Malcolm F Marsh Financial Disclosure Report for 2010

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  • 8/3/2019 Malcolm F Marsh Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

    Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

    1 o Perso n Rep o r t in g ( l as t n ame, f i r s t , m id d le in i t i a l)M A R S H , M A L C O L M F .

    ~ 4 . Ti t le (Ar t icle I11 judges indicate act ive or sen ior s ta tus;magis t rate judges indicate fu l l - or par t - t ime)U . S . D I S R I C T . J U D G E , S E N I OR . S T AT U S

    [ 7 . C ha mbe rs o r Of f i ce Addre s s1 0 0 0 S . W . T HI R D A V E N U ES U I T E 1 5 0 7P O R T L A N D , O R 9 7 20 4

    I 2. C o n r t o r OrganizationU . S . D I S T R I C T C O U R T , O R E G O N

    5a . Report Type (check appropria te type)

    ] Nominat ion, Date[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n fo rm a t i o n c o n t a i n e d i n t h i s Re p o r t a n d a n ymod if ica t ions perta in ing there to , it i s , in my opin ion , in com pliancew ith a pp l i ca b le l a w s a nd re gu la t ions .

    i 3. D a t e o f R e p o r t05/12/2011

    6 . R e por t ing Pe r iod0 1/ 0 1/ 2 0 10to12/31/2010

    R e vie w ing Off i ce r Date

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

    I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of filing instructions.)~ N O N E ( N o reportable positions.)P O S I T I O N

    1. G r antor / Tr u s tee of I n te r v iv os Tr u s tN A M E O F O R G A N I Z A T I O N / E N T I T Y

    P i o n e e r T r u s t B a n k

    3.

    4.5.

    I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 offiling instructions.)~] N O N E (No reportable agreements.)

    DATE PARTIES AND TERMS

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    FINANCIAL DISCLO SURE REPORTPage 2 of 11

    Name of Person Reportin gMARSH, MALCOLM F.

    Date of Report05/12/2011

    I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o . i n g i n d i v id u a l a n d s p o u s e ; se e p p . 1 7 - 2 4 of filing instructions.)A. Filer s Non-Investm ent Incom e

    ~ ~o reportable non-investment income.)ONEDATE SOURCE AND TYPE

    2.

    3.

    4.

    I N C O M E( y o u r s , n o t s p o u s e s )

    B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during anyportion of the reporting year, complete this section.(D ollar amount not required except for honoraria.)

    [] N ON E (No reportable non-investment income.)DATE SOURCE AND TYPE

    1.

    2.

    3.

    4.

    I V . R E I M B U R S E M E N T S -transportation, lodging, food, e n t e r t a i n m e n t .(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

    ~] N ON E (No reportable reimbursements.)

    2.3.4.5.

    SOURCE DATES LOCATION PURPOSE ITEM S PAID OR PROVIDED

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    FINANCIAL DISCLOSURE REPO RTPage 3 of 11

    Name of Person ReportingM A R S H , M A L C O L M F .

    Date of Report05/12/2011

    V . G I F T S . ( I , , c l u d e s t h o s e t o s p o u s e .n d d e p e n d e n t children; see p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable gifts.)

    SOURCE DESCRIPTION1.2.

    3.

    4.

    5.

    VALUE_

    V I . L I A B I L I T I E S . a n c i u d e s t h o s e o S s p o u s e . n , ~ d e p e n d e n t children; see p p . 3 2 - 3 3 of filing instructions.)[] N O N E (No reportable liabilities.)

    CREDITOR DESCRIPTION1 .2.

    3.

    4.

    5.

    VALUE CODE

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    FINANCIAL DISCLOSURE RE PORTPage 4 of 11

    Name of Person ReportingMARSH, MALCOLM F.

    Date of Report05/12/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v , lu e . transactions (Includes those of spouse and dependent ehildren; see pp. 34-60 of filing instructions.)[] N O N E (No reportable income, assets, or transactions.)

    2.

    3.4.

    S M I T H B A R N E Y F I N A N C IA LM A N A G E M E N T A C C O U N TL e g g M a s o n W e s t . As s e t M u n i . M o n e y M k tF u n d , l i s t e d o n 2 0 0 9repor t a s West . Asse t Muni . Money MktF u n dM U N I C I P A L B O N D S

    Inte res t J T Bu y 10/04/10 N 28 ,063 .61( a d d l )

    6.

    7.8.9.10 .

    1 1 .12 .

    13 .1 4 .15 .

    1 6 .1 7 .

    F o r e s t G r o v e O r e Re v Rf d g & Ca m p u s , D u e5/1/2036O r e g o n S t . B d B k R e v O r e E c o C o m m D e vDept, 01/01/2025,Umat i l l a Co . Ore . Hosp . , 12-01-2030

    A Inte res tA Inte res tA Inte res t

    JJ

    TT

    S o l d 03/24/10 KOre St . Heal th HSF Edl & Cul tura l , A Inte res t1 1 - 1 5 - 2 0 3 2 S o l d 03/24/10 KC la c k C n ty Or e S c h D i s t ( L k Os w) , A Inte res t06/01/2026 S o l d 03/24/10 KO H S U Re v S e r A M S F M B IA , 0 7 / 0 1 /2 0 3 2 A Inte res t S o l d 03/24/10 KOre. St . Dep t . Admin Svcs , due 05/01/2028 A Inte res t S o l d 03/24/10 JO R S t V e t s W e l f a r e , S e r . B , D u e 1 0 / 0 1 / 20 4 2 A Inte res tO R S t . B d H i g h e r E d G / O , D u e 0 8 / 0 1 /2 0 2 8 C Inte res t

    K Sold 10/01/10 J(pa r t )Sold 03/24/10 M

    P o r t l a n d C i t y O R L t d i T a x C o n v . C t r , S e r . A ,Due 06/01/2030OR S t D e p t T r a n s n Hwy U s e r T a x R e v , BkEntry Due 1 1/15/2028Or e S t D p t o f T r a n s p o r t a t i o n , L i e n A , D u e11/15/2028S a l e m O r e H o s p F a c A u t h Re v , D u e8/15/2030

    C Inte res tA Inte res tA Inte res tB Inte res t

    KKJ

    TTT

    S o l d 03/24/10 K

    20,0004 0 ,0 0 02,00035 ,00010,0005 ,000100,000

    50 ,000

    ( S e e C o l u m n s B I a n d D 4 ) F = $50~ 001 : $100, 000 : : : : G --$100~001 ~ $t~000;000 H 1 = $1 ; 000; 001 5 $5; 000,0002 . V~l~e o d e s J --s i5!000 ;~ i~ ss K &$i ~i00i 2 ~56i000 L = $5o; o0i ~ $10o , ooo

    ( Se e Columns CI a nd D3 ) N = $ 2 5 0 , 0 0 1 : $ 5 ~ , 0 0 0 O ~ $ 5 0 0 ~ 0 0 1 ~ $ 1 ~ 0 0 0 ~ 0 0 0 PI =$1;000~001 ~ $5,000,000P3 =$~5;000;001 - $50,000,000 P~ =M~ th a ~ $5 0 ,0 0 0 ;0 0 03 . V a l u e M e t h o d C ~ c s Q = A ppra i sa l ~ =Cost (Real EState Onl~)S ~Asse~s~ent( Se e Column C2 ) U = B O o k V a l u e v ~ O t h e r W =Es t ima te d

    D =$5;00! ~ $ii i0~0H2 --More than $5;000;000M =$ 100,001 ~ $250;000P2 =$5,000;001 2 $25,000,000T = C a s h M a r k e t

    E =$15,001- $50,000

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    FINANCIAL DISCLOSURE RE PORTPage 5 of 11

    N a m e o f P e r s o n R e p o r ti n gMARSH, MALCOLM F.

    Date of Report05/12/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)D NONE (No reportable income, assets, or transactions.)

    1 8 . P o r t l a n d , O R S w r S y s Re v 1 s t L i e n S e r A , A Inte res t6 -15-20271 9 . Or e . S t . D ep t o f T r a n s p Hw y U s e r , L i e n A , A Inte res tDue 11/15/203020 . P t l d O R S w r S y s R e v Rf d g , 1 s t L i e n - S e r A , A Inte res tDue 6 -15-203321 . Cl a ck a ma s Co O R S ch D i s t #1 2 , N o r th A Inte res tClack , Due 6-15-20302 2. C la ck am a s C nt y O re H o s p Fa es , D u e B Inte res t5/1/202123 . S t a t e o f O R, B o a r d o f E d u ca t i o n , D u e A Inte res t8/1/202324 . S t a t e o f O r e g o n , B o a r d o f E d u ca t i o n , D u e A Inte res t8/1/202725 . Jackson County Ore Schl Dis t r i c t , Due A Inte res t6 /15/202326 . P u e r t o R i co E l e c t r ic P o w e r , D u e 7 / 1 / 2 0 1 9 B Inte res t

    JK

    TT

    S o l d 03/24/10[ K 25,000S o l d 03/24/10 K 45,000

    Sold 03/24/10

    S o ld 0 1 /1 9 /1 0 JS o l d 03/24/10 KS o l d 03/24/10 L

    20,00010,000

    20,00015,000

    : 55,00055,000

    27 . O r e g o n S t . D e p t A d m i n S e r v i ce s , D u e A Inte res t J11/1/202628 . W a s h i n g Co u n t y O r e Rf d g , D u e 7 / 1 /2 0 3 9 A Inte res t29 . F l o r e n ce O r e R f d g , D u e 1 2 / 1 / 2 0 30 A Inte res t K3 0 . P o r t P o r t la n d I n t l A i r p o rt , D u e 7 /1 / 20 2 6 A Inte res t K3 1. P u e rt o R i co C m w lt h H w y & Tr an s n , D u e A Inte res t K7/1/202632 . P o r t l a n d O r e U r b a n Re n e w a l , D u e A Inte res t K6/15/202333 . T i l l a mo o k B a y O r e Cm n t y Co l le g e , D u e A Inte res t K6/15/20263 4. O r e S t D e p t A d m i n Sv c s L o tt er y, Du e A Inte res t K4/1/2025

    T

    T

    T

    T

    TT

    JS o ld 0 3/24 /1 0 KBu y 11/09/10 KBu y 10/25/10 KBu y 10/25/10 KBuy 1 0/1 2/1 0 KBuy 1 0/05/1 0 KBuy 1 0/04 /1 0 K

    10,00035 ,00025,00025 ,00025 ,00025 ,00025 ,00025 ,000

    1 . In com e G ain C o des : A = $ 1 ,000 or less B = $ 1 .001 - $ 2.500IS ee Co lu mn s B 1 an d D 4) F =$ 50,0 01 - $ 10 0.00 0 G =$100.00l - $1.000.000

    2 . Va lue Code s J =$15.000 or less K = $1 5.001 - $50 .000(S ee C olu m ns C 1 an d D 3) N =$ 250,001 - $500,000 O =$500,001 - $1 ,000 ,000

    P3 =$25.000.001 - $50.000.0003. V alue M ethod C od es Q = A ppra isal R = C o st (R ea l Es ta t e O n ly )( Se e Column C2 ) U = B o o k V a l u e V = O t h e r

    C =$2 ,5 0 1- $5 ,0 0 0HI = $1.0 0 0 .0 0 1- $5 .0 0 0 .0 0 0L =$5 0 .0 0 1-$10 0 .0 0 0PI =$1.000.001 - $5.000.000P4 = M ore t han $50.000.000S = A s s e s s m e n tW = E s t i m a t e d

    =$5.001 - $15,000H 2 = M ore t han $5 .000.000M = $ 100.001 - $250.000P2 = $5.000.001 - $25.000.000

    =Ca s h Ma r ke t

    E = $15.001 - $50 , 000

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    FINANCIAL DISCLOSURE RE PORTPage 6 of 11

    Name of Person ReportingMARSH, MALCOLM F.

    Date of Report05/12/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse an d dependent children; see pp. 34-60 of fi ling instructions.)N O N E (No reportable income, assets, or transactions.)

    35 . L a k e O s w e g o O r e S e r A , L / T , B / E , D u e A Inte res t K T6/1 /202936 . S M I T H B A R N E Y F I N A N C I A LM A N A G E M E N T A C C O U N T37 . Ci t ib a n k H A B a n k D e p o s i t P r o g r a m A Inte res t J T

    Bu y 10/04/10 K 25,000

    38 . M U N I C I P A L B O N D S

    39 . O r e . S t . H s g & C mn t y S v cs D e p t , D u e A Inte res t1/1/202340 . F o r e s t G r o v e O r e Re f Rf d g & Ca m p u s , A Inte res t05/01/203641 . O R E S t . H l th H S F E d l & C u l t u r a l A Inte res t11/15/20324 2. O H S U R e v S er . A . M S F , M B IA , A Interest07/01/203243 . O r e . S t . V e t e r a n s W e l f a r e S e r v i ce , D u e A Inte res t10/01/204244 . Bend OR. fu l l fa i th & cred i t obl igs , due A Inte res t12/1/202245 . O R S t B d H i g h e r E d G / O S e r . B D u e B Inte res t8/1/20284 6. P o r tl an d C i ty O R L t d . T a x C on y . C t r S e r A , B Inte res tDue 6 -1-20304 7. O R S t D e pt T r an s n H w y Us e r, D u e A Inte res t11-15-202848 . Ore S t Dpt of Transp. , Lien A Due B Inte res t11/15/202849 . P t l d O R S w r S y s Re v F i r s t L i e n , D u e A Inte res t6/15/202950 . P t l d O R S w r S y s Re v 1 s t L i e n ,S e r A Inte res tA,6 /15/202751 . S a l e m O R H o s p F a c A u t h Re v , D u e B Interest8/15/2030

    K T

    K T

    K T

    T

    S o l d 03/24/10 J 10,000S o l d 03/24/10 K 4 0 ,0 0 0

    S o l d 03/24/10 K 35,000

    S o l d 03/24/10 K 45,000

    S o l d 03/24/10 L 50,000S o l d 03/24/10 K 4 5 ,0 0 0S o l d 03/24/10 K 35,000

    Sold 03/24/10 K 50,000

    i l!!6me Gain Cod.... A = $I ~ 000 6r l ess B =$1,0 0 1- $2 ,5 0 0( s e e C 0 } u n m s B l a n d D 4 ) F L$50!60i i $100,000 (3 = S l 00 , 001 - $1 , 000 , 0002 V ~ I ~ C o d e s J =$15,000 0r less K = $1 5, 001 - $50 , 000

    ( s e ~ o l u n m s c l a n d D 3 ) N =S 250,001 - $ 500,000 O =$500,001 - $1 ,000 ,000P3 =$25,000,001 - $50,000i0003. V alu e M ethod C o des Q = A ppra isal R = C ost (Rca l Es t a t e O nl y )

    ( Se e Column C2 ) U = B o o k V a l u e V = O t h e r

    L = ~ 5 o , o o i - $ i0 o , o 0 o M - - ~ 1 0 0 ,0 0 i - ~ 5 0 ; 0 0 0P1 =$ 1 0 0 0 0 0 1- $5 0 0 0 0 0 0 P2 ~$5 000 001 ; $25~000,000P4 = M ore t han $50 , 000, 000 :S =As s e s s me nt T = C a s h M a r k e tW =Es t ima te d

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    FINANCIAL DISCLOSURE REPORTPage 7 of 11

    Name of Person ReportingM A R S H , M A L C O L M F .

    Date of Report05/12/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v a lu e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)--] N O N E (No reportable income, assets, or transactions.)

    52 .53 .54 .55 .56 .57 .58 .59 .60 .61 .62 .63 .64 .65 .66 .67 .68 .

    O r e g o n S t a t e S e r 8 7 A B / E , D u e 1 2 / 1 / 2 02 6 A Inte res t Sold 01 / 19/10 K 40 ,000Or e S t D e p t o f T r a n s p Hwy U s e r , D u e A Inte res t K T11/15/2030P t l d O R S w r S y s Re v A R f d g , d u e A Inte res t S o l d 03/24/10 K 25,0006/15/2033C la c k a n a a s C o OR S c h D i s t # 1 2 , N o r th A Inte res t J TCl a ck , d u e 6 - 1 5 - 2 0 3 0C la c k a n m s C n ty Or e H o s p F a c s , D u e B Inte res t J T 10,0005/1/2021P u e r to R ic o Hwy s & T m s p tn Au , D u e C Inte res t L T 60,0007/1/2036S t a t e o f O r e , S t . B d o f E d u ca t i o n , D u e A Inte res t S o l d 03/24/10 K 50,0008/I/2031

    Key Bank Pr iva te Bank AU.S. Bank Checking Acct AU.S. Bank Money Market Acct , transferred Ato Ckg ac t ABOVE

    I n t e r e s t

    I n t e r e s t

    I n t e r e s t

    L

    JTT

    C l o s e d 0 3 / 0 1 / I 0

    I . R .A . , M O R G AN S T A N L E Y S M I T HB A R N E Y C G M I R A C U S T O D I A N , S EL FD I R E C T E DD I S T R I BU T I ON T AK E N I N 2 01 0

    I n t e r e s t N

    = = C i t i ba n k N A S o u t h D a k o t a B a n k D e p A I n t e re s t J

    = = C O R P O R A T E B O N D S

    I. I ncom e Gai n C odes :(See C ol um ns B I and D4)

    2.Va lue Code s(S ee C ol um ns (21 and D3)

    3.Val ue Met hod C odes( S e e C o l u m n C 2 )

    A = $] .000 o r l essF = $50.001 - $100.000J = $15.000 or l essN = $250.001 - $500.000P3 -$25 , 000.001 - $50 .000.000Q = A ppra i sa lU =Book Va lue

    B = $1 , 001 - $2 , 500 C =$2 ,5 0 1 - $5 ,0 0 0 D = $5.001 - $15 .000G = $ 100,001 - $ 1,000,000 H I = $ 1.000.001 - $ 5.000.000 H 2 = Mo re tha n $ 5.000.000K = $1 5, 001 - $50 , 000 L = $50.001 - $ 100.000 M =$ 100.001 - $250.000O = $500, 001 - $1 , 000 , 000 P1 =$ 1.000.001 - $5,000,000 P2 =$5,000,001 - $25,000,000

    P4 More than $50 ,000 ,000R = C ost (Rea l Es t a t e O nl y ) S = A s s e s s m e n t T - C a s h M a r k e tV - O l h e r W = E s t im a t e d

    E = $15, 001 - $50 .000

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    FINANCIAL DISCLOSURE REPOR TPage 8 of i 1

    Name of Person ReportingM A R S H , M A L C O L M F .

    Date of Report05/12/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D NONE ( N o reportable income, assets, or transactions.)

    69 . = = H S B C F i n Co r p H S B C F i n In t e mo t e s ; A Inte res t J T 15 ,000MAT: 2 /15/201570 . = = S B C C o mm u n i ca t io n s In c . M a t : B Inte res t S o l d 06/02/10 K B 25,0006/15/201671 . = = G o l d m a n S a ch s G r o u p In c M a t : A Inte res t K T 25,0001/15/201772 . = = G e n e r a l E l e c C a p C o r p ; M a t : 2 / 1 5 /2 0 1 7 A Inte res t K T 25,00073 . = = Ha r t f o r d F in l S v c s G r o u p S R N T S ; M a t : A Inte res t K T 50,0003/15/201774 . = = Co ca C o l a Co N o t e s Re g ; M a t : B Inte res t S o l d 06/02/10 K B 25,00011/15/201775 . = = W a l ma r t S t o r e s In c ; M a t : 2 / 1 /2 0 1 9 C Inte res t S o l d 08/07/10 K C 25,00076 . = = T e x t r o n l n c ; M a t : 1 0 / 0 1 / 2 0 1 9 B Inte res t S o l d 01/19/10 K B 35,00077 . = = B a n k o f A m e r i ca Co r p S u b In te m o t e s ; A Inte res t K T 50,000M at : 3/ t5/202078 . = = D o w e h e m C o . M e d iu m t e rm ; B Inte res t S o l d 08/12/10 K B 35 ,000Mat:09/15/202079 . For tune Brands , Inc. , Due 11-15-2021 " A Inte res t K T Bu y 01/19/10 K 35,00080 . A Inte res t S o l d 10/04 /10 K A 15 ,000( p a r t )81 . RR D o n n e l l e y & S o n s C o . , D u e 6 / 1 5 /2 0 2 0 B Inte res t K T Bu y 08/12/10 K 60,00082 . H a r t f o r d F i n a n c i a l S e r v i ce s G r o u p , D u e B Inte res t K T Bu y 06/02/10 K 35 ,0003/30/202083 . G e n w o r t h F i n a n c i a l, D u e 5 / 2 2 /2 0 1 8 B Inte res t K T Bu y 06/02/10 K 35,0008 4 . = = G O V T & G S E B O N D S85 . = = F e d H o m e L o a n B a n k Co n s ; M a t : A Inte res t K T 20,0005/18/2016

    1 . I n c o m e G a i n C o d e s :t S ee C ol um ns B 1 and D41

    2.Va lue Code sI S e e C o l u m n s C 1 a n d D 3 )

    3.V a l u e M e t h o d C o d e s( S e e C o l u m n C 2 )

    A = $1 .000 or less B = $ t .001 - $ 2 .500 C =$2 ,5 0 t - $5 ,0 0 0 D = $5.001 - $15 .000F = $50.001 - $1 00.000 G = $ 100,001 - $] .000.000 H 1 = $1 .000.001 - $ 5.000,000 H 2 = Mo re l han $5 , 000 , 000J = $ 15.000 or less K = $ 15.001 - $ 50 .000 L $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 M = $1 00, 001 - $250,000N = $250.001 - $500.000 O = $ 500,001 - $1 ,000.000 PI $1.0 0 0 .0 0 1 - $ 5 .0 0 0 .0 0 0 P2 =$5.000.001 - $25,000,000P3 = $25.000,001 - $ 50.000.000 P 4 = M ore than $50.000.000Q = A ppra i sa l R ~ C ost (Rea l Es t a t e O nl y ) S =As s e s s me nt T = C a s h M a r k e tU =Book Va lue V - O t h e r w = E s t im a t e d

    E =$15,001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 9 of 11

    Name of Person ReportingM A R S H , M A L C O L M F .

    Date of Report05/12/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seevv. 34-60 of f!ling instructions.)~-] N O N E (No reportable income, assets, or transactions.)

    86 .

    87 .

    88 .

    89 .

    90 .

    ==Fed Home Loan Bank Cons . ; M at:12/16/2016==Fed. Natl Mtg Assn Debs; Mat:5/11/2017==Fed. Natl Mtg Assn Debs; Mat:6/12/2017

    Pioneer Trust Bank (See P. 1, Positions)

    A I n t e r e s t K T 20,000A I n t e r e s t K T 25,000A I n t e r e s t K T 25,000

    A I n t e r e s t K

    1:: lfi~o~e Gain C0dcs;isee Co lumn s B 1 a n d D4)

    2~ Val ue C 0des(See C o l u m n s C I a n d D 3 )

    3~ValUeMethodCodes( S e e C 0 1 u m n C 2 )

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    FINANCIAL DISCLOSURE REPORTPage 10 of 11

    N a m e o f P e r s o n R e p o r t i n gM A R S H , M A L C O L M F .

    Date of Report0 5 / 12 / 2 0 11

    V I I I. A DDI TI O NA L I NF O R M A TI O N O R E X PLA NA TI O NS . (lndicatepart of report.)

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    FINANCIAL DISCLOSURE REPORTPage 11 of 11

    N a m e o f P e r so n R e p o r t in gMARSH, MALCOLM F.

    Da te o f R e por t05/12/2011

    IX. CER TIFICATION .I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b le s t a t u t o ryp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e inco m p l i a n ce wi t h t h e p r o v i s i o n s o f 5 U.S .C . a p p . 5 0 1 e t . s e q . , 5 U.S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

    S ign a t u r e : S/M AL COL M F . M ARS H

    N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I ES O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B JE C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 04 )

    Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544