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Local Government Classification Scheme v1 The structure that underpins local government record keeping

Local Government Classification Scheme v1

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Local Government Classification Scheme v1. The structure that underpins local government record keeping. Overview. What and why classify Reasoning behind the Local Government Classification Scheme (LGCS) Links to IPSV. What is it ?. - PowerPoint PPT Presentation

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Page 1: Local Government Classification Scheme v1

Local Government Classification Scheme v1

The structure that underpins local government record keeping

Page 2: Local Government Classification Scheme v1

Overview

What and why classify Reasoning behind the Local Government

Classification Scheme (LGCS) Links to IPSV

Page 3: Local Government Classification Scheme v1

What is it ?

Scheme that groups together information

that is similar to aid in its retrieval and management.

Page 4: Local Government Classification Scheme v1

Why classify ?

Freedom of Information Act: Section 46If you want to comply you need it.

Publication SchemeSpecify classes of information which the public authority publishes or intends to publish

Good practice as outlined in ISO 15489 International standard on records management

Page 5: Local Government Classification Scheme v1

Records Management needs classification

Classification helps to manage information; Provide a consistent structure to support the capture of

context Storage Supports access/security controls Eases identification of duplication Can automate publication into publication scheme/web Automate the inclusion of metadata

Disposal Security

Page 6: Local Government Classification Scheme v1
Page 7: Local Government Classification Scheme v1

The LGCS is;

Internal facing scheme For all local authorities

This however does not mean you need to use it all Gets you 80% of the way

You need to sell it to users and business leaders Basis to create your file titles

Combination of theoretical and practical Intended for expansion

Page 8: Local Government Classification Scheme v1

FAT CAT

F = Function (Or C = Case/Client ID)

A = Activity related to that function/client

T = Transaction related to the activity

Page 9: Local Government Classification Scheme v1

CAT (about people, places and cases)

Page 10: Local Government Classification Scheme v1

FAT

The lower levels need to be agreed in consultation with the users

Try not to go to deep

Page 11: Local Government Classification Scheme v1

First level terms

Adult Services Children Services Crematoria and Cemeteries Consumer Affairs Council Property Democracy Economic Development Education and Skills Emergencies Environmental Protection Finance Health & Safety Housing

Human Resources Information and

Communication Information Management Legal Services Leisure and Culture Management Planning and Building

Control Procurement Registration and Coroners Risk Management and

Insurance Transport and Infrastructure Waste Management

Page 12: Local Government Classification Scheme v1

Next steps

Security levelsMap retention details

Page 13: Local Government Classification Scheme v1

ThanksTony May

Documents Manager Hertfordshire

[email protected]

Page 14: Local Government Classification Scheme v1

E- Client file

Example of using for client files

Page 15: Local Government Classification Scheme v1

What do we currently have

StructuredForms

Coded dataDatabase

UnstructuredDocuments

InternalPaper Forms

Electronic forms

DOH/DFESForms

Oracle

Shared drives

Personal drive Email

Paper records•Reports•Letters

Page 16: Local Government Classification Scheme v1
Page 17: Local Government Classification Scheme v1

ESCR

To support ESCR we need to have a defined structure to support the management of the records/documents.

This structure needs to group information together to simplify;

Security/access Retention/disposal Integration Finding the records quickly

Page 18: Local Government Classification Scheme v1

FAT CAT

F = Function (Or C = Client ID)

A = Activity related to that function/client

T = Transaction related to the activity

Page 19: Local Government Classification Scheme v1

High level splitAdult and Children

Initial split supports; Finding Retention Access Department

Page 20: Local Government Classification Scheme v1

Classification scheme(File plan, Information structure)

Used by staff to put records into system

Automates data capture; Security Disposal other metadata

Reduces duplication

Page 21: Local Government Classification Scheme v1

Retention/Disposal

The retention of the records would be part automated by placing into a folder; Looked after in care 75 years

from file closure Child protection 35 years from

closure Longest period taking

precedence Or for certain folders we can set

disposal earlier (ie finance information)

Page 22: Local Government Classification Scheme v1

Getting information in to scheme

?

Page 23: Local Government Classification Scheme v1

Linking with IRIS – Folder button

A button held on the toolbar

Takes staff directly to the folder contain the records

Works by transferring a database query <oracle ID> to hyperwave

This automates the search and pops up required folder

Security by trusted access or re