Maurice S Hicks Jr Financial Disclosure Report for 2009

8/3/2019 Maurice S Hicks Jr Financial Disclosure Report for 2009

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no l0 FINANCIAL DISCLOSURE REPORT in Government Act ~/1978R ~ , . ~ / : 0 : 0 F O R C A L E N D A R Y E A R 2009 ( ~ v . s .c , o ~ p . L ~ ~ o ~ - ~ ~ )

Hicks, ~r., S. Maurice U.S. Dis~icl Co., Weste~ La. 08/2512010

4. Title (A~iclc HI judge~ indicate active or s~io~ s~ams; 5a, Report Type (cheek ~ppropfi~e ~e) 6. R~porling Period~istrale judges indicate fldt- or part-time) ~ Nomination, Da~eU.S. District Judge- Active ~ Initial 1213 I12009

lb. ~ Amended RepoO7. Chambers or O~ce A ddress B. O n th e basis of thg information conlnlned In Ibis Report ~nd anymodl~aflons pertaining thereto, it is, in my opinion, in omplianteU.~. Courthouse with applicable law~ and regulaliun~.300 ~annin St., Suite 5101Shrevepo~, LA 71101 Reviewing Officer D~le_

IMPORTAN T NOTES: Th e instructions accompanying this form must be followed. Complete all parts,checking the N ONE box far each par~ wh ere you have no repo rtable information. Sign on last page.

N O N E (No reportable positior~.)P O S J T 1 O N ~AME OF ORGANIZATION/ENTITY

Lecturer Centenary College of Louisiana

Board of Directors Member Children and A rthritis, Inc. (50!(c) (3) organization)

~ N O N E (No reportable agreements.)D A T ~ p~TIES AND TE~ S

3.


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F I N A N C I A L D I SC L O S UR E R E P O R T I ~ m ~ f r ~ ~ " R e p r ~ " [Page 2 of 16 [ Hicks,,lr.,S. Maurice

08/25120]0

I I I . N O N - IN V E S T M E N T 1 N c a m E . ~vo.,~.x indipldt tal and sp ..... ; see p p , t 7 ~ 2 4 tfil~gA. Fi lers Non-lnves~ment Income

N O N E ~ o reportable non-investment income.)~ATE SO~CE A~ TYPE ~COME( y o u r s , n o ~

I . 2009 Ceniena~ Col lege of Lou is iana - TeaChing $2

2,

3.

4.

~ N O N ~ ~ o r~portable non-inves~ent income.)D A T ~ S 0 ~C g A N D T Y P ~

1 . 2 0 0 9 Paraglegal se~ic~ - self-employed

2.

3.4,

I V . R _ E I M B U R S E M E N T S - , ~ .. ~ o r ,. ,i o . .~ o ~ g ~ - ~ . / o o U o o,.,o.~ .... ,.(]nclud~ those to spouse onddependent chil~en: see pp. 25-27 of filing ins~ctions.)

N O N E ~ o reportable reimbursements.)~ ~ L O C A T I O N P~PO~ ] T E M S P A I D O R P R O V I , D E D

1.2,3.4.5 .


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F IN A N C IA L D I SC L O S UR E R E P O R T N .... f~ ..... ~ , p o r , i , ~Page 3 of ] 6 ] l-l~eks, ,It., S. ~urice

0 8 1 2 5 1 2 0 1 0

V . G I F T S . a , , ~ . ~ , , ~ , , , ~ . . . . . . , p . . . . . . . a deNndent childre,,; s,e pp. 25-31 of f!liq i . . . . . . . .N O N E (No rwortable g~s.)

D E S C R I P T I O N

2.3,

5 .

~ N O N E ( N o reportable liabilities.)C P , . E D t T O R D E S C R I P T I O N V.V~__~_~

I. C i f im o n g a g e ( w a s } { i b e r n i a N a t i o n a l M o r l g a g e - R e n t a l P r o p e r t y # l , R u s t o n , L A LBank)

2.3.4.5 .


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F I N A N C I A L D I S C L O S U R E R E P O R T 0 8 / 2 5 / 2 1 " 1 1 0Pa~ 4 of ]6

|--} NONE income, assets, or transactions.)ep o r ta b ]eA. B.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a ~ e n d T r a n s a c t i o n s ~ u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g I r u s ! a s s e t s ) r e p or t i n g p er i o d o f r e p or t i n g p er i o d .P l a c e " ( X ) " z g e r e ~ c h a . s s e l Amount| Type {e.g., Value I Value T y p e { e . g ., D~le Va lue Gain ] ] d e n ~ i t ~Code 1 | div rent C o d e 7 [ Me hod b u y , s e l l , m~rddd/yy Code 2 C o d e I b u y e r / s e l l e re x e m p t f r o m p r i o r d i s c l o s u re (A-H) ~ o r ~ n t . ) ( . l - p ) [ Code 3 redemption) ! (J-P) (A-H) [ ( i f p r i v ~ t e

1. Capit~l O ne Bank Accounts D Interest M T

-2. State Farm Life b~sttrance Co. A ccount NoneTransl ers t]~rou[ hour, the year,

3 . Northwestern M utual Life Insurance Co. NoneAccounl Transfers t]~rou[ t~out:: the year.Timber Land, Lincoln Parish, Louisiana - None K R1/1/96, $30,000

~. Left intentionally blank None~. Rental Property #1, Rus~on, LA - 07/03/01, A Real L R$75,4277 . Left intentionally blank None8. Left intentionally blank None9. IRA fl ] Capital One M oney ]:und A I n t e r e s t M T10. Left intentionally blank None

t 1 . VA C Federal Cre~lJl Union NoneTransfers ti~rou~hout the

1 2 . Barksdale Federal Credit Union A Inlcresl K "1"" ~ 3 . Red River Syndicate I.P A I n t . / D i v . K U

1 4 . Left intentionally blank None~5. 3anney, M ontgomery Scott Brokerage A I n t e r e s t .1 TAccoun! - Cash

1 6 . Left lnte~iionallyblank None

17. L eft inlentionally blank


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F I N A N C I A L D I SC L O S UR E R E P O R T ] ~ , . e o f ~ ..... Reporting Da~teofRepor!Page 5 of 16 I Hicks, Jr., S. f!-lauriee0 8 /25 ,20 10

VII. INVESTMENTS and TR U STS- I . . . . ,,,,,,t ........NONE income, assets, or transactions,)No r~oorlob]e ~ ..........................Dcscripllon of Assets [ income during [ Gross vnlue at end Srangaclions during re~orfing period{ i n c l u d i n g t a * s ~ a s s e t s ) / reposing period ] _ ~ o f r e p o r t i n g p e r i o d2~5 .....

C o d e I d i v . , r c n ~ , ~ Code 2 M e t h o d b u y . s e l l , ]m~d&~ C o d e 2 C o d e I . b u y e r / s e ~ l e r~om p r i o r d i s c l o s u r e ~ ( A - H ) o r i n t , ) 0 - P ) C~e 3 r~emption) 0-P) [ (A-H ) { i i p r i v a t e

1 8 . Left intentionally bla~ None

1 9 , I~ ffl XTO Ener~ A Di~dend J T2 0 . Left inlenfionallv blank None

2 1 . Left intentionally blank None2 2 . Left intentionally blank None

2 3 . Left intentionally blank None2 4 . I~A #l Entradn Ne~orks None J T2 5 . I~ #1 Globalnel None J T

26 Lefl intentionally b~nk None2 7 . Vkipt~a-30 index None

Sold du~~ng 2908. 2 8 . Left intentionall~blank None

2 9 . Cabel~s None Sold du~ing 2~08.3 0 . Fu~re Link Coro None Sold dm3 1 . Left intcnliooall~ blar~k None3L Left. in tentionally blank None3 3 . Gian~ Studios None J T

3 ~ . IRA #2 Cpaital One M oney Fund A Interest J Y


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F I N A N C I A L D ISCL O SURE R EPO RT ] r~, .e o~ P . .. .. r~e | ,ortlo~

V! 1. ]NVESTM EN TS and TRUSTS - i ........... t , , . , . . . . . . . . . i o . , ( h , c l , ,d e s t h o s e ~ f s p . . . . . . . .. d dep,nd .... hittite,; s e e p p . 3 4 - 6 0 o f f i l i n g ins~,,ettons.)

D e s c r i p t i o n ~ f A s s e t s ~ lncom~ during [ Gross value a~ end / T n n s a c o o n s d u n n g r e p o r t i n g p e r , o d( i n c l u d i n g t m ~ t a s s e l s ) [ rep0ning period [ o f r e p o r t i n g p e r i o d

~ (A-H) I or int.) { (J-P) ~ C~e 3 [ ledemption) 1 J{J-P) { (A -H) { {ifp~v,le~ [ ] (Q-W) [ / / ~ ~ a n s a c t i o n )

3 5 . Left intentionally bla~ None

3 6 . Left intentionally b~nk None

3 7 . I.eft inlentionally bta~ None

3 8 . Left intentionally bl~ None3 9 . Left inlentionallyblank None

4 0 . Left intentionally bla~ None4t . Left inlentionallyblank None

4 2 . Left intentionally blank None

43 Left intentionally blank None

4 ~ . Left intentionally blank None

4 5 . Left intentionallybla~ None4 6 ~ Left intentionally blank None4 } . Le.fi intenlionallyblank NoneaS. Left inlentionally bla~ None

a9. Left intention~l]ybla~ None

5 0 . Leftinlenli~n~]lyblank None

5 1 . Left intenlionallyblank None

(See Coiunm~ Idl and D4) F -$50,0OI - $1~0,000 G =$10O,001 $1 ,O 00,00O HI =~1,000,001 - $5,DO0,000 H) =M o~ {hnn $5.000.000


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F I N A N C I A L D I SC L O S UR E R E P O R T I ~ , n ,,Page 7 of 16 ] Hick, Jr., S . M a u , ic e

Description of A~ts l n c o m ~ d u r i n g G ~ o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o s i n g p e r i o dof r~oning p~od(including ~st as~ts) r e p o r t i n g

p r i o r d i s c l o s u r e

5 2 . Left intentionally bl~ None

~3. Left intenlionally blank None~;. ke~ inte,ionally ;Iank None


5 6 . Left inlenlionMly H ank None

5 7 . Left iolentionMly blank None

5 8 . Left inlentionally b l a n k None


6 0 , Left inlentionatly bla~ None6 1 . Lefl inlenlionally blank None

6 ~ . Left inlenlionallybtank None

6 ~ . ~umamefic~ focus~ alpha Lrg None Sold6 4 ~ Left inlenlionally blank None6 5 . Left inlcnlionally blaok None

6 6 . Left intemionaH yblank None

6 7 . Left inlentionally blank None

6 8 . Left inlenlionally blank None


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TFINANCIAL DISCLOSURE REPORT ~ .... fP ..... |~eOorgl.g / D.t~ of R~tpor!Page 8 of 16 Hitks, Jr., S. Maurice ~ 0 8 1 2 5 1 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i,,. ....... ~ ............. ~o.~ m.tua,~ ,hose ~f sp ......... a aepe,,aent chitarem s e , r l , . 3 4 - 6 0 o f f i t i ,, gN O N E (No reportable income, assets, or transactions.)

D e s c r i p l i o n o f A s s e t s ~ I n c o m e d u r i n g G ro s s v ~ l u e a ~ e n d Transaclions during re~ing periodlincluding ~t assels) ! r e p o ~ i n g p e r i o d of re~ing pefod

~ ( Q - W ) , ~ [ L ~,r a n s a c l i 0 n )

6 9 . Biosanle Pha~aeeulical None J T7 0 . FT Globnl Infran-Janney A Dividend R edeemed 09 /0~09 J A

7 1 . FTGre~te~ Asi~-J~ey A D ividend Redeemed 09/17/09 1 A7 2 . ~netics Pa~di~ A Dividend Sold 0 1 / 1 3 1 0 9 J A7 3 . NYSE G roup Inc A Dividend Sold 0l!] 3/09 J A7 4 , VK Argus Tmamd None Sold du~ing 2~O8.

7 5 , Left intentionally blank None7 6 . Left inlentionalty blank None7 7 . Left intention~llyblank None7 8 . Lefl inlention~llybla~ None

7 9 . l-e~ inlenliona]ly blank None8 0 . Left intentionally blank None8 i. Left intentionally blank None8 2 . l.eft inlenfonallyblank None

Left intentionally blank None8 4 . Lefl inlenlionallyblank Nonei5. Left intention,lly bi~nk None


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FINANCIAL DISCLOSURE REPORT r~ ....fPiPage 9 of 16 Hicks, ar., S. Maurice 08/2512010

N O N E (No reportoble income, assets, or transactions.)Description of Assc~s [ Income during Gross value a~ end [ r~nsactions during reporting period(including ~m~ assc~s) ~ r~o~ing peri~ of repo~ing

cxcmpl from prior disclosure C~e l} div., r~nt, Code 2 [ M~tbod ] buy, sel~. m~fl~ ~ Code 2 [Code I [ buye#seller

86 . Left intentionally blank None


88. Le[ I inlentionally b lank None I


90 . Left intentionally bhnk None

91 . Left inlcnlionally blank None

92 . I~ #1 Dodge andCo~ I~1 Stock Fd A Dividend


9~. I ..~l inlenlionally blank None,

95. Left intentionally bla~ None96 . Left intenlionally blank None

97 . gefl inlenlionally blank None

98. Left intentionally bla*~k None

99 . Left intentionallyblank None

1 0 0 . Left intentionally blank None

101. Left intentionallyb}ank None

~ 0 2 . Left imentionallyblank

I


10/16

F I N A N C I A L D I SC L O S UR E R E P O R T [ r ~ . . .. . f ~ . . . .. a ~ , o ~ t i . ~ ~ . ~ e

V I I . I N V E S T M E N T S a n d T R U S T S -- i ,~o,~ , , , ; , , , , , , . . . . . . . ; o , , a,cludes ,hose o/~ ........ d depend .... hildren; seepp. 34-60 of f!llngN O N E (No reportable income, assets, or transactions.)

Des~ipfioa 0[ As~s ~ Income during ~ Gros~ value a~ e~d ~ T~nsactions during reporting period(induding~sl as~els) ~ ~poaingpefiod I ofre~ing period

exempt from ~i0r disclosure I C~e 1 / div., mat, [ Code 2 Me~h~ / buy. sell, m~td&~ Code 2 Code t ] bnyer/selhr

103, Le fi imentionally bla~ None

104. Le~ intentionally bhnk None

105. Le~ inlenfionally blank None

107. Le~ intenlionally blank None

108. Morgan Keeg~ cnh A lnt./Div. J

109. Encans Co~-J~ne), A Dividend J T

110. XTO Ener~ A Dividend Sold 12114/09 J A

l II. Left intenfionallyhl~nk None

112. Left intention~lly~la~ None

113. Cubic Ener~ ]he None J T

114. Left inlentionallyblank None]15. Left inlentionallyblank None

116. Left intenfionMlybln~ None

117. I~ #3- Te~a Nilrogen C~ LP A Dividend 3

118. Left inlention~llyblnnk None

1~9. Lefl inlentionallyblank


11/16

[Namef P e r s o n R e p o r t i n g D a t e o f R e p o r lF I N A N C I A L D I S C L O S U R E R E P O R T] H i c k s , ~ T . , s . ~anr~e~

Page ] 1 of ] 6 o ~ / 2 5 / ~ o ~ oVII. INVE STME NTS and TR USTS -i.,. ........ ~ , , ~ . , . . . . . . . , ~ o . . a , , ~ , , .~ . . . .. o / . ~ ........~ ~ . . ~ . , ~ . ~ , . ~ , , ; ~ . ~ ~ . . ~ . ~ o , , / ~ . . ~ ~ . . .. . .. . i,,,,~.~~ NON~ (No reportoble income, asseL~, or transacIion~.)~ ....................... . . . . . . . . . . . . . . . . . . . . . . . . . .~ ...........~ 7 . . . . . . . . ~ . " . . . . . . . . . . . . . . . . . . . . . . . . .~: ...............................

( h m l u d i n g ~ s ~ ~ s e ~ s ) i r~port ing p~riod o f r e p o s i n g p ~ f io d

e x e m p t f r o m p r i o r d i s d o s u , e [Code I [div., mat, C~e 2 M e t h o d b u y , s e l l, ~m~d~ [ Code 2 ! Code I b u y e r / s e l l e ri (A-H) , or m) ( J - P ) ~ Cod~ 3 ~ e d e m p t o n ) J - e ) ( A - H ) (

~ 120. Left in tentional ly b la~ None1 2 1 . Left in lenf ional ly Nan k None1 2 2 . Left imenlionally blank None

t 2 3 . Left intentionally blank None1 2 4 L e ~ " 1 i n t e n t io n a l l y b l a n k None1 2 5 . Left intentiona!ly bbnk None -126~"~e~ intentionally blank Hone "127. Left intentionally blank None

~2 8 Left intenlionally blank None1 2 9 . Left intcntionally blank None1 3 0 . Left inlentionall blank None

1 3 1 . Left intentionallybla~ None1 3 2 . Lefliotentionallyb!ank None1 3 3 . Left inlenlionally blank None1 3 4 . Left imentionallyblank NoneI 3 5 . Left intentionally blank None

, 1 3 6 . Left in|entionally b l a n k


12/16

FINANCIAL DISCLOSURE R E P O R TPage 12 of 16Vll. INVESTM ENTS and TRUSTS -. ~ .......... ~,,~, ~r..s~tio~s ~,,a~,. n, os~ oj s~ ......... a ae~a~.~ ~i~a~ . .. . .. . ~ . .~ .~o ozM~i.g

~ (No reportable income, assels, orONE transactions.)

Description of As~ I n c o m e d u r i n g G r o s s v a l u e a l e n d T r a n s a c t i o n ~ d u r i n g r e p o ~ i n g p e r i o do f r e p o m n g p e r i o d

I d e n t i l y o fl a c e " ( X ) " a f t e r e a c he ~ e m p l f r o m p ~ o r d i ~ l o s ~ e C o d e I [ d i ~ . , r e n t , C M e 2 M e t h M b u y , s e l l , nm~/d&~ Code 2 C~e I ] b u y e f f s e l l e r /{ A - H ) [ o r i n l . ) (JP) I Cod3 [ foretop,ion) , ~ (J-P)I(A-H) 4 ( i f p f i

138. Left intentionally blank None139. Sconradc Cash A=I. A Interest K T

~ Chesapeake Energydanney Acct. A Dividend J T 14 I. Pelrohawk E nergy- tanney A ecL No~c K T

1 4 2 . Left inlenlionally blank None1 4 3 . Left inlentionally blank None

I1 4 4 . Left intenlionallybla~ " N o n e1 4 5 . Le fl intentionally blank None1 4 6 . Can~dlan O il Sn~. Sea,ado A Dividend J T Buy 06 /01/09 J .t 4 7 . Crce Research, Inc- Scoltra~ None B uy 0 4 / 0 9 1 0 9 JSold $/1J?[~ ~931 4 8 . Eagle Rock Energy- Scottrade N o n e J T Bu y 12/21109, J1 4 9 . Enc~n~ Co~-Sconrade A Dividend J T Bu y ~/09109~1 5 0 . General Electric.Smtlrade None ~uy 04/24109 J ASold ~/11[ ~931 5 I . Goodrich Pete C0~- Seottrade None B uy 06/01/09 J ASold 1 t/19/, ,93.1 5 2 . Pacific Asia Petro- Scottrade None J T B uy 0 8 1 0 3 t 0 9 J A

1 5 3 . Petrohawk Ener~ Co~- Sco~rade Ntme B uySold


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F I N A N C I A L D I SC L O S UR E R E P O R T [ . , . e 0 f r e . a n . R e r o , , l, g I o n , ~ u ~ a . p . ~ ,Page 13 of 16 ] nicks, 3~., S. ~auric~ ] o 8 / ~ ! ~ 0 ~ o

~ONE (No reportable income, assets, or transactions,)

D e s c r ~ p n o n o l A s s e ~ I n c o m e d u r i n g Gross value al end ] Transactions during reining period(including I~sl assets) ~ rcpon~ng period ] of repo~mg period

Place "(X)" aft ..... h a s s e t A m o u n t "f~e {e.g., Value / Value T y p e ( e . g ., /Date ! Value / Gain l d e n t i~ y o f

154. XTO Ener~,- Scot~ade A D ividend B uy 06/11!09 J ASold ~/6t0~ J155. 1~ #2 A merican Superconducto~ None J T B uy 12/03/09 J1 5 6 . 1~ #2 Encana None K T B uy 1 2 / 2 7 1 0 91 5 7 , 1~ #2 N ational Fuel G~s None J T B uy I 1 / 2 3 / 0 9 J1 5 8 . t~ #2 Pacific A~ia Peeoleum None J T B uy 0 8 1 ( ~ 1 0 9 J1 5 9 . I~ 02 Sma~heat Inc None J T B uy 1 2 1 0 2 / 0 9

. . . . . . . . . . . . . . 1-60. IRA #2 Stericycle None J T B uy 12/03/09 J! 6 1 . IR.A # 2 Teck CorpLId None J T B uy 11/05/09 ~.1 6 2 1 IR.A #2 Eagle P, ock Energy Partners None J T B uy 1 2 1 2 4 t 0 9 J1 6 3 . IR.A 02 Kinder M organ Partners None J T B uy 1 2 1 0 3 / 0 9 31 6 4 . I]:G a. #1 FHLMC CMO Series 3334 None J T B uy 0 3 1 0 4 1 0 9 J1 6 5 . lfLA#1 GNMA (2dO Seres 2009-108 None J T B uy 1/30/09 Kt 6 6 . Cerao~ts Energy-)anney A Dividend J Y Spinofffrom line 1091 6 7 . DI~. Cede Oil OB L.Jar~nev None B uy 0 1 1 1 3 / 0 9 J BSold 1/2]0 ~. J1 6 8 . GMX Resources- Janney None- J % , . B uy 07/02/09 Jt 6 9 . Rigel Pharmaceulical-3anney None J . T B uy 09/11/09 J170. Biomass Resources. Janney None

Sold


14/16

V I I . I IN V E S T M E N T S a n d T R U S T S - ~ . ~ o . . . .. .. ~ . . .. .. .. .. .. , ,~ o . ~ ( J n c h , d e s th o s e of $F ....... d depend .... hildre,,; see pp. 34-60 of filing insmtctions.)N O N E (No reportable income, assets, or transactions.)

Dcscriplion0f As~ls ~ Income during Gross value at end ~ "lmns~ctioas during reposing period(including ~st ~sets) reposing period of reFoning ~edod

(A-H) ~ or int .) ( ~ - P ) C o d e 3 r ~ mpt i on )


15/16

FINANCIAL I)ISCLOSURE REPORT r ~ . . . . . f~ ..... a.por..gPage ! 5 of 16 n~us, Jr., S. Maurice 0 8 1 2 5 1 2 0 1 0VII1 . ADD ITIO NAL INFO RMA TION O R EXPLANATIONS. o,,alc.,,~,,,.

] 66. Cenovus EnerBy, lnc: A spl i t f rom Encana C orp.


16/16

FINA NC IAL DISCLO SURE RE POR T ~ HJ cks, Jr..N. gla~rice DateofRepor~Page 16 of 16 o ~ s ~ o ~ o

I X . C E R T I F I C A T I O N .i certify that all information given above ( including information pertaining to my spouse and minor or depe nden! children, if any) isaccurate, true, and complete to the best of my know ledge and belief, and that any information no! reported w as withheld because it met applicable statutorypr~visions permilting n0n-dlsclosure.! further certify that earned income from outside employment and hono raria and lhe aeceptance of gifts which have b een reported are incompliance with the provisions ors U.S.C. app. 501 e|. seq., 5 U.S.C. 7353, and Judicial Conference regnlatloos.

Signature__

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND VVILFULLY FALSIFIES OR FALLS TO FLI,E THIS REPORT MAY BE SUBJECT TO CIVIl.,AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Documents

Maurice S Hicks Jr Financial Disclosure Report for 2009