Larry R Hicks Financial Disclosure Report for 2009

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  • 8/3/2019 Larry R Hicks Financial Disclosure Report for 2009

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    ,~om FINANCIAL DISCLOSURE REPORT i n G ov e r nm e n t A ~ t o f 1978~ev. t ,~0~0 FOR CALENDAR YEAR 201)9I. Person R~porfin~ (l~u. namc, fir

  • 8/3/2019 Larry R Hicks Financial Disclosure Report for 2009

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    FINANCIAL DISCLOSURE REPORT N ...... Person R~,purting ] Date of Repo~lP,"tg2 2 of 9 Ilicks Larry It,.

    [05 / 1 5 / 2 01 0

    111 . N ON-IN V E STMENT I N C OM E. en.po.,i,,, i n a i , , i d u a l . n d s p .... ; see pp . 1 7 - 2 4 of ~ l inx i ......... h , , , s . )A. Filers Non-Investment Income

    N O N E (No reportable non-investment income.)D A T E ~ O 1 ~ R C E A N D T YP E ~OM E

    (yours, no~ . spouses)

    2.

    Y

    4

    B. Spouses Non-Investment Income - if.you ,.ere married during any porti~m of the reporting year, complete this section.(Dollar amount not required e~cepl for hon,*rari~ }

    NONE (No reportable non-investment income.)~ S Q IJ R C E A N D T Y P E

    I . 2 00 9 Avansino Realty Panners, Ltd.

    2.

    3.

    4.

    I V . R E I M B U R S E M E N T S ........ portation. Iodging,.[ood. e.~,tertai ..... ~(/nzlu tes th )se ~ Sl,OU~ and,lepe~en t ch:ldr~n." .~ee PF . 23-27 of ]~hng instruction~ ~

    N O N E f i ~ " t ~ r e p ~ r t a h h " r e i m b u r s e m e n t s .)~ D A T E S I . O C A T I O N P U R P O S E IT E M S P A ID O R P R O V ID E D

    1 .2.3.4,

    5.

  • 8/3/2019 Larry R Hicks Financial Disclosure Report for 2009

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    FINANCIAL DISCLOSURE REPORT ~ .... f Pe ....Rt~portllg D a t e o f R e p o t !P a g e 3 o f 9 llicks, Larry R, 05/15121110

    ~ N O N E (No reportable g~[~s.)SOl/RCE D E S C R I P T I O N V A L U E ~

    1 .2 .34.5.

    V I . L I A B I L I T I E S . a,,ct,~e, thoae of sp ...... d d,,pendent children; $eepp. 32-33 of~liling instruclions.)N O N E (N o rep or iable l iabil i t i es .)

    C R E D I T O R , D E S CR I P T I O N VALUE CODEI.

    3.4.5.

  • 8/3/2019 Larry R Hicks Financial Disclosure Report for 2009

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    F IN A N C I A L D IS C L O S U R E R E P O R T NameoIP ...... R e p o r t i n g ] I ) a, e o f R e p o t !Page 4 of 9 llicks, Larry R.[

    05!I 5/2010

    VII. INVESTMENTS and TRUSTS -N O N E (No reportable income, assets, or transactions.)

    " .......... -- 5 ...............................r B. " D .D e s c r i p t i o n o [ A s s c L ~ ~ l n c o m d u n n 8 ~ Gross value at end T r a n s a c l i o n s d u r i n g r e p o r t in g ~ r i o d( i ~ c l u d i n g t r u s t a s s e t s ) r e p o r ti n g p e r m d I o f r e p o t t i n g p e r i o dP l z c c " ( X ) " n f ~ e r e a c h a s s e t , A m o u n t T y p ee x e m p t l to m p r i o r d i s c lo s u r e ~ C o d e I ~ d ~ v . , r e n t . ~ C o d e 2 M e l h o d b u y . s e l l . , m m ~ d & y Y C o d e 2 C ~ e I b u ~ r / s e l l c r( A - H : o r i n t . ) . ( J - P ) C o d e 3 r e d e m p t i o n ) . ( J - P k ( A - I f ) ( i f p r i v a t e~ , , Q - W , _ .~ . ~ ....... t , o n )

    1. Rental Property #1 - Renn, NV D Rent O W

    2. Rental Property #2 - Sparks, NV E R e n t N W

    3. Avansino Realty Partners, l ,td .-Washoe Co., F Rent O QN V4. **Rental Property #3-Sparks, NV5. ** Ren tal Property #4-Sparks, NV6 . **lLen~al Property #5-Reno, NV7. **Rental Property #6-Reno, NV8 . **Ren tal Proper~y #7-San Francisco, CA9 . N I GM M ira g e - Common A Dividend J TI0 . Zions Baneorp- Common A Dividend .! T1 1 . Wal-Mart S tores - Common A Dividend J T i

    1 2 . Intl . Game Technology A Dividend J "i"13 . Harbor Fund a. r)~vidend .I -f1 4 . Stillwater Farms, Ima.-C.ommon None L W

    15 . McDonM d, Calano Wilson 401K Ptolit C Int./Div. N TSharing Plan16 . * * V G F N X17 . * * C O S q -

    D = ~5,001 - $15 .000

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    FINANCIAL DIS CLOSURE REPORT N ......IP ..... Rrport ing ] D a t e o f R rp o r tP a g e 5 o f 9 m ~, Larry R. ~ 0 5 / 1 5 / 2 0 1 0

    VII. IN V E S T M E N T S an d T R U S T S -[ [] NON E (No reportable inca,he, assets, or transactions.)

    Description at Assets j l~com e durin g G rass value ~t en d Transact ions dunng repor t ing ~r iod(inch~ding t~st assets) ~p~ning per iod ~ ~ 1 r e p o ~ m g p e r i o d " 1 5 3Place "(g)" ~er e~ch ~sset ~Am~un t Type

    exemp t f lora pr ior d isclosure ~ Code div. . r en t , i C ode 2 M ethod buy, se ll, ]m~dd!yy Code 2 Code I i buyer!seller~ (A-!I) orin t .) (J-I) Code 3 redem p tion ) (AdD! ~ ~ "Q~ ] (~-P,

    (i, pr,~atc

    ~18. **PFCB

    2 0. Charles Schwab I~ Rollover Accounl E In~ . /Div. O2 1 .

    2 2 . *~TGCNX

    2 3 . * * D O D G X2 ~ - . **P LD D X

    2 5 . " * S W U X X

    :26. **VSGBX

    i2 7. 1 RA # 1 A In terest K T,29. IRA #2 A D iv id e nd K T

    30 . **AICCX

    t, IRA #3 A D iv id e nd

    32 . **VWESX

    3 3 . Bank of Am erica - Accounts D lnlerest M T3 4 . Nevada Stale Bank. Accounts L! I n t e r e s t M T

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    FINANCIAL DISCLOSUIU~ REPORT N!>age 6 o f 9 nicks, Larry R. 0 5 1 1 5 / 2 0VII. ! NVESTMENTS and TRUSTS .- i . . . . . . . . . . ~ . . . . . . . . . . , i o . .~ a . , - ~ . a . . ~ , h , , ~ , ~ ......... g a , . ~ , . . ,, a e . , ~ , u , ~ . ; , .~ v p . ~ - ~ o

    ~ NONE (No reportable income, a~sels, or transactions.)..................A ......... 7 - ~ ......... ~ - ~ ........... ~ ..................D e s c r i p 6 o n o f As~ts ~ I n c o m e d u r i r , g G r o s s v a l u e a t e n d i 1 r a n s a c ti o n s d u n n g ~ e p ~ n i n g p e r io d( i n c l u d i n g t z u s t a s s e t a ) r e p oa i n g p e r i o d o l r e p o n i n g p e r i o d (,~ -~2~ ~ ~ ~2)- (,:, ...... ~ 2~ ....~ ~3~7 O7 . . . . . .P l a c e " ( X ) " a f t e r e a c h ~ s e ~ A m o u n t T y p e { c g ., Value ~ V a N e r Z > D e { e . g . , Date ~ Value ~ Gain ~ i d e n t i t y o f :e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d buy sell m m /d d & v C o d e 2 Code 1 ] buyer/seller

    i (A-I1) i or ira.) ( J - P ) C o d e 3 r e d c m p u o n ) ] ( J - P (A-If) : (ifprisatc............................... 3 ..... J . . . . . . . . .. . . . . , ~ - ~ ~ ~ i ~ I3 5 . First Independent Bank - A ccoun~ B I n t e r e s t K T3 6 . Brokerage # 1

    3 ? . ~ B A C A Dividend J T3 8 . - BPK B Interest K T3 9 . - BYD ^ Dividend J T40 - NIO 13 I n t e r e s t K T4 1 . - M O M T X A l n t e r e s ~ L T

    4 2 . - Z ION A Dividend J T4 3 . - IQM B I n t e r e s t K T4 4 . - N E A A Interest J T4 5 . - St . Marys Reg. Med. Cen ter Bond Fund A I n t e r e s t J T

    4 6 . - Clark County. Nov BD BK Pref A I n t e r e s t J T4 7 . - Clark Count}, Nev BD BK A I n t e r e s t .I T4 8 . - C~tibank Itank l)epos~t Program A ]meres: J T4 9 . Brokerage#2

    5 0 . - BAC A Dividend K T5 1 , - IGT A Dividend J T

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    FINANCIAL DISCLOSURE REPORT . ~ . . . . . .P a g e 7 o f 9 flicks, Larry R,

    I05/I 5 /2010

    VII. INVESTMENTS and TRUSTS .. i ......... ,.t.., ....... ,,.i,,., rhwluaes those oysp ........ d d,~enaentchild .......... PI. 34-60 oflfiling i ....... N O N E L ~ o rt7~ortahte income, assets, or tranzaction&~

    Description olAsscls I n c o m e O u T i n g ~ O r o ~ s v a t u e a t e n d T ansaclions aun~g reportiag period{including trust assc~) repos ing per iod : of repor t ing per iod :

    ex em p ?ompriordtsclosure C o ~ 1 div . , renk C o d e 2 Method buy sell imm/d~yy Code2 i Code I ~ buyer/seller[ (A-II) ~ orint.J

    5 2 . - MTS A Dividend

    5 3 . - WMT A D i v i d e n d K

    54 . - Morgan Stanley Bank A I n t e r e s t L T55 . Brokerage #3

    5 6 . - Nt~:es: Sedona Devel. Partners A Interest L T

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    Page 8 of 9 I flicks, Larry I{. 05115 /2010

    V III . ADDITIONAL INF ORM ATION OR EXP LANATIONS.

    Part VII, page I, line 3, column C{2). the appraisal date for Avansine Realty Partners. Ltd ~s December !998.Part VII, page 1, line 16, Stiilwater Farms, Inc., is a privately owned corporation with no established "book value." It is pri~narily a hunting club, exact valueunknown with no more accurate detemlination available. I can on!y estimate the va~tle of my shares in the corporation bascd upon recent sales of other shares.Part VII , ~age 4, line 15. The McDonald Carano W ilson 401K Profit Sharing Plan is a 401 K p rofil sharing plat derived from this fliers former employment prmrto 200 2 in lhe private sector. It is owned by this filer and is a sel{-directed plan.Part Vll, page 5, line 20 . The C harles Schv*ab IRA Reliever Account is a rolled over prolit sharing plan derived liom this fliers fom~er employment in the privatesector. It was created prior to the profit plan referen ced above. It is own ed by this filer and is a self-directed plan.Part VII, page 5, line 27. The income type from this account was erroneously rcpo~led m past reports as dividend. The error is corrected in this report to showinterest.

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    FINANCIAL DISCLOSURE REPORT NPage 9 of 9 l l ie k s , L a r r y R .

    I0 5 / 1 5 ; 2 0 1 0

    IX. CERTIFICATION.] cer t ify that all information g iveo above (includinl~ information p erlaining to my spouse aod minor o r depende~t children, If any) isaccurale, t rne, and complete to the be st of my know ledge and b eliel~ and that any inlorm ation not reporled , ,~as withheld because i t met upplicable staluloryprovisions permilt ing non-disclosure.I fur ther cer t ify thai earned income from outside employment and honoraria and the acceptance of gif ts which bare been rep0rlcd are incompliance with the provisions of 5 U.S.C. app. 51)1 el . seq. , 5 U.S.C. 7353, and Jodicial Confereuce reg ulations.

    S i g n a t u r e

    N O T E : A N Y I N D IV I D U A L W I IO K N O W I N G L Y A N D W I L FU L L Y F A L S IF IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA ND C RIb , fINA L SA NC TIONS (5 U.S .C . ap p . 1 04 )

    F I L I N G I N S T R U C T I O N SMail signed original and 3 atldit ional copies to:

    Committee on Financial Disclostu-cAdm in is tra t ive O f f ice o f the U n i ted S ta tes CourtsSui te 2 -301O n e Co l u m bu s Ci rc l e , N . E .W as h in g t o n , D . C . 2 0 54 4