1
Sample Eye Care Practices Based on Optometry Market Analysis (4) Practice details extracted from multiple publicly available sources (e.g. websites and Yellow Pages Sampling stratified, based on state populations *Ophthalmology practices excluded as 75% of primary eye care delivered by optometrists Terry Ho BSc (Hons) Optom, MOptom, PhD Student [email protected] Terry Ho Clinical Indicator (see Definitions) Development Preventative, glaucoma and diabetic eye care were selected based on the burden of the eye conditions, impact of the appropriateness of eye care and the availability of Australian evidence-based clinical practice guidelines. *AAO (https://www.aao.org/guidelines ), COS ( http://www.cos-sco.ca/clinical-practice-guidelines), NHMRC (https://www.nhmrc.gov.au/guidelines ), NICE (https://www.nice.org.uk/guidance ), SIGN (http://www.sign.ac.uk/guidelines/published ) Based on CareTrack (2) method A cross-sectional retrospective record review with random sampling of records for multiple eye conditions at multiple primary eye care practices Limited information on the existing “appropriateness” (see Definitions) of eye care delivery in Australia. A better understanding of current variation from best practices will help lay the groundwork to improve appropriateness of eye care. 1. Percentage of eye care encounters at which Australians receive appropriate eye care 2. Factors that influence variations in eye care 1. Develop sets of clinical indicators (see Definitions) for representative eye conditions. 2. Measure the appropriateness of eye care delivered against sets of clinical indicators (see Objective 1). 3. Identify patient and practice factors influencing appropriateness of eye care. 1. Joshua Foreman, et al, 2016, http://apo.org.au/node/68322, viewed 04 May 2017. 2. Runciman WB, et al. Med J Aust. 2012;197(2):100-5. 3. Ho KC, et al. Br J Ophthalmol under review. 4. ACIL Allen Consulting, 2014, http://www.acilallen.com.au/cms_files/0ACILAllen_optometry2014.pdf, viewed 04 May 2017. A protocol for a population-based study of appropriate eye care of 1200 patients using retrospective record review Using evidence-based (guidelines) and consensus- based (Delphi method) clinical indicators to measure the appropriateness of eye care delivery Methods can be generalizable to other eye conditions to provide a comprehensive view of appropriateness of eye care Terry Ho is supported by a UNSW Tuition Fee Scholarship and Dr Isabelle Jalbert by a June Griffith Fellowship. Funding supported was provided by a UNSW Faculty of Science Research Program. The Authors thanks Prof. Andrew Hayen for project support and eye experts for clinical indicators development.. Measuring the Appropriateness of Eye Care in Australia: Protocol for a Retrospective Record Review Kam Chun (Terry) Ho 1 , Fiona Stapleton 1 , Dian Rahardjo 1 , Louise Wiles 2 , Peter Hibbert 2 , Andrew White 3 , Isabelle Jalbert 1 1 School of Optometry and Vision Science, UNSW Sydney. 2 Centre for Healthcare Resilience and Implementation Science, Macquarie University. 3 Westmead Institute for Medical Research, University of Sydney. Appropriateness of care - the clinical care for a condition considered to be evidence-based or consensus-based. Clinical practice guidelines - evidence based statements or recommendations intended to optimise patient care and assist health care practitioners to make decisions about appropriate health care for specific clinical circumstances. Clinical indicator - measurable component of a standard or guideline, with explicit criteria for inclusion, exclusion, time frame, setting and compliance action. (2) Delphi method - a communication tool to draw expert opinions based on the results of questionnaires sent to a panel of experts. The anonymous responses are aggregated and shared with the group. >50% 57% 1 >50% of Australians with visual impairment undiagnosed (1) 90% of blindness and vision impairment preventable or treatable if detected (1) 57% (range 13% to 90%) of Australian received appropriate care across 22 health conditions (2). Eye care not measured Single eye condition, specific setting, focus on individual examination technique or aspects of care in existing eye related studies (3); limits generalisability of estimates of appropriate eye care Glaucoma Preventative Diabetic eye care Random sampling NSW SA VIC QLD Record review 20 13 14 2013-2014 90% Care recommendations Examine higher-risk patients (longer duration of diabetes, poor glycaemic control, blood pressure or blood lipid control) without DR at least annually Clinical indicator **Track changes illustrate suggestions by experts** Patients with diabetes should have the following documented: 1. duration of diabetes, AND 2. family history of diabetes, AND 3. 2. most recent HbA1c result OR self-reported level of blood glucose control, AND 4. 3. presence of history of high blood pressure, AND 5. blood lipid level. Clinical indicators (94 indicators across 3 conditions) Stage 1: Extract clinical indicators from clinical practice guidelines Stage 2: Two rounds of review by panels of 3 to 5 experts through the Delphi method Evidence-based clinical practice guidelines* Clinical indicator development (diabetic eye care) example Buying groups n=669 Corporates n=311 Franchises n=453 Yellow Pages “Optometrists” in NSW, QLD, VIC, SA n=3038 Yellow Pages After removal of duplication n=1437 Practice list (by 4 States) n=2870 QLD n=10 (24%) NSW n=15 (38%) VIC n=12 (30%) SA n=3 (8%) Sample Size 400 records per condition (10 records @ 40 practices) are required for 95%CI, 5% precision, infinite population and 50% prevalence estimate of appropriate eye care. Recruitment Continue until 40 practices recruited. After 2 weeks Sample Patient Records Data Collection Waiver of patients’ consent & ethics approval Patient age, gender, ethnicity, date of visit extracted One trained surveyor (KCH) rates “Yes/No/ NA” for each indicator Sample indicator for diabetic eye care Finalised clinical Indicator Yes/No/NA Patients with diabetes should have the following assessments performed and documented: - visual acuity, AND - a dilated fundus exam AND/OR retinal photography with grading. Multiple practices “The presence of dyslipidaemia had minimal practical influence on diabetic retinopathy management at the time of the audits so this is an unnecessary data point.” Surname Date of visit Date of birth Ho 03/05/2018 01/01/1950 Hoa 29/04/2013 03/02/2012 Hoad 27/05/2014 04/03/1960 2. Identify patient with surname starts with the two letters 3. Check sequentially for eligibility 4. Review eligible records 1. Generate 2 random letters with 10 different combinations “Elevated HbA1c is an established risk factor for DR onset and progression, this should be recorded whenever possible. Optometrists are well aware of the HbA1c so this should have been standard practice during the audit period.“ “In a patient already diagnosed with diabetes, the presence or absence of a family history of diabetes will not impact their management or prognosis so this info is superfluous and can be excluded.” Delphi panel of 3 diabetic eye care experts review and score the indicators based on: i. impact ii. feasibility iii. applicability *Not 2013-14 *Age <18 Email Mail Follow-up phone call

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Page 1: Measuring the Appropriateness of Eye Care in Australia ... · Preventative Diabetic eye care Random sampling SA NSW VIC QLD Record review 20 13 14 2013-2014 90% Care recommendations

Sample Eye Care Practices• Based on Optometry Market Analysis (4)

• Practice details extracted from multiple publicly

available sources (e.g. websites and Yellow Pages

• Sampling stratified, based on state populations

*Ophthalmology practices excluded as 75% of primary eye care delivered by

optometrists

Terry Ho

BSc (Hons) Optom, MOptom, PhD Student

[email protected]

Terry Ho

Clinical Indicator (see Definitions) DevelopmentPreventative, glaucoma and diabetic eye care were selected based on the burden of the eye conditions, impact of the

appropriateness of eye care and the availability of Australian evidence-based clinical practice guidelines.

*AAO (https://www.aao.org/guidelines),

COS (http://www.cos-sco.ca/clinical-practice-guidelines), NHMRC (https://www.nhmrc.gov.au/guidelines), NICE (https://www.nice.org.uk/guidance), SIGN (http://www.sign.ac.uk/guidelines/published)

• Based on CareTrack (2) method

• A cross-sectional retrospective record review with

random sampling of records for multiple eye

conditions at multiple primary eye care practices

Limited information on the existing “appropriateness” (see Definitions) of eye care delivery in Australia.

A better understanding of current variation from best

practices will help lay the groundwork to improve

appropriateness of eye care.

1. Percentage of eye care encounters at which

Australians receive appropriate eye care

2. Factors that influence variations in eye care

1. Develop sets of clinical indicators (see

Definitions) for representative eye conditions.

2. Measure the appropriateness of eye care

delivered against sets of clinical indicators (see

Objective 1).

3. Identify patient and practice factors influencing

appropriateness of eye care.

1. Joshua Foreman, et al, 2016, http://apo.org.au/node/68322, viewed 04 May 2017.

2. Runciman WB, et al. Med J Aust. 2012;197(2):100-5.3. Ho KC, et al. Br J Ophthalmol under review.4. ACIL Allen Consulting, 2014, http://www.acilallen.com.au/cms_files/0ACILAllen_optometry2014.pdf, viewed 04 May 2017.

• A protocol for a population-based study of

appropriate eye care of 1200 patients using

retrospective record review

• Using evidence-based (guidelines) and consensus-

based (Delphi method) clinical indicators to measure

the appropriateness of eye care delivery

• Methods can be generalizable to other eye

conditions to provide a comprehensive view of

appropriateness of eye care

Terry Ho is supported by a UNSW Tuition Fee Scholarship and Dr

Isabelle Jalbert by a June Griffith Fellowship. Funding supported

was provided by a UNSW Faculty of Science Research Program.

The Authors thanks Prof. Andrew Hayen for project support and

eye experts for clinical indicators development..

Measuring the Appropriateness of Eye Care in Australia:

Protocol for a Retrospective Record Review

Kam Chun (Terry) Ho1, Fiona Stapleton1, Dian Rahardjo1, Louise Wiles2, Peter Hibbert2, Andrew White3, Isabelle Jalbert1

1School of Optometry and Vision Science, UNSW Sydney. 2Centre for Healthcare Resilience and Implementation Science, Macquarie University. 3Westmead Institute for Medical Research, University of Sydney.

Appropriateness of care - the clinical care for a

condition considered to be evidence-based or

consensus-based.

Clinical practice guidelines - evidence based

statements or recommendations intended to optimise

patient care and assist health care practitioners to

make decisions about appropriate health care for

specific clinical circumstances.

Clinical indicator - measurable component of a

standard or guideline, with explicit criteria for inclusion,

exclusion, time frame, setting and compliance action. (2)

Delphi method - a communication tool to draw expert

opinions based on the results of questionnaires sent to

a panel of experts. The anonymous responses are

aggregated and shared with the group. >50%

57%

1

• >50% of Australians with visual

impairment undiagnosed (1)

• 90% of blindness and vision

impairment preventable or treatable if

detected (1)

• 57% (range 13% to 90%) of Australian

received appropriate care across 22

health conditions (2). Eye care not

measured

• Single eye condition, specific setting,

focus on individual examination

technique or aspects of care in existing

eye related studies (3); limits

generalisability of estimates of

appropriate eye care

Glaucoma

Preventative

Diabetic

eyecare

Random sampling

NSWSA

VIC

QLD

Record review

20

13

14

2013-2014

90% Care recommendations

Examine higher-risk patients (longer duration of diabetes, poor glycaemic control, blood pressure or blood lipid control) without DR at least annually

Clinical indicator **Track changes illustrate suggestions by experts**

Patients with diabetes should have the following documented: 1. duration of diabetes, AND

2. family history of diabetes, AND3.2. most recent HbA1c result OR self-reported level of blood glucose control, AND4.3. presence of history of high blood pressure, AND5. blood lipid level.

Clinical indicators (94 indicators across 3 conditions)

Stage 1:

Extract clinical indicators from

clinical practice guidelines

Stage 2:

Two rounds of review by panels of

3 to 5 experts through the Delphi method

Evidence-based

clinical practice guidelines*

Clinical indicator development (diabetic eye care) example

Buying groupsn=669

Corporatesn=311

Franchisesn=453

Yellow Pages“Optometrists” in NSW, QLD, VIC, SA

n=3038

Yellow PagesAfter removal of duplication

n=1437

Practice list (by 4 States)n=2870

QLDn=10 (24%)

NSWn=15 (38%)

VICn=12 (30%)

SAn=3 (8%)

Sample Size400 records per condition (10 records @ 40 practices)

are required for 95%CI, 5% precision, infinite population

and 50% prevalence estimate of appropriate eye care.

Recruitment

Continue until 40 practices recruited.

After 2 weeks

Sample Patient Records

Data Collection• Waiver of patients’ consent & ethics approval

• Patient age, gender, ethnicity, date of visit extracted

• One trained surveyor (KCH) rates “Yes/No/NA” for each indicator

Sample indicator for diabetic eye care

Finalised clinical Indicator Yes/No/NAPatients with diabetes should have the following assessments performed and documented:

- visual acuity, AND

- a dilated fundus exam AND/OR retinal photography with grading.

Multiple practices

“The presence of dyslipidaemia had minimal practical influence on diabetic retinopathy management at the time of the audits so this is an unnecessary data point.”

Surname Date of visit Date of birth

Ho 03/05/2018 01/01/1950

Hoa 29/04/2013 03/02/2012

Hoad 27/05/2014 04/03/1960

2. Identify patient with surname starts with the two letters3. Check sequentially for eligibility4. Review eligible records

1. Generate 2 random letters with 10 different combinations

“Elevated HbA1c is an established risk factor for DR onset and progression, this should be recorded whenever possible. Optometrists are well aware of the HbA1c so this should have been standard practice during the audit period.“

“In a patient already diagnosed with diabetes, the presence or absence of a family history of diabetes will not impact their management or prognosis so this info is superfluous and can be excluded.”

Delphi panel of 3 diabetic eye care experts review and score the

indicators based on:

i. impact

ii. feasibility

iii. applicability

*Not 2013-14

*Age <18

Email Mail Follow-up phone call