78
Lexical-Functional Grammar Architecture Weiwei Sun Institute of Computer Science and Technology Peking University September 15, 2018

Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

  • Upload
    others

  • View
    19

  • Download
    0

Embed Size (px)

Citation preview

Page 1: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Lexical-Functional GrammarArchitecture

Weiwei Sun

Institute of Computer Science and TechnologyPeking University

September 15, 2018

Page 2: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Homework: 读读读书书书报报报告告告

挑一篇阅读材料,写一篇内容总结(中文),要求:

I 在理解的基础上概述阅读材料的最主要内容

I 不超过2000字(不包括图、公式等)

I 3月26日前电邮PDF版发送给我

Reference

I Chapter 1 of Lexical-Functional Syntax: Motivation for theLFG Architecture.

I Ash Asudeh, Mary Dalrympl, and Ida Toivonen.Constructions with lexical integrity. Journal of LanguageModelling.

I Mary Dalrymple, Ronald M. Kaplan, and Tracy HollowayKing. Economy of Expression as a principle of syntax.Journal of Language Modelling.

Weiwei Sun Lexical-Functional Grammar 2/65

Page 3: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Word groups or word shapes (1)

S

VP

VP

NP

that dog

V

chasing

Aux

are

NP

the two small children

(1) a. *The two small are chasing that children dog.

b. *The two small are dog chasing children that.

c. *Chasing are the two small that dog children.

d. *That are children chasing the two small dog.

Weiwei Sun Lexical-Functional Grammar 3/65

Page 4: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Word groups or word shapes (2)

S

NP

malikidog

.ABS

NP

kurdu-jarra-rluchild

-DUAL-ERG

NP

yalumputhat.ABS

V

wajili-pi-nyichase

-NPAST

Aux

ka-palapres

-3DU.SUBJ

NP

wita-jarra-rlusmall

-DUAL-ERG

Warlpiri

Every permutation of the words in the sentence is possible, solong as the auxiliary tense marker occurs in the second position.

Bresnan (1998, 2001)

Morphology competes with syntax.

Absolutive: Morphologicl case in ergative languages for indicating subject of

intransitive verbs and object of transitive verbs. Ergative: Morphologicl case in

ergative languages for indicating agent of the transitive verbs in the basic voice.Weiwei Sun Lexical-Functional Grammar 4/65

Page 5: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Grammatical relations

Although Warlpiri lacks English-style phrase structure, and En-glish lacks Warlpiri-style case and agreement forms of words, theyhave a common organization at a deeper level.

Binding: Subject/Object matters

(2) a. Lucy is hitting herself.

b. *Herself is hitting Lucy.

(3) a. Napaljarri-rli ka-nyanu paka-rni.Napaljarri-ERG PRES-REFL hit-NONPAST.‘Napaljarri is hitting herself.’

b. *Napaljarri ka-nyanu paka-rni.Napaljarri.ABS PRES-REFL hit-NONPAST.‘Herself is hitting Napaljarri.’

Weiwei Sun Lexical-Functional Grammar 5/65

Page 6: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Discussion

Do you like the following representation?

S

Predicate

VP

Object

NP

N

boy

Det

the

Main Verb

V

frighten

Aux

M

may

Subject

NP

N

sincerity

Weiwei Sun Lexical-Functional Grammar 6/65

Page 7: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Discussion

Do you like the following representation?

S

Predicate

VP

Object

NP

N

boy

Det

the

Main Verb

V

frighten

Aux

M

may

Subject

NP

N

sincerity

Weiwei Sun Lexical-Functional Grammar 6/65

Page 8: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

F-structure: motivation

Assumption

For any language functional syntactic concepts such as subjectand object are relevant.

⇒Use f(unctional)-structure

I to represent what languages have in common inwide-spread phenomena,

I to capture some universal properties of language

There is no advantage in representing such information as phrase-structure information.

Weiwei Sun Lexical-Functional Grammar 7/65

Page 9: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Discussion

How should abstract grammatical relations be captured?

I Transformational Grammar: configurationally, using auniform syntactic representation

I LFG: nonconfigurationally, using a separate syntacticrepresentation

What does this representation mean?

(4) sincerity may frighten the boy.

pred ‘我⟨subj,obj

⟩’

subj[pred ’sincerity’

]

obj

pred ’boy’

def +

pers 3rd

num sg

Weiwei Sun Lexical-Functional Grammar 8/65

Page 10: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Discussion

How should abstract grammatical relations be captured?

I Transformational Grammar: configurationally, using auniform syntactic representation

I LFG: nonconfigurationally, using a separate syntacticrepresentation

What does this representation mean?

(5) sincerity may frighten the boy.

pred ‘我⟨subj,obj

⟩’

subj[pred ’sincerity’

]

obj

pred ’boy’

def +

pers 3rd

num sg

Weiwei Sun Lexical-Functional Grammar 8/65

Page 11: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Lexical-Functional Grammar

The idea that words and phrases are alternative means of ex-pressing the same grammatical relations underlies the design ofLexical-Functional Grammar (LFG).

Pioneers

Developed in the late 70s by Joan Bresnan and Ron Kaplan

I J. Bresnan: A linguist trained at the MIT

I R. Kaplan: A psycholinguist and computational linguisttrained at Harvard

Weiwei Sun Lexical-Functional Grammar 9/65

Page 12: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Demo

http://clarino.uib.no/iness/xle-web

Weiwei Sun Lexical-Functional Grammar 10/65

Page 13: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Outline

Grammatical Functions

Syntactic Descriptions

Structural Correspondences

Configurational vs. Nonconfigurational

Weiwei Sun Lexical-Functional Grammar 11/65

Page 14: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Grammatical functions

Universally-available grammatical functions

LFG posits a universal inventory of grammatical functions.

I subj: subject

I obj: object

I comp: sentential or closed (nonpredicative) infinitivalcomplement.

I xcomp: an open (predicative) complement, ofteninfinitival, whose subj function is externally controlled.

I objθ: a family of secondary objfunctions associated witha particular, language-specific set of thematic roles

I oblθ: a family of thematically restricted oblique functions.E.g. oblGOAL, oblSOURCE,

I adj, xadj: adjunct functions

Weiwei Sun Lexical-Functional Grammar 11/65

Page 15: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Subject (1)

Case

(6) he/*him broke the window

Agreement

(7) I am / You are / He is

Subjecthood test

How about Mandarin Chinese?

Weiwei Sun Lexical-Functional Grammar 12/65

Page 16: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Object

I Many languages have more than one phrase bearing an objectfunction.

(8) a. He gave her a book.b. I bet you 1 million pounds you won’t click on this

video. (from YouTube)

I Languages allow a single thematically unrestricted object, theprimary obj.

(9) a. I gave her a book.b. I gave a book to her.

I Languages may allow one or more secondary, thematicallyrestricted objects, viz objθ. In English, the thematicallyrestricted object must be a theme.

(10) a. I made her a cake.b. *I made a cake her.

Weiwei Sun Lexical-Functional Grammar 13/65

Page 17: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Oblique

I Obliques are with an explicit indication of the thematic role.In English, this indication is by means of prepositions: obliquearguments are PPs, while objects are bare NPs/DPs.

I The oblique argument functions include such grammaticalfunctions as GOAL (to), BENEFACTIVE (for), SOURCE(from), INSTRUMENT (with), LOCATION (variousprepositions), AGENT (by), etc.

I oblθ: oblgoal, oblben, oblsource, oblinstrument, oblloc,oblagent

(11) a. David gave the book [oblgoal to Chris].

b. *David gave the book to Chris to Ken.

Weiwei Sun Lexical-Functional Grammar 14/65

Page 18: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

COMP/XCOMP/XADJ

The comp, xcomp, and xadj functions are clausal functions.

I The comp function is a closed function containing an internalsubj phrase.

(12) a. David complained that Chris yawned.b. David wondered who yawned.c. David couldn’t believe how big the house was.

I The xcomp and xadj functions are open functions that donot contain an internal subject phrase. Their subjmust bespecified externally to their phrase.

(13) a. David seemed to yawn.b. Chris expected David to yawn.

(14) Stretching his arms, David yawned.

Weiwei Sun Lexical-Functional Grammar 15/65

Page 19: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Cross-classification of grammatical functions

Several cross-classifications are possible among grammaticalfunctions.

I Governable functions: subj, obj, (x)comp, objθ, oblθare governed or subcategorized for by the predicate.

I Modifiers: adj, xadj modify the phrase they appear in,but they are not subcategorized for by the predicate.

I Open functions: xcomp, xadj

I Closed functions: subj, obj, comp, objθ, oblθ, adj

Weiwei Sun Lexical-Functional Grammar 16/65

Page 20: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Classification of the argument functions

Core vs. Non-core

I Core arguments/terms: subj, obj, objθI More strictly grammatical functions

I Non-core functions/non-terms: oblθI Oblique elements are much less active syntactically than

core elements.

Restricted vs. Unrestricted

I Semantically unrestricted functions: subj, obj

I Semantically restricted functions: objθ, oblθ

Weiwei Sun Lexical-Functional Grammar 17/65

Page 21: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Nongovernable grammatical functions

There are two nongovernable grammatical functions:

I adj: grammatical function of modifiers

I xadj: open predicative adjuncts, whose subj function isexternally controlled.

(15) a. Having opened the window, David took a deepbreath.

b. David ate the celery naked.c. David ate the celery raw.

More than one adjunct function can appear in a sentence.

(16) David devoured a sandwich at noon yesterday.

Weiwei Sun Lexical-Functional Grammar 18/65

Page 22: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

The autonomy of functional organization

Key: GFs are primitive concepts

LFG does not assume that abstract grammatical functions aredefined in terms of their phrase structural position in the sentencenor in terms of morphological properties like casemarking.

Comparison to GB

Grammatical relations are defined structurally, in terms of thetree.

I Subject: NP or CP daughter of TP

* Object: NP or CP daughter of a VP headed by atransitive verb

* Object of preposition: NP daughter of PP

Weiwei Sun Lexical-Functional Grammar 19/65

Page 23: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Examples of English grammatical functions in LFG(based on Asudeh and Toivonen 2015)

subject Some people with no shame walked in and wreckedthe party.

(subj) The party was wrecked by some people with noshame.

object Primary object(obj) Ricky trashed the hotel room.

Ricky gave John a glass.Ricky gave a glass to John.

objectθ Secondary object; thematically restricted object(object theme, restricted to theme roles)(objθ in English restricted to theme, cannot be ben-eficiary)

(objθ) Sandy gave John a glass.Tom baked Susan a cake.

Weiwei Sun Lexical-Functional Grammar 20/65

Page 24: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Examples of English grammatical functions in LFG(based on Asudeh and Toivonen 2015)

obliqueθ Typically has oblique case or is a PP(oblθ) Julia placed the vase on the desk.

Ricky gave a glass to John.

complement Closed (saturated) complement: a clausal argu-ment which has its own subject

(comp) Peggy told Matt that she had won the prize.

xcomp Open (unsaturated) predicate complementI told Patrick to quit.Peggy-Sue seems to be a complete fraud.

adjunct A modifier, a nonargument(adj) Mary read a good book.

Mary counted the cars very quickly.Sally killed a bug in the yard.Since she had no money, Mary was forced toget a job.

Weiwei Sun Lexical-Functional Grammar 21/65

Page 25: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Examples of English grammatical functions in LFG(based on Asudeh and Toivonen 2015)

xadj Open predicate adjunctHaving no money, Mary was forced to get a job.

possessor Possessor phrase(poss) John’s book

topic Grammaticalized discourse function;(top) must be identified with or anaphorically linked

to another grammatical functionBagels, Mary loves. (top = obj)As for bagels, Mary loves them. (top anaphor-ically linked to obj)

focus Grammaticalized discourse function;(foc) must be identified with or anaphorically linked

to another grammatical functionWhich author do the critics praise? (foc =obj)

Weiwei Sun Lexical-Functional Grammar 22/65

Page 26: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Outline

Grammatical Functions

Syntactic Descriptions

Structural Correspondences

Configurational vs. Nonconfigurational

Weiwei Sun Lexical-Functional Grammar 23/65

Page 27: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Multiple parallel structures

Assumption: language is made up of multiple dimensions ofstructure.

I LFG describes and models language by parallel structures.

I LFG also illustrates how different aspects of linguisticstructure are related.

Traditional LFG analyses focus on two structures

Constituent/categorial structure (c-structure)

I overt, more concrete level of linear and hierarchicalorganization of words into phrases.

Functional structure (f-structure)

I abstract functional syntactic organization of the sentence

I syntactic predicate-argument structure and functionalrelations like subject and object.

Weiwei Sun Lexical-Functional Grammar 23/65

Page 28: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

C-structure

Described by conventional PS trees

PS trees are defined in terms of syntactic categories, terminalnodes, dominance and precedence.

I They don’t contain unpronounced words.

I They reflect the structure and grouping of words andphrases in the sentence.

Not universal

I Languages are very different on the c-structure level.

I The inventory of phrasal categories is not universally fixed,but may vary from language to language.

Weiwei Sun Lexical-Functional Grammar 24/65

Page 29: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Phrase structure rules

CFG rules

S → NP VP

I This rule permits a node labeled S to dominate two nodes,an NP and a VP, with the NP preceding the VP.

I In LFG, phrase structure rules are interpreted as nodeadmissibility conditions: a phrase structure tree isadmitted by a set of phrase structure rules.

LFG employ more flexible phrase structure rules

I IP → {NP|PP} I′

I Either a NP or a PP can appear in the specifier position.I {...|...} mark disjunction.

I VP → V (NP) PP∗

I (NP): an optional NPI ∗: can repeat zero or many times.

Weiwei Sun Lexical-Functional Grammar 25/65

Page 30: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

ID/LP rules

I Immediate Dominance (ID) rules: dominance relations

I Linear Precedence (LP) rules: precedence constraints

ID rule: Using commas

VP→V, NP

⇒ VP→V NP

⇒ VP→NP V

LP ordering constraint: Using ≺VP→V, NP V≺NP

⇒ VP→V NP

VP→V, NP, PP V≺NP, V≺PP

⇒ {VP→V NP PP | VP→V PP NP}

Weiwei Sun Lexical-Functional Grammar 26/65

Page 31: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

F-structure representation

Described by functions

I In LFG, functional information is formally represented bythe f-structure.

I Mathematically, the f-structure can be thought of as afunction from attributes to values,

I or equivalently as a set of 〈attribute, value〉 pairs.

Attribute-Value Matrix (AVM)

We can represent f-structures in tabular form[attribute1 value1attribute2 value2

]

Weiwei Sun Lexical-Functional Grammar 27/65

Page 32: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

An example

Example

(17) I saw the girl.

subj

pred ’pro’

pers 1st

num sg

tense past

pred ’see⟨subj, obj

⟩’

obj

pred ’girl’

def +

pers 3rd

num sg

LFG is functional!

Weiwei Sun Lexical-Functional Grammar 28/65

Page 33: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Formal properties of f-structures

Definition (F-structure)

An f-structure is a finite set of pairs of attributes and values.An f-structures attributes can be

I atomic symbols, e.g. subj, obj, pred

An f-structures values can be:

I atomic symbols, e.g. sg , 1st, +, past

I semantic forms, e.g. ’girl’, ’see〈subj, obj〉’I f-structures

I a set of f-structures

Attributes with the same valuesatt1 1

[a1 v1

a2 v2

]att2 1

Weiwei Sun Lexical-Functional Grammar 29/65

Page 34: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Example

Example: David yawned quietly yesterday.

subj[pred ’david’

]pred ’yawn

⟨subj

⟩’

tense past

adj

[pred ’quietly’

][pred ’yesterday’

]

Weiwei Sun Lexical-Functional Grammar 30/65

Page 35: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Example

Example: David yawned quietly yesterday.

subj[pred ’david’

]pred ’yawn

⟨subj

⟩’

tense past

adj

[pred ’quietly’

][pred ’yesterday’

]

Atomic

Weiwei Sun Lexical-Functional Grammar 30/65

Page 36: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Example

Example: David yawned quietly yesterday.

subj[pred ’david’

]pred ’yawn

⟨subj

⟩’

tense past

adj

[pred ’quietly’

][pred ’yesterday’

]

Semantic form

Weiwei Sun Lexical-Functional Grammar 30/65

Page 37: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Example

Example: David yawned quietly yesterday.

subj[pred ’david’

]pred ’yawn

⟨subj

⟩’

tense past

adj

[pred ’quietly’

][pred ’yesterday’

]

F-structure

Weiwei Sun Lexical-Functional Grammar 30/65

Page 38: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Example

Example: David yawned quietly yesterday.

subj[pred ’david’

]pred ’yawn

⟨subj

⟩’

tense past

adj

[pred ’quietly’

][pred ’yesterday’

]

A set of f-structures

Weiwei Sun Lexical-Functional Grammar 30/65

Page 39: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Subcategorization

I A semantic form may contain an argument list, next to itssemantic predicate name, e.g.

I ’yawn〈subj〉’I ’see〈subj, obj〉’I ’give〈subj, obj, objtheme〉’

I Lexical items select for grammatical functions (not for NPs,CP, etc)

I How to make sure that subcategorization requirements arefulfilled?

Well-formedness constraints on the f-structure

1. Completeness

2. Coherence

3. Consistency (uniqueness)

Weiwei Sun Lexical-Functional Grammar 31/65

Page 40: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Principle of completeness

All governable functions present in the argument list of a seman-tic form must be present in the f-structure.

(18) *He devoured.subj[pred ’pro’

]pred ’devour

⟨subj, obj

⟩’

Definition

Local Completeness: An f-structure is locally complete iff itcontains all the governable functions that its predicate governs.Completeness: An f-structure is complete iff it is locally com-plete and all its subsidiary f-structures are locally complete.

Weiwei Sun Lexical-Functional Grammar 32/65

Page 41: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Principle of coherence

All governable functions present in the f-structure are also presentin the argument list of the predicate.

(19) *David yawned the flower.subj

[pred ’David’

]obj

[pred ’David’

]pred ’yawn

⟨subj

⟩’

Definition

Local Coherence: An f-structure is locally coherent iff all thegovernable functions it contains are governed by its predicate.Coherence: An f-structure is coherent iff it is locally coherentand all its subsidiary f-structures are locally coherent.

Weiwei Sun Lexical-Functional Grammar 33/65

Page 42: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

The principle of consistency (uniqueness)

An attribute has a unique value.

Definition

Consistency: An f-structure is consistent iff all attributes haveat most one value (which may be a set).

The value of the (x)adj function is a set of f-structures:

pred ’devour⟨subj, obj

⟩’

subj[pred ’david’

]obj

[spec A

pred ’sandwich’

]

adj

[pred ’quietly’

],

pred ’at⟨obj

⟩’

obj[pred ’noon’

]

Weiwei Sun Lexical-Functional Grammar 34/65

Page 43: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Functional description

Function

The language of functional descriptions is based on the mathe-matical conception of f-structures as functions:

f(x) = x2 ⇒ f(SUBJ)= g ⇒ (f SUBJ)= g

Functional description

(f FEAT): the value of the FEAT feature in f

I (f tense) = past

I (f subj) = g

I h ∈ (f adj)

Weiwei Sun Lexical-Functional Grammar 35/65

Page 44: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

How to construct f-structures?

Functional descriptions just present partial constraints. We findsound f-structures by solving a bunch of constraints, like solvingan algebra problem.(

2 11 2

)(xy

)=

(33

)=⇒

(xy

)=

(11

)

Minimality

The f-structure for an utterance is the minimal solution satisfyingthe constraints introduced by the words and phrase structure ofthe utterance.

Subsumption

A structure A subsumes a structure B iff A and B are identicalor B contains A and additional information not included in A.

Weiwei Sun Lexical-Functional Grammar 36/65

Page 45: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

An example

Example

(f subj) = g(f pred) = ‘laugh〈subj〉’(g pred) = ‘david’

f:

pred ‘laugh⟨subj

⟩’

subj g:[pred ‘david’

]

We could enhance our language for functional descriptions.

Weiwei Sun Lexical-Functional Grammar 37/65

Page 46: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Negation

Negation

An f-description can be negated; when this happens, the f-description must not be satisfied.

Example

(20) a. I know whether/if David yawned.

b. You have to justify whether/*if your journey is reallynecessary.

justify (f comp compform) 6= IF

Weiwei Sun Lexical-Functional Grammar 38/65

Page 47: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Existential constraints

Existential constraint

An f-structure may be required to contain an attribute, but itsvalue may be unconstrained.

Example

(21) a. the man who yawned

b. the man who yawns

c. the man who will yawn

d. *the man who yawning

We can enforce the requirement for relative clauses to be tensedby means of a constraint like the following:(f tense)

Weiwei Sun Lexical-Functional Grammar 39/65

Page 48: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Constraining equation

Constraining equation

I Defining equations determine the minimal solution

I Constraining equations check that the minimal solution iswellformed.

Example

(22) a. Chris thought that David yawned.

b. Chris thought David yawned.

c. That David yawned surprised Chris.

d. *David yawned surprised Chris.

I (f compform) = THAT

I (f compform) =c THAT

Weiwei Sun Lexical-Functional Grammar 40/65

Page 49: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Inside-out constraint

Outside-in vs. Inside-out

I Outside-in functional constraint:I (f pred) = ‘rock′

I (f case) = LOC

I Inside-out functional constraints:I ((oblloc g) case) = ERGI (subj oblloc g)

Example

(oblloc g) is labeled f : f = (oblloc g)subj f

case ERG

oblloc g

[pred ’rock’

case LOC

]

Weiwei Sun Lexical-Functional Grammar 41/65

Page 50: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Questions

1. Where can I find these functional descriptions?

2. What is the relation between c-structure and f-structure?

Weiwei Sun Lexical-Functional Grammar 42/65

Page 51: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Outline

Grammatical Functions

Syntactic Descriptions

Structural Correspondences

Configurational vs. Nonconfigurational

Weiwei Sun Lexical-Functional Grammar 43/65

Page 52: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Structural correspondences (1)

Question

I C-structures and f-structures represent different propertiesof an utterance.

I How can these structures be associated properly to aparticular sentence?

Codescription

Simultaneously describing more than one structure: Each pieceof the c-structure is directly associated with a description of partof the f-structure.

Example

Sf1

VPf3NPf2f1, f3

[subj f2

]

Weiwei Sun Lexical-Functional Grammar 43/65

Page 53: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Structural correspondences (2)

Correspondence function

A function φ maps c-structures to f-structures φ : N 7→ F .

I φ(n): f-structure associated with n

I φ(M(n)): f-structure associated with the parent node of n

Example

S

VP

V

smiled

NP

N

David

fS, fVP, fV:

pred ’smile⟨subj

⟩’

tense past

subj gNP, gN:

pred ’david’

num sg

pers 3rd

Weiwei Sun Lexical-Functional Grammar 44/65

Page 54: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Structural correspondences (3)

The head convention

A constituent structure phrase and its head map to the samef-structure.

Example

I S, VP and V map to the same f-structure f .

I NP and N map to the same f-structure g.

S

VP

V

smiled

NP

N

David

f :

pred ’smile⟨subj

⟩’

tense past

subj g:

pred ’david’

num sg

pers 3rd

Weiwei Sun Lexical-Functional Grammar 45/65

Page 55: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Annotating PS-rules: heads

Consider the rewrite rule: VP → V

Notation

VP and V have the same f-structure by annotating the V-node:

VP → Vφ(M(n)) = φ(n)

The equation indicates that the f-structure of the parent node ofV (i.e. φ(M(n))) is equal to one of the node V (φ(n)).

An alternative notation

I ↑≡ φ(M(n))

I ↓≡ φ(n)VP → V

↑=↓

Weiwei Sun Lexical-Functional Grammar 46/65

Page 56: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Annotating PS-rules: grammatical functions

Notation

S → NP VP(φ(M(n)) subj) = φ(n) φ(M(n)) = φ(n)

The first equation indicates that the subj feature of the f-structure of the parent node of NP (i.e. (φ(M(n)) subj)) isequal to the f-structure of NP (φ(n)).

An alternative notation

I ↑≡ φ(M(n))

I ↓≡ φ(n)S → NP VP

(↑ subj)=↓ ↑=↓

Key idea

Local description of partial structures

Weiwei Sun Lexical-Functional Grammar 47/65

Page 57: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Instantiation

S

VP

V

smiled

NP

N

David

fS, fVP, fV:

pred ’smile⟨subj

⟩’

tense past

subj gNP, gN:

pred ’david’

num sg

pers 3rd

I (fS subj) = fNP)

I fNP = fNI (fN pred) = ‘david’

I (fN num) = sg

I (fN pers) = 3rd

I fS = fVPI fVP = fVI (fV pred) = ‘smile〈subj〉’I (fV tense) = past

Weiwei Sun Lexical-Functional Grammar 48/65

Page 58: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Adjuncts

I The attribute adj takes a set as its value

I The c-structure/f-structure correspondance rule expressesmembership to a set.

N → ADJP N↓∈ (↑ adj) ↑=↓

Example

N

N↑=↓

girl

A↓∈ (↑ adj)

pretty

pred ’girl’

num sg

pers 3rd

adj

{[pred ’pretty’

]}

Weiwei Sun Lexical-Functional Grammar 49/65

Page 59: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Lexical entries

Notation

In lexical entries, information about the item’s f-structure is rep-resented in the same way:

smiled V (↑ pred) = ‘smile〈subj〉’(↑ tense) = past

An alternative notation

The equivalent phrase structure rule:

V → smiled(↑ pred) = ‘smile〈subj〉’

(↑ tense) = past

Weiwei Sun Lexical-Functional Grammar 50/65

Page 60: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Lexical integrity

Principle lexical integrity

Morphologically complete words are leaves of the c-structure tree,and each leaf corresponds to one and only one c-structure node.

I Fully inflected words are the terminal elements of thec-structures.

I Every word belongs to exactly one node.

I The structural formation of words is independent of thestructural formation of phrases.

Warlpiri

I The relative order of words in sentences is extremely free.

I The relative order of stems and inflections in words is fixed.

Weiwei Sun Lexical-Functional Grammar 51/65

Page 61: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Lexical integrity: A seemly irrelevant illustration

Chomsky (1970) demonstrated that

NPs based on “derived” nouns (i.e. nouns that have verbalcounterparts) have exactly the syntax of NPs based onunderived nouns.

Chomsky reasoned,

we need to recognize that both types are base-generated asnouns instead of attempting to derive certain NPs fromclausal counterparts

Target syntax argument

To generate A directly instead of deriving it from C if there existsa pattern B that has the same target syntax as A and is clearlynot derived from C.

C → AB

Weiwei Sun Lexical-Functional Grammar 52/65

Page 62: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Lexical integrity: A seemly irrelevant illustration

Chomsky (1970) demonstrated that

NPs based on “derived” nouns (i.e. nouns that have verbalcounterparts) have exactly the syntax of NPs based onunderived nouns.

Chomsky reasoned,

we need to recognize that both types are base-generated asnouns instead of attempting to derive certain NPs fromclausal counterparts

Target syntax argument

To generate A directly instead of deriving it from C if there existsa pattern B that has the same target syntax as A and is clearlynot derived from C.

C → AB

Weiwei Sun Lexical-Functional Grammar 52/65

Page 63: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Lexical integrity: A seemly irrelevant illustration

Chomsky (1970) demonstrated that

NPs based on “derived” nouns (i.e. nouns that have verbalcounterparts) have exactly the syntax of NPs based onunderived nouns.

Chomsky reasoned,

we need to recognize that both types are base-generated asnouns instead of attempting to derive certain NPs fromclausal counterparts

Target syntax argument

To generate A directly instead of deriving it from C if there existsa pattern B that has the same target syntax as A and is clearlynot derived from C.

C → AB

Weiwei Sun Lexical-Functional Grammar 52/65

Page 64: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Lexical integrity: A seemly irrelevant illustration

Chomsky (1970) demonstrated that

NPs based on “derived” nouns (i.e. nouns that have verbalcounterparts) have exactly the syntax of NPs based onunderived nouns.

Chomsky reasoned,

we need to recognize that both types are base-generated asnouns instead of attempting to derive certain NPs fromclausal counterparts

Target syntax argument

To generate A directly instead of deriving it from C if there existsa pattern B that has the same target syntax as A and is clearlynot derived from C.

C 9 AB

Weiwei Sun Lexical-Functional Grammar 52/65

Page 65: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Inflected words (1)

According to the principle of lexical integrity

I Internal structural formation of words invisible toc-structure principles.

I But the f-structures specified by words is allowed to unifywith the f-structures of the syntactic contexts.

Example: Descriptions

lion (↑ pred) = ‘lion’-s (↑ num) = pl

Example: Structures

N

lions

fN

[pred ‘lion’

num pl

]

Weiwei Sun Lexical-Functional Grammar 53/65

Page 66: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Inflected words (2)

Example: Descriptions

live (↑ pred) = ‘live〈...〉’-s (↑ tense) = pres

(↑ subj) =↓(↓ pers) = 3(↓ num) = sg

Example: Structures

VfN

live sfs

fV

pred ‘live

⟨...⟩’

tense pres

subj fs

[num sg

pers 3

]

Weiwei Sun Lexical-Functional Grammar 54/65

Page 67: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Example I: Basis

Example

(23) David yawned

P122. Lexical-Functional GrammarOn whiteboard

Weiwei Sun Lexical-Functional Grammar 55/65

Page 68: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Outline

Grammatical Functions

Syntactic Descriptions

Structural Correspondences

Configurational vs. Nonconfigurational

Weiwei Sun Lexical-Functional Grammar 56/65

Page 69: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Two types of encoding

Grammatical functions are encoded in different ways in differentlanguages. Two fundamental ways for language to realizeunderlying concepts:

I Phrase structure (groups)

I Morphology (shapes)

Morphology competes with syntax

I English: phrase structure strategy (configurational)

I Warlpiri: morphological strategy (nonconfigurational)

Languages may tend to employ one type of encoding more heavily,but there are many cases in which a single language employs mixedstrategies.

Weiwei Sun Lexical-Functional Grammar 56/65

Page 70: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

English

I subj, obj, and oblθ are primarily encodedconfigurationally.

⇒ PS rules contain specifications of particular grammaticalfunctions.

PS rules

IIP → NP I′

(↑ subj) =↓ ↑=↓

II′ → I VP

↑=↓ ↑=↓

IVP → V′

↑=↓

IVP → V NP

↑=↓ (↑ obj) =↓

Weiwei Sun Lexical-Functional Grammar 57/65

Page 71: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Warlpiri (1)

Grammatical function is determined by morphological casemark-ing on the argument phrase

GF≡{subj|obj|objθ|oblθ|comp|xcomp|adj|xadj}

PS rules

I

IP → NP I′

(↑ focus) =↓ ↑=↓(↑ gf) =↓

II′ → I S

↑=↓ ↑=↓

IS → { NP | V }∗

(↑ gf) =↓ ↑=↓

Weiwei Sun Lexical-Functional Grammar 58/65

Page 72: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Warlpiri (2)

The Warlpiri verb specifies a great deal of information about itsarguments.

Lexical entry

panti-rni V (↑ pred)=‘spear〈subj,obj〉’((↑ subj pred)=‘pro’)(↑ subj case)=ERG((↑ obj pred)=‘pro’)(↑ obj case)=ABS

ngarrka-ngku V (↑ pred)=‘man’(↑ case)=ERG

(24)ngarrka-ngku ka wawirri panti-rniman-ERG PRES kangaroo.ABS spear-NONPAST‘The man is spearing the kangaroo.’

Weiwei Sun Lexical-Functional Grammar 59/65

Page 73: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Warlpiri: An example

Example

P129. Lexical-Functional Grammar.On whiteboard

Weiwei Sun Lexical-Functional Grammar 60/65

Page 74: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Summary

Quote

Semantic roles, syntactic constituents, and gram-matical functions belong to parallel information struc-tures of very different formal character. They are re-lated not by proof-theoretic derivation but by structuralcorrespondences, as a melody is related to the words ofa song. The song is decomposable into parallel melodicand linguistic structures, which jointly constrain thenature of the whole. In the same way, the sentencesof human language are themselves decomposable intoparallel systems of constraints—structural, functional,semantic, and prosodic—which the whole must jointlysatisfy.

Joan Bresnan

Weiwei Sun Lexical-Functional Grammar 61/65

Page 75: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Summary

Main ideas

I LFG is a nontransformational theory.I The idea is fairly radical when first proposed.

I A formal system to model human speech: fits in thetradition of generative grammar.

I Psychological plausibility: represent a native speaker’ssyntactic knowledge appropriately.

I Strong typological (universal) basis: analyses shouldcapture cross-linguistic similarities.

LFG brings scholars from different fields together:

I Theoretical linguists

I Descriptive, typological linguists

I Computational linguistics

Weiwei Sun Lexical-Functional Grammar 62/65

Page 76: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Summary

LFG is lexical

I LFG assumes that words and lexical items are as importantin providing grammatical information as syntactic elements

I The lexicon is richly structured to capture linguisticgeneralizations.

LFG is functional

Functional syntactic concepts like subject and object are relevantfor the analysis of every language.

I Grammatical functions like subject and object areprimitives of the theory.

Weiwei Sun Lexical-Functional Grammar 63/65

Page 77: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Design Principles

Principle I: Variability

External structures (modelled by LFG c-structures) vary acrosslanguages.

Principle II: Universality

Internal structures (modelled by LFG f-structures) are largely in-variant across languages.

Principle III: Monotonicity

The mapping from c-structure to f-structure is not one-to-one,but it is monotonic (information-preserving).

Weiwei Sun Lexical-Functional Grammar 64/65

Page 78: Lexical-Functional Grammar - University of Cambridgews390/course/syntax/lfgarch.pdf · 2020. 2. 5. · Lexical-Functional Grammar The idea that words and phrases are alternative means

Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational

Reading

I Chap. 1, 2, 5. Lexical Functional Grammar

* Chap. 4. Lexical Functional Grammar

* Chapter 13. Grammatical theory: From transformationalgrammar to constraint-based approaches

Weiwei Sun Lexical-Functional Grammar 65/65