Logical Framework Approach_part 1

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    Logical Framework

    A tool for action planning

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    Overview of Topics

    What is LFA?

    Basic component and steps in LFA

    Preparation phase:1. Stakeholder analysis

    Analysis phase:2. Problem analysis

    3. Objective analysis

    4. Alternative analysis

    Planning phase:

    5. Intervention logic

    6. Assumption

    7. Indicator and mean of verification

    8. Input

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    Logical Framework Approach

    LFA has developed in three stages:

    initially a tool for a standardised presentation of projects. LFAdescriptive of nature

    developed in the 70ies into a tool for improved design of projects to

    make projects more successful. LFA became analytical of nature

    now LFA has expanded to a tool for improved design, implementationand management of projects. Analytical aspects maintained but strongfocus on communication aspects

    Modern LFA is

    a tool for managing development or change processes in a logic way a way of analysing and structuring complex problems

    a way of creating commitment, participation and flexibility

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    Preparation phase:

    Step 1: Stakeholder AnalysisEntity setting( selection of topic, target group, location, sector)

    Identify any persons, groups, institutions affected by the problemcontext

    Categorise them, for example, in interest groups, individuals etc.

    Define most important interestsDefine most important groups

    Analyse in more details

    Main problems affecting the group

    Main needs and interests

    Conflicts of interest, co-operation etc.

    Decide who are most important stakeholders

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    Stakeholder Participation

    Involve stakeholders to the extent possible

    For example - conduct a workshop with

    participation of stakeholdersThe workshop should be undertaken in the project

    area

    It shall include representatives ofall stakeholders

    It shall be facilitated by an independent moderator

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    Results

    The participation analysis serves to map thefollowing: Who depends on the project?

    Who are interested in the outcome?

    Who will influence the project?

    Who will be affected by the project?

    Who will work against the project?

    Policy concern analysisUncertainties and high risk areas?

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    Analysis phase:

    Step 2: Problem Analysis

    Based upon available information the existing situationis analysed: major problems are identified and maincausal relationships are visualised in a problem tree.

    Guidelines:

    Identify existing problems - not possible, imagined or futureproblems

    A problem is not the absence of a solution, but an existing

    negative state

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    Problem Analysis: Guidance

    Identify major existing problems based onavailable information

    Construct a problem tree showing cause-and-effect relationships between the problems

    Review the problem tree for completeness and

    validity and adjust if necessary

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    Example: Problem Tree

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    Analysis phase:

    Step 3: Objectives analysis

    Guidance:

    1. Reformulate all elements in the problem tree to positive

    desirable situations

    2. Review the resulting means-to-an-end relationships to assure

    validity and completeness

    3. If necessary

    1. revise statements

    2. delete objectives which are unrealistic3. add new objectives

    4. Draw the connecting lines to indicate means-to-an-end

    relationships

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    Example of Objectives Tree :

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    Analysis phase:

    Step 4: Alternative analysis

    Guidance:

    Draw clusters of objectives on objective tree

    basing on their features( issue, relation to targetgroup, stakeholder, )

    Name clusters

    Brainstorm on analysis criteriaEstablish an alternative analysis matrix

    Selecting alternative by scoring

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    Example of criteria for alternative

    analysis

    - Ownership and commitment

    Cost in relation to benefit. Expected cost-benefit

    ratios can sometimes be calculatedConflict potential

    Time horizon

    Chance of success

    Environmental impact

    Gender issues

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    Example of alternative analysisOption 1 is limited to atraining programme.The chance of successis low if the buses arestill in bad condition.Option 2 is moreexpensive, and thereis no guarantee thatthe result will bepositive unless thedrivers also improve.A third option wouldbe to combine option1 and option 2. It wouldbe the most expensivealternative, but has ahigher probability ofsuccess.

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    Example of Alternative analysis

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    Planning phase:

    Step 5: Designing project Intervention logic

    The main elements of project intervention logic

    are:

    The overall objective (directional)

    The project purpose

    The project outputs (or results)

    The activities

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    Elements in the Project intervention

    logic

    Overall objective describes the anticipated long-term objectivetowards which the project will contribute

    Project purpose describes the intended effect, purpose orbenefit for the beneficiaries (target group)

    Outputs are results which can be achieved and sustained(guaranteed) by the project management

    Activities are expressed as processes undertaken by the projectmanagement. They are means to achieve the end: the output.

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    Planning phase:

    Step 5: Designing Project intervention logic

    Define only ONE project purposeSeveral outputs are necessary to attain the objective

    For each output a number of activities shall be defined.Outputs and activities are numbered to show therelationship:

    Output A is the result of Activity A.1

    Activity A.2

    Activity A.n

    When completing the Project Matrix start from the top andwork downwards in the first column (intervention logic).

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    The Project Matrix

    A project matrix is a tool to provide a clear

    overview of all project elements

    Elements areintervention logic (means-to-end)

    indicators and means of verification

    assumptions

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    External Factors Influencing

    ProjectsMacroeconomic policies

    Market conditions / prices

    Resource availability

    Political and social conditions

    Development strategy - sector policies

    Environmental conditions

    Private sector capability

    Technology

    Counterpart funding

    Cultural factors - community support

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    The Project Matrix

    OverallObjective Indicator Verification

    ProjectPurpose

    Indicator Verification Assumption

    Outputs /Results

    Indicator Verification Assumption

    Activities Inputs: Physical means /Costs

    Assumption

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    An example of project matrixCode Narrative Performance

    Indicator

    Means of

    Verification

    Assumptions/

    Risks

    Objective 1 Development of an

    integrated raceway-shrimp

    model using biofloc

    technology

    Increase in profit

    Higher overall

    production

    Good water quality

    Bio-economic

    analysis and data on

    water quality

    presented in

    milestone reports

    No natural

    disasters nor serious

    problems of diseases

    on cultured species

    Output 1.1 Experimental systems at

    BIARC established

    All operational for

    the planned trials.

    System sketchesprovided with sample

    details

    Milestone Report 2 No competition for

    resource usage by

    other projects atBIARC

    Activity 1.1.1 Purchase all required

    materials and equipment

    Key materials and

    equipment purchased

    or arranged

    As above Needed materials

    and equipment

    available

    Activity 1.1.2 Set up pond system for themain trials (biofloc)

    Pond system readyfor trials

    As above No unwanteddamage to the

    available FRs

    Activity 1.2.3 Set up tank system for the

    shrimp density trials

    Tank system ready

    for trial

    As above BIARC make

    tanks available for

    the project22