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Manager Certification Workshop
What is Progressive Discipline Steps to Progressive Discipline Different Forms that are used Incident Log/Documentation Review the Progressive Discipline Flow
ChartDifference between Level 1 and Level 2
Review Case Scenarios
Most employees, when fairly approached, want to improve their job performance.• Training is the key• Encourage going to different classes
Approval, acceptance and recognition are better employee motivators than the threat of disciplinary action.• Give praise• Don’t forget to say “Thank You”
The purpose of progressive discipline is to improve performance.
Should attempt to modify behavior, rather than penalize an employee
Employees must be informed of standards required
Discipline must be progressive Starts with verbal warnings and progresses
to written documentation
Set expectations at the beginning of each school year
Review the Food Services Division’s Employee Handbook• Explain each section, discuss with employees to
assure understanding• Obtain signed cover sheet and return to HR Unit• Remind employees of the Guidelines when necessary
Newly Hired/Promoted/Transferred Employee Orientation Checklist• Review all items
Informal Counseling/Training •Incident Logs – informs employee of correct way to perform job and is a training tool only.•Conference Memos – identifies that the employee knows or should know process, offers assistance and states consequence if not followed•Letter of Reprimand – informs employee of requirement for improvement•Notice of Unsatisfactory Service (NOUS) no action (written warning)
Disciplinary Action Means:• Any formal disciplinary action that affects an
employee’s pay or status and requires Board action
• Suspension (could be anywhere from 1-30 calendar days and there may be more than one occurrence of suspension)
• Demotion to a lower classification• Dismissal from service
Start documenting at the very first discussion
At no time should the misbehavior of an employee be ignored
Once you have an unsatisfactory employee it is YOUR PROBLEM
Union representatives will look for what, you as the supervisor, have done to help the employee improve
Why use Incident Logs?• Documents problems occurring in your
cafeteria• Record of informal or verbal counseling• Log and issue to employee citing each
counseling• Always document your concerns about an
employee’s performance.• This is not a discipline document, this is a
training document• No evidence of counseling, difficult to impose
discipline
Identify the 4 “W”s and How◦ When – specific date – 10/13/07 10:30am◦ Where – in the Faculty Lounge◦ Who - full name of employees and anyone else
involved (student, coworkers, etc.)◦ What – described what happened, objectively,
(behaviors) not subjectively (attitudes)◦ How – What impact did behavior have on cafeteria
operations
Poor Documentation
◦Documentation must be specific “Employee needs to take better care of
herself” “Employee not a team player” “Employee cusses” “Employee doesn’t follow directions” “Employee causes confusion”
Bad – Maria does not follow directions Good - On 10/8/12 at 10:00AM I told Maria to pan 150
burritos, for lunchtime. At 11:00AM, I walked over and found she had not panned a single burrito. Lunch is supposed to be served at 11:15AM. This made a hardship on staff as we had to prepare other food to serve the children in 15 minutes.
• Bad “Melissa Smith got mad and yelled at Sonia Hernandez”
Good - “Melissa Smith came within two inches of Sonia Hernandez’s face, face pointed her finger towards her eye and yelled, “I’m tired of your silly ass”
Write an incident log regarding the following: Sue Smith came to you and stated, “Last
Tuesday, Andrea didn’t clean the refrigerator, she said it was too cold outside and she didn’t bring a sweater to work in the walk-in refrigerator. You check with Andrea and she said she was sick and asked Peter if he would do it, he said yes, but he didn’t. Peter said she asked him, but he told her that was her job. What do you do?
◦ Developed to give Managers and AFSS guidance
◦ Each PC Rule 902 A Cause is presented
Divided into “Levels” ◦ Level 1
Performing tasks below standards First Occurrence Second Occurrence Third Occurrence
◦ Level 2 Endangers health and Safety or causes a major loss to the Division In spite of Training is unable to meet standards
Causes◦ Personnel Commission rule that has been violated. A
brief description defining the rule is included. Document
◦ What type of document must be used in either providing mentoring/coaching or discipline.
Action◦ Describes the action plan for correction
Training by Whom◦ Identifies who must provide training, mentoring
counseling Disciplinary Action by Whom
◦ Identifies individual(s) responsible for performing corrective action
Level 1 Fails to meet minimum expectations for work performance
Document Action TrainingDisciplinary
Action
1st Occurrence
Incident Log/ Training Log
Verbal correction by SFSM/SRFSW - refer to training documents/rules/procedures for mgrs schedule record keeping class/FSDC/Application training
SFSM/SRFSW
N/A
2nd Occurrence
Conference Memorandum / NOUS No Action
SFSW or SFSM or AFSS
HR Rep
3rd Occurrence
NOUS with action (suspension/dismissal)
Pre-disciplinary meeting with AFSS/HR Rep/Admin Review
CM/AFSS HR Rep
Level 2 Fraud/Failure to perform work assignments resulting in potential endangerment of health and safety (i.e. HACCP, sanitation/safety violations)
Document Action TrainingDisciplinary
Action
1st Occurrence
NOUS with action (suspension/demotion/dismissal)
Pre-disciplinary meeting with SR HR Rep/Admin Review - Mandatory completion of training classes
AFSSHR/Rep Sr. HR Rep
2nd Occurrence
NOUS demotion/suspension pending dismissal
Pre-disciplinary meeting with SR HR Rep/Admin Review
N/AHR/Rep Sr. HR Rep
Sample Chart 902A 4. Dereliction/Inattention to
Duty
Sample Chart 902A 4. Dereliction/Inattention to
Duty
1. Employee states, “I’m not washing those dishes B!%ch”
2. Employee yells at another employee and asks her, “Let’s take it outside”
3. Employee stole case of chicken wings4. Employee fails to report work related
injury5. Employee is absent 25 days on 3
occasions within 3 months (no fmla)
What is Progressive Discipline Steps to Progressive Discipline Different Forms that are used Incident Log/Documentation Review the Progressive Discipline Flow
ChartDifference between Level 1 and Level 2
Understand what to do/who to contact by using the Progressive Discipline Flow Chart