Upload
others
View
19
Download
0
Embed Size (px)
Citation preview
Lexical-Functional GrammarArchitecture
Weiwei Sun
Institute of Computer Science and TechnologyPeking University
September 15, 2018
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Homework: 读读读书书书报报报告告告
挑一篇阅读材料,写一篇内容总结(中文),要求:
I 在理解的基础上概述阅读材料的最主要内容
I 不超过2000字(不包括图、公式等)
I 3月26日前电邮PDF版发送给我
Reference
I Chapter 1 of Lexical-Functional Syntax: Motivation for theLFG Architecture.
I Ash Asudeh, Mary Dalrympl, and Ida Toivonen.Constructions with lexical integrity. Journal of LanguageModelling.
I Mary Dalrymple, Ronald M. Kaplan, and Tracy HollowayKing. Economy of Expression as a principle of syntax.Journal of Language Modelling.
Weiwei Sun Lexical-Functional Grammar 2/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Word groups or word shapes (1)
S
VP
VP
NP
that dog
V
chasing
Aux
are
NP
the two small children
(1) a. *The two small are chasing that children dog.
b. *The two small are dog chasing children that.
c. *Chasing are the two small that dog children.
d. *That are children chasing the two small dog.
Weiwei Sun Lexical-Functional Grammar 3/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Word groups or word shapes (2)
S
NP
malikidog
.ABS
NP
kurdu-jarra-rluchild
-DUAL-ERG
NP
yalumputhat.ABS
V
wajili-pi-nyichase
-NPAST
Aux
ka-palapres
-3DU.SUBJ
NP
wita-jarra-rlusmall
-DUAL-ERG
Warlpiri
Every permutation of the words in the sentence is possible, solong as the auxiliary tense marker occurs in the second position.
Bresnan (1998, 2001)
Morphology competes with syntax.
Absolutive: Morphologicl case in ergative languages for indicating subject of
intransitive verbs and object of transitive verbs. Ergative: Morphologicl case in
ergative languages for indicating agent of the transitive verbs in the basic voice.Weiwei Sun Lexical-Functional Grammar 4/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Grammatical relations
Although Warlpiri lacks English-style phrase structure, and En-glish lacks Warlpiri-style case and agreement forms of words, theyhave a common organization at a deeper level.
Binding: Subject/Object matters
(2) a. Lucy is hitting herself.
b. *Herself is hitting Lucy.
(3) a. Napaljarri-rli ka-nyanu paka-rni.Napaljarri-ERG PRES-REFL hit-NONPAST.‘Napaljarri is hitting herself.’
b. *Napaljarri ka-nyanu paka-rni.Napaljarri.ABS PRES-REFL hit-NONPAST.‘Herself is hitting Napaljarri.’
Weiwei Sun Lexical-Functional Grammar 5/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Discussion
Do you like the following representation?
S
Predicate
VP
Object
NP
N
boy
Det
the
Main Verb
V
frighten
Aux
M
may
Subject
NP
N
sincerity
Weiwei Sun Lexical-Functional Grammar 6/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Discussion
Do you like the following representation?
S
Predicate
VP
Object
NP
N
boy
Det
the
Main Verb
V
frighten
Aux
M
may
Subject
NP
N
sincerity
Weiwei Sun Lexical-Functional Grammar 6/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
F-structure: motivation
Assumption
For any language functional syntactic concepts such as subjectand object are relevant.
⇒Use f(unctional)-structure
I to represent what languages have in common inwide-spread phenomena,
I to capture some universal properties of language
There is no advantage in representing such information as phrase-structure information.
Weiwei Sun Lexical-Functional Grammar 7/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Discussion
How should abstract grammatical relations be captured?
I Transformational Grammar: configurationally, using auniform syntactic representation
I LFG: nonconfigurationally, using a separate syntacticrepresentation
What does this representation mean?
(4) sincerity may frighten the boy.
pred ‘我⟨subj,obj
⟩’
subj[pred ’sincerity’
]
obj
pred ’boy’
def +
pers 3rd
num sg
Weiwei Sun Lexical-Functional Grammar 8/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Discussion
How should abstract grammatical relations be captured?
I Transformational Grammar: configurationally, using auniform syntactic representation
I LFG: nonconfigurationally, using a separate syntacticrepresentation
What does this representation mean?
(5) sincerity may frighten the boy.
pred ‘我⟨subj,obj
⟩’
subj[pred ’sincerity’
]
obj
pred ’boy’
def +
pers 3rd
num sg
Weiwei Sun Lexical-Functional Grammar 8/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Lexical-Functional Grammar
The idea that words and phrases are alternative means of ex-pressing the same grammatical relations underlies the design ofLexical-Functional Grammar (LFG).
Pioneers
Developed in the late 70s by Joan Bresnan and Ron Kaplan
I J. Bresnan: A linguist trained at the MIT
I R. Kaplan: A psycholinguist and computational linguisttrained at Harvard
Weiwei Sun Lexical-Functional Grammar 9/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Demo
http://clarino.uib.no/iness/xle-web
Weiwei Sun Lexical-Functional Grammar 10/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Outline
Grammatical Functions
Syntactic Descriptions
Structural Correspondences
Configurational vs. Nonconfigurational
Weiwei Sun Lexical-Functional Grammar 11/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Grammatical functions
Universally-available grammatical functions
LFG posits a universal inventory of grammatical functions.
I subj: subject
I obj: object
I comp: sentential or closed (nonpredicative) infinitivalcomplement.
I xcomp: an open (predicative) complement, ofteninfinitival, whose subj function is externally controlled.
I objθ: a family of secondary objfunctions associated witha particular, language-specific set of thematic roles
I oblθ: a family of thematically restricted oblique functions.E.g. oblGOAL, oblSOURCE,
I adj, xadj: adjunct functions
Weiwei Sun Lexical-Functional Grammar 11/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Subject (1)
Case
(6) he/*him broke the window
Agreement
(7) I am / You are / He is
Subjecthood test
How about Mandarin Chinese?
Weiwei Sun Lexical-Functional Grammar 12/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Object
I Many languages have more than one phrase bearing an objectfunction.
(8) a. He gave her a book.b. I bet you 1 million pounds you won’t click on this
video. (from YouTube)
I Languages allow a single thematically unrestricted object, theprimary obj.
(9) a. I gave her a book.b. I gave a book to her.
I Languages may allow one or more secondary, thematicallyrestricted objects, viz objθ. In English, the thematicallyrestricted object must be a theme.
(10) a. I made her a cake.b. *I made a cake her.
Weiwei Sun Lexical-Functional Grammar 13/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Oblique
I Obliques are with an explicit indication of the thematic role.In English, this indication is by means of prepositions: obliquearguments are PPs, while objects are bare NPs/DPs.
I The oblique argument functions include such grammaticalfunctions as GOAL (to), BENEFACTIVE (for), SOURCE(from), INSTRUMENT (with), LOCATION (variousprepositions), AGENT (by), etc.
I oblθ: oblgoal, oblben, oblsource, oblinstrument, oblloc,oblagent
(11) a. David gave the book [oblgoal to Chris].
b. *David gave the book to Chris to Ken.
Weiwei Sun Lexical-Functional Grammar 14/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
COMP/XCOMP/XADJ
The comp, xcomp, and xadj functions are clausal functions.
I The comp function is a closed function containing an internalsubj phrase.
(12) a. David complained that Chris yawned.b. David wondered who yawned.c. David couldn’t believe how big the house was.
I The xcomp and xadj functions are open functions that donot contain an internal subject phrase. Their subjmust bespecified externally to their phrase.
(13) a. David seemed to yawn.b. Chris expected David to yawn.
(14) Stretching his arms, David yawned.
Weiwei Sun Lexical-Functional Grammar 15/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Cross-classification of grammatical functions
Several cross-classifications are possible among grammaticalfunctions.
I Governable functions: subj, obj, (x)comp, objθ, oblθare governed or subcategorized for by the predicate.
I Modifiers: adj, xadj modify the phrase they appear in,but they are not subcategorized for by the predicate.
I Open functions: xcomp, xadj
I Closed functions: subj, obj, comp, objθ, oblθ, adj
Weiwei Sun Lexical-Functional Grammar 16/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Classification of the argument functions
Core vs. Non-core
I Core arguments/terms: subj, obj, objθI More strictly grammatical functions
I Non-core functions/non-terms: oblθI Oblique elements are much less active syntactically than
core elements.
Restricted vs. Unrestricted
I Semantically unrestricted functions: subj, obj
I Semantically restricted functions: objθ, oblθ
Weiwei Sun Lexical-Functional Grammar 17/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Nongovernable grammatical functions
There are two nongovernable grammatical functions:
I adj: grammatical function of modifiers
I xadj: open predicative adjuncts, whose subj function isexternally controlled.
(15) a. Having opened the window, David took a deepbreath.
b. David ate the celery naked.c. David ate the celery raw.
More than one adjunct function can appear in a sentence.
(16) David devoured a sandwich at noon yesterday.
Weiwei Sun Lexical-Functional Grammar 18/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
The autonomy of functional organization
Key: GFs are primitive concepts
LFG does not assume that abstract grammatical functions aredefined in terms of their phrase structural position in the sentencenor in terms of morphological properties like casemarking.
Comparison to GB
Grammatical relations are defined structurally, in terms of thetree.
I Subject: NP or CP daughter of TP
* Object: NP or CP daughter of a VP headed by atransitive verb
* Object of preposition: NP daughter of PP
Weiwei Sun Lexical-Functional Grammar 19/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Examples of English grammatical functions in LFG(based on Asudeh and Toivonen 2015)
subject Some people with no shame walked in and wreckedthe party.
(subj) The party was wrecked by some people with noshame.
object Primary object(obj) Ricky trashed the hotel room.
Ricky gave John a glass.Ricky gave a glass to John.
objectθ Secondary object; thematically restricted object(object theme, restricted to theme roles)(objθ in English restricted to theme, cannot be ben-eficiary)
(objθ) Sandy gave John a glass.Tom baked Susan a cake.
Weiwei Sun Lexical-Functional Grammar 20/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Examples of English grammatical functions in LFG(based on Asudeh and Toivonen 2015)
obliqueθ Typically has oblique case or is a PP(oblθ) Julia placed the vase on the desk.
Ricky gave a glass to John.
complement Closed (saturated) complement: a clausal argu-ment which has its own subject
(comp) Peggy told Matt that she had won the prize.
xcomp Open (unsaturated) predicate complementI told Patrick to quit.Peggy-Sue seems to be a complete fraud.
adjunct A modifier, a nonargument(adj) Mary read a good book.
Mary counted the cars very quickly.Sally killed a bug in the yard.Since she had no money, Mary was forced toget a job.
Weiwei Sun Lexical-Functional Grammar 21/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Examples of English grammatical functions in LFG(based on Asudeh and Toivonen 2015)
xadj Open predicate adjunctHaving no money, Mary was forced to get a job.
possessor Possessor phrase(poss) John’s book
topic Grammaticalized discourse function;(top) must be identified with or anaphorically linked
to another grammatical functionBagels, Mary loves. (top = obj)As for bagels, Mary loves them. (top anaphor-ically linked to obj)
focus Grammaticalized discourse function;(foc) must be identified with or anaphorically linked
to another grammatical functionWhich author do the critics praise? (foc =obj)
Weiwei Sun Lexical-Functional Grammar 22/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Outline
Grammatical Functions
Syntactic Descriptions
Structural Correspondences
Configurational vs. Nonconfigurational
Weiwei Sun Lexical-Functional Grammar 23/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Multiple parallel structures
Assumption: language is made up of multiple dimensions ofstructure.
I LFG describes and models language by parallel structures.
I LFG also illustrates how different aspects of linguisticstructure are related.
Traditional LFG analyses focus on two structures
Constituent/categorial structure (c-structure)
I overt, more concrete level of linear and hierarchicalorganization of words into phrases.
Functional structure (f-structure)
I abstract functional syntactic organization of the sentence
I syntactic predicate-argument structure and functionalrelations like subject and object.
Weiwei Sun Lexical-Functional Grammar 23/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
C-structure
Described by conventional PS trees
PS trees are defined in terms of syntactic categories, terminalnodes, dominance and precedence.
I They don’t contain unpronounced words.
I They reflect the structure and grouping of words andphrases in the sentence.
Not universal
I Languages are very different on the c-structure level.
I The inventory of phrasal categories is not universally fixed,but may vary from language to language.
Weiwei Sun Lexical-Functional Grammar 24/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Phrase structure rules
CFG rules
S → NP VP
I This rule permits a node labeled S to dominate two nodes,an NP and a VP, with the NP preceding the VP.
I In LFG, phrase structure rules are interpreted as nodeadmissibility conditions: a phrase structure tree isadmitted by a set of phrase structure rules.
LFG employ more flexible phrase structure rules
I IP → {NP|PP} I′
I Either a NP or a PP can appear in the specifier position.I {...|...} mark disjunction.
I VP → V (NP) PP∗
I (NP): an optional NPI ∗: can repeat zero or many times.
Weiwei Sun Lexical-Functional Grammar 25/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
ID/LP rules
I Immediate Dominance (ID) rules: dominance relations
I Linear Precedence (LP) rules: precedence constraints
ID rule: Using commas
VP→V, NP
⇒ VP→V NP
⇒ VP→NP V
LP ordering constraint: Using ≺VP→V, NP V≺NP
⇒ VP→V NP
VP→V, NP, PP V≺NP, V≺PP
⇒ {VP→V NP PP | VP→V PP NP}
Weiwei Sun Lexical-Functional Grammar 26/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
F-structure representation
Described by functions
I In LFG, functional information is formally represented bythe f-structure.
I Mathematically, the f-structure can be thought of as afunction from attributes to values,
I or equivalently as a set of 〈attribute, value〉 pairs.
Attribute-Value Matrix (AVM)
We can represent f-structures in tabular form[attribute1 value1attribute2 value2
]
Weiwei Sun Lexical-Functional Grammar 27/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
An example
Example
(17) I saw the girl.
subj
pred ’pro’
pers 1st
num sg
tense past
pred ’see⟨subj, obj
⟩’
obj
pred ’girl’
def +
pers 3rd
num sg
LFG is functional!
Weiwei Sun Lexical-Functional Grammar 28/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Formal properties of f-structures
Definition (F-structure)
An f-structure is a finite set of pairs of attributes and values.An f-structures attributes can be
I atomic symbols, e.g. subj, obj, pred
An f-structures values can be:
I atomic symbols, e.g. sg , 1st, +, past
I semantic forms, e.g. ’girl’, ’see〈subj, obj〉’I f-structures
I a set of f-structures
Attributes with the same valuesatt1 1
[a1 v1
a2 v2
]att2 1
Weiwei Sun Lexical-Functional Grammar 29/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Example
Example: David yawned quietly yesterday.
subj[pred ’david’
]pred ’yawn
⟨subj
⟩’
tense past
adj
[pred ’quietly’
][pred ’yesterday’
]
Weiwei Sun Lexical-Functional Grammar 30/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Example
Example: David yawned quietly yesterday.
subj[pred ’david’
]pred ’yawn
⟨subj
⟩’
tense past
adj
[pred ’quietly’
][pred ’yesterday’
]
Atomic
Weiwei Sun Lexical-Functional Grammar 30/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Example
Example: David yawned quietly yesterday.
subj[pred ’david’
]pred ’yawn
⟨subj
⟩’
tense past
adj
[pred ’quietly’
][pred ’yesterday’
]
Semantic form
Weiwei Sun Lexical-Functional Grammar 30/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Example
Example: David yawned quietly yesterday.
subj[pred ’david’
]pred ’yawn
⟨subj
⟩’
tense past
adj
[pred ’quietly’
][pred ’yesterday’
]
F-structure
Weiwei Sun Lexical-Functional Grammar 30/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Example
Example: David yawned quietly yesterday.
subj[pred ’david’
]pred ’yawn
⟨subj
⟩’
tense past
adj
[pred ’quietly’
][pred ’yesterday’
]
A set of f-structures
Weiwei Sun Lexical-Functional Grammar 30/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Subcategorization
I A semantic form may contain an argument list, next to itssemantic predicate name, e.g.
I ’yawn〈subj〉’I ’see〈subj, obj〉’I ’give〈subj, obj, objtheme〉’
I Lexical items select for grammatical functions (not for NPs,CP, etc)
I How to make sure that subcategorization requirements arefulfilled?
Well-formedness constraints on the f-structure
1. Completeness
2. Coherence
3. Consistency (uniqueness)
Weiwei Sun Lexical-Functional Grammar 31/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Principle of completeness
All governable functions present in the argument list of a seman-tic form must be present in the f-structure.
(18) *He devoured.subj[pred ’pro’
]pred ’devour
⟨subj, obj
⟩’
Definition
Local Completeness: An f-structure is locally complete iff itcontains all the governable functions that its predicate governs.Completeness: An f-structure is complete iff it is locally com-plete and all its subsidiary f-structures are locally complete.
Weiwei Sun Lexical-Functional Grammar 32/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Principle of coherence
All governable functions present in the f-structure are also presentin the argument list of the predicate.
(19) *David yawned the flower.subj
[pred ’David’
]obj
[pred ’David’
]pred ’yawn
⟨subj
⟩’
Definition
Local Coherence: An f-structure is locally coherent iff all thegovernable functions it contains are governed by its predicate.Coherence: An f-structure is coherent iff it is locally coherentand all its subsidiary f-structures are locally coherent.
Weiwei Sun Lexical-Functional Grammar 33/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
The principle of consistency (uniqueness)
An attribute has a unique value.
Definition
Consistency: An f-structure is consistent iff all attributes haveat most one value (which may be a set).
The value of the (x)adj function is a set of f-structures:
pred ’devour⟨subj, obj
⟩’
subj[pred ’david’
]obj
[spec A
pred ’sandwich’
]
adj
[pred ’quietly’
],
pred ’at⟨obj
⟩’
obj[pred ’noon’
]
Weiwei Sun Lexical-Functional Grammar 34/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Functional description
Function
The language of functional descriptions is based on the mathe-matical conception of f-structures as functions:
f(x) = x2 ⇒ f(SUBJ)= g ⇒ (f SUBJ)= g
Functional description
(f FEAT): the value of the FEAT feature in f
I (f tense) = past
I (f subj) = g
I h ∈ (f adj)
Weiwei Sun Lexical-Functional Grammar 35/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
How to construct f-structures?
Functional descriptions just present partial constraints. We findsound f-structures by solving a bunch of constraints, like solvingan algebra problem.(
2 11 2
)(xy
)=
(33
)=⇒
(xy
)=
(11
)
Minimality
The f-structure for an utterance is the minimal solution satisfyingthe constraints introduced by the words and phrase structure ofthe utterance.
Subsumption
A structure A subsumes a structure B iff A and B are identicalor B contains A and additional information not included in A.
Weiwei Sun Lexical-Functional Grammar 36/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
An example
Example
(f subj) = g(f pred) = ‘laugh〈subj〉’(g pred) = ‘david’
⇓
f:
pred ‘laugh⟨subj
⟩’
subj g:[pred ‘david’
]
We could enhance our language for functional descriptions.
Weiwei Sun Lexical-Functional Grammar 37/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Negation
Negation
An f-description can be negated; when this happens, the f-description must not be satisfied.
Example
(20) a. I know whether/if David yawned.
b. You have to justify whether/*if your journey is reallynecessary.
justify (f comp compform) 6= IF
Weiwei Sun Lexical-Functional Grammar 38/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Existential constraints
Existential constraint
An f-structure may be required to contain an attribute, but itsvalue may be unconstrained.
Example
(21) a. the man who yawned
b. the man who yawns
c. the man who will yawn
d. *the man who yawning
We can enforce the requirement for relative clauses to be tensedby means of a constraint like the following:(f tense)
Weiwei Sun Lexical-Functional Grammar 39/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Constraining equation
Constraining equation
I Defining equations determine the minimal solution
I Constraining equations check that the minimal solution iswellformed.
Example
(22) a. Chris thought that David yawned.
b. Chris thought David yawned.
c. That David yawned surprised Chris.
d. *David yawned surprised Chris.
I (f compform) = THAT
I (f compform) =c THAT
Weiwei Sun Lexical-Functional Grammar 40/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Inside-out constraint
Outside-in vs. Inside-out
I Outside-in functional constraint:I (f pred) = ‘rock′
I (f case) = LOC
I Inside-out functional constraints:I ((oblloc g) case) = ERGI (subj oblloc g)
Example
(oblloc g) is labeled f : f = (oblloc g)subj f
case ERG
oblloc g
[pred ’rock’
case LOC
]
Weiwei Sun Lexical-Functional Grammar 41/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Questions
1. Where can I find these functional descriptions?
2. What is the relation between c-structure and f-structure?
Weiwei Sun Lexical-Functional Grammar 42/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Outline
Grammatical Functions
Syntactic Descriptions
Structural Correspondences
Configurational vs. Nonconfigurational
Weiwei Sun Lexical-Functional Grammar 43/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Structural correspondences (1)
Question
I C-structures and f-structures represent different propertiesof an utterance.
I How can these structures be associated properly to aparticular sentence?
Codescription
Simultaneously describing more than one structure: Each pieceof the c-structure is directly associated with a description of partof the f-structure.
Example
Sf1
VPf3NPf2f1, f3
[subj f2
]
Weiwei Sun Lexical-Functional Grammar 43/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Structural correspondences (2)
Correspondence function
A function φ maps c-structures to f-structures φ : N 7→ F .
I φ(n): f-structure associated with n
I φ(M(n)): f-structure associated with the parent node of n
Example
S
VP
V
smiled
NP
N
David
fS, fVP, fV:
pred ’smile⟨subj
⟩’
tense past
subj gNP, gN:
pred ’david’
num sg
pers 3rd
Weiwei Sun Lexical-Functional Grammar 44/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Structural correspondences (3)
The head convention
A constituent structure phrase and its head map to the samef-structure.
Example
I S, VP and V map to the same f-structure f .
I NP and N map to the same f-structure g.
S
VP
V
smiled
NP
N
David
f :
pred ’smile⟨subj
⟩’
tense past
subj g:
pred ’david’
num sg
pers 3rd
Weiwei Sun Lexical-Functional Grammar 45/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Annotating PS-rules: heads
Consider the rewrite rule: VP → V
Notation
VP and V have the same f-structure by annotating the V-node:
VP → Vφ(M(n)) = φ(n)
The equation indicates that the f-structure of the parent node ofV (i.e. φ(M(n))) is equal to one of the node V (φ(n)).
An alternative notation
I ↑≡ φ(M(n))
I ↓≡ φ(n)VP → V
↑=↓
Weiwei Sun Lexical-Functional Grammar 46/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Annotating PS-rules: grammatical functions
Notation
S → NP VP(φ(M(n)) subj) = φ(n) φ(M(n)) = φ(n)
The first equation indicates that the subj feature of the f-structure of the parent node of NP (i.e. (φ(M(n)) subj)) isequal to the f-structure of NP (φ(n)).
An alternative notation
I ↑≡ φ(M(n))
I ↓≡ φ(n)S → NP VP
(↑ subj)=↓ ↑=↓
Key idea
Local description of partial structures
Weiwei Sun Lexical-Functional Grammar 47/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Instantiation
S
VP
V
smiled
NP
N
David
fS, fVP, fV:
pred ’smile⟨subj
⟩’
tense past
subj gNP, gN:
pred ’david’
num sg
pers 3rd
I (fS subj) = fNP)
I fNP = fNI (fN pred) = ‘david’
I (fN num) = sg
I (fN pers) = 3rd
I fS = fVPI fVP = fVI (fV pred) = ‘smile〈subj〉’I (fV tense) = past
Weiwei Sun Lexical-Functional Grammar 48/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Adjuncts
I The attribute adj takes a set as its value
I The c-structure/f-structure correspondance rule expressesmembership to a set.
N → ADJP N↓∈ (↑ adj) ↑=↓
Example
N
N↑=↓
girl
A↓∈ (↑ adj)
pretty
pred ’girl’
num sg
pers 3rd
adj
{[pred ’pretty’
]}
Weiwei Sun Lexical-Functional Grammar 49/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Lexical entries
Notation
In lexical entries, information about the item’s f-structure is rep-resented in the same way:
smiled V (↑ pred) = ‘smile〈subj〉’(↑ tense) = past
An alternative notation
The equivalent phrase structure rule:
V → smiled(↑ pred) = ‘smile〈subj〉’
(↑ tense) = past
Weiwei Sun Lexical-Functional Grammar 50/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Lexical integrity
Principle lexical integrity
Morphologically complete words are leaves of the c-structure tree,and each leaf corresponds to one and only one c-structure node.
I Fully inflected words are the terminal elements of thec-structures.
I Every word belongs to exactly one node.
I The structural formation of words is independent of thestructural formation of phrases.
Warlpiri
I The relative order of words in sentences is extremely free.
I The relative order of stems and inflections in words is fixed.
Weiwei Sun Lexical-Functional Grammar 51/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Lexical integrity: A seemly irrelevant illustration
Chomsky (1970) demonstrated that
NPs based on “derived” nouns (i.e. nouns that have verbalcounterparts) have exactly the syntax of NPs based onunderived nouns.
Chomsky reasoned,
we need to recognize that both types are base-generated asnouns instead of attempting to derive certain NPs fromclausal counterparts
Target syntax argument
To generate A directly instead of deriving it from C if there existsa pattern B that has the same target syntax as A and is clearlynot derived from C.
C → AB
Weiwei Sun Lexical-Functional Grammar 52/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Lexical integrity: A seemly irrelevant illustration
Chomsky (1970) demonstrated that
NPs based on “derived” nouns (i.e. nouns that have verbalcounterparts) have exactly the syntax of NPs based onunderived nouns.
Chomsky reasoned,
we need to recognize that both types are base-generated asnouns instead of attempting to derive certain NPs fromclausal counterparts
Target syntax argument
To generate A directly instead of deriving it from C if there existsa pattern B that has the same target syntax as A and is clearlynot derived from C.
C → AB
Weiwei Sun Lexical-Functional Grammar 52/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Lexical integrity: A seemly irrelevant illustration
Chomsky (1970) demonstrated that
NPs based on “derived” nouns (i.e. nouns that have verbalcounterparts) have exactly the syntax of NPs based onunderived nouns.
Chomsky reasoned,
we need to recognize that both types are base-generated asnouns instead of attempting to derive certain NPs fromclausal counterparts
Target syntax argument
To generate A directly instead of deriving it from C if there existsa pattern B that has the same target syntax as A and is clearlynot derived from C.
C → AB
Weiwei Sun Lexical-Functional Grammar 52/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Lexical integrity: A seemly irrelevant illustration
Chomsky (1970) demonstrated that
NPs based on “derived” nouns (i.e. nouns that have verbalcounterparts) have exactly the syntax of NPs based onunderived nouns.
Chomsky reasoned,
we need to recognize that both types are base-generated asnouns instead of attempting to derive certain NPs fromclausal counterparts
Target syntax argument
To generate A directly instead of deriving it from C if there existsa pattern B that has the same target syntax as A and is clearlynot derived from C.
C 9 AB
Weiwei Sun Lexical-Functional Grammar 52/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Inflected words (1)
According to the principle of lexical integrity
I Internal structural formation of words invisible toc-structure principles.
I But the f-structures specified by words is allowed to unifywith the f-structures of the syntactic contexts.
Example: Descriptions
lion (↑ pred) = ‘lion’-s (↑ num) = pl
Example: Structures
N
lions
fN
[pred ‘lion’
num pl
]
Weiwei Sun Lexical-Functional Grammar 53/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Inflected words (2)
Example: Descriptions
live (↑ pred) = ‘live〈...〉’-s (↑ tense) = pres
(↑ subj) =↓(↓ pers) = 3(↓ num) = sg
Example: Structures
VfN
live sfs
fV
pred ‘live
⟨...⟩’
tense pres
subj fs
[num sg
pers 3
]
Weiwei Sun Lexical-Functional Grammar 54/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Example I: Basis
Example
(23) David yawned
P122. Lexical-Functional GrammarOn whiteboard
Weiwei Sun Lexical-Functional Grammar 55/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Outline
Grammatical Functions
Syntactic Descriptions
Structural Correspondences
Configurational vs. Nonconfigurational
Weiwei Sun Lexical-Functional Grammar 56/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Two types of encoding
Grammatical functions are encoded in different ways in differentlanguages. Two fundamental ways for language to realizeunderlying concepts:
I Phrase structure (groups)
I Morphology (shapes)
Morphology competes with syntax
I English: phrase structure strategy (configurational)
I Warlpiri: morphological strategy (nonconfigurational)
Languages may tend to employ one type of encoding more heavily,but there are many cases in which a single language employs mixedstrategies.
Weiwei Sun Lexical-Functional Grammar 56/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
English
I subj, obj, and oblθ are primarily encodedconfigurationally.
⇒ PS rules contain specifications of particular grammaticalfunctions.
PS rules
IIP → NP I′
(↑ subj) =↓ ↑=↓
II′ → I VP
↑=↓ ↑=↓
IVP → V′
↑=↓
IVP → V NP
↑=↓ (↑ obj) =↓
Weiwei Sun Lexical-Functional Grammar 57/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Warlpiri (1)
Grammatical function is determined by morphological casemark-ing on the argument phrase
GF≡{subj|obj|objθ|oblθ|comp|xcomp|adj|xadj}
PS rules
I
IP → NP I′
(↑ focus) =↓ ↑=↓(↑ gf) =↓
II′ → I S
↑=↓ ↑=↓
IS → { NP | V }∗
(↑ gf) =↓ ↑=↓
Weiwei Sun Lexical-Functional Grammar 58/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Warlpiri (2)
The Warlpiri verb specifies a great deal of information about itsarguments.
Lexical entry
panti-rni V (↑ pred)=‘spear〈subj,obj〉’((↑ subj pred)=‘pro’)(↑ subj case)=ERG((↑ obj pred)=‘pro’)(↑ obj case)=ABS
ngarrka-ngku V (↑ pred)=‘man’(↑ case)=ERG
(24)ngarrka-ngku ka wawirri panti-rniman-ERG PRES kangaroo.ABS spear-NONPAST‘The man is spearing the kangaroo.’
Weiwei Sun Lexical-Functional Grammar 59/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Warlpiri: An example
Example
P129. Lexical-Functional Grammar.On whiteboard
Weiwei Sun Lexical-Functional Grammar 60/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Summary
Quote
Semantic roles, syntactic constituents, and gram-matical functions belong to parallel information struc-tures of very different formal character. They are re-lated not by proof-theoretic derivation but by structuralcorrespondences, as a melody is related to the words ofa song. The song is decomposable into parallel melodicand linguistic structures, which jointly constrain thenature of the whole. In the same way, the sentencesof human language are themselves decomposable intoparallel systems of constraints—structural, functional,semantic, and prosodic—which the whole must jointlysatisfy.
Joan Bresnan
Weiwei Sun Lexical-Functional Grammar 61/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Summary
Main ideas
I LFG is a nontransformational theory.I The idea is fairly radical when first proposed.
I A formal system to model human speech: fits in thetradition of generative grammar.
I Psychological plausibility: represent a native speaker’ssyntactic knowledge appropriately.
I Strong typological (universal) basis: analyses shouldcapture cross-linguistic similarities.
LFG brings scholars from different fields together:
I Theoretical linguists
I Descriptive, typological linguists
I Computational linguistics
Weiwei Sun Lexical-Functional Grammar 62/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Summary
LFG is lexical
I LFG assumes that words and lexical items are as importantin providing grammatical information as syntactic elements
I The lexicon is richly structured to capture linguisticgeneralizations.
LFG is functional
Functional syntactic concepts like subject and object are relevantfor the analysis of every language.
I Grammatical functions like subject and object areprimitives of the theory.
Weiwei Sun Lexical-Functional Grammar 63/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Design Principles
Principle I: Variability
External structures (modelled by LFG c-structures) vary acrosslanguages.
Principle II: Universality
Internal structures (modelled by LFG f-structures) are largely in-variant across languages.
Principle III: Monotonicity
The mapping from c-structure to f-structure is not one-to-one,but it is monotonic (information-preserving).
Weiwei Sun Lexical-Functional Grammar 64/65
Grammatical Functions Syntactic Descriptions Structural Correspondences Configurational vs. Nonconfigurational
Reading
I Chap. 1, 2, 5. Lexical Functional Grammar
* Chap. 4. Lexical Functional Grammar
* Chapter 13. Grammatical theory: From transformationalgrammar to constraint-based approaches
Weiwei Sun Lexical-Functional Grammar 65/65