACE OF DEVELOPMENT WILL VARY FROM CHILD TO CHILD

    PARENTAL RIGHT WILL TERMINATE WHEN THE CHILD HAS

    SUFFICIENT UNDERSTANDING AND INTELLIGENCE

    PARENT VS CHILD

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    DOCTOR MUST ACT IN PATIENTS BEST INTEREST AND

    MUST SATISFY HIMSELF THAT PATIENT HASSUFFICIENTLY MATURE UNDERSTANDING

    DOCTOR MUST EXERCISE PROFESSIONAL JUDGMENT

    DOCTOR MUST RESPECT PATIENTS CONFIDENTIALITY IFPATIENT SATIFIES THE TEST OF MATURITY

    THE PUBLIC INTEREST

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    DISCLOSURE MAY BE DESIRABLE AND APPROPRIATE TOPROTECT THE PUBLIC WHERE THE DOCTOR HAS REASONTO BELIEVE THAT PATIENTS MEDICAL CONDITION PUTSOTHERS AT RISK

    THE PUBLIC INTEREST

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    WHERE A CRIME HAS BEEN COMMITTED

    WHERE A CRIME IS LIKELY TO BE COMMITTED

    THE PUBLIC INTEREST

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    WHERE THE PATIENT IS A CARRIER OF ANCOMMUNICABLE DISEASE

    WHERE THE PATIENT HAS AN ILLNESS WHICH

    MAY AFFECT MOTOR FUNCTIONS AND LEADTO LOSS OF SELF-CONTROL

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    COMPULSION BY COURT ORDER

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    MUST COMPLY STRICTLY WITH COURT ORDER

    FAILURE TO COMPLY MAY LEAD TO CONTEMPTPROCEEDINGS

    NO PRIVILEGE FROM DISCLOSURE OF CONFIDENTIALINFORMATION IN COURT PROCEEDINGS

    SELF-PROTECTION

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    IN DISCIPLINARY PROCEEDINGS, DOCTOR MAY DISCLOSECONFIDENTIAL INFORMATION ABOUT A PATIENT TO

    DEFEND HIMSELF AGAINST PATIENTS COMPLAINT

    PATIENT WHO MAKES COMPLAINT IS PRESUMED TO HAVEWAIVED CONFIDENTIALITY

    CONSEQUENCES OF BREACH OF CONFIDENCE

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    ACTION BROUGHT BY PATIENT FOR BREACH OF

    CONFIDENCE

    POSSIBLE REMEDIES IN CIVIL PROCEEDINGS

    INJUNCTION TO RESTRAIN BREACH/ FUTURE BREACHES

    DAMAGES IN LIEU OF INJUNCTION

    CONSEQUENCES OF BREACH OF CONFIDENCE

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    DISCIPLINARY PROCEEDINGS - COMPLAINT TO SMC

    PROFESSIONAL MISCONDUCT IF DOCTOR DISCLOSESCONFIDENTIAL INFORMATION WITHOUT PATIENTSCONSENT, OR WITHOUT JUST CAUSE

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    Authorization for release of information

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    Record Maintenance

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    Control record movement and location

    Storage areas should be clean and tidy

    Stores should be secure

    Secondary storage for non-current records

    Contingency/Business Continuity Plans

    Scanning

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    Scanning paper records can reduce storage requirements

    However:

    Costs of initial conversion

    Consult with The National Archives

    Protect the evidential value

    Retention and Disposal Arrangements

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    All organisations should have Record Retention and Disposal

    policies to ensure records are annually selected for:

    Secondary storage (eg off-site or scanned etc)

    Permanent archival preservation

    Destruction

    Record Destruction

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    Records must be destroyed in a secure environment

    Contractors must abide by Confidentiality Agreements

    Maintain a register of the destruction of records

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    All The Reasons You ShouldIncorporate EMR into Your Practice

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    Change requires a coalition of people who, throughposition, expertise, reputations, and relationships,

    have the power to make change happen.

    John P. Kotter in Leading Change

    Use of Electronic Medical Records

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    0% 10% 20% 30% 40% 50% 60% 70% 80% 90%

    Portugal

    France

    Spain

    United States

    Greece

    Ireland

    Luxembourg

    Italy

    Belgium

    Germany

    Austria

    Finland

    United Kingdom

    Denmark

    Netherlands

    Sweden

    A Reality Check

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    Our healthcare system is fragmented.care is delivered by a variety of

    independent physicians, hospitals and other providers

    Clinicians often take care of us without knowing previous treatmentsand by whomwhich can lead to treatments that are redundant,ineffective or dangerous

    Vital data sit in paper-based records not easily accessed or combinedinto a integrated form to present a clear and complete picture of ourcare

    Physicians spend an estimated 20-30% of their time searching for andorganizing information

    Access to Patient Data

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    Instant Access to Patient Data24/7 Access to Patient Data

    Multiple Access to the Same Chart

    An end to lost charts

    No Waiting for Transcription to Come Back

    Precise Documentation

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    No more illegible handwriting

    No loose paperDocumentation neat and orderly

    Ability to update medications and problems lists at eachvisit

    Exportation of OrdersImportation of Test Results

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    Efficient Prescribing

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    E-Scribing

    No more calls from pharmacy cant read the doctorswriting

    Ability to fax Rx refills directly to pharmacy, no more calls

    Electronic drug interaction alerts

    Ability to incorporate insurance formularies into EMRsystem

    Instant Allergy Alerts

    Enhances Productivity

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    Instant Messaging

    Electronic Work ListsLess Time Chasing Charts, More Time With

    Patient/Patient Care

    Instant Information

    Patient Education Materials at Finger Tips

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    Paper Record Versus EMR

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    A patients age is not included in the medical record10% of the time

    A diagnosis is not recorded in the patients record 40%of the time.

    Physicians, while taking a medical history, fail to notethe chief complaint in the patients record 27% ofthe time.

    Paper Record Versus EMR

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    Physicians spend up to 38% of their time writing up patient charts.

    Nurses spend up to 50% of their time writing up charts.

    Medical records are misplaced or missing in 30% of patient visits.

    The average patient visit generates 13 pieces of paper.

    The average office spends $10 per visit to track and file paper records

    The average patient record weighs 1.5 lbs.

    Source: Committee on Improving the Patient Record, Institute of Medicine

    Patient Benefits

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    Clinicians receiving computerized patient symptom assessments prior to a patient visitaddressed 51% of their patients symptoms, compared with only 19% of those not

    receiving assessments

    63% of consumers in a February 2004 survey agreed it would be very valuable to havetheir complete medical history stored in one computer file that can be accessedanywhere in the hospital

    Foundation for Accountability Survey found that Consumers believed that having health

    information online would:Clarify doctor instructions 71%Prevent medical mistakes 65%Change the way they manage their health 60%Improve quality of care 54%

    A Harris consumer interactive poll found that:

    80% want personalized medical information on-line from their physicians69% want on-line charts fir tracking chronic conditions83% want to receive their lab tests on-line

    Summary of EMR Benefits

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    Decreased Billing

    Errors

    Increased Billing

    Capture

    Radiology

    Savings

    Lab Savings

    Drug Savings

    Adverse Drug

    Events Prevention

    Transcription

    Savings

    Chart Pull

    Savings

    Source: Partners Health Care experience based on 2500 patients and providers. Cost and Benefit Analysis for electronic medical

    records in primary care. The American Journal of Medicine 2003;114:397-403

    15%

    14%

    13%5%

    5%

    15%

    29%

    4%

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    EMR Functionality

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    Auto interface to hospital and ambulatory dictations

    Web-Based Personal Health Records (PHRs), so that family can

    review selected materials that physicians elect to provideelectronically o Health maintenance recording and tracking foroutcomes measurement

    Integration with document imaging and workflow management

    Clinical messaging between physicians and the staff

    Clinical messaging between the physicians and the patients familiesfor selected activities

    EMR Functionality

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    Recording and tracking of telephone messages

    Electronic Rx refills

    Order tracking and alerting if a test result has not been completedwithin a specific period of time

    Template-driven clinical charting, to ensure that chart clinicalinformation is complete and interoperable between specialists

    Access anywhere, at anytime, on any device

    Synchronization of records

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    When care is provided at two different facilities, it may be difficult toupdate records at both locations in a co-ordinated fashion.

    Two models have been used to satisfy this problem: acentralized data server solution, and a peer-to-peerfile synchronization program (as has been developed for otherpeer-to-peer networks).

    Synchronization programs for distributed storage models, however,

    are only useful once record standardization has occurred.

    Merging of already existing public healthcare databases is a commonsoftware challenge. The ability of electronic health recordsystems to provide this function is a key benefit and can improvehealthcare delivery

    Customization

    http://en.wikipedia.org/wiki/Client-serverhttp://en.wikipedia.org/wiki/File_synchronizationhttp://en.wikipedia.org/wiki/Peer-to-peerhttp://en.wikipedia.org/wiki/Peer-to-peerhttp://en.wikipedia.org/wiki/File_synchronizationhttp://en.wikipedia.org/wiki/Client-server
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    Each healthcare environment functions differently, often in significantways. It is difficult to create a "one-size-fits-all" EHR system.

    An ideal EHR system will have record standardization but interfacesthat can be customized to each provider environment. Modularityin an EHR system facilitates this. Many EHR companies employvendors to provide customization.

    This customization can often be done so that a physician's inputinterface closely mimics previously utilized paper forms.

    Customization

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    At the same time they reported negative effects in communication,increased overtime, and missing records when a non-customized

    EMR system was utilized.[65] Customizing the software when itis released yields the highest benefits because it is adapted forthe users and tailored to workflows specific to the institution.

    Customization can have its disadvantages. There is, of course,higher costs involved to implementation of a customized system

    initially. More time must be spent by both the implementationteam and the healthcare provider to understand the workflowneeds.

    Development and maintenance of these interfaces andcustomizations can also lead to higher software implementation

    and maintenance costs.These hurdles make customizations that can be made publicly

    http://en.wikipedia.org/wiki/Electronic_health_recordhttp://en.wikipedia.org/wiki/Electronic_health_recordhttp://en.wikipedia.org/wiki/Electronic_health_record
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    Disadvantages of electronic medical records

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    Physicians do tend to see at least short-term decreasesin productivity as they implement an EHR. They spendmore time entering data into an empty EHR than theyused to spend updating a paper chart with a simpledictation.

    Studies also call into question whether, in real life, EHRsimprove quality.

    Patient register and appointment planner

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    Patient register and appointment planner

    Add Clinical data

    Add Lab records and medical images

    Enable Web based upload and access

    Pool related data from a group

    Use pooled data for retrospective study and plan prospective study

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    The Incremental EMR

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