LOT 1 - Introduction

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    Evolution of Language

    Introduction

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    Language and Speech

    Are an important part of what makes

    humans human

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    Religion

    Many cultures have

    language origin myths

    Either to explain why

    we have language

    Or to explain why we

    have many languages

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    Early speculation

    Jespersens (1922) summarized:

    Bow-wow theory

    Pooh-pooh theory Ding-dong theory

    Yo-he-ho theory

    But his own alternative:

    La-la theory

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    In addition:

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    The state-of-the-art in 1866

    Evolution: Darwin 1858/1859

    Neanderthal-skull: Schaaffhausen 1858

    Linguistics: Stammbaum-theory, Schleicher ca.1853

    Freud was 10 years old

    Broca had discovered Brocas area in 1861

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    Can we do better today?

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    Topics

    Evolution

    Anatomy and Fossils

    Genetics of Language Computer Models

    Laboratory Experiments

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    Carroll 2003

    Gray &

    Atkinson

    2003

    Darwin 1837

    Evolution of Language and of

    Languages

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    Evolution

    Both emergence of our capacity for

    language and diversity of languages can

    be seen as the outcome ofevolution

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    Co-evolution

    Co-evolution occurs when two systems evolve

    and interact with each other

    The systems influence each others fitness

    Language and the capacity for language have co-evolved

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    What exactly is evolution?

    Three factors

    Replication of information

    Variation on this information

    Selection on this variation

    In the short term, these effects increase fitness Traits that increase replication are selected for

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    An example

    In the given

    ecological context,

    animals that can

    eat higher food

    have the advantage

    transfer of information,

    variation

    selection

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    Replication of Information (1)

    Children must resemble their parents

    Otherwise no direction to search

    In language: need to be able to communicate with

    parents

    In biology: genes (DNA)

    And perhaps to some extent: proteins and RNA

    Difference between genotype (genes) and phenotype

    (organism)

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    Replication of information (2)

    In biology genetic information is independent oflife experience Transfer from genotype to genotype

    Phenotypic experience is not transferred

    In language, only utterances are transferred, notlinguistic representations in the brain

    This allows collective learning from experience Typical forcultural evolution

    Lamarck (1809)

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    Variation (1)

    Variation is essential, otherwise one would not

    explore the space of possibilities

    In biology:

    Recombination of genes

    (diploid genes)

    Crossover

    Mutation

    Essentially random

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    Variation (2)

    However, in language

    (and culture)

    variations can be

    introducedconsciously, based on

    experience

    Making possible the

    very rapid spread ofcultural innovations

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    Selection (1)

    Individuals that are in some respect betterare selected to create the next generation

    But who determines what is better?

    In biology fitness is by definition equal tonumber of offspring

    But this is a post hoc measure, not an a priori

    measure In biology, fitness depends on ecology

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    Selection (2)

    Selection is based on ability to createoffspring

    Survival is a precondition for procreation

    But other factors play a role

    Sexual selection, among others

    What does selection consist of in language? Acceptability to other language users?

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    Variation/Selection

    Functional changes Things that are easier to say are preferred by speakers

    Things that are easier to understand are preferred by listeners

    Contradictory forces

    Ethnic identity Language is a very powerful factor in defining identity andsolidarity

    Slang and jargon serve to distinguish oneself

    Taboo Vocabularies can change rapidly when words can become taboo

    Innovation Introduction ofnew words for new items

    Or poetic innovation

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    Complications

    Multilingualism

    Because a speaker uses multiple languages,these languages start to interfere

    Famous example: Kupwar (India) Influences grammarand morphology

    Loan words

    W

    ords for new objects, or words that havehigher prestige enterthe language

    Influences lexicon

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    More complications

    Standards

    Speakers adapt their speech to conform to acertain standard

    Usually the standard has a certain prestige

    Modern complications

    Standardized education Mass media

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    Evolution and tinkering

    (Francois Jacob, Science 1977)

    Evolution works with what is already there

    This sometimes results in solutions that are less thanoptimal

    Other terms are: Exaptation (cf. adaptation, the use of existing

    structures for new purposes) Spandrels (Gould): Structures that have developed as

    a side-effect of other adaptive functions, but that arenot necessarily adaptive themselves.

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    Misconceptions about Evolution

    Evolution always results in optimal

    solutions

    Evolution is goal-oriented

    Evolution is an extremely slow process

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    Evolution and teleology

    Evolution is not teleological(goal directed) This is sometimes thought (e.g.

    humans are the crown onevolution)

    However there is somethingcalled the ratchet effect When a certain level of

    complexity is reached, there isno turning back.

    Example: once hard bodiedanimals evolve, soft bodiedones are at a strongdisadvantage (Ediacaran tolate pre-Cambrian transition)

    Ediacaran fauna

    Burgess shale fauna

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    Evolution is slow?

    Biological evolution tends to beslow

    Because mutations are randomand most are bad

    But in large populations,

    adaptation can be quick Think antibiotic resistant bacteria

    Some researchers claim evolutiongoes in fits and bursts

    Punctuated equilibrium (Eldredgeand Gould 1972)

    Cultural evolution can beextremely rapid

    1977

    2011

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    Evolution Summary

    Evolution is:

    Transfer of information

    Variation

    Selection

    Can be biological, cultural

    There are important differences

    Co-evolution also occurs The idea is simple, but the effects can be

    very subtle.

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    The evolutionary perspective (1)

    Nothing in biology makes sense exceptin the light of evolution

    Theodosius Dobzhansky (1973)

    That does not mean that onlyan evolutionary perspective

    is interesting Just that you need an evolutionary

    perspective to understand ultimate causes

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    The evolutionary perspective (2)

    An evolutionary perspective is implicit in most

    thinking about linguistic cognition

    Consider:

    A brain is necessary to

    use language

    But even flatworms have

    brains

    So what makes our brains

    special, compared to otherbrains?

    Dugesia sp.

    Photo: Roberto Petracini

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    Particulars of language evolution

    Language needs strong cooperation

    An interesting problem how this evolved

    Co-evolution of culturally transmitted

    language and biological adaptations crucial

    A mutation for language is useless if no others

    have it

    Cultural system must already be present for

    biological adaptation to work

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    Evolution of language (2)

    How can we study evolution of language?

    No fossilized speech

    and olderthan historical sources But data on: Modern human behavior

    Fossils (Tuesdays class topic)

    Animal behavior

    Genetics (Wednesdays class topic) But there are questions we cannot answer

    R. C. Lewontin (1998) The Evolution ofCognition: Questions wewill never answer

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    Modern Language

    Are there primitive languages?

    No, not if native

    No data on language evolution

    But data on possibilities of language

    But: pidgin-languages

    Jargons, second language etc.

    And creolisation

    Oremergence of new language Nicaraguan sign language

    Idea: proto-language

    Bickerton

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    When did language

    emerge? Two extremes:

    Late emergence (~30 000 years ago)

    Early emergence (A. africanus)

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    Symbolic explosion?

    Symbolic culturalartifacts are found inNeandertals andH

    . sapiens They are much olderthan previouslythought

    T

    hey appear anddisappearin the fossilrecord Second Bull, Lascaux cave

    Photo: N. Aujoulat MCC-CNP

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    Against late emergence

    How can complex language evolve soquickly?

    How does one explain biological

    adaptations to language?

    Homo sapiens started to spread muchearlierthan 5070 000 years ago

    Would language have emerged in differentplaces?

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    Deep history of language

    Historical linguistics can reconstruct olderforms of a language (e.g. indo-european)

    Traditional linguistics up to ~8000 years ago

    But: Ruhlen claims proto-world

    Very unlikely

    Human expansion started about 150120 KAago

    After this time all similarities are gone

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    A summary of our knowledge

    Language >100 000 years old

    No primitive languages exist, and we know little abouthow they spread very long ago But we can observe emergence of new languages

    That all have certain special properties

    We can also observe incomplete languages

    Language probably emerged as primitive proto-language Why is an interesting, but hard-to-answer question

    How did it spread, how did it emerge? Cannot be reconstructed from fossils

    But possible to model

    And possible to compare to animal communication

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    Comparative data (1)

    Vocal behavior in other species can aid

    understanding of speech

    Precursors Primate vocal behavior the starting point

    Parallel evolution

    Song birds

    Whales

    Bats (?)

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    Comparative data (2)

    Interesting when trying to establish how

    language can have evolved

    Less interesting if only to establish

    humans uniqueness

    Sooner or later you will find similarbehavior in

    other animals, or in other parts of cognition

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    Hocketts

    design-

    features

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    Ape Cognitive abilities

    They can co-author

    scientific papers

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    They are, howeververy smart animals

    They can learn impressive lexicons

    Mostly directed towards requests Their abilities to combine words are disputed

    No rules, no recursion

    Ape Cognitive abilities

    Sue Savage Rumbaugh & KanziPhoto: http://kanzi-superstar.blogspot.com/

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    Chimpanzees use large sets of vocal signals

    But mostly innate

    Not discrete

    Chimpanzees and gorillas use gestures

    But dyadic

    Some learned through

    ritualization (not imitation)

    Ape Cognitive abilities

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    Gibbon song

    Geissman, 2002

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    Ape Cognitive abilities

    Vocal culture in chimpanzees

    (Crockford et al. 2004)

    Some vocal learning in orangutans

    Kuypers-Jrgens hypo-

    thesis: control over mouth

    but not over larynx

    (Fitch 2010, 347-355)

    Washington Post 4/3/2009

    Bonnie

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    Ability to cooperate is limited

    But some cooperative hunting in chimps

    And elaborate knowledge ofsocial hierarchy

    Chimps appear to be much less altruistic

    Some degree oftheory-of-mind

    But much more limited than in humans

    Ape Cognitive abilities

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    Ape Cognitive abilities

    Recursion Tamarin monkeys (Fitch & Hauser 2004): no

    Starlings (Gentner et al. 2006): yes

    Zebra finches (van Heijningen et al. 2009): no

    Pirah: no

    Brazilian Portuguese (university): yes

    Brazilian Portuguese (illiterate): no

    What is recursion anyway?

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    Songbirds (1)

    Doupe & Kuhl 1999

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    Songbirds (2)

    Many species Comparative studies possible

    Crossing studies possible (wild and domesticatedbengalese finches)

    Manipulation possible (fewer ethical concerns) Great diversity

    Song complexity

    Degree of learning

    But different Neurologically Anatomically

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    Humpback whale song

    Payne & McVay (1971)

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    Whales and dolphins

    Humpback whales have complex, learned

    songs

    But these appear to be fixed per season

    Some dolphin species show very complex

    vocal behavior

    Signature whistles

    Hard to study, and relatively little is known

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    Less well-known vocalizers

    Pinnipeds

    (Seals etc.)

    Are capable ofimitation

    For learning mating songs

    Bats

    Echolocation But also social vocalizations

    Learned in some species

    Phyllostomus hastatus

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    Finally

    Both biological and cultural evolution were

    important for language evolution

    Modern language tells us about ourabilities, notabout ourhistory (unfortunately)

    Other species have complex vocal behavior,apes have many necessary precursors for

    language, but no vocal imitation