Malcolm F Marsh Financial Disclosure Report for 2009

8/3/2019 Malcolm F Marsh Financial Disclosure Report for 2009

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~ o 1 o I FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y th e E t h i c s" in Government Act of 1978: R e ~ . 1 , 7 0 1 0 [ F O R C A L E N D A R Y E A R 2 0 09 ( s ~ .S . C a p p . 1 0 t 4 ~ 0L Person Reporting (last name, firsL miadl~]niti1) -1 2. conS or Organization ...... 3. Dat~ of R epo rt "

r a ~ d ~ s r I , M ~ C O L M F . r j . S . D I S T R I C T C O ~ T , O ~ O ~ 0 4 i a S r ~ 0 W4. T itle (Artieie Ill jud ges indicate activ"e or senior status; . . . . ~a. R~port Tyl~(check appropriate type) .... 6. Reporting leriod ....

magistrate judges indicate flail- or part-time)[] Nomination, Date 01/01/2009U.S. DIST. JUDGE, S R . S T A T U S ~Initial ~ Armual 7--] Final to5b. ~-~ A m e n d e d R e p o r t

7, Chambers or Off ice Address 8 . On t he bas i s o f t he in f ormat ion c on t a in ed in ~ i s Rep or t an d an ymo dif icat ions pertaining thereto, it is , in my opinion, in com pliance1000 S. W. ~[-IIR.I) AV~Nf3"E with applicable laws and regulat ions .SUITE t507PORT LAN- D, OR 97 20 4 R ev iewing O ff ic er D ate

IMPO RTAN T NO TES: The instructions accompanying this form m ust be fol lowed. Complete al lparts,checMng the NONE box for each par~ where you have no reportable information. Sign on last page.

I. POSITIONS. mema~g~ NONE ~o reportabIepositions.)

POS~ON ~E OF OR~ZATION~N~TY1. G~tor~ms~= of In~ivos T~t Pi o ne~ T ~ t2.

-~

3.

4 .

~ NONE ~o reportable agreements.)DATE PARTIES A~ TE~S

1.


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FINANC IAL DISCLO SI~ q~ E REP O RT ] Nam e of Person Reporting Dat e o f Rep or tPage 2 of 14 I M.~a~sa, M.~r~coLr~ ~. 0 4 / 2 8 / 2 0 1 0

I I I . N O N - I N V E S T M E N T I N C O M E . a ~ e ~ o . i . g in d i v i d u a l a n d s p o u s e ; see pp. l 7 - 2 4 of filing instrucfions.)A. Filers Non-lnvestment Income[] NONE (No reportable non-investment income.)

D A T E . SOURCE PuND TYPE INCOME(yours, not spouses)t.2.

3,4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - lf yon were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E (N o reportable non- investment incom e.)SOURCE AND TYPE

1,2,3.4.

I V . R E I M B U R S E M E N T S -tra~po,..io.,~odg~g, Sooa,( Includes those to sl~ous~ and dependent children; see pp. 2~-27 offing inst~ctions.)

N O N E ~o reportable reimbursement.), S O U R C E ~TES . . L O C A T I O N P~OSE ITEMS PMD OR PROV~ED

1.

2.3.4.5.


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Name of P ers on Rep ort in g Dat e o f Rep or tP a g e F I N A N C I A L 3 o f ! 4 D I S C L O S U R E R E P O R T [ M . , , m S I . - I , r ,~ , X C O L M F . o 4 / 2 8 / 2 o l o

V . G I F T S . < i n c t u d ~ t h o s e t o s p o u s e a n d ~ e n a ~ n t children; see p p . 2 8 - 3 1 of filing instruction~)~-~ NONE (No reportable gifts.)

S O U R C E D E S C R I P T I O N VAL~I.2,3,4.5.

V I . L I A B I L I T I E S . (Includes those of spun .... d dependent children; see pp. 32-33 of fillttg instruction&)NONE (No reportable liabilities.)

, C R E D I T O R .D, ESCRII~TIO N VALUE CODEl.2.3.4.5.


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F I N A N C I A L D I S C L O S U R E R E P O R T ~ a ~ e o f P e r so n R e p o r t i n g D a t e o f R e p o r tPage 4 of 14 t , u m s ~ , M A n C O L ~ F . 0 ~ / 2 8 / 2 0 1 0

N O N E (N o reportable income, assets, or transactions.)A. B. C. ~-I D.D escriptio n o f A s sets In co m e du rin g Gross value at end I Transactions during report ing period

(including trust assets) report ing period of report ing period

I Co&~ 1(o (~) (1 )Pla~ ~(X)~ af~ ~ach asset Amount Typ~ (e.g., Value Value T ylm (e.g ., D ~te Value Gain Identity of

exempt from p rior disclosure Code 1 div., rent, Code 2 M~hod buy, sell, [mm/dd/yy [ Cod~ 2 buyer/salter(A-IT)I or int.) (.I-P) Code3 redemptiotQ / ( .I-P) ( A - H ) (if ptSvate ,l t (Q-W ) | I .. t ransaction)

1, SMITH BARNEY FLNANCIALM AN AGE M E NT ACCOUNT2. West. Asset Mun i. Mo ney Mkt Fun d A Interest J T

4. Lane County Ore Sch Dist 4I, Due 7/1/2018 A Interest Sold 11/04/09 K 20,000-MM, 10~000S M JTW R5. Forest Grove Ore Rev Rfdg & Camp~s, Dne A Interest J T J5/1/2036

Dept, 01/01/2025,7~ Umatilla Co. Ore. Hosp., 12-01-2030 A Interest K T8 . Salem-Keizer O re. S.D ., 6-1-09, orig. A Interest M atu red 06/01/09 J I0,000maturity 06/01/2013

11-15-203210. Portland OR. Housing Auth Rev A Interest Matured 01/02/09 J 10,000Rfdg-Pooled 01 / 01 / 20271 1 . Clack Cnty Ore Sch Dist (Lk Osw ), A Interest K T06/01/20261 2 . OHSU Rev Ser A M SF M BIA, 07/01/2032 A Interest K T1 3 , O re. St. Dept. Admin Svcs, due 05/01/2028 A Interest 1 T14 . Washington & Claekamas Cnty SD#23, Due A Interest Sold 06/19/091 K 20,00006 / 1 5 / 202015 . OR St Vets Welfare, Ser. B, Due I0/01/2042 A Interest K T "

16 . OR St. Bd Higher Ed G/O, Due 08/01/2028 B Interest L T

1 7 . Portland City O R LtdiTax Cony. Ctr, Ser. A, A Interest K TDu e 06/01/2030

1. Income Gain Codes: A - - - - $ 1 , 0 0 0 o r t e s s B =$ 1,001 - $ 2 , 5 0 0 C --~2 ,501 - $5,600 D = $5,001 - $ I 5,000 E =$15,001 - $50,000(S~ Colttrmls BI atl~ D4) F =$50,001 - $100,000 G --$ 100,001 - $1,000,000 HI ~$1,000,~01 - $ 5,000,0~9 H 2 : = M o r ~ t h a n $ 5 , 0 0 0 , 0 0 02. Value Codes ! -$15,000 or I~s .K =$15,001 - $50,000 L = $ 50,001 - $ 100.000(See Colul~,t~ CI and D3) N ~$250,001 - $500,000 O =$500,001 - $1,000,000 PI =$ 1~000,001 - $5,000,000 W 2 _ = $ 5 , 0 0 0 , 0 0 1 - $ " 2 5 , 0 0 ~ , ( 1 0 0P3 ~$25,~00,001 - $ 5 0 , 0 0 0 , 0 0 0 P4 = Mot~ than $50,000,0003. Value Metho d Cod~ Q -Appraisal R = C o ~ _ ( R e a l F - e t a t e O n l y ) S =Assessment T -~ash M arke t(See Colmnn (~2} U =Book Value V =Other W =Estimated


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DISCLOSURE REPORT [ Name of Person Reporting Date of Report[ r ~ tA a s a, ~ _ ~ L C O L r ~ F . 0 4 / 2 ~ 0 1 0age 5 of t4

NON E (No reportable income, assets, or transactions.)A. [ B. C. D .D e s e ~ i p t ie n o f A s s e t s [ I n c o m e d u r in g G r o s s v a l u e a ~ e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g C r u s t a s s e t s ) . r e p o r t in g p e r i o d o f r e p o r t i n g p e r i o d

P l a c e " ( X ) " a f t e r e a c h a s s e t Amount Type (e.g. , Value ] Value T y p e ( e . g . , D a t e V a l u e G a i n I d e n t i l y o fe x e m p t f r o m p r i o r d i s c l o s u r e Code 1 I d i v . , r e n t , C o d e 2 ] M e ~ o d b u y , s e l l , m m /d d /y y C od e 2 C od e 1 b u y e r / s e l l e r(A -H ) or int.) ( J - P ) Co de 3 redem ptio n ) (J -P ) (A -H) ( if pr ivate(Q-W) t ransaction)1 8 . OR St Dept Transn Hwy User Tax Rev, Bk B Interest K TEntry Du e t 1/15/20281 9 . Ore St Dpt of Transportation, Lien A, Du e A Interest J T11/15/202820. Umatil la Co O R Hsp Fax A ugev Cath , D ue A Interest , , t ..... Sold 05/12/09 K5/1/2034 20,00021. Salem Ore Hosp Fac Au th Rev, Due A Interest l T8/15/20302 2 . P o rt la nd , O R . Sw r Sy s R ev 1 st Lien Ser A , A Interest J T6-t5-2027i3 . Ore . S t. De pt o f T ransp Hwy User , L ie n A , A Interest K TDu e 11/15/203024 . Ptld OR Sg~r Sys R ev ILfdg~ist Lien-S~r A, A Interest J T 11 [Due 6-15~2033

! 2 5 . ClackareasCo OR Sch Ehst #I 2, N orth A Interest J TClack, D ue 6-15-203026. UST Fi rs t TR Spl i679 D ow Target M ay A Interest Sold : l 1/14/09 I ! 1 5200827. Claekamas Cnty O re Hosp Faes,Due A Interest I T Buy 101/05/09 .r ! i0,0005/1/202128 . State of OR , Board of Education, Du e A Interest K T Buy 05t!2/09 K 20,0008/1/202329 . State 0fOregon, Board of Education, Due A Interest J T Bu y 06/01/09 J 15,0008/1/20273 0. .~ack sa n Coun ty O re Sch [ D is tr ic t, Due A Interest K T Bu y 06!19/09 K 25,0006 / ! 5 1 2 0 2 331 .32 . JTW RO S PURCHASES ; these 3 assets arenow in the sole33. nam e o f t he f i le r34. P uerto P..ico Electric Pow er, Due 7/112019 A Interest L T Bu y 08/20/09 L 55,000

t ]. Income G ain Co des: A =$ I,000 or less B --$1.001 - :~,500 C - - $ 2 , 5 0 1 - $ 5 , 0 ( 1 0 D = $5,001 - $15,000 E =$15.00t - $50.000f (Se~ Colwa~s B 1 and IM) F -$ 50,001 - $100,000 G = $ 1 0 O , 0 0 1 - $ 1 . 0 0 0 , 0 0 0 H1 =$1.000,001 - $5,000,000 I-~ =More than2. Value Codes J =$15,000 or I~ss K =$15,001 - $50,000 L - - K S 0 , 0 0 1 - $ 1 0 0 , 0 O 0 M =$100,001 - $250,000(See Columns C 1 and D3) N =$250.001 - $500,B00 O = $ 5 0 0 , 0 0 1 - S L 0 O O , 0 0 0 P] =$1.000,00I - $5,0~0.000 P2 =$5,000,001. $25,~0,00093 ~$25,000.001 - $50,000,000 P4 =More than $50,000,000I 3 . Value M ethod Codes Q-Appraisal g =Cost (Real Estate OnlY) S =A ssessment T ~ a sh Ma rk e ti ( .See Column C2) U =Book V alt~ V =O ther W =Estimated


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F I N A N C I A L D I S C L O S UR E R E P O R T ,~ame of Person Report ing [ Dat e o f Rep or tPage 6 of 14 ~ t ~ a ~ s n , M A L C O L M F. I 0 4 / 2 8 / 2 0 1 0

VH . IN VESTM ENT S and T RUSTS - ~,,c,,m~ ~,,e, t.,,,s~,~o.s a.a~,,~s ,,ose cs~,~ ,.,,~ ,~r,,,,,~,,, c, ~,~,,; ,~ p~. 34-~NONE (No reportable income, assets, or transactions.)

A. B. C. D.D escriptio n o f A s sets In co m e du rin g Gros s v a ine a t e nd Transact ions d tudag r~port ing pexiod( in clu din g tru s t ass ets) repo rtin g p~rio d of repor ting i~f iod(t) (2) (0 I (2 ) 0) (:) O) (4)Place "(X)" aider each asset A m o u n t Ty p e ( e .g ., V a l u e V a l u e Ty p e ( e .g ., Date V a l u e Gain Identity ofexempt from pr ior d isc losure Code l d iv. rent , Co de 2 M eth o d bu y , s ell, mm/ d d / y y Code 2 Code 1 buy~/ sel ler(A -H ) or int.) (J-P) i Code 3 redemption) (2-P) (A -H ) (if privat~

35. Oregon St. Dept Admin S~rvices, Due A Interest J T Buy 11/04/09 J" 10,000l 1 /112026~6. Washing County Ore Rfdg, Due 7/1/2039 A Interest K T Buy 11/04/09 K 35,000

~37.

3 8. SM IT H B A R N EY FIN A N CIA LM AN AGE M E NT ACCOUNT39. Citibank NA Bank Deposit Program A I n t e r e s t J T40. MUNICIPAL BONDS

41. Lane County Ore Seh Dist 4J, Due 7/1/2018 A Interest Sold 11104/09 J lvIFM & SM shares,JTWRO$

42. Ore. St. Hsg & Cmnty Svcs Dept, Due A Interest J T1/1/202343. Forest Grove Ore RefRfdg & Campus, A Interest J T05/ 01 / 203644. ORE St. Hlth HSF Edl & Cultural A Interest K T11 / 15/203245 , P tl d Or Hs g A u th R e v R FD G 01 /01/2027 A I n t e r e s t M a t u r e d 01102/09 J46. Wash Cnty O re Sch D ist (Foiest Grove) A Interest Sold 11104/09 K 15,000, JTWR OS06 / 1 5 / 202147. Clack cnty Ore Sch Dist (Lk Osw). C Interest Sold 02/12/09 L i 55,00006 / 01 / 202648. OHSU Rev Ser. A, MSF, MBIA, 07/01/203~ A Interest J T

49 . O r e . S t. Ve te ran s Welf ar e Ser vi ce , D u e A Interest K T10/0 t/204250. Washingtun/Clackamas Cnty S.D. 23 A Interest Sold 06/19/09 K 25.000Tigard, Due 6/151202051 . B e n d O R ful l fa i th & credit obligs , due B Interest K T12/1/2022

I. Income Gain Codes: A - - $ 1 , 0 0 0 o l e s s B =$1,001 - $2,500 C =$2,50l - $~,000 D =$5,001 - $15,000 E =$15,001 - $50,000(See Cvlumns B1 and 134) F = $5fl,001 - $100,000 G =$I00,00! -St ,000,000 l i! =$ 1 .0 00 ,0 01 -$ 5 ,0 00 ,0 00 F I2 = M o t~ Ih ~ $ 5 ,0 00 ,0 002. V alue Codes J =$15,000 or less K " ~ $ l S , 0 0 1 - $ 5 0 , 0 0 0 L =$ 50,001 - $100,000 M = $ 1 0 0 , 0 0 1 - $ 2 5 0 , 0 1 Y d(See Coluar~s el and D3) N =$ 250,001 - $500,000 0 = $500,001P3 =$25,000,001 - $50,000,000 P4 =More thaa $50,000,0003, Value M ethod Codes Q =A ppraisal g =Cosl (Real Estate Only) S ~Assessmat T --Cash Market(See Coluro a C2 ) U = Book V alue V = O ther W =Estimated


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Name of Person Reporting Date of ReportD I S C L O S U R E REPORT[ M A R S H, M A L C O L M F .

04/~8~2010age 7 of 14V H . I N V E S T M E N T S a nd T R U S T S - ~ o , ~ . ,~ , ~ - ~ , ~ / o ~ , a - ~ tho~ of spouse and dependent children; see pp. 3~ of yding ~ru~ion~)

NO~ ~ reportable income, ~sets, or ~ansactions.)A. B. C. D .

~s~pf i on o f f se ts ~come ~g Gro s~ vary at e~ T~n~ions d~g ~po~g p~od{incIud~g ~ ~se~) ~ng p~ ofr~o~ing(I) [ (2) ( 1 ) ( 2 ) (t ) (2) (3) [ (~) , ( ~ )Place ~)" ~ ~ch ~mt m~t[ T~ (e.g. , V a l u e Value T~ (e .g. , D a t e Value[ ~Gain I d e n ti W o f~ ~pt ~m prior di~los~ ;~e 1 ~v. , re~ C o d e 2 Me~ ~y, ~11, ~d~ C o d e 2 C~1 b u y e r / s e l l e rI ~A-~ or ~L) 0-P) C~e 3 r e d e m p t i o n ) ( i f - P ) ( A - ~ ( i f p r i v a t e

52 . D e~hu t~ Cn~ , OR , H~p F~s , due B Mmmst Sold 0~20/09 L 50,000, ~OS1/1/202253 . OR St Bd ~er Ed G/O S~. B ~e B . Interest K T8/I~028

[ 5 4 . Po Ured Ci~ OR Ltd. T~ Con y. C~ S~ A B Inter~t K T55.

~e 6 -1-2030U ~ ll a C ~ . O R ~ p F ~ A ~ R e v Ca ~ D ~ e A Ime~st Sold 05/ I~09 K5/1i2~34

~ 5 6 . O R S t ~ p t T~ s n H ~ U s e r, D u v B In~e~ K T11-15-202857. Ore St Dpt of Tromp., Lien A ~e B N m ~ s t K T11/I 5m02858 . ~id OR S~ S~ Rev First L~n, ~e B M~t K T6/15~02959 . P t ld O R S ~ $ ~ R ~ 1 s t ~ en , S er A ~st J T&6/15/202760 . S a l~ O R H ~ p F a e A u ~ R e v , ~ e B [nm~t K T8 / 1 5 m O 3 061 . ~ g o n S m ~ ~ 8 7 A B ~ , D u e 1 ~ 1 12 0 2 6 B In~st K T62 . O re S t D ep t o f T rm~ H~ Us~, D ue A htemst K T63. P t ld O R S~ Sys R ev A ~dg , due A ~t~t J T6/152033~. Clack~ Co OR ~h Dist #12, No~ A ~temst J TClack, due ~15-203065 . U~S F i~ t T r S~I S i~f i o~ 1679 D ow A Interest Sold 01/05/09 ] J 15T ~ g e t M a y 2 ~ 866 . Clacka~ Cn~ O re Hosp Fa t s , D u e B [nmrest J T Bu y 01/05/09 J 10,0005/1/2021

~7. P u e m R i c o H~ s & T ~ p m A ~ D u e A ~temst L T Bu y 0~12/09 L 60,0007/1/203668 . State off,e, St. Bd o f Education, D ue A Inmr~t K T B~ 05/12/09 K 30,0008/1/2031

I l. Income Gai0. Codes: A = $i ,000 or le s s B = $1 , 001 - $2 , 500 C =$2,501 - $5,000 D(See Co lumns B ] and D4 ) F =$ 50,001 - $ 100,000 G =$ 100,001 - $ 1,000,000 H 1 ~ $1 ,0 00 ,0 01 - $ 5, 00 0, ~0 0 H 2 = M o r e t ha n $ 5, 00 0, 00 02 . Value Codes J ~$15 , 000 o r les s K ~$ 15 , 001 - $50 , 000 L =$50~00I - $100.000 M = $100 , 001 - $2~0 .000(See Coiu.rans CI and D3) N =$2 50 , 001 - $500, 000 O = $5 00 ,0 01 - $ 1,0 00 ,0 00 P I - -$ I, 00 0, 00 1 - $ 5, 00 0, 00 0 P2 =.~5,000,00! - ~25,000,fJ00P3 =$2 5 , 000 ,00 ! - $50 , 000 , 000 P4 =M ore t i ma $50 , 000 , 0003 . Value M et hod Codes Q = Appra i s al R =Cost (P , cal Estate Only) S = A. s se s s racn t T = C a s h M a r k e t] (Se Coltar C2) U = B o o k V a l u e V ,=O the r W =Est imated


8/14

FE~ANCIAL DISCLOSURE REPORTP a ge 8 o f 14 ~ t r~ s n , ~L C O ~ ~ . 0 4 / 2 8 / ~ 0 1 0

N O N ~ ~o repo~able income, ~se~, or ~ansactions.)A. B. C. ] D.

De~fipfioa of As~ hcome d~ng Gross value at end~r Tin.actions during ~ng(~tud~g ~t asse~) reposing p~ of repo~g pe~Pla~ "(X)" a~er ~ch asset Amour T~e (e.g., V a l u e Va lue ] Da~ V~ue G~ Id~ti~ ofexert ~m ~or d~elosure Code 1 ~v., renh Co de 2 M eth o d ] buy, se l l , ~d~ Code 2 [ Code 1 [ bu y eas e l le r(A-~ ] oraL) ( J - P ) Code3 [ re de mpt l on)

~ (A-H)(ifpdva~

6 9 . ~ac~on Co~W O~. ~hool D~c~ Due A In~t K T B u y 06/19/~ K 3 0 , 0 0 06 1 1 5 ~ 0 2 37 0 .7 I. K~y Bank Private Bank A Interest L T72 . U.S. Bank Checking A ect A Interest ,/ T73. U.S. Bank M oney M arket Acct A I n t e r e s t L T74 .75. Pioneer Trust I .ILA. , TR AN SFERRED T O E Interest N T Open 01/31/09 NMOROAN STANLEY SMITH76. BARNEY CGM IRA~USTODIAN, S E L FDIRECTED77. NO DISTR IBUTION TAK E N IN 2009

78 . ==Cifibaak N A South D akota Bank Dep A Interest J T79 , = C01~ON STOCI~S ...... 8 0 . ~A~en~-are Ltd , S~ld 03/04/09 J A 20081 . ~A l tr ia Gm ~p 22 982. Buy 02 / 1 t / 09 J 4 71

(addl)83. Sold 03104/09 1 A -700

84 . ~Apple Inc. Sold 03/04/09 J A 5085. ~BP P LC Spons AD R So ld 03/04 /09 K A 37 5

1. income Gain Codes: A - $ 1 , 0 0 0 or legs B = $ ],001 - $ L500 C = $2 ,501 - $5,000 D = $ 5 , 0 0 ! - $ 1 5 ~ 0 0 0 E =$15,001 - $ 5 0 , 0 0 0(See Colurrms BI ~t~d 1)4) F -~50,001 - $ 100"000 G =$I00,0O l - $1,000,000 HI ~$ ], 000,001 - $5,000,000 H 2 . = M o r t : t h a n $ 5 , 0 0 0 , 0 0 02. Value Cod~ ~ = $ 1 5 , 0 0 0 o r ~ e s s K =$15,001 - $50,000 L =$ 50,001 . $100,000 M =$100001 - $250,000(See Columns CI and D3) N ~$ 250"001 - $500,000 O = $50 0, 00I - $ I, 000, 00 0 P ! -$ 1, 00 0, 001 - $ 5, 000 000 P 2 ~ $ 5 . 0 0 0 , 0 0 1 - $ 2 . 5 , 0 0 0 , 1 ) 0 0P3 =$25,000,001 - $50,000,000 P4 = More tNm $50,000,0003, Value M ethod Codes Q ~Appraisal R =Cost (R eal Estate O nly) $ =A ss ess men t T =Cash Market(See C o ~ u m n C 2 ) U =Book Value V ,=O ther W =Estimated


9/14

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT[ ~ m s ~ , M ~ a ~ C O L M ~ .age 9 o f 14 0 4 / 2 8 / 2 0 1 0

N O N E ~o repoaable income, ~sets, or wa~actio~0A. B. C. [

D~cfipt ion orals ~ ~eome during ~ss value at end [ Tm~actio~ dung ~po~g ~d(inclu~g ~t ~ets) ~g ~fiod o f r ep o s in g~] (1) ~ (2) O) (~)- (~) (2) O) (4)

~e~ ~m prior di~lo~e I ~?~ ! div., renK Code 2 Me~od [ b~, sell, ~d~, Code 2 Code 1 buys/sellerlt~-~) [

orin~) (J -P ) Co de 3 I ~empfion) ( J - P ) (A -H ) (ifp6vate

8 6 . ~Berksh~ ~t~way ~c CL B Sold 03/~/~ K A 12

8 7. ~i~o Sys Inc Sotd 03/~/09 K ~ A 1123

88. ~Ci~oup ~c Sold 03/~/09 J A 416

89. ~Cost~ ~otesale Co~ New ~ld 03/04/~ J A 3 75

90, ~Exxon M obi l Corp Sold 03/04/09 K A 4 1691 , ~Genen t eeh Inc . Sold 03/04/09 J A 9092 . -~--Gen eral Electric Co Sold 03/04/09 J A 122793. ~Hew let t Packard Co I009 4 . Buy 02/! 1/09 3 2 25(addl)95. Sold 03/04/09 J A -3259 6. ~Intel Corp 4 0097. Buy 02111/09 J 52 5(addl)

98. Sold 03/04/09 J A -925[ 9 9 . ~ J o h n s o n & J o h n s o n Sold 03/04/09 J A 31 2

1 0 0 . =Lowes Companies, Inc. Sold 03/04/09 J A 58 3I01. ~M icrosof t Corp Sold 03!04/09 J A 38 0102, ~N ike Ine CL B Sold 03/04/09 J A 1 7 0

1. [ncome Gain Codes: A = $ 1 ~ 0 0 0 o r t e s s B = $ 1 D 0 1 - 1 : 2 , 5 0 0 C =~2,501 - $5,000 D = 1 : : 5 , 0 0 l - 1 :1 5 , 0 0 0 E =$15,001 = $50,000(See Columns B I and D4) F = $ 5 0 , 0 0 1 - 1 : 1 0 0 , 0 0 0 G - - - $ 1 0 0 , 0 0 1 - 1 : 1 , 0 0 0 , 0 0 0 HI =$ 1.000.00 [ - $ 5.000,000 k12 ~M or~ ~an $5,000,00~2. Value Cod~ J =$15,000 or less K ~ $ I 5 , 0 0 1 - 1 : 5 0 , 0 0 0 L =$ 50,001 - $100,000 M =1:t00,001 - $250,000(See Coluraas CJ and D3 ) N =$250,001 - $500,000 O -- ~5 00, 00 l - $ t, 00 0, 00 0 P I ~ /: 1, 00 0, 00 1 - $ 5, 00 0, 00 0 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 . 0 0 0 ~ 0 0 0P 3 = 1 : : 2 5 , 0 0 0 , 0 0 1 - $ 5 0 . 0 0 0 , 0 0 ( I P4 =M ore than $50,000,0003. Value Melhod Codes Q = Appraisal R. --Cost (Real Estate Only) S =Assessment T =Cask M arket(See Column C2/ U =Book V alue V = O t h er W ~Estimated


10/14

F I N A N C I A L D I S C L O S U R E R E P O R T ~ m e o f P ~ s o . R e p o S i n g D . t e o f a e p o r tPage 10 of 14 ~ a .~ . s n , M A L C O L M F o 0 4 / 2 8 / 2 0 1 0

N O N E ~o r~ortable income, ~sets, or ~a~ac~ons.)~ B. C. D.

De.priori of As~ , In.me d~ng G r~ ~ lue a t end T~tions d~g ~g period(~ciuding ~st ~ets) [ repo~ng period of r~ng p~od( 1 ) ( 2 ) (1 ) (2 ) ( 1 ) ~ (2) V~u G~n[ ld~f i~ o fexemp~ ~om prior $~losu~ [ C o d ~ 1 ~v., teng C~e 2 M ~ o d b~, s~l l , ~i~d~ Code 2 ~e I buyer/selI~t (A-~ o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) [ [ 0 -P ) (A-~ (ifpfiva~

103. ~Omele Co~ Sold 03 /~ /09 J A 4001~. ~P~sico Inc. Sold 03/~/~ J A105. ~zer Inc Sold 031~/~ J A 47 9106. ~Phil ip M orris Int l Inc. Sold 03/04/09 J A 229107. ~Pro cter & G amble Co. Sold 03/04/09 J A 25 0108. ~Schlumberger Ltd 87 41 0 9 . Sold !02/26/09 K A -374 "( p a r t )1 1 0 , Sold 03/04109 K A -500111. ~Sla-yk er Corp Sold 03/04/09 J A 1 6 6112. ~United Techn ologies Corp 4 58113. Sold 02/06/09 1 A -2581 1 4 . Sold 03/04/09 J A -200115. = = C O R P O R A T E B O N D S1 1 6 . ~HSBC Fin Corp HSBC Fin ln temote s ; B u y !08/10/09 J 15,000MAT: 2 /15/2015117. ~SBC Commun icat ions tne , Ma t : B u y 03/05/09 K 25,0006/15/2016118. ~ G o l d m a n S a ch s G ro u p I n e M a t : B u y 09/02/09 K 25,0001/15/2017119. ~------General Elec Cap Corp; M at: 2/15/2017 B u y 09/02/09 K 25,000

1. Income G ain Codes: A =$ !,0~0 or less B =$ [ .00 [ - $2,500 C --$2,501 - $5.000 D = $ 5 . 0 0 1 - $ ~ 5 , 0 0 0 E =$ 15,001 - $50.1)00(See Columns B 1 md D 4 ) F =$50,001 - $10D,000 G -$100,001 - $1,000,O00 H1 -$1,000,001 - $5,000,000 F I 2 = M o r e t h a n $5 , 0 0 0 ,O O O2. Value Cod~ 1 =$15,000 or Jess K = ~ $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0 L = $ 5 0 , 0 0 1 - $ 1 0 0 , 0 1 2 0 M --~lI00,001 - $250,000(See CoLumns CI and 03) N ~$250,001 - $500.000 O = $500,001 - $1,000,000 PI ~$ 1,000,001 - $5.000,01]0 12 = $5,000,001. $25,000,000P3 =$25,000.001 - $50,000,000 P4 =Morn than $50,000,0002 . , V a l u e M e t h o d . C o d e ~ Q =A ppraisal R = Cost (Real Estate Only) S =A SSessment T = C a s h I v I a t k e t(See Co lu mn C2} U = B~ok V alue V ~O lhr W = Estimated


11/14

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORTP a ge 11 of 14 M A R S tL M A L CO L M F . 04/28/2010

NON E (No reportable income, assets, or transactions.)

D e s e x i p t io n o f . A s s e t s I ~ c o m e d u r in g Gross value at end1 T r a n s a c t i o n s d t n i n g r e p o r t i n g p e r i o d( i n c l t t d i n g , a u s t ~ e t s ) r e p o r t i n g p ~ r i o d o f r ~ p o r f i n(1) (~) (1) I (2) ( 1 ) (~) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m ou n t T y p e ( e .g . V alue V alue T y p e ( e . g ., D a t e V a l u e G ai n I d e n t i t y o fe x e m p t f r o m p r i o r d i sc l o s u r e C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l, m m /d d /y y C od e 2 C od e 1 b u y e r / s e l l e r(A -H ) or int~) ( J - P ) Code 3 redemption) ( J - P ) (A -H ) ( if pr ivate( Q -W ) t r a n s a c t i o n )

!20. ~Hart ford F in l Sves Group SR NT S; M at : Buy 12 /16/09 K 50,0003115/2017121. --~-~Coca Cola Co Notes Reg; Mat: Buy 03/05/09 K 25,000122. ~Con Edison N otes , M at : 12/01/2018 Buy 03/05109 K 25,000123. Sold 10/15t09 K B -25,000124, Conocophill ips BDS, Mat: 02/01/2019 Buy 03/05/09 K 25,000125. Sold 09/02/09 K B -25,000126. ~DuP ont E [ De N emou , M at : 07t1512018 Buy 03/05/09 i K 25,000I27. Sold 09/02/09 K B -25,000128. ~Walmart Stores Inc; M at: 2 /1/2019 B uy 03/05/09 K 25,000129 . ~T ex t ron Ine ; M at : 10/01/2019 B u y 10/15/09 K 35,000130. ~Bank of A mer ica C o r p Sub Int~notes ; B uy 12 /16/09 K 50,000Mat: 3115/202013 I . ~D ow them Co. Medium term; B uy 10115/09 K 35,000Mat:09/15/20201 3 2 . ~[shares Barclays Treas Inflation Protected B uy 02/06/09 275S e c s F Di33, Buy o2/I 109 Ioo

( ~ d d ~ )1 3 4 . S o l d I 0 / 1 5 1 0 9 K A - 3 7 51 35 . = G O V T & G S E B O N D S1 3 6 . ~Fed Home Loan Bank Cons ; M at : B uy 03/05/09 K 20,0005/18/2016

1. Income Galn Codes: A ~$1,000 or less( S~ Co l~s BI an d D~) F ~50,~1 - $100,0~ G = $ I00 ,~ t - $1 ,000 ,~ H1 =$1,0~.~I - $5,0~,~ H2 =More ~an $5,~,~2 . Val~ Codes J = $ 15 , ~ o r l es s K = $ t5 ,~1 - $50 ,~ L =$50,~1 - $I00,000 M ~1~.~1 - $~0,000( S Co I~ CI an d D 3) N ~$~0,001 - $500.~0 0 =$50D,~I - $ I ,~0 ,~0 PI ~1,~0,001 - ~.~,~0 P 2 = $ 5 , ~ . 0 0 1 - $ 2 5 , 0 0 0, ~3 . V a lu e M c ~ Co d es Q =A ppmis~ K ~t ~l E~I Onty) S =A~m T ~h Manet(~e Col~ C2) U ~ Value V ~r W


12/14

N am e of P erson R ep ortin g D ate o f R ep ortF I N A N C I A L D I S C L O SL T R E R E P O R TM A R S H , M A L C O L M F .age 12 of 14 o 4 / 2 8 / 2 O l O

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . co , ~ e , ~ t = e , transactions (Includes those of spouse and dependent ed~ildrett; see pp. 34-60 of 3$ling ins~raetton~)[---] N O N E (N o reportable income, assets, or transactions.)

A. B. C . D.D escriptio n o f A ssets In co m e du rin g G ro s s valu e at en d T ran sactio n s du rin g repo rtin g perio d

(including trust st , sets) reporting period of report ing period(l) (2) (1) I (2) (1 ) (2) I (3) (4) (5 )

Place "(X)" af ter each asset A m o u n t Type (e.g . , V a l u e I V alu e Type (e.g, Date I Value Gain Identity ofexempt from pr ior d isc losure Code I div., ren t. Co de 2 Me l h o d buy, se l l , mm/ d d / y y Code 2 Co d e I buyer/ se l ler(A-I-F) or int.) ( J - P ) Cede 3 redemption) (.r-p) (A -H ) ( if pr ivateI (Q-W ) [ t ransaction)

137. ~Fed Home Loan Bank Cons.; Mat: Buy 03 / 05 / 09 K 20,00012/!6/20161 38 . ~Fed. Natl Mtg Assn Debs; Mat: Buy 03 / 05 / 09 K 25,0005/!1/20171 3 9 . ~Fed. Natl Mtg Assn Debs; Mat: Buy 1 03/05/09 K 25,0006/12/2017140, ~Federal Farm Credit Bank Cons BDS, B uy 02 / 26 / 09 L 100,000Due 01/29/2018141. Sold 12/16/09 M A -100,000142. ~US Treasury Notes Ser W-2009, Mat: Matured 02/28/09 L C 100,00002/28/2009143.144. Pioneer Trust Bank, M oney M arket A I n t e r e s t Closed 06/17109 K145. Pioneer T rust B ank (See P. 1, Positions) A I n t e r e s t K T O p e n 06/23/09 K

I. Income Gain Codes: A = $1,000 or less B =$1,001 - $2 ,500 C ~$2 ,501 - $5,000 D =$5,001 - $15,000 E ~$15,001 - $50,000(Se~ Colttmm BI nod D4 ) F -$ 50,00L - $ I00,000 G =$ 100,001 - $ I,000,000 H l ~$1,000,001 - $5,000,000 H2 =More llm~ $5,000,0002. Value Codes J --$ 15,000 or lezs K = $15,001 - $50,000 L -$50,00! - $100,000 M =$100,001 -(See Colturms CI and D 3) N =$ 250,001 - $ 500,000 O =$ 500,001 - $ 1,000,000 PI =$I,000,001 - $5,000,000 P2---$5,000,001. $2 5,000,000I > 3 = $ 2 5 , 0 0 0 , 0 0 1 - $ 5 0 , 0 0 0 , 0 0 0 P4 = Morn t~nn $50,000,000 I. Value M ethod Codes Q =Appraisal R = Cost (Real Estate Only) $ =Assessment T =Cash M nrke t(See Coha~n C2) U =Book Value V , -Other W = E s t i tr m t o d


13/14

DISCLOSU~ R E P O I T Iame of Person Report ing Dat e o f Rep or t[ ~H, ~LCOLM F.

~/28~010age 13 of 14VHI. ~DITION~ ~FO~TION OR EXPL~ATIONS. a~dic,~er,,~ of~;o~L)

S p o u s e d i e d 7 / 1 4 / 2 0 0 9 ; s u r v i v o r s h ip r i g h t s m o v e d t o t h e f i le r


14/14

F IN A N C IA L D ISC LO SU R E R E P O R T Name of P erson Reporting Date o[ReportP a ge 1 4 o f 1 4 M A R S h , M A L C O L M F . 0 4 / 2 8 / 2 0 1 0IX. CERTIFICATION.

I certify that a l l information given above ( including information perta ining to my spouse and mino r or dependent children, if any) isaccurate , true , and complete to the best army kn ow ledge and belief, and that any info rmation no t reported was w ithhdd because i t met applicable s ta tutoryprovis ions permit t ing non -disclosure.I further cert ify that earned incom e from ou tside employ ment and h ono raria and the acceptance of gifts wh ich have been reported are incompliance with the provisions of 5 U~g.C. app. 501 et. seq, 5 U-S.C. 7353, and Judicial Conference regulations.

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F UL L Y F A L SI F IE S O R F A I L S T O F I LE T H IS R E P O R T M A Y B E SU B J EC T T O C IV I LA ND C R I M I N A L S AN C T I ON S ( 5 U. S. C. ap p . 104 )

FILING INSTRUCTIONSM ai l s igned o r igina ! and 3 addit ion a l cop ie s t o :

Commit tee on F inanc ia l D i sc lo su r eA dmin is t ra tive Off ice of the United Sta tes Cou rtsS ui te 2 - 301One Columbus Circle, N.E.W a s h i n g t o n , D . C. 2 0 5 4 4

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Malcolm F Marsh Financial Disclosure Report for 2009