72
Learning about Land Reform in South Africa: A Social Scientific Approach Karin Bos Annet Pauwelussen Leonardo van den Berg Eefje Notten Anne Gerrit Draaijer

Learning about Land Reform in South Africa: A Social ... Africa: A Social Scientific Approach ... Example of a Transect Data Sheet 48 Tables ... LRAD Land Redistribution for Agricultural

Embed Size (px)

Citation preview

Learning about Land Reform in

South Africa: A Social Scientific Approach

Karin Bos

Annet Pauwelussen

Leonardo van den Berg

Eefje Notten

Anne Gerrit Draaijer

Learning about Land Reform in

South Africa: A Social Scientific Approach

Team 507

Development of a training module on land reform in South Africa

Commissioner: Dhr. Verschoor

Coach: Marian Koster

June, 2009

Karin Bos

Annet Pauwelussen

Leonardo van den Berg

Eefje Notten

Anne Gerrit Draaijer

This report is produced by students of Wageningen University as part of their MSc-

programme.

It is not an official publication of Wageningen University or Wageningen UR and the content

herein does not represent any formal position or representation by Wageningen University.

Copyright © 2009 All rights reserved. No part of this publication may be reproduced

or distributed in any form or by any means, without the prior consent of the authors.

Page

Table of contents

List of boxes, figures and tables

List of acronyms

Background and justification of the module 1

Chapter 1 An introduction to South African land reform 3

1.1 Land reform history 4

1.2 South African land reform in regional comparison 8

1.3 Challenges for South African land reform 10

Chapter 2 Theoretical approaches to land reform 18

2.1 Neo-liberal approaches to land reform 19

2.2 Political Economy approaches to land reform 20

2.3 Actor-oriented approaches to land reform 24

Chapter 3 Land reform in practice: livelihood strategies 28

3.1 Livelihood 28

3.2 Perceptions of the livelihoods of land reform beneficiaries 30

3.3 Livelihood and farming strategies 31 Chapter 4 The social side of land reform 38

4.1 Different perceptions 39

4.2 Social cohesion 42

Assignment 1: Transect 47

Assignment 2: Role play 53

Table of contents

List of Appendices

Appendix 1: Kolb’s cycle of experiential learning 56

Appendix 2: Land reform legislation 57

Appendix 3: Role play 58

References 59

Page

Cases

Just in case: The Gallawater farm 32

Just in case: Goats 39

Just in case: Social cohesion 44

Just in case: Ubuntu 53

Boxes

Box 1:

What determines the failure or success of a land reform project 16

Figures

Figure 1: Land restitution 12

Figure 2: Land redistribution 13

Figure 3: Forms of Livelihood Diversification 35

Figure 4: Example of a Transect Data Sheet 48

Tables

Table 1: Participant recording natural capital 49

Table 2: Participant recording physical capital 49 Table 3: Land reform legislation 56

List of cases, boxes, figures and tables

ANC African National Congress

ARC Agricultural Research Council

ARD Agricultural Research for Development

CASP Comprehensive Agricultural Support Program

CLRA Communal Land Rights Act

DLA Department of Land Affairs

DoA Department of Agriculture

GDP Gross Domestic Product

GLTP Great Limpopo Transfrontier Park

ISRDP Integrated Sustainable Rural Development Program

LARP Land and Agrarian Reform Program

LRAD Land Redistribution for Agricultural Development

MAFISA Micro-Agricultural Finance Initiative of South Africa

NGO Non-Governmental Organization

PLAAS Programme for Land and Agrarian Studies

PLAS Plan for the pro-active Land Acquisition Strategy

PWAL Promoting Women’s Access to Land

RDP Reconstruction and Development Program

SANP South African National Parks

SIS Settlement and Implementation Support

SLAG Settlement/Land Acquisition Grants

WUR Wageningen University and Research Centre

List of Acronyms

1

Land reform has received much attention in South African literature. But what is land

reform? What are the debates surrounding land reform? How does land reform take place

and how should it take place? Little has been written that clarifies these questions and put

them into perspective. This training module has been written at the request of the

Agricultural Research Council (ARC) to fill this gap. The module has been especially written

for graduate and undergraduate students but may provide fresh ideas to researchers,

policymakers and others involved in land reform. The compilation of the module was in

itself a learning process for the authors who are all MSc students at the Wageningen

University in the Netherlands.

Different case studies carried out by the Agricultural Research Council (ARC) illustrate the

problems and the complexity of current land reform in South Africa. However, most

evaluations are based on technological studies, in which the social element plays an inferior

role. Insight in these social factors is crucial for the understanding why many land reform

projects are failing, the ARC has acknowledged the need to include a social scientific

approach in the training of (future) policy makers. Furthermore there is no clear overview of

the available literature about land reform, which makes it difficult for students to get a clear

view of the different perspectives and the information that is already present.

Besides this, there is need for a different way of educating students. Teaching needs to move

from the more classical ‘listen and learn’ style to an ‘experiential’ learning style1 where

discussion and critical reflection is stimulated. Instead of reproducing information and

opinions that are already there, tertiary education institutions need to challenge their

students, the people that may become the future policy makers of South Africa, to come up

with new perspectives on land reform, to work in a more interdisciplinary setting and to be

critically reflective of their own bias and of the way land reform policy is created and

implemented at the moment.

The team of authors consists of five students, of which four have their background in social

science studies. With writing this module the purpose is to offer a social-scientific

perspective on land reform. The module prioritises the actor oriented approach developed at

the Wageningen University. This entails looking at land reform from the viewpoint of the

different actors involved.

A large part of the module consists of literature that is devoted to explaining important

themes in land reform through the use of ‘state of the art’ scientific concepts. To aid the

reading of the literature ‘learning goals’ are listed at the beginning of each chapter. These

help students to find the important themes in the text. To test students understanding of the

text and to stimulate further thinking each chapter ends with some discussion points. The

module gains depth by presenting two themes in land reform. Here a detailed account of

relevant concepts is given. These are supported by case studies. Students are given the

1 According to Kolb, experiential learning is learning by doing and learning through reflection (Verschuur, personal communication, June 8, 2009). For a visualization of Kolb’s experiential learning, see appendix 1.

Background and justification of the module

2

opportunity to get a taste of the complexities encountered on the field by engaging in a role

play exercise and a transect walk. The former enables students to experience the complexity

of negotiations in land reform situations by playing the role of different actors. With the

transect walk students go out into the field to see for themselves what farmers do and how

villages are organized. Combined, these elements of the module stimulate informed and

critical thinking amongst students

The aim of the module is to 1: Reflect on the socio-historical context of land reform policy, 2:

Understand different theoretical approaches to land reform. 3: Learning to view risks and

success factors of land reform from an actor-oriented approach. 4: Be more aware of the role

they can play in finding solutions for the land reform problems.

The module opens with an introduction. Here the history, a comparison with land reform in

other countries and an overview of current policy reform in South Africa is given. The

second chapter describes two common perspectives of land reform: the neoliberal and the

political economy perspectives. This is followed by an introduction of the actor oriented

approach that will be used throughout the rest of the module. The last two chapters zoom in

on two themes. The third chapter focuses on the relation between land reform and livelihood

strategies. This includes a written part and a field based assignment. The fourth chapter

focuses on the importance of social cohesion in land reform, followed by a role play.

June 2009,

Annet Pauwelussen

Anne Gerrit Draaijer

Eefje Notten

Karin Bos

Leonardo van den Berg

3

South Africa has a long history of unequal land distribution and forced land removals.

Apartheid divided land along racial lines and its legacy can still be seen in the socio-political

landscape of the country. To this day, the physical separation of ‘black’ and ‘white’

communities is largely intact in the rural areas. This is the result of both the slow pace of

land restitution, and the unforeseen problems with land reform that were discovered along

the way. From a historical perspective land reform in South Africa has been done twice: first

by taking land away from black and coloured people and forcing them into ‘homelands’ and

second, by taking away land from the new, white landowners and give it back to the original

occupants. To understand why land reform in South Africa is where it is today, it is

important to look at its history, at how the country’s land reform policy was and is created,

but also at the unique aspects of South Africa’s land reform policy compared to its

neighbours. A short overview of this land reform (policy) history (also see table 1) and a

comparison of South Africa with Namibia and Zimbabwe will therefore be given below.

Learning goals: After this chapter you should…

- Be able to identify the (ideological) dualisms in South Africa’s land reform policies

- Know the three pillars of South African land reform, their aims and their challenges

for the future

- Know different bottlenecks in land reform policy implementation

- Be able to explain the unique position of South African land reform:

• In historical perspective

• In regional perspective

Why land reform?

Before diving into the theory and practice of land reform in South Africa, it is useful to ask

what land reform is and what the reasons for land reform are. Most authors would agree that

land reform consists of measures aimed at a more equitable and fair distribution of

agricultural land. Usually this entails transferring the ownership of land from larger land

owners to small scale farmers or landless people. Land reform then involves:

o The ones from who the land is taken, who loose their land as a result of land reform.

They will be referred to as landowners in this module

o The ones to whom the land is transferred. They will be referred to as beneficiaries in this

module

o The government who mediates this transfer. The government can choose to appropriate

the land through negotiation, by force, or through the market mechanism

Other actors that are involved or that directly or indirectly influence land reform include:

landowner lobbies, social movements, lawyers, international institutions, provincial and

local levels of government. Their role varies in different situations.

Chapter 1 An introduction to South African land reform

4

Although many agree on what land reform is, there is a lot of disagreement on why land

reform should be undertaken, if it should be undertaken at all. Is, as proposed by the World

Bank, the main reason for land reform to increase the number of farms so that they can

effectively compete with each other and produce food for lower prices? Or does land reform

actually jeopardize production and food security as it disappropriates land from

technologically advanced, highly efficient, large scale farmers that can make use of

economies of scale (Tupi, 2006). On the other hand, maybe there should be less emphasis on

agricultural production. Is land reform necessary to absorb the unemployment created by

capitalism and industrial development? (Bernstein, 2007). And is land reform necessary to

decrease inequality and to create justice? Or is land reform necessary to reverse periods of

social injustice? Should production be the most important value in land reform, or should

other values (such as subsistence, pension, and housing) be emphasized?

These are all important questions and there is no single answer to them. In this module these

questions will be put into a social science perspective. In the first chapter the situation in

South Africa will be described, by linking land reform to South Africa’s historical, regional

and political context. After this, the next chapter will dive deeper into the different

perspectives that are taken in discussions about land reform, perspectives that inform the

way land reform policies are developed and evaluated. After these two theoretically oriented

chapters the chapter three and four focus more on the social and practical side of land

reform.

1.1 Land reform history____________________________________

During colonial times, millions of black South Africans were forcibly removed from their

land and homes. South Africa’s legacy of racially biased land ownership was formalized by

the Natives Land Act in 1913 and the Group Areas Act in 1936. These acts were strengthened

by the creation of homelands and influx control policies2. Land access and ownership was

severely restricted for black South Africans. These restrictions ended black commercial

agricultural production that was evident during the late 1800’s and early 1900s (Van Rooyen

& Nene, 1996; Chikanda & Kirsten, 1998, in Verschoor, 2003, p. 14) and created a legacy of

small-scale production systems among black farmers, which can still be seen today.3

The racially biased restrictions on land ownership and the forced removals of people from

their land provoked popular resistance and led to political mobilization in the rural areas. At

the end of the 1980s, this resistance resulted in negotiation talks between the liberation

movement and the apartheid regime. Land played a key role in these negotiations. The

liberation movement focused on the development of a land policy in which land would be

given back to the people that had been forcibly removed (Hall, 2004, p. 1).

2 Measures regulated the inflow of black Africans into South Africa's urban areas during the pre-apartheid and apartheid eras. Black Africans were only allowed in towns to serve white labor needs. They had to live in townships on the outskirts of town (Boddy-Evans, 2009). 3 Homelands often were of low soil quality, and so large-scale production would be impossible. Moreover, agriculture was not considered suitable for black people; they were rather seen as a cheap labour force to serve white labour needs in towns and on large white-owned farms.

5

Post-apartheid reconciliation

When South Africa became a democracy in 1994,

the Reconstruction and Development Program

(RDP) was developed with a four-fold purpose:

1. Redress injustices of apartheid

2. Foster national reconciliation and stability

3. Underpin economic growth

4. Improve household welfare and alleviate

poverty

(Hargreaves, 1998).

Even though the RDP mentioned equality and reconciliation as key purposes, it mainly had

an economic focus. The basic idea behind the land reform program was to transform

economic relations in the rural areas. However, the ethical and symbolic aspect of land

reform, that was there from the start, were still important, as land rights and -access are

themes that inextricably related to identity, belonging, and perceptions of justice. Redressing

historical injustices was a major goal of land reform policy and it seems to become even more

important during the last few years. In a survey by Aliber and Mokoena (in Walker, 2005, p.

806), it is found that in 2001, sixty-eight percent of black respondents agreed with the

statement that “Land must be returned to blacks in South Africa, no matter what the

consequences are for the current owners and for political stability”. For many South

Africans, the history of land dispossession has been crucial for the social and political

identity of black people as a group, including people who have not experienced land loss or

forced removals themselves. “It is this historically determined political identity that informs

the approval shown by many black South Africans for the chaotic and corrupt land

redistribution campaign launched by President Mugabe in neighbouring Zimbabwe”

(Walker, 2005, p. 808).

The negotiations about land reform during the transition talks between the new government

and the old apartheid regime resulted in a political compromise: the new government would

protect the property rights of the current landowners, while property relations would be

transformed through a gradual and market-based program of land reform (Hall, 2004, p. 1).

According to the World Bank, market-based land reform, in which land is bought at market

prices with the help of state grants and without any compulsion on current owners to sell,

would be the shortest and fairest way to land reform success. The program would be

demand-led. Land, sellers and beneficiaries would not be identified by the state, but by the

people themselves and the role of the state would be to provide financial assistance (Hall,

2004, p. 4-5).This principle is called ‘willing buyer–willing seller’.

Three pillars of Land Reform: 1. Land redistribution 2. Land restitution 3. Land tenure reform

6

Redistribution, restitution, tenure reform

“Faced with the need to balance strong demands from the dispossessed with the need to

preserve the commercial farming sector and a fragile political compromise, the African

National Congress (ANC)-led government opted for a three-pronged land reform policy:

redistribution, tenure reform and restitution” (Lyne & Darroch, 2003, p. 1). According to

Lahiff (2007, p. 1579), redistribution comprises the conditions the state fosters to redress the

racial imbalance in access to land. Tenure reform is about legally securing tenure rights of

people or communities whose tenure of land is legally insecure as a result of past racially

discriminatory laws or practices (Didiza, 2006). Forms of land ownership that evolved

during colonialism and apartheid are converged in an attempt to redress the dual system of

land tenure in which whites owned land as private property as opposed to communal land

allocation among blacks. The majority of rural blacks still live on communal land, registered

as property of the state (UN, 2005). Restitution, according to Hall (2004, p. 5) is defined as: “a

person or community dispossessed of property after 1913 as a result of past racially

discriminatory laws or practices is entitled either to restitution of that property or to

equitable redress”. With these three pillars, the ANC aimed for a highly efficient small-scale

agricultural sector that would generate economic growth (Lyne & Darroch, 2003, p. 2).

Problems during the first phase of land reform

Looking back at the first five years of land reform makes clear that performance was slower

and less effective than the government had hoped for. A range of institutional and technical

problems can be identified in the 1994-1999 period, including:

1. A lack of decentralization in decision making: Decisions were mostly made top-

down and did not match the needs of the land reform beneficiaries

2. A lack of internal coordination within and between different governmental

departments and a general lack of relevant skills among staff

3. A lack of attention in land reform policy for post-settlement support, causing land

reform to fail in the implementation phase

4. A lack of reliable systems of monitoring and evaluation so mistakes in policy

implementation were often repeated

(Hall, 2004, p. 6)

Shifts in redistribution policy

From 1999, there was a significant shift in redistribution policy. The Land Redistribution for

Agricultural Development program (LRAD) was launched in 2001, to replace the SLAG

(Settlement/ Land Acquisition Grants) policy that was in use in the first years of land reform.

In the SLAG program, historically disadvantaged South Africans could apply for a cash

grant to purchase and develop farmland. In practice, beneficiary households had to pool

their grants to be able to buy an entire farm from a willing seller. In these instances of ‘group

ownership’ a legal entity (usually a community land trust or communal property

association), was established that was formally registered as the owner of the property. In

most of these cases, there were too many beneficiaries compared to the size of the farms that

were redistributed. The farms could therefore not support all the beneficiaries as full-time

7

farmers. Moreover, these groups of claimants were heterogeneous. This caused

disagreements over what should be done with the land. These problems could be dealt with

by LRAD. LRAD differed from SLAG in one major respect: Beneficiaries did not have to be

poor to qualify for a minimum grant, and those who had more savings and who could raise

bigger loans to finance their farms qualified for successively larger grants (Lyne & Darroch,

2003, p. 4). Hereby, LRAD aimed at stimulating ‘black’ entrepreneurship, and creating a class

of black commercial farmers to replace the white commercial farmers (Ainslie et al, 2003, p.

18-19).

Land reform proceeded without a wider rural development framework, until the Integrated

Sustainable Rural Development Program (ISRDP) was presented by president Mbeki in 2001.

The aim was articulated as being: ‘to conduct a sustained campaign against rural and urban

poverty and underdevelopment, bringing in the resources of all three spheres of government

[local, provincial and national, red.] in a coordinated manner’ (Department Provincial and

Local Government, 2006). It was not a whole new innovative program but a policy

mechanism for working in a more coordinated way. This new mechanism was developed to

address the problem of top-down policy-making and –implementation, and the lack of post-

settlement support in the land reform process. The aim was not only to improve

coordination between institutions at different levels, but also to enhance support for the

reduction of widespread poverty by improving poor people’s means to develop sustainable

rural livelihoods. As access to land was seen as crucial for the alleviation of rural livelihoods

the ISRDP combined the formerly separate fields of land reform and poverty reduction. A

typical ISRD program would focus on a certain area to ensure a coordinated, integrated,

holistic program. It would utilize linkages, partnerships and strengthened institutional

capacity as well as community-based institutions (Mazambani, 2001, in Verschoor, 2003, p.

32).

More recently, the creation of the recent Land and Agrarian Reform Program (LARP) has

resulted from increasing collaboration between the Department of Land Affairs (DLA) and

the Department of Agriculture (DoA), both at the national level and the provincial level.

LARP aims at accelerating the pace of service delivery and at a more coordinated and

integrated approach to land reform. LARP shows a strong economic focus, both on the

reduction of unemployment and on increasing agricultural production. LARP has the

following objectives:

• To redistribute five million hectares of white-owned agricultural land to ten thousand

new agricultural producers; this is five hundred hectare per new producer;

• To increase the number of black entrepreneurs in the agribusiness industry by ten

percent;

• To provide universal access to agricultural support services to the target groups;

• To increase agricultural production by ten to fifteen percent;

• To increase agricultural trade by ten to fifteen percent for the target groups.

Other Acts that have become important in the last ten years of land reform are the

Communal Land Rights Act, in which the ownership of land in the former homelands is

given to communities residing there and the Expropriation Act in 2006, in which the

government has obtained the right to forcibly buy-off farmers in order to get land.

8

What becomes clear from the summary of policy initiatives above is that in the first few years

of democracy, South Africa wanted to get rid of its legacy of exclusion, apartheid and

colonialism, by becoming part of a modern, progressive and more liberal world order. This

was part of a continentally popular idea of an African Renaissance, which depended on

inclusion and (re-)empowerment of Africa and Africans (Du Toit, 2009, p. 5). Several policies

were created, implemented and improved to reach this goal, even though one can question

the level of success up to this day. See appendix 2 for an overview of South Africa’s land

reform legislation.

1.2 South African land reform in regional comparison_________

Different political landscapes

In this paragraph, South Africa is compared to two of its neighbours: Namibia and

Zimbabwe. After independence Zimbabwe and Namibia faced similar challenges in land

reform as South Africa. There was a huge need to redistribute land ownership and to end the

division of land based on racial and ethnic differences. Notable features of land reform

policies in these three countries are:

• There was a shift from state-owned land into some form of market-oriented practices

• Communal land held under customary law has not changed significantly anywhere

in the region

• There is little provision of finances and support services for resettled farmers The

only countries where this takes place are South Africa, and in Zimbabwe during the

first ten years after independence

(Breytenbach, in Hunter, 2004, p. 60-61)

But even though these three countries have faced similar problems in their land reform

efforts, when it comes to land issues it is striking how important their national political

landscapes have been in determining how land reform has proceeded.

“The lesson throughout the region is that land restitution cannot solve the problems of land

reform; and that land reform alone cannot solve the problems of poverty and inequality, or

of equity and production” (ibid., 2004, p. 61). This requires a comprehensive land reform

strategy, but also political will and an integrated national and regional approach to land

reform. The Southern African Development Community (SADC) has not developed these

strategies yet, and there is still a fundamental lack of an integrated regional approach to land

reform.

9

Land reform in regional comparison

kumhanya hakusi kusvika4

Although there are many similarities in the history of South Africa, Namibia and Zimbabwe,

the underlying structures of land reform are different. Unlike South Africa, Zimbabwean

colonisation started relatively late, in the 1890s when John Cecil Rhodes crossed the Limpopo

River (Lebert, 2006, p. 1). This means Zimbabwe had a much shorter history with foreign

influences than South Africa. Another difference is the time of independence. Zimbabwe

became independent in 1980, when South Africa and Namibia were still under colonial/

apartheid rule. Namibia became independent in 1990, South Africa in 1994.

A number of similarities can be discerned in the way in which the transition to independence

occurred in the three countries. First, the liberation struggles culminated in negotiations,

leading to a settlement that paved the way to independence. The principal liberation

movements (the South West African People’s Party (SWAPO), in Namibia, the ANC in South

Africa, and the Zimbabwe African National Union Patriotic Front (ZANU-PF) in Zimbabwe

constituted the first post-independence governments. The populations of the three countries

had high expectations of their new governments, so the governments made considerable

investments in basic social services and focused their early efforts on acquiring land for the

resettlement of poorer communal farmers (Adams & Howell, 2001, p. 3-6; Sachikonye, in

Hunter, 2004, p. 82).

This search for internal stability and prosperity met with mixed results in the three countries.

Soon after independence, there was an outbreak of civil war in the western Matabeleland

provinces in Zimbabwe, and there were threats of destabilization from the aggressive

apartheid regime in South Africa. In Namibia, the conditions for consolidation of

independence were better in the 1990s. In addition, the regional situation improved with

progress towards a democratic settlement in South Africa. Compared to Zimbabwe, land

reform in South Africa and Namibia has proceeded in a much more peaceful and structured

way (Sachikonye, in Hunter, 2004, p. 82).

One of the striking differences between the three countries is in the way land reform has

progressed. Efforts at land reform in Zimbabwe under Robert Mugabe moved after fifteen

years from a ‘willing buyer, willing seller’ approach to the ‘fast track’ land reform program

in the 1990s, in which land owners were forced from their land by the government (Adams &

Howell, 2001, p. 4). Zimbabwe’ s fast track strategy was inconceivable in South Africa, where

a range of black empowerment policies have been created and where a rapid-growing black

middle class emphasizes the benefits of secure property ownership. Similar black

empowerment policies have been absent in Zimbabwe and the position of the black middle

class in society was eroding. Mugabe, therefore, chose the only thing that was left to him:

grabbing the land, says Breytenbach (in Hunter, 2004, p. 62).

While there was a common feature in the inequitable land-ownership patterns that the three

countries inherited, there have been clear differences in the scale of such inheritance,

especially the amount of land and the numbers of settlers involved. In Namibia, the amount

4 “Rushing is not arriving”, Shona saying

10

of land held by commercial farmers was comparatively larger than in South Africa and

Zimbabwe because of the semi-arid character of the land; in Zimbabwe and South Africa, the

numbers of land-hungry small farmers was much higher than in Namibia (Sachikonye, in

Hunter, 2004, p. 81). However, South Africa has a much greater proportion of privately held

land (72%), most of which appropriated by white settlers, than Namibia (44%) and

Zimbabwe (41%). Progress in redistribution of these private lands has been greatest in

Zimbabwe (22,5 % in 2001, compared to 1% in South Africa and Namibia) (Adams & Howell,

2001, p. 1).

The fact that Namibia is the most arid country in sub-Saharan Africa is an extra challenge for

the country. It means that there is limited agricultural potential (e.g. less than one percent of

the total landmass is arable). Subsidies to farmers have shrunk and the competition with

global markets has increased. Along with rising fuel costs, there is not much incentive for

established farmers to keep farming. There is also very little government initiative to support

resettlement. Despite all these differences, analysts agree one noticeable common factor of all

three countries is that land reform policies have for the most part not been successful

(Nieuwoudt, 2008).

1.3 Challenges for South African land reform_________________

Dualisms in current policies

Policies for land reform and agrarian reform have been characterized by a two-way strategy.

On the one hand there is the aspiration for poverty reduction through social policies aimed

at redistributing land rights to the landless poor and creating sustainable livelihoods among

the rural population. On the other hand land reform policies have focused on market

integration, up-scaling of agricultural production and an emphasis on agricultural

productivity of land owners which show a more competitive and liberal-economic approach

to land use (Adams & Howell, 2001, p. 1-2; Du Toit, 2009, p. 1). The combination of these two

goals within current South African land reform has led to contradictions and mismatches

between policies, and there is a lack of an integrative strategy in which these two approaches

can be combined.

Besides this, the way land reform policy is presented allows no grey areas. Land reform

policy in South Africa is based on the concepts of inclusion and exclusion. The skewed

division of land is the direct result of the exclusion of black people from the mainstream

economy and social life in general, by discriminatory practices and political barriers during

apartheid. This implies that inclusion is the solution to all problems and this is how land

reform policy has been shaped through the years (Du Toit, ibid.). But reality is never black

and white. Most of the time people are included in a certain area, while being excluded from

another. Black people can be included in agricultural production by getting access to land,

but at the same time be excluded because they do not have access to markets, technology and

credit (Department of Land Affairs, 2008, p. 21). It is this ‘inclusion on disadvantageous terms’

that causes hardship and poverty. So, it is not all about inclusion (and exclusion), it is the

terms of the inclusion that determine whether this inclusion will be successful. If, for

example, people get access to land, but there is no mechanism for receiving credit, they will

11

be excluded from the market. One way to solve this is to give people (legal) rights and

protection (Hickey & Du Toit, 2007).

Another side to this is the much heard discussion about whether all black people can be

included in land reform. It is impossible to give every South African land, although this is a

strong ideal in the political ideology. A selection of beneficiaries is needed. But on the basis

of which criteria do you make this selection? This is a political, economic, social and ethical

decision that has to be made.

Evaluating land reform implementation

Land reform implementation has mainly dealt with two problems. First of all, land reform

implementation has not progressed as fast as intended. The acreage foreseen in 1994 is

lagging behind schedule, especially for the land redistribution policy. Secondly, the effects of

the implemented policies are not as envisaged and as hoped for. The production figures are

lower than expected, inequality between black and white is still high and so is the gap

between poor and rich. A recurring critique is that ‘current land reform policy is not serving

well the purpose in putting redistributed land into production and taking care of household

livelihoods in practice’ (Lahiff, 2008, p. 6). Many different factors have been identified that

cause failure of land reform implementation: inadequate planning, a lack of capital and skills

among intended beneficiaries, a lack of post-settlement support from local municipalities

and provincial departments of agriculture, poor dynamics and lack of cooperation within

beneficiary groups and a lack of proper infrastructure in targeted areas (ibid.). On the next

pages the implementation of the ‘three pillars of land reform’ is shortly discussed.

Land restitution

The target of the ‘restitution of land rights act’ is to give back the historical land rights of

approximately three million people who were expropriated during apartheid. According to

the Department of Land Affairs (DLA), this is reasonable on schedule, as intended in 1994

(see figure 1). The reason why so many restitution claims have been settled is that most of

these claims have been settled through cash compensation and the restitution of state-owned

land (Lahiff, 2008, p. 2). The remaining claims are more difficult so solve, because they

demand private-owned land that is highly productive and economically valuable. These

claims meet a lot of resistance from the land owners. Other problems might also hinder the

settlement of outstanding claims. One of these problems is the high cost of land, especially

the highly productive and attractive areas that are now claimed for restitution. There are also

a lot of disagreements within claiming communities about the land that is claimed

(Commission on Restitution of Land Rights, 2007, p. 3).

12

Figure 1: Land restitution

Because a lot of restitution projects have failed in becoming a success after land had been

returned, ‘strategic partnerships’ have been created between restitution claimants and

commercial operators. Often claimants need assistance, training and investment to use the

newly acquired land in a profitable and sustainable way. The pace of settling restitution

claims has also accelerated. Every claim used to appear before the Land Claims Court or the

Constitutional Court. Now most restitution claims are settled by administration and do not

have to appear before a court anymore (Lahiff, 2008, p. 3).

Land redistribution and tenure reform

The aims of the combined Land Redistribution and Tenure Reform Program, in the policy

documents of the DLA (2007, p. 58), are as follows:

• Redistribution of thirty percent of white-owned agricultural land by 2014 for

sustainable agricultural development

• Provision of long-term tenure security for farm dwellers and other vulnerable groups

• Contribution to poverty reduction

• Contribution to economic growth

• Promotion of social cohesion and economic inclusion

13

According to the statistics of DLA, the target of thirty percent before 2014 will probably not

be met (see: figure 2). An assumption within the whole redistribution scheme is that there is

a demand for productive agricultural land amongst beneficiaries. The land redistribution

scheme is creating top-down demand that is initiated by government policy, whereas

beneficiaries might desire a whole different kind of land redistribution, for example with a

more urban focus. In government policy it is also assumed that once beneficiaries have a

secure title to their land, they will leverage this asset in economically creative ways and start

to get themselves and their families out of poverty. Land titling and reform should then,

according to the government, automatically lead to a contribution to economic growth,

promotion of social cohesion and economic inclusion. In practice, this is not the case.

Important here is the question whether all black land claimants want to be farmers in the

first place. Although this assumption is inexplicitly made within land reform policies, it is

probably false. As will be discussed in the third and fourth chapter, claimants may have

different reasons to apply for a piece of land, and in many cases redistributed agricultural

land has become unproductive because claimants are not interested in farming. This in turn

explains why the government has become hesitant to give prime agricultural land to people

that have no aspiration (or means) to make their land productive.

Figure 2: Land redistribution

14

Redistribution is still affected largely by means of discretionary grants provided by the DLA

for the purchase of land on the open market. In 2006, the plan for the Pro-active Land

Acquisition Strategy (PLAS) was adopted, in which the state buys land for redistribution

directly from landowners instead of giving grants to applicants to buy land themselves. This

state-owned land is then allocated on a leasehold basis for three to five years. After these

years the person who leases the land has the option to buy it. This policy has led to a

growing proportion of land being purchased directly by the state, albeit still on the basis of

voluntary transactions and at agreed (‘market-based’) prices. A recent trend is that land is

purchased by the state without first identifying the intended beneficiaries for that land,

implying that policy may be swinging from an entirely ‘demand led’ approach to a policy

that is increasingly ‘supply led’. This implies that prospective beneficiaries may not be

directly involved in the purchase decision or in the immediate post-purchase planning for

the land, opening up the possibility of a more top-down (‘statist’) approach to both project

implementation and beneficiary selection (Lahiff, 2008, p. 3).

The tenure reform program has been a slow and difficult process within the South African

land and agrarian reform program. This is due to the fact that in many places communities

and individuals reside on state land and therefore have no security of tenure. The

Communal Land Rights Act No 11 of 2004 (CLRA) has assisted in the transfer of communal

land (currently held by the state) to communities and individuals who reside on that land. It

is anticipated that this program will provide security of tenure to more or less twenty million

people (United Nations, n.d., p. 2).

Sustainability impact

An often heard complaint about the implementation of land reform policy is the inadequate

support for beneficiaries after they have received land. The beneficiaries that need support

the most, lack access to all kinds of services, like credit, training and transport and access to

markets. This is exactly the opposite of what land reform policy wants to achieve: more

equality and a reduction of poverty. Besides a lack of support for beneficiaries, there is also

little support for institutions that directly work with beneficiaries, like non-governmental

organizations (NGOs). This lack of support limits these institutions in monitoring and

evaluating projects and their implementation. Furthermore, the local government is hardly

mentioned in the implementation phase, although it plays a vital role in the policy

implementation. There is no clarity about the different roles, rights and responsibilities of the

different stakeholders, like government departments (e.g. DLA and DoA), local

governments, beneficiaries, and NGOs (Lahiff, 2008, p. 6). There is also no shared vision

among the different stakeholders on what land reform is and what it is trying to achieve.

This is an important shortcoming that needs to be clarified in order to make land reform a

success.

Various measures have been undertaken to address the lack of post-settlement support, like

the introduction of the Comprehensive Agricultural Support Program (CASP), LARP and the

provision of micro-credit under the Micro-Agricultural Finance Initiative of South Africa

(MAFISA) program. Another interesting measure to address the lack of post-settlement

support is the Settlement and Implementation Support (SIS) strategy, which aims at a better

cooperation between the different government departments, but also between government

15

and land reform beneficiaries, NGOs and other stakeholders (Lahiff, 2008, p. 7). The different

programs and measures that have been created to address the lack of post-settlement

support, emphasize that only comprehensive support, with clear agreements, definitions,

goals, and task divisions, can result in sustainable and successful land reform projects.

History has proven that not having a comprehensive strategy, hinders the communication

between different stakeholders, prevents policy from being implemented in a way that

benefits the beneficiaries, and results in top-down policy-making and –implementation from

certain departments, organizations and experts. It seems as if policy makers think there is

something lacking in the different policies, because new policies and measures are created

constantly. However, it is probably not a lack of sound policy that forms the bottleneck in

South African land reform, but a problem of implementation strategies and a lack of skills to

relate abstract policies to the actual people and practices that land reform projects have to

deal with.

Criteria for failure or success

Obviously, something is not going well with land reform policy. In order to address this, it is

essential to know what exactly is going wrong. Although this seems an obvious statement, it

is especially the evaluation of land reform that shows a lack of vision and critical reflection.

Land reform project evaluations show a general lack of insights into what the real

bottlenecks are in the process of land reform implementation and what could be factors for

success. So, one of the main problem land reform faces lies in the fact that there is no

consensus on what an evaluation of land reform should focus at.

First of all, discussions about land reform in South Africa are dominated by the amount of

land that is redistributed from white to black land owners, often expressed as a part of the

total amount of land that was owned by white people at the end of apartheid. The numbers

differ significantly, mostly because different authors use different figures and different

measurements of success. When looking at the figures, some authors only look at land

redistribution, some look at land restitution and some combine both of them. This influences

the level of success, because looking at how much land was allocated; land redistribution has

been less successful than restitution. The sustainability of the different land reform programs

is hardly ever mentioned.

There is also a difference in looking at the amount of land that is transferred under a certain

program and the number of beneficiaries of that program. Important here is that not every

land claim is settled with land. A lot of people, especially in urban areas, have received

money instead of land. When we only look at the number of claims that were settled,

redistribution has been more successful than restitution (Lahiff, 2008, p. 1). In 2007, five

percent of the ‘white-owned’ land had been redistributed, of which forty-five percent

through restitution and fifty-five percent through redistribution (Lahiff, ibid.). These

numbers are exemplary for the focus of government policy. It seems that there is no strategy

for the period after land claims have been settled. Even though the failing of many land

reform programs and projects shows that it is after land claims have been settled, that

problems arise. Many restitution projects have failed in becoming a success after land had

(successfully) been returned. And so, measuring success only by looking at the number of

hectares distributed or number of claims solved does hardly say anything about the success

16

of land reform in the end. Critiques have argued that even more important is the

sustainability of the transfer of land and access rights and whether the beneficiaries indeed

benefit from these transfers (for example, see Adams et al., 1999, p. 1-6).

However, there are different goals

articulated in South African land reform,

among which: livelihood improvement,

stimulation of crop production, and equal

access to land ownership along lines of

gender, class and race. Because there are

different goals, a particular land reform

project can be a success in one respect, but a

failure in the other.

In addition to this, goals and criteria of land reform projects are often unclear on a local and

interpersonal level. When goals and criteria for a land reform project are not made explicit,

goals and criteria for success may change during the process of implementation, and

different stakeholders may have different perceptions of the goals and criteria of the project,

causing confusion or even conflict in the process. However, it is important to realize that this

complexity of different perceptions and goals of land reform is not a problem in itself. And it is inevitable that different stakeholders have different ideas about the goals, benefits and

criteria for a particular land reform initiative. But this complexity definitely becomes a

problem when it is not taken into account in the development and assessment of a land

reform project. In most evaluations of land reform projects only one goal of land reform is

put central, and this is mostly done by experts, policy makers and researchers that have one

particular set of success factors and benefits in mind, like maximizing commercial output or

an increase of monetary income of households. But by sticking to this target, and evaluating

the land reform project only by assessing how much the project adheres to criteria set by

these experts ‘from outside’, other success factors in the project are easily overlooked.

The way in which we evaluate land reform, the focus that we have when looking for success

or failure factors, depends on the framework with which one looks at land reform. The

impact of these different ways of looking at land reform on the outcome of evaluations will

be shown in the next chapter.

Additional literature: LRAN:

Articles on land rights and land reform in South Africa; articles on land reform struggles in

other countries (Latin America and Asia)

www.landaction.org

DLA:

For a government perspective on land reform. The latest news on land reform; articles and

case-studies

http://land.pwv.gov.za/home.htm

Box 1 What determines the failure or success of a land reform project?

• The goals that are set for the project

• The criteria used for its monitoring • The criteria used for its evaluation

17

University of the Western Cape:

Case study on land reform in Namibia

http://etd.uwc.ac.za/usrfiles/modules/etd/docs/etd_init_5934_1180443165.pdf

Livelihoods After Land Reform (LALR):

Land reform in different countries

http://www.lalr.org.za/

Ruth Hall - Land and agrarian reform in South Africa: A status report 2004

History of land reform in South Africa

http://www.dla.gov.za/documents&publications/publications/sis%20strategy/33/Associated

%20background%20documents%5CChapter%203%5CHistory%20of%20land%20reform%5C

hall_status_report_2004.pdf

Sam Moyo - the land question and land reform in Southern Africa

Land reform in Southern African countries

http://www.eldis.org/fulltext/moyo3.pdf

Points of Discussion • Argue whether land reform should or should not be undertaken at all

• Discuss alternatives for the three pillars

• Discuss how South African land reform could become more sustainable

• Commercialization, small-scale farming or both?

18

This chapter concentrates on three different theoretical approaches that are dominant in

social science studies of land reform. Land reform is a very complicated process that takes

place at different scales, with different actors, and that interacts with other processes in

society. It would therefore be a huge task to capture land reform in its totality. Even if

everything could be captured it would remain impossible to make sense of all the data

collected. For this reason academics, policy makers and other people will (implicitly or

explicitly) take a particular perspective with which they observe, discuss and evaluate land

reform. An when they think about land reform, their perception is to some extent influenced

by the assumptions that they made in advance.

Different theoretical frameworks exist in academic debates about land reform that give

direction to the way reality is interpreted, and these different perspectives give priority to

certain aspects of reality while obscuring others. A perspective is built on particular

assumptions of how ‘things work’ and of what is important and what is not. Perspectives

then enable a focus on particular processes in land reform. The choice of a theoretical

framework therefore determines the way in which you look at a (land reform) problem and

this has consequences for the solutions proposed.

Scholars of land reform take different perspectives and may debate with one another. And

through the years, different perspectives and assumptions have also shaped land reform

policy. The problems that land reform has faced since democracy have been evaluated from

perspectives that reflect dominant views in that particular time. By looking at the different

perspectives that have been present in land reform policy throughout the years,

assumptions, justifications and obscurities may become visible and may lead to crucial

insights into land reform dynamics.

In this chapter, first two perspectives on land reform will briefly be introduced: the ‘neo-

liberal’ and the ‘political economy’ perspective. South African land reform policy is to a large

extent shaped by the neo-liberal perspective which focuses on market dynamics and

agricultural productivity. This neo-liberal view has however often been criticized by scholars

using a ‘political economy’ framework. The strengths and limitations of both these

perspectives will be discussed and an alternative perspective, the ‘actor oriented’ approach,

will be put forward. The focus of the actor oriented approach is directed at people and

everyday practices that form a crucial, but often overlooked, dimension of land reform

studies. The last section of this chapter will end by laying bare some of the assumptions

underlying current land reform policy from an actor oriented perspective. In later chapters a

few of these arguments will be further explored in specific case situations.

Chapter 2 Theoretical Approaches to Land Reform

19

Learning goals: After this chapter you should…

• Know the basic assumptions of the neo-liberal, political economy and actor oriented

perspectives with regard to land reform.

• Be able to identify neo-liberal elements in land reform policy

• Be familiar with the criticism of political economy on land reform policy

2.1 Neo-liberal approaches to land reform____________________

The neoliberal perspective mixes neo-classical economic theory with liberal values.

Neoclassical economics centres itself around the workings of the market. The market is seen

as an ordering mechanism that can be used to promote development. Firms, including farms,

operate in the market and are assumed to maximize profit. They compete with other firms

for resources. This ensures the optimal use and allocation of scarce resources. Technology

can further improve the efficiency in the process of converting scarce resources into final

goods and can therefore stimulate development (Varian, 2003).

For farmers to become part of the market, they must externalize. This entails two important

changes. First, they must purchase inputs that

maximize production and profit. Second they

must sell their products on the ‘free market’.

For farmers to become successful they must

become entrepreneurs: they must engage in

market activity, adopt technology, and commit

to scientifically sound ways of farming, all of

which lead to profit maximization. This is both

necessary and desirable. It is necessary,

because otherwise producers will be

outcompeted. Desirable, as competition leads

products to be produced in such a way that prices reflect the relative scarcity of resources

and that diversity of products is stimulated, generating choice. One important condition for

the market to work is private property. Private property secures individual property rights.

This generates trust and only then investments will take place.

Vision and critique on land reform

Lahiff (2007) distinguishes between two bodies of opinion in land reform that can be

considered as having high affinities with the neo-liberal doctrine. The first is a conservative

position taken by liberals who opt for the preservation of the large commercial agriculture.

This position is supported by landowners, some businesses and parts of the ANC. They

acknowledge the need for some black participation within the sector but argue that the poor

and landless are best served by the development of the urban and industrial sector (Lahiff,

2007, Tupi, 2006). Tupi (2006) has argued that state appropriation will weaken the faith that

farmers have in private property. It will lead to a loss of confidence of farmers, leading them

Neo-liberalism 1. The rule of the market 2. Privatization 3. Deregulation 4. Applying new and

improved technology 5. Large-scale is the norm 6. Linear development

20

to invest less in their land. This in turn will negatively affect South Africa’s Gross Domestic

Product (GDP). Tupi argues that rather than focusing on land reform, more emphasis should

be placed on the privatization of state owned companies. The money generated by this

privatization can be used to support apartheid victims (Tupi, 2006). Tupi also argues that

land reform has been criticized as being a populist tool used by the government to gain votes

(ibid.). Besides these problems with land reform, land reform beneficiaries have been charged

for being inefficient, inexperienced and lacking access to infrastructure (Anonymous, 2008).

These problems have made South Africa from a food exporter to a food importer (ibid.). "In

South Africa the whole issue of land redistribution has caused a severe drop in food

production already […]. Only thirteen percent of our land has a high potential for

agricultural output, so everything needs to be done to protect it; the current land reform

policy only puts it at risk" (Van der Zyl, in IRIN News, 2008, p. 2)

The second category distinguished by Lahiff (2007) is a more populist position and argues

for reform through the market. These proponents of market-led reform argue that through

the market landowners can decide whether they want to sell, farmers can decide what land

they want to buy and land will be valued according to its productive quality. This position is

supported by most of the proponents of ‘black economic empowerment’, the World Bank,

some South African academics and policy analysts and landowners. They argue that South

Africa’s large scale agriculture has grown inefficient due to being privileged to decades of

state support and protection (Lahiff, 2007). They argue for the support of a new class of

entrepreneurial family farms to ensure competition. Many landowners support this position

as it gives them negotiating power over the price of land at market prices (Lahiff, 2007). Neo-

liberals from both sides have also stressed the importance of land reform to maintain food

production levels. According to them this is best achieved through the market (Adams &

Howel, 2001, p. 1-2).

The neo-liberal discourse is not only present in academic debates but has also had

considerable influence on land reform policy. The neo-liberal influence is evident in a

market-led approach to reform (‘willing buyer-willing seller’), the support of entrepreneurial

farming, business plans, etcetera. This neo-liberal approach has received a lot of criticism

from political economists. This critique will be elaborated upon in the following paragraph.

2.2 Political economy approaches to land reform______________

Whereas neo-liberals see capitalism as a force of positive change, political economists see it

as a force that leads to the exploitation of the weak and poor. Like neo-liberals, political

economists focus on the market as a force of change. However they also include power in

their analysis by dividing society into more and less powerful and economic groups or

classes. Political economists argue that the increasing exposure of the poor to the forces of

privatization and commercialization lead to the weakening of the poor and landless classes.

Capitalism or the spread of (‘free’) markets then mainly benefits and enforces the more

powerful classes.

21

The poorer rural classes have a disadvantage to get access to the market because of a lack of

capital, access to technology and communication/information networks. Even if they receive

a piece of land, they are not in the same position as other farmers that (may) have more

capital, means of production, are skilled, have political power and access to information

networks. In itself this may not be a

problem as long as these poorer classes

have access basic necessities, like for

example food and proper housing.

However according to political economists,

the spread and penetration of capitalism

into different modes of production causes

the position of these classes in society to

weaken. This is because new technologies

and scale enlargement lead to increased

production, which in turn leads to a

decrease in prices of the products sold. The

decrease in the price means farmers get less for their product and thus leads to a reduction in

their profit margin. Smaller farmers are disproportionately struck by this and as a result they

either disappear or are considerably weakened (Bernstein, 1986). A new concern for political

economists is how smallholdings are increasingly incorporated into agro-food chains.

Supermarkets and other retailers contract smallholders to produce a certain amount of

products. Smallholders become to a large extent dependent on these contracts. Retailers at

higher parts of the chain use this dependency to increase their own value added. This means

cutting in the profit margin of the small farmers (Jacobs, 2009).

Vision and critique on land reform

Political economists have had considerable critique on land reform policy in South Africa.

Unlike the neo-liberals, their discourse has not moved much beyond the academic sphere.

According to these academics, land reform has been shaped by the dominant groups in

society including the political elite, businessmen and rich (large-scale) farmers. These groups

are served well by the pro-market approach to land reform taken by government. The end

result is however that land reform has caused little change for the direct benefit of the less

powerful (for example the landless, peasants, wage-workers, ethnic minorities). Evidence for

this is in the failure of current policy mechanisms to serve the poor and the excluded. Some

of these failing mechanisms are discussed below.

First of all there is a failure in beneficiaries acquiring good land because of the ‘willing

buyer-willing seller’ mechanism (see: chapter one). Lahiff (2007) argues that through the

‘willing buyer-willing seller’ mechanism, landowners are able to sell land above the market

price. There is no real market mechanism involved in determining the price as landowners

set the price for which beneficiaries try to obtain grants.

Second, although some groups in society are targeted by land reform policy because of their

weak position in society, there is a lack of success of this ‘empowerment’ in the

implementation phase. Rural black women belong to the poorest categories in South African

society. This marginalized group has been defined as a target for empowerment initiatives in

Political economy - Focus on relation between

economy and politics - Focus on power relations

and classes - The state, instead of the

market, should be in control - Capitalism weakens

production

22

the land reform process from the start. However, the early redistribution policy provided its

grants to households instead of individuals. This made men, who were more likely to control

household resources, the key beneficiaries instead of women. Even after the introduction of

grants for individuals, nowadays still only one tenth of the beneficiaries are women and

women’s rights still depend on the power relations within households and communities

(Hall, 2004, p. 7). The Promoting Women’s Access to Land (PWAL) project was established

in 2002 to identify obstacles and opportunities to advance women’s rights to land. The

PWAL project showed that addressing gender discrimination in the law had limited effect in

itself. Gender structures are firmly set on the local and personal level, for example in

inheritance practices (Hall, 2004, p. 7). In addition, women’s access to land is limited by

paternal structures in society, for example by traditional institutions like chieftaincies

(Hargreaves, 1999, p. 42). The bias is not only in gender but also towards the poorer classes.

Lahiff (2007) has argued that the size of grants depends on the size of your own contribution.

This means that the richer groups are able to receive more and the poorer groups less. This

critique has led political economists to conclude that that the existing class, race and gender

structures have remained politically and economically unchanged or even have

strengthened, despite land reform.

Third, political economists argue that beneficiaries are forced to follow a path that is

conformed to a specific vision of (the future of) agriculture. This entails large scale, capital-

intensive farming which is seen as the most productive form of agriculture. This large scale

path is favoured ‘even though various studies suggest that […] small-scale land use is the

most sought after by the rural poor and landless’ (Lahiff, 2007, p. 1589) The subdivision of

land has been made difficult under the apartheid regime. This situation is consciously

maintained by the current government to steer agriculture into ‘the right’ direction. Dividing

land is an expensive and time consuming administrative burden and there are still legal

barriers to divide land (Lahiff, 2007). Those willing to acquire land are then forced to pool

their grants and work together. This path also favours entrepreneurial behaviour. The

condition to receive a land reform grant is that beneficiaries must follow a business plan set

up by a government-appointed consultant who often bases his calculations on large scale

production models and assumes that the group of beneficiaries will work as a single unit.

This is to ensure farm ‘viability’. These groups however have been criticized as

“dysfunctional – many are in practice inoperative – and for leaving the rights of members ill-

defined and poorly protected.” (Lahiff, 2007, p. 1589). Political economists then argue that

the path government has chosen for agriculture leaves the economic power structure in

South Africa unaffected. In the words of Lahiff:

“Conservative elements within the country—which appear to include most of the agricultural

‘establishment’ of landowners, agricultural economists and officials of the Departments of Agriculture

and Land Affairs – are opposed to any change in agrarian structure, of which subdivision would be the

most obvious sign, and make extensive use of the language of ‘viability’. This feeds directly into the

arguments for ‘deracialization’, whereby conservative and some more progressive forces agree on the

need for a change in the racial profile of landownership, but reject major restructuring along class lines

(i.e. from relatively few large units to many smaller units).” (Lahiff, 2007, p. 1589)

Fourth, Hall (2007a) argues that the formation of land reform policy occurs highly isolated

from other agricultural interventions. The result is that there are few, if any, services to

23

support farmers after settlement. Farmers require information, organization, and capital and

require skills to set up a farm. Without this, farmers are vulnerable to hostile market forces at

a time when they are vulnerable because they are just setting up (Hall, 2007a). Furthermore

even in case a small-scale farm is successfully set up, some political economists argue that

small scale farmers suffer under market conditions. Arguments for this are that economies of

scale can be realized with more land and large landholders can buy up smaller ones. Under

the current system smallholder and subsistence farming is a vicious circle of poverty (Jacobs,

2009). From a political-economy perspective, small-scale farmers must then be protected

from market forces to be able to survive economically.

A fifth critique is the lack of proper representation of the marginal or poor groups in society.

The only countervailing power (to the dominant power and interests that make up the

current agrarian structure) is seen to be the poor and landless, who are represented by the

Landless People’s Movement, NGOs associated with the former National Land Committee

and the newer Alliance of Land and Agrarian reform movements. These movements argue

for a more interventionist role for the state for more widespread distribution and lower

compensation for landowners. However, Lahiff (2007) argues that they only take action

against landowners ‘in general’ without concrete demands at the local level. The result is that

little is achieved and that the vision of small scale farmers and their concerns have little effect

on policy.

Political economists conclude from this that as there is no effective counterforce, the

‘conservative elements’ in government dominate. The overall criticism of political

economists on South African land reform is that the structure of land ownership, and power

relations in general, are not changed by current and recent land reform initiatives. The result

is that the poor are still poor, the powerless still lack proper representation, and women still

play an inferior role in a male-dominated society. The classes in power and the strong large-

scale farming lobby have little interest in change that benefits the poor (Lahiff, 2007). The

result is the persistence of the (structural) class and race divide (Hall, 2007a). Some have

gone as far as to argue that current land reform serves to justify structural inequality as

current policy merely pretends to serve the poor (Mangxitama, in Hall, 2007a, p. 103).

In contrast to neo-liberals (who argue for more market and less state interference in land

reform), political economists see the solution to land reform problems in state intervention.

As the poor classes generally lack proper political representation, the state is responsible for

helping these farmers

to better their position

on the market and in

society in general.

Important here is that

the solutions

envisaged by the two

different approaches

stand in direct relationship with the land reform problems that are seen as most important.

Neo-liberals are more concerned with constraints to economic growth and innovation in

agriculture. Political economists see structural inequality in wealth, power and livelihood

Similarities Neo-liberalism and Political Economy

- Structuralist approach - Small-scale agriculture is not an option - Linearity of development is central

24

opportunities as the most important

problems of land reform. Political

economists then argue that the

government should take a more radical

interventionist approach to land reform to

counter market forces and powerful

groups (Hall, 2007a).

2.3 Actor-oriented approaches to land reform________________

A focus on people

Both neo-liberal and political economy perspectives see development as a linear process

determined by large (structural) forces. Neo-liberalists visualize the survival of profit-

maximizing, entrepreneurial farmers, who use and invest in new technology to modernize

and enhance their production for the market. Those that do not follow this logic will be out-

competed. For political economists capitalism leads to class polarization and the weakening

of small farmers. In both theories the weaker groups in society, like women and poor

farmers, are visualized as more or less homogenous groups, in which all members in the

group share the same needs, and have the same reasons for their decisions related to the use

of land. Also, in both theoretical approaches, the poor, women, small-scale farmers, etcetera,

do not seem to have agency. They are often portrayed as victims of wider processes and

external pressures in society; for example policy decisions by the government or economic

processes at the national or global level.

Both positions draw on theoretical models of farmers. They also tend to overlook reality as

only few studies are carried out on the level of the actors. There has been much evidence that

individual farmers act different from how both neo-liberals and political economists predict

(Long, 1992). How this exactly works out on the ground will be discussed in later chapters. It

is important to study the different actors in their own terms, to see how they make sense of

the world, how they behave, identify and deal with the constraints and opportunities they

face. Knowing this improves policy in the sense that actual (rather than imaginary)

constraints faced by farmers can be addressed.

Agency

Long (1992) introduced an actor oriented approach with which he argued that rather than

assuming that external forces (such as the market or powerful classes) determine the

existence or survival of specific classes, one must look from the perspective of the actor.

Actors have ‘agency’: they have knowledge of their own situation, they can reflect on things

that are happening to them and they can find ways to cope under pressure (Long, 1992). So

even though the market may be a force that restricts the behaviour of peasants, these

peasants may still devise ways to cope with this without disappearing (as theorized by

Actor oriented approach - Development is not a linear

process - The actor has a central

position - Actors have ‘agency’ - Negotiations and interactions

between actors are important

25

political economists) or turning into entrepreneurs (as theorized by neo-liberals). Farmers do

not necessarily adopt the profit maximizing logic and only value production as promoted by

neo-liberals. They may have another logic, which may be more optimal or not, but which is

at least embedded in their actual personal circumstances and their own values. What this

logic is, differs for different people and localities. It is important to study these alternative

strategies as they may offer other (more suitable) paths to development.

By focusing on different actors and their life worlds, the actor oriented approach helps to

shed light on the various assumptions made under current land reform policy. As discussed

above, theories and categories inherent in land reform policy are often at odds with what

actually happens ‘on the ground’. Assumptions are not only made about policy itself but also

on how policy is implemented. Below some of the assumptions will be discussed, limited to

three areas of land reform: the policy arena, the livelihood of beneficiaries, and negotiation in

the procedure of claiming land.

The policy arena

From an actor oriented approach land reform is an outcome of negotiations and interactions

between different actors, not only between groups but also within groups. These include

policy makers, lobbyists, agribusinesses companies, NGO’s, the World Bank and social

movements. A useful way to analyze the implementation of land reform is by

conceptualizing it as a script (Hebinck, 2008). Reading land reform policy as a script means

that to understand the script you must be aware of the historical and current conditions that

shaped it and the perspective that is being used to promote it. Studying the different actors

and their interactions allows us to find out how they affect the script. So although the main

goal of land reform was to address the injustice caused by apartheid, the script now includes

the modernization of agriculture as an aim. Actors cannot always be reduced to a

homogeneous group. Although many political economists argue that the state has a specific

vision of agriculture, there have been conflicting ideas of how land reform should proceed

between the Department of Land Affairs and the Department of Economic Affairs.

Negotiations between actors

Land reform does not only involve beneficiaries and policy makers. Other actors may

(directly or indirectly) affect the land reform process. Land owners and consultants often

play important parts in this. These negotiations are not always constraining but may equally

lead to arrangements that are more suitable than that envisaged by the consultants. For

example, a group of people claiming land in the Kruger Park was not so much interested in

returning to the land but were more interested in getting a share of the park’s revenues.

Negotiation also takes place within the group of farmers. Land is usually granted to groups.

Although these groups may have a common ancestry in the land they should not be seen as a

homogeneous group. There are differences in gender, age, and most have lived in very

different places after eviction. These differences have led to conflicts and make cooperation

between the actors difficult.

26

The motives behind decisions and strategies of different actors cannot be reduced to

economic interests only. For example, some landowner families have lived on their land for

generations and they want to protect their farm not only because it generates income but also

because it is a ‘way of life’.

Livelihoods and the role of land

Land reform policy makers and agricultural experts often focus on productivity increase

from tenure reform. However this goal may not be shared by the beneficiaries of land reform

(Andersson, et al, 2007). The result has been that what farmers do with the land deviates

from what policy makers intended them to do. One way to analyze how beneficiaries

actually use their (access to) land is through the concept of ‘livelihoods’. This concept refers

to the way people are able to make a living (also in a non-monetary way) in everyday life by

combining the use of land, capital, natural recourses, infrastructures ánd social relationships

that are available to them. Understanding the role of livelihoods in the land reform process is

useful for several reasons. First it will give insight in how the actual economic strategies of

beneficiaries deviate from the logic that policy assigns to them. This enables the

identification of why particular projects have not achieved their targets. Second it will allow

for the identification of constraints faced by households. This enables the design of better

informed policy which is likely to be more effective. Third, even though land reform targets

may not have been reached some people may still have benefitted from it in different ways.

Some of these ways may offer alternative paths to development. In chapter three the

livelihood concept will be explained and some examples will be given on the different

meanings people may attribute to land.

The livelihoods approach is also a useful tool to make sense of how beneficiaries give

meaning to land. This feeds directly into what role they want land to play in their lives. This

may be production, non-productive activities or a combination of both. One example is

claiming land for worship. Such a goal can be achieved without changing the status of land

as a national park (when people claim land that is a national reserve) or without evicting

landowners, as what is claimed is access and not ownership. A second example is the role of

natural recourses (like fuel wood, construction material, edible plants and insects, honey,

tools and reeds for weaving) in rural livelihoods. According to a report on livelihood

strategies by Ainslie et al (2003, p. 14) ‘many different resources and species are used to

supply everyday needs’. An example is the collection of medicinal herbs (ibid.). Although the

collection of medicinal herbs may indeed not directly increase agricultural production in a

village, or may not bring a lot of money into a household, it is also important not to

undervalue these kinds of livelihood practices right away without proper investigating the

role of this practice for local livelihoods (which are broader than monetary income only). The

collection of medicinal herbs may be an important role for women in a community, and the

availability of traditional medicine may contribute both to local self-sufficiency (for example

where regular medicine are hard to get or expensive), and to traditional structures of

authority and rituals. The role of natural resources in local livelihood strategies has been

structurally undervalued by state agencies, and therefore not (enough) accounted for in

development projects (Hassan, in Ainslie et al, 2003, p. 16). A third example is that land can

be attained with the intention of keeping it as a pension. People may work outside the farm

during their young life and become subsistence farmers once they retire (Klingen & Van den

27

Berg, 2008). Until that time land can be used productively if attractive sharecropping

arrangements exist.

It is clear from the above that there are different reasons why people want (access to or

ownership of) land, among and within groups of claimants and/or land reform beneficiaries.

These differences also create opportunities for negotiating different arrangements between

beneficiaries and landowners and between production and non-production related activities.

In conclusion, an actor oriented approach calls detailed study of different actors. How do

land reform and the associated changes enter their life worlds and how do actors make sense

of this by adapting, adopting, modifying, combining or resisting the elements of land

reform? A study like this will not only give insight in why actors do certain things and what

steps can be taken to improve their situation but it may also lead to the discovery of ‘hidden’

success stories. In the following chapters case studies will be put forward in which a detailed

analysis of the complexity of land reform is given.

Additional literature: I. Scoones - Livelihoods perspectives and rural development

Description and critical reflection on the development of the livelihoods perspective.

http://www.plaas.org.za/newsevents/news/news_item.2009-06-01.9764642288

S. Razavi - Engendering the political economy of agrarian change

How gender has been taken up by political economy and neoliberal perspectives.

http://www.plaas.org.za/newsevents/news/news_item.2009-06-01.9764642288

Points of discussion: • How do political economists and neo-liberals look at market led reform?

• What are the advantages and disadvantages of the actor oriented perspective?

• How would you study the effects of land reform in a specific village with an actor

oriented perspective? Discuss what data gathering technique you would use.

28

In this chapter, first an outline of the livelihood concept will be given. This will be followed

by an overview of how different scholars perceive the livelihoods of land reform

beneficiaries. The chapter will end with an overview of livelihood and farming strategies

often overlooked by academics and policy makers and their potential for development.

Learning goals After this chapter you should…

• Understand the differences between subsistence farming and commercial farming,

and be able to discuss the positive and negative aspects of both kinds of farming

• Understand what diversification and risk-minimizing strategies are and give some

examples

• Be able to identify constraints to developing sustainable livelihoods from a land

beneficiary/farmer perspective

• Understand what a livelihood framework is, and be able to identify the five different

pillars of the different livelihood ‘capitals’

3.1 Livelihood___________________________________________________

The livelihood concept

The term ‘livelihood’ is often mentioned in literature about rural development and agrarian

reform. Chambers & Conway (1991, p. 6) defined

the term as “the capabilities, assets (including both

material and social resources) and activities

required for a means of living”. Scoones describes

livelihood as “a complex web of activities and

interactions that emphasize the diversity of ways

people make living” (2009, p. 172). ‘Livelihood' is

discussed and described from a range of different

theoretical and practical perspectives, methods and

frameworks. The term is both complex (it can refer

to a wide array of practices and social categories)

and fluid (it can be adopted in different fields of

study within the broad perspective of rural

development studies (Scoones, 2009, p. 172).

Scoones writes that the term 'livelihood' can be

related to: “locales (rural or urban livelihoods),

occupations (farming, pastoral, or fishing

livelihoods), social difference (gendered, age-

defined livelihoods), directions (livelihood

pathways, trajectories) and many more” (ibid.).

Chapter 3 Land reform in practice: livelihood strategies

Livelihood definitions:

- “The capabilities, assets (including both material and social resources) and activities required for a means of living” (Chambers & Conway, 1991, p. 6)

- “a complex web of activities and interactions that emphasize the diversity of ways people make living” (Scoones, 2009, p. 172)

- Livelihoods can be studied by using a subdivision of ‘capitals’: natural, physical, human, financial and social capital (Ellis, 2000)

29

Ellis has developed a framework in which livelihoods can be studied by using a subdivision

of ‘capitals’: natural, physical, human, financial and social capital (Ellis, 2000; Hall, 2007b, p.

3).

1. “Natural capital is the term used for the natural resource stocks from which

resource flows and services (e.g. nutrient cycling, erosion protection, crops,

forests, wild plants, water, land) useful for livelihoods are derived

2. Physical capital comprises the basic infrastructure and producer goods needed to

support livelihoods (e.g. affordable transport; secure shelter and buildings;

adequate water supply and sanitation; clean, affordable energy; access to

information and communications). This also includes productive and household

assets, including tools, equipment, housing and household goods, as well as

stocks

3. Human capital represents the skills, knowledge, creativity, experience, ability to

labour and good health that, together, enable people to pursue different

livelihood strategies and achieve their livelihood objectives

4. Financial capital denotes the financial resources (cash, savings, remittances,

etcetera) that people use to achieve their livelihood objectives. The definition used

here is not economically robust in that it includes flows as well as stocks and it

can contribute to consumption as well as production

5. Social capital means the social resources upon which people draw in pursuit of

their livelihood objectives. It is about the quality of relationships among people

and the extent to which one can count on support by the family or mutual

assistance”

(Ellis, in Wageningen University and Research centre, 2006)

The advantage of the livelihood approach is that it focuses on the level of individual actors

and their everyday practice. The livelihood approach thus illuminates how people organize

farming, how they trade, keep livestock, etcetera, and what strategies they develop to make a

living out of that by using and combining different natural, financial and social resources.

The livelihood approach can be usefully combined with the actor oriented perspective. How

people make a livelihood then depends on how they make sense of their surroundings. They

are not ‘rational’ economic actors but also have other concerns and values that are related to

local specific constraints. To study people’s livelihood one must understand how they see the

world and how external pressures (for example through the market, or changes in policies)

enter into their life worlds. This also entails acknowledging the diversity of livelihoods. Only

when these things are recognised can development interventions be effectively targeted.

Sustainability

Possible indicators of sustainable livelihoods:

• sustainable use of natural resources

• increased income, and/or regularity of income

• increased well-being: water and sanitation, fuel for cooking, good housing

• food security by obtaining higher income or by self-provisioning

• access to social organizations, mobility, access to school and clinics, medicine.

(Hall, 2007b, p. 3)

30

The sustainable livelihood framework provides a basis for identifying indicators of

livelihood impacts of land reform. (Hall, 2007b, p. 3). However, when we discuss the success

or failure of particular livelihood strategies, it is not enough to focus on the benefits and

constraints for the land reform beneficiaries and stakeholders that are directly involved.

Chamber & Conway (1991, p. 6) write that a livelihood is sustainable when it can “cope and

recover from stress and shocks, maintain or enhance its capabilities and assets, and provide

sustainable livelihood opportunities for the next generation; and which contributes net

benefits to other livelihoods at the local and global levels and in the short and long term”.

Here, the authors make clear that the sustainability of a particular way of 'making a living' is

not only defined by the efficiency of the strategy for the group of people involved. A

livelihood, say, a particular way in which a small-scale farm is organized, is only sustainable

(according to the definition of Chambers and Conway) when it not only benefits the farmers

and farm workers in the present, but in the future as well. Moreover, this farming strategy

should also contribute to the general well-being of society at a wider scale.

3.2 Perceptions of the livelihoods of land reform beneficiaries________

Problems in land use

Recent shifts in land reform policies have shown a growing attention of the South African

government to stimulate rural livelihoods and improve post-settlement support for land

reform beneficiaries (for example, the Sustainable Rural Development Program, see chapter

one). New initiatives are aimed at enhancing land-based livelihoods among the poor, so that

the lives of the poor majority will get beyond the survivalist mode (Ainslie et al, 2003, p. 1).

From the general land policy perspective the solution to poor livelihood conditions is to

alleviate the constraints that exist to agricultural production (ibid.). This recent shift to

livelihoods stands in an ambiguous relation with the other focus in current land reform

policies: the stimulation of commercial production for the market among an emerging (black)

elite (Adams & Howel, 2001, p. 1-2, Ainslie et al, 2003, p. 1). This is to be achieved by

following a path to development from subsistence to commercial farming (Averbeke and

Mohamed, 2006; Lahiff, 2007). Government has stimulated this by opting for a market-led

approach to land reform, hiring consultants that make land use plans for beneficiaries, and

giving higher grants to farmers that invest more money in their land (Lahiff, 2007). Although

these two targets, improving rural livelihoods and stimulation of black commercial farmers

are not incommensurable per se, the accompanying policies need to set out different

strategies and criteria for success to accomplish these different goals.

Many studies have been done to point out the failures of land reform implementation, in

redistribution programs, in rehabilitation and in land tenure reform programs. Neo-liberal

critique on land reform has been that the commercial output of the land has decreased once

land of large scale farms became a patchwork of small plots of land owned by mostly

unskilled beneficiaries (Adams & Howell, 2001, p. 2). One common problem that reappears

in land reform implementation is that land is not used efficiently by the beneficiaries of land

reform, if new appropriated land is used at all. For example, the DLA’s second ‘Quality of

Life’ survey in 2000 mentions widespread underutilization of land. According to the survey

31

land was not used at all or arable land was not used for intensive forms of production,

although it was suitable for that kind of land use (or even had been used for intensive

agriculture before the land reform project). Moreover, the survey found alarmingly high

levels of poverty among beneficiary households (Hall, 2007b, p. 4).

Agricultural Research for Development (ARD) field studies also provide different examples

of under-use of arable land. In Vaalhart, the largest irrigation scheme in the Southern

Hemisphere, there was a declining agricultural production. This decrease in production was

found to have a negative impact on the provincial economy and the livelihoods of the

beneficiaries involved. According to this study stakeholders thought that production

declined because there were too many beneficiaries in relation to the potential of the land,

there was a lack of coordination among stakeholders and beneficiaries and there was a lack

of access to resources for effective collaboration and investment (ARD Field Studies Series #4,

2004). This under-use of high quality agricultural land may have far-reaching effects in the

long run: arable land that could be (and maybe was) used for the production of export

products, lies abandoned. Declining export of crops is seen as a major problem for South

Africa’s national economic prosperity (Adams & Howel, 2001, p. 1-2). Another concern is the

effect under-use of land has in the standard of living of beneficiaries themselves. The ARD

study in Ganspan (ARD Working Report, 2008) showed that diversification of livelihood

strategies was caused by pure necessity, and was therefore a sign of poverty. The study

showed that only three percent of the households were able to earn a living from agriculture,

and three quarters had to make a living from off-farm activities, an a large proportion was

dependent for income on social grants (46%, red.).

Political economists argue that land reform projects have failed because the power structure

has remained the same. Lahiff (2007) has argued that models of agriculture are often

inappropriate for poor land reform beneficiaries:

“Thus a defining characteristic of South African land reform policy is that beneficiaries—no matter how

poor or how numerous—are required to step into the shoes of former white owners and continue to

manage farms as unitary, commercially oriented enterprises, while alternative models, based on low

inputs and smaller units of production, are actively discouraged. This inappropriate model, and the

tensions within beneficiary groups that emerge from it, are largely responsible for the high failure rate of

land reform projects.” (Lahiff, 2007, p. 1590)

3.3 Livelihood and farming strategies______________________________

From a general policy perspective, land reform may be seen as ‘successful’ when

beneficiaries are able to increase the monetary income of the household from the newly

acquired land or access rights, and when job opportunities in general are increased. However

as we have seen in chapter two, farmers value land for other reasons than production as

well. To see the role that land plays in their lives their livelihoods must be taken into

account.

Although different studies show that newly appropriated land is not used for commercial

crop production, this does not mean that this land does not have a value or benefit for

32

beneficiaries. Different cases have shown the high incidence of ‘straddling’ among land

reform beneficiaries. Straddling refers to the situation in which land reform beneficiaries do

not settle on their newly acquired piece of land, but stay on their previous land and combine

both sets of natural and other resources to optimize their livelihood and the range of

opportunities for making a living. The Gallawater reform case provides a clear

demonstration of this livelihood diversification strategy. This case study is taken from

Ainslie, et al (2003).

Just in Case: the Gallawater farm

“In this case a group of 102 land reform beneficiaries that were relocated from the Lady Grey district

(in former Transkei) into the Zweledinga area in the north of the former Ciskei during 1977,

purchased the Gallawater farm in 1995 using a subsidy provided by the state under the provision of

Land and Assistance Act 126 of 1993 and a loan.” In this

case only 22 of the 102 beneficiaries moved to their newly

acquired land. The rest of the beneficiaries stayed on their

prior land or in their prior houses, and used the

Gallawater farm mainly as a grazing area for livestock.

The main reasons that were identified for the reluctance to

move to the new farms were that there was a lack of

housing and a lack of facilities and basic services on the

new farm area. In the Zweledinga area were irrigated

fields, housing facilities and also some communal grazing

areas for livestock. The availability of piped water,

electricity, schools, medical care, roads and a telephone network made these people unwilling to move

to their new land altogether. Instead the new land was used as a supplement, so that they had more

options at hand to let their animals graze, to find farmland in the future, to extract or collect natural

resources and more assets for their households. The families that did move to the Gallawater farms,

also had not abandoned their prior living place altogether. Many of them kept strong ties with family

that stayed behind, and some even developed split households. Interestingly this case study also

showed another often occurring phenomenon in the land restitution process, namely that many of the

beneficiaries were only ‘beneficiaries on paper’.

In a study by Mohamed (2006) various livelihoods types in Dzindzi are identified and

typified. This study shows that land was used in different ways.

• Pensioners who were only concerned about planting crops for their own

consumption.

• Pensioners that hired labour to plant crops for home consumption and who sold

their surplus.

• Skilled wage earners (e.g. teachers) that hired labour to work on their land to

produce for own consumption and to sell their crops.

• Unskilled workers that took on piece jobs and also farmed for food and sold their

crops.

• Market-oriented farmers who sold most of their crops.

• Subsistence farmers that mainly produced for own consumption

33

Both cases above show how a diversity of livelihood strategies, and different ways land is

used for making a living. Striking in the case of Mohamed (2006) is that many of the

livelihood types produce a surplus for commercial markets without falling into the category

of ‘commercial farmer’.

Ainslie et al (2003) argue that there is a dualism in South African thinking about agriculture;

with commercial agriculture coupled with freehold tenure on the one hand and subsistence

agriculture through communal tenure on the other. Subsistence land use, especially when

kept in communal ownership, is often considered wasteful and economically unproductive,

and therefore more attention is given to enhancing commercial agricultural production for

the market. Ainslie et al (2003, p. 1) challenge this dualist idea and argue that this is a rather

simplistic representation of the many different ways the land in South Africa is used in

reality. Instead they propose to replace this view with a ‘continuum of farmers’ approach

that recognizes a broad range of land users who take position somewhere between

commercial and subsistence farming, or that combine different aspects of the dualist divide:

for example communal tenure farmers who are involved in production for the market, or

people who use the land’s resources for a range of different purposes which often stay

unnoticed (for example the use of medicinal plants for traditional healing purposes). Hall

(2007b, p. 4) writes that most farmer that fall within the category ‘subsistence farmer’ still

buy ‘inputs’ and sell some of their products in local or regional markets. So there is a wide

variety of productive uses of land and natural resources amongst residents of communal

areas and land reform beneficiaries. Both Adams & Howel (2001) and Lahiff (2007) propose

that accompanying policies need to set out different strategies and criteria for success to

accomplish these goals.

Identifying Constraints

Land-based livelihoods have generally been undervalued. One should refrain from casting

subsistence land-use as wasteful and economically unproductive, though (Adams et al, 1999,

p. 1-2). This is not to say that there are no problems: “Most poor rural livelihoods encounter

considerable constraints to production that limit their land-based livelihoods to the

survivalist mode” (Ainslie et al, 2003: 1). However, it means that to be able to increase

livelihood opportunities we need to understand the various ways people can or cannot

benefit from land and land recourses. Ainslie, et al (2003) evaluate land reform in South

Africa with a special focus on the effects of land reform on poor people’s livelihoods. Like

most reports on the outcome of land restitution and redistribution, they identify the problem

of under-use of land and the seemingly lack of financial contributions to household income

from the production and sale of crops. The authors identify a range of constraints in different

land reform projects that were aimed explicitly or implicitly at livelihood improvement:

• Poor quality of the land,

• Lack of access to market for the sale of product,

• Lack of capital for investment and technology,

• Lack of organization among farmers,

• Lack of coordinating bodies for of cooperation and communication with other

stakeholders,

34

• Lack of skills and knowledge for commercial production,

• Prevalence of HIV/AIDS

• Gender inequality in rights and access to land.

Which constraints are relevant for a particular land reform case can only partially be

predicted in advance. Hall’s analysis (2007b, p. 2) of different livelihood impact case shows

that the “implications for livelihoods of maintaining or changing land use are contextual”,

and can not be predicted without taking the particular social, political and natural

circumstances into account. For improvement livelihoods through land reform, constraints

encountered by beneficiaries should be identified. For this identification, the local situation,

people’s actual use of the land in all its variety of uses and strategies have to be taken into

account. Land reform policy should be broader in view, and be able to identify and aim for

alleviating these constraints.

Hall (ibid.) writes that there is a lack of empirical studies that show the relationship between

land reform and improvement of livelihoods of land reform beneficiaries. There is also a lack

of data about post settlement processes in general. There is no clear view of the effect of post

settlement needs. The problem is that from a policy view land reform has ‘succeeded’ when

land claims are dealt with, and more people have acquired land rights. However, as different

case studies in Hall’s report show, most problems begin after claims have been settled..

DLA’s second ‘Quality of Life’ survey in 2000 concluded that beneficiaries were better off

than the rural population on average (ibid.). However, the report ‘failed to demonstrate

whether or not this was as a result of their improved access to land – or whether this

correlation was due to the better off being more likely to be able to access the program’ (Hall,

2007b, p. 4). Hall rightly wonders whether these land reform beneficiaries were better off

because they were land reform beneficiaries or if they managed to become land reform

beneficiaries because they were better off (ibid, p. 5). ‘Better off’ here can refer to people who

are literate, have access to communication infrastructure, means of transport, and/or have

contacts with people with authority in local, regional or even national politics. Again it is

empirical data that is lacking: there is almost no information about the life and the profile of

people before they entered land reform program (Hall, 2007b, p. 5).

Strategies for diversification

In this section some possible paths for small-scale agricultural development are described.

There are different ways in which a farmer can diversify (see: figure 1). One possibility is the

diversification of crops and animals. Different crops and animals have different

susceptibilities to pests, diseases and climatic stress. This means that if a natural disaster

occurs, for example a draught or the outbreak of a pest, the chances are higher that some of

the harvest will remain intact when you have multiple crops and/or animals. Similarly

farmers can diversify in the face of market price fluctuations. So for example if the price of

maize drops you can always sell another crop. You can also diversify by using your farm to

engage in other activities. For example by processing maize into flour or by engaging into

agro-tourism. This enables farmers to create additional value from their farm. Diversification

is also possible by engaging in off-farm activity by for example finding a job next to farming.

35

The reasons to diversify then can be to minimize risks. It can also be used as an

entrepreneurial activity (Ellis, 2000).

Figure 3: Forms of Livelihood diversification. Source: http://www.livelihood.wur.nl/index.php?id=39

Another strategy through which small-scale farming can be strengthened is internalisation of

costs or farming economically (Van der Ploeg, 2000). Because of the squeeze on agriculture,

which entails an increase in costs and decrease in the price of agricultural products, farming

becomes increasingly difficult (see: chapter two). One way to deal with this is finding other

sources of income as has been discussed above. Another way is to substitute market

purchased inputs by own created inputs. This can be done by substituting chemical fertiliser

by cattle manure. Households also internalise by producing their own food rather than

having to buy it from the market (farming economically).

Farmers can also be involved in other forms of exchange than only through the market. This

can entail barter exchange amongst farmers and sales within villages. These forms of

exchange may allow for more negotiation (about the price and quality) between those

involved in the exchange compared to exchange through the market (Van der Ploeg, 2000).

They also have the advantage that relatively short distances have to be travelled. These

strategies can be used by people to secure their livelihoods. Such strategies may be usefully

combined with market sales. Many of these strategies were used by an old peasantry that

used to exist in South Africa. These peasants were not only able to produce for themselves,

but also produced a surplus which was sold (Hebinck, 2007). This shows that such strategies

36

are not necessarily paired with a decline in production. The advantage is that these farms are

often very resilient to economic crisis and natural disasters. These strategies can contribute to

what Chamber and Conway (1991) defined as sustainable livelihoods. What particular

strategies are adopted and why, depends on the local conditions and requires field analysis

of the farmers involved.

Finally, the ‘informal economy’ is something that is often overlooked in policies. Farm

produce can be exchanged with neighbours in exchange for their work or produce in

demand by the household. Informal economies are actually quite dominant worldwide.

Think of the statistics you hear about people living on one dollar per day. How do they

manage? Because most of what they need is available without money: by colleting or

producing for own consumption and by sharing: investing in social networks and sharing

and exchanging access to resources. Policymakers tend to overlook the informal economy,

since it formally does not exist (it is not taxed). Contradictory, a flourishing informal

economy can greatly increase the general well-being of the poor. Attempts to regulate and

control this trade could hinder the positive effect on the general well-being of the poor, since

such measures mean extra barriers to successful trade for this weak group. More insight into

the dynamics of these informal economies could lead to a better understanding of the ‘poor

mans logic’ behind seemingly irrational economic behaviour, and to (possibly) stimulating

local livelihoods by better linking policies to actual risk-minimizing and survival practices

‘on the ground’.

The different strategies that are shortly discussed above belong to a rural development

framework that is embedded in an actor oriented approach, which contrasts to the

modernization en liberalization perspective where the adoption of technology and scientific

sound ways of farming is put central. Although there are heavy debates between the

proponents of the two paradigms farmers seem to have no problem in combining both. The

result is a diversity of farming strategies or styles (see: Averbeke & Mohamed, 2006).

Mapping these strategies requires a livelihood approach through which categories can be

created based on the logic of the farmers. This entails acknowledging the diversity of farmers

rather than placing them in a dichotomy of subsistence versus commercial farmers (Ainslie,

et al, 2003).

Additional literature R. Chambers, & G.R. Conway - Sustainable Rural Livelihoods: Practical Concepts for the

21th Century

This article deals with livelihoods: what is it? How can it be defined? What are the

determinants for a ‘sustainable’ livelihood? The article also explains the concepts ‘equity’,

‘sustainability’ and ‘capability’ as crucial aspect of livelihood. A distinction is made between

social sustainability and environmental sustainability.

http://www.eldis.org/vfile/upload/1/document/0708/DOC12443.pdf

I. Scoones - Sustainable rural livelihoods: a framework for analysis

This paper outlines a framework for analyzing sustainable livelihoods, defined here in

relation to five key indicators. The framework shows how, in different contexts, sustainable

37

livelihoods are achieved through access to a range of livelihood resources (natural,

economic, human and social capitals) which are combined in the pursuit of different

livelihood strategies (agricultural intensification or extensification, livelihood diversification

and migration). Central to the framework is the analysis of the range of formal and informal

organizational and institutional factors that influence sustainable livelihood outcomes. In

conclusion, the paper briefly considers some of the practical, methodological and operational

implications of a sustainable livelihoods approach.

http://www.sarpn.org.za/documents/d0001493/P1833-Sustainable-rural-livelihoods_IDS-

paper72.pdf

R. Hall – The Impact of Land Restitution and Land Reform on Livelihoods

This report discusses a number of case studies of land restitution and shows that in many

cases livelihoods did not become better through the land reform initiatives. It becomes clear

in this report that despite all these livelihood initiatives, there was not much profit for the

beneficiaries, although land rights were effectively transferred. Different constraints are

identified, among which the lack of information on the side of the beneficiaries, of which

more commercially – oriented parties often take advantage.

http://www.plaas.org.za/publications/research-reports/PLAAS_RR32_Hall.pdf/

M. Adams, S. Sibanda, S. Turner – Land Tenure and Rural Livelihoods in Southern Africa

This paper reviews land tenure reform on communal land against the background of the

repossession of private land occupied by white settlers. The purpose and scope of the

proposed tenure reform in the former homelands of South Africa are described, as well as

the attempts by South Africa’s neighbours to resolve tenure problems in the communal

areas.

http://dlc.dlib.indiana.edu/archive/00002412/01/odi_nrp_39.pdf

Websites about livelihood:

• IDS Institute of Development Studies: http://www.eldis.org/go/livelihoods/

• WUR: http://livelihoods.wur.nl

These websites offer free papers, documents and introductory information on development

related issues.

Points of discussion

• In case of land reform, how important is (in your opinion) the environment in the

evaluation of sustainability of a land reform project? Why?

• Read the case of the Gallawater Farm. What livelihood ‘capitals’ can you identify in

the case? Can you think of some more?

• How can you assess whether a sustainable livelihood is achieved or not? What are

according to you the relevant outcome indicators? (use the article of Scoones, 2005).

38

South African society can be seen as a (post-)plural society. For Furnivall (in: Kuper, 1969, p.

10) the social basis of a plural society is a medley of people, who live side by side, but

separately. During apartheid the country was divided into two ‘societies’: a black society and

a white one. A tradition in regard to the nature of a plural society is the creation of an

agreement in which different groups in society manage their relative distance to each other

and through which group interests are more or less safeguarded (Kuper, 1969, p. 7). During

apartheid the different ethnic and racial groups in society came to a certain agreement,

although it was not an agreement of free will on the side of the black population. During

apartheid the separation of people along racial and ethnic lines became highly geographical

as well, as people were sent by the government to black, white and Indian areas. The

separation of people, which even took a geographical dimension, has caused some extra

difficulties for the implementation of land reform projects. First of all, the displacement of

people during colonial times and through apartheid policies, and the fact that whole villages

and even tribes have been removed from the land they resided on, forms the direct

historical-political background of the justice aspects of land restitution. However, people in

South Africa have always been on the move, and although a strong symbolical relationship

with the land is a common theme in South African society, it is difficult, if not impossible, to

identify objectively the ‘roots’ of a particular groups of people to a piece of land. And so in

land reform competing claims come up from different communities and individuals, to the

same piece of land (James, 2007, p. 79-103). Another difficulty that arises from South Africa’s

history of segregation policies is that trust and collaboration between ethnic and racial

groups in society is a sensitive issue, and something that can be stimulated through

communication and integrative platforms for cooperation.

This chapter will focus on the social side of land reform: social capital that forms a crucial

element for the success or failure of land reform implementation. Below several aspects of

social capital will be discussed, and illustrated with examples from land reform projects:

social cohesion, the role of leadership and communication of values and interests between

different stakeholders in a land reform project.

Learning goals:

After reading this chapter, you should...

• Be able to give a description of the characteristics of a plural society

• Be able to mention some causes of conflict in the sharing of a piece of land by

different farmers

• Be able to explain the importance of social cohesion and apply this knowledge in

practice

• Be able to mention the pros and cons of strong leadership in the functioning of a

(farming-)community

Chapter 4 The social side of land reform

39

4.1 Different perceptions__________________________________________

During the implementation of a land reform project, different stakeholders, like the project

workers and the local community, have to come to an agreement on how the project is

executed. In previous chapters it became clear that often projects do not work out the way

they were intended beforehand. When conflicts arise, for example, because of competing

claims in a restitution project, projects workers have to find a solution that all parties can

agree on. For this the needs and aspirations of all direct stakeholders should be taken into

account, something that is only possible though communication between policy workers and

(representatives of) the local community, farmers, consultants, business people and local

people of authority. A complicating factor in this is that these parties often have different

views, backgrounds and even ‘speak a different language’ (policy workers use a different

vocabulary than farmers). Different parties can also have different views on the development

of land. And when the distance between parties is large, they may view the opinion of the

other party as illogical or incomprehensible. Looking at a few case studies of the ARC, it

becomes clear that project workers often have no clear view of the needs and values of the

people they deal with in the local ‘land reform’ situation. People that live on the land that

policymakers want to develop often have their own idea about how their land(-use) should

be improved and which animals they want to use for livestock farming.

The following case study (ARD Report Series #12, 2004) is a good example of how

contradicting perceptions influence the way a project evolves. This case shows a difference in

perception, between the local community and the development workers, about what should

be developed and what direction this development should take. The case study was done by

the ARD, in 2004, in the Limpopo Province and the report they wrote about the study is used

to describe the case below. An important note is that the situation below is described from a

project worker point of view.

Just in Case: goats

The Sekhukhune district has a semi-arid type of climate and thorny acacia bushes dominate the

vegetation. These conditions are good for the production of goats, because goats are sixty percent

browsers. Goats are the most common livestock of the communal farmers and they do not make an

important contribution to the economy of the place.

Livestock and especially goats are often used for ceremonial activities by

the Sekhukhune population, so some animals are kept apart for other

reasons than animal production. In the area there are a lot of predators

and theft of goats by animals like wild cats and jackals is a major

problem in the area. This problem de-motivates the farmers to invest in

their goats, because they loose their goat populations.

The area of Sekhukhune is one of the poorest regions in South Africa

and larger markets are far away from the region. The farmers do not have the assets to transport the

40

goats and their meat and milk to markets nearby to make a profit of it. Especially farmers with a small

stock size do not have the means to hire a vehicle to transport their cattle. The farmers have problems

with the selling of their goats because they lack the knowledge of selling and market information. Not

only has the lack of knowledge about goats influenced the amounts of goats that are sold on markets.

The unpopularity of buying goat meet is also influenced by other reasons. Traditionally, people in the

Sekhukhune district associate goats with ceremonies for their ancestors and that is why the

consumption of meat from a goat is not seen as normal as the consumption of chicken or beef meat is.

A combination of the problems mentioned, make that the goat production project in Sekhukhune

districts has faced many difficulties.

In the case that is summarized above, the social aspect, the perception of the people who are

living in the Sekhukhune district was hardly included by the project workers. A deeper

insight in the social background of the population is lacking, because the focus was mainly

on reaching agricultural goals. The development workers saw the goats as an asset to sell on

a market or to use and eat in a healthy diet. They have looked to the specific environmental

circumstances, and they came to the conclusion that keeping goats is very suitable according

to the local environmental circumstances. But for the people, who own the goats, the animals

have a special meaning in ceremonies and that is the reason that some animals are kept apart

by the owners. In Sekhukhune, goats are associated with their ancestors and that is why it is

not respectful to use the animals as consumption or trade. This fact was mentioned in the

case study, which means that the project workers were aware of it, but nobody dealt with

this during the research. Owners of goat are only forced to sell them, when they have

financial problems, but it is not a popular solution. Also, cultural perceptions made goat

meat unpopular for consumption. But since this was not asked by the project workers, all

they were left with were their assumptions about increasing production and market value.

Communication, knowledge and awareness

The lack of communication between the project workers and the Sekhukhune population has

resulted in a project that is disappointing for both parties. The project was focused on the

improvement of the commercialization of goats and their by-products, but this did not fit

into the expectations and needs of (most) local people. This is also obvious when the

interview questions are taken into consideration, which are mentioned in the report written

by the ARC (ARD Report Series # 12, 2004, p. 111). Although most questions were about the

importance of goats for the livelihood of the interviewees, the questions were mainly focused

on the animals as a potential business product. However, in this case local people would

only sell a goat, when they are in urgent need of money. So, it is true that farmers keep some

goats in Sekhukhune, but not because of the potential business success they can have with

these animals. Goats are kept for financial security reasons and for personal and traditional

reasons.

The Limpopo case makes clear that project workers are often not (enough) aware of the local

perceptions about certain animals and local habits. What remains unclear in the report is

whether this lack of insight is due to time constraints. The importance of this awareness in

project work is argued by Arce and Long:

41

“Implicit in the notion of counter-tendencies to development is an approach which offers a useful vantage

point for understanding the diversity of difference, and allows the [researcher] to engage with local

people’s images and discourses that give meaning to their actions”. (Arce & Long, 2000, p. 18)

This engagement and interaction is of utmost importance. Communication is the key word

here. When there is not enough communication between the project workers and the local

population, the danger exists, that a project does not work out as envisioned by the project

planners. But for meaningful and effective communication and collaboration, people need to

share a certain level of similar perceptions, for example perceptions about a problem

situation. Often this is where it goes wrong, because land reform beneficiaries are not

familiar with the way project workers are reasoning and vice versa.

There is also a lack of knowledge on both sides. The farmers lack knowledge about the

working of the market and about using their goats more effectively for commercial purposes.

The project workers on the other hand, lack knowledge about the local perceptions of goats.

The position goats have in the lives of some villagers in Sekhukhune and the value the

farmers and other villagers attribute to these animals is one reason the animals do not make

an important contribution to the economy of the area. It is not clear here if better

communication could have turned this project into a success, as we lack data for further

evaluation. However, it could be that project workers missed opportunities because of their

preoccupation with the commercial role of goats. Maybe the farmers had been more willing

to cooperate if the focus had not been on goats, but on other animals and their by-products.

The success of this project (and similar projects) can be enhanced by including the opinions

of the project beneficiaries, and by bringing the goals of the project more in line with the

needs and values of the local community.

Different valuations of land

Racial inequality in access to land ownership has been addressed by the post-apartheid

government by making grants available for black farmers to buy a piece of land, and by

restitution of land rights to former occupants. But during the land redistribution process it

became clear that people claim land because of different reasons. One of the reasons might

be to use the land for farming; another reason is to have land to build a house on. A group of

people may claim land because it is the place where their forefathers are buried. Because

poor claimants often cannot pay the required contribution for the land on their own, there

are many cases in which land is given to a group of claimants who have to share the land.

The fact that different people, with different backgrounds, experiences and goals have to

bundle their money and power, can cause struggles, not only because they are often not

familiar with each other, but also because they can have different interests regarding the use

and purpose of the acquired land. In the case study below, it will become clear which

problems occur when different farmers are forced to cooperate, but have different purposes

for the land they receive. Social cohesion is an important parameter for the way farmers feel

responsible to cooperate. The meaning of social cohesion and the importance of it for the

functioning of a community will be clarified in the next paragraph.

42

4.2 Social cohesion_______________________________________________

The way people in a community feel connected to each other and form a social network is

called social cohesion (Kawachi & Berkman, 2004, p. 175). It can be manifested in different

ways in a community.

Sharing a history

A feeling of sharing a similar history is one element in the way members of a community can

feel connected to each other. But a community is not a ‘thing’ with clear boundaries. A

community is created and recreated by the individuals that make up the group, as it is

people that make personal connections. Without the actions, expressions and decisions of

people and without social relations, there is no community. Social capital or social cohesion

is a kind of trust and accountability between different members and positions within a

community (ibid.). Therefore a social network is dynamic, open and changing. What makes

the idea of social cohesion even more complex is that the ‘actions, expressions and decisions’

of people are on the one hand influenced by the personal, individual backgrounds and

preferences of people, and on the other hand by the social networks they are in. So the

development of social capital is a two-way process.

Leadership

Strong leadership is, besides the perception of sharing a similar history, a second factor that

can contribute to a stronger sense of social cohesion. This feeling of togetherness can result in

a successful land claim, since it is more convincing when land is claimed by a group with

similar motivations. The task of the leader is to advocate these motivations into one single

goal. This successful leadership is not only applicable to land claims, but it also contributes

to cooperation between farmers.

In the cases of the Amakolwa and the Makuleke, a strong leader leads the communities. This

does not only strengthen the social cohesion within the communities, but it also creates the

image of a united community to the outside world of policy makers and NGOs. The leader is

the visible personification of a community, its identity and their shared history. In the book

Landmarked, Land Claims &

Land Restitution in South Africa

(Walker, 2008), a case study is

mentioned about the members

of a small group called the

Amakolwa (the (Christian)

believers), who claimed a

former ‘black spot’ in the

north-western part of

KwaZulu Natal. This case shows how important a strong sense of cohesion within a

community is for a land claim to be successful (ibid., p. 28). When the members of a

community are able to unite, their claim on land is much more powerful. The Amakolwa, for

Social Cohesion is… 1. The absence of latent social conflict 2. The presence of strong social bonds

(Kawachi & Berkman, 2004, p. 175)

43

example, protested together, both in court and through sit-ins on the land they claimed back.

The members of the Amakolwa community shared the trauma of the loss of their land in the

past, the promise of return to ‘their’ land when they did not have access to it, and the sense

of victory when they received back their land.

A similar case is the case about the Makuleke community, who successfully claimed land

that was formerly owned by them within the borders of the Kruger National Park, now part

of the Great Limpopo Transfrontier Park. According to Robins & Van der Waal (n.d., p 13)

the Makuleke community is seen as a relatively cohesive and consensual community by

NGOs and donors. This makes it easier for policy makers to negotiate and implement policy,

because there is consensus within the community about their goals. Besides the importance

of a strong leader for social cohesion and a strong position towards the outside world, strong

leadership is also important for organizing the work that has to be done on a farm and

within a community. This can be applied to farmers who are sharing a piece of land, but do

not feel connected and responsible for each other and for the result they are getting from

their agricultural activities.

Of course, strong leadership is not always a positive element in the way social groups are

organized. Also negative examples can be mentioned, where strong leaders used their status

to improve their own position. Conflict between the leader and the local community can

occur more easily then. Conflicts often arise due to the unequal power relations between

local people and government and conservation agencies engaged in joint decision making

(Kepe, Wynberg & Ellis, 2003, p. 20).

Outside support

When dealing with a new project on land reform where new beneficiaries from different

locations are settling in, then coordinators are necessary to organize cooperation and to

create a platform for communication between stakeholders and among beneficiaries. These

coordinators can be members of development organizations, trusts, governmental post-

settlement support agencies, or representatives or leaders of the land reform beneficiaries.

Projects differ greatly in the way local people (or their representatives) have been involved in

the coordination and implementation of land reform.

In the case of the Makuleke community, a group of advisors was formed with experts from

outside their community. The team consisted of four freelance consultants, who had

developed a long-term relationship with the Makuleke (Spierenburg et al, 2006, p. 24). A

team of experts represented the presentation and position of the Makuleke to the South

African National Parks (SANParks) management board, which improved the relation

between the SANParks and the Makuleke (Robins & Van der Waal, n.d., p. 13). Because of

the relatively successful collaboration between the local community and the advisors, both

parties were willing and able to discuss and negotiate the content of the Makuleke land

claim.

But the help from external experts does not always have a positive influence on the situation

of a community. It can also happen that the experts have other interests than the local

community. When they do not inform each other about their purposes, the cooperation (or

44

rather the lack thereof) can have a negative impact on the result. It is only logical that

different parties have different stakes. Again, communication is needed to have a good end

result. Besides this, a good relationship between different stakeholders needs time. The

‘Friends of Makuleke’ had been involved in the land claim of the Makuleke in the Great

Limpopo Transnational Park for a considerable time. The different parties therefore already

had time to improve their mutual understanding, which improved their relationship and the

effective negotiation over their goals and stakes.

Just in Case: social cohesion

In the Limpopo Province, a farming project has been conducted to make the land more profitable. The

land, which was formerly owned by one white farmer, was now owned by a large number of black

farmers. The former owner was willing to sell his farm and this resulted in the sharing of the land by

115 smaller black farmers. All these farmers expressed their desire to farm actively and they were

allocated 0.5 ha of land, where the farmer could farm him or herself. Eleven hectares were used for

commercial farming to generate income to be able to finance management overhead on the farm.

Soon after the land was allocated to the different people, problems arose. Conflicts between the

different farmers were enhanced because of the different visions and

objectives each had for the acquired piece of land. Farmer A used the land

he received to grow maize for his own family consumption and when he

had some maize left he sold the maize at a market nearby. Farmer A

needed water from the river nearby to grow the maize, because his land

was very dry. But to build a irrigation canal, he had to cross the land of

Farmer B. Farmer B had some cows and used the milk from the cows for

his own consumption. He also sold the milk to a local milk company, who

in turn sold the milk to local supermarkets. Farmer B also needed some

water from the river for his cows, but he did not have the means to build

an irrigation canal like Farmer A. Because the canal of Farmer A would

cross farmer B’s land, Farmer B asked Farmer A for some money for the

use of his land to build the irrigation canal. Farmer A did not have a stable

income and was not sure if he would be able to pay the money to farmer B

every month. At the end, they came to an agreement. Farmer B would use some water from the

irrigation canal for his cows, and the canal could cross his land. Farmer A still had one problem to

solve, though. Between farmer B and the river was the land of farmer C. He did not use his land at the

moment. He had claimed the land, because his father was born on the farm during the ownership of

the white farmer. The grandparents of farmer C were buried somewhere on the land. Farmer C was

doing construction work in the Western Cape and he did not visit the Limpopo Province often. But he

and his wife wanted to life on the land after their retirement. He was already busy with building a

house on the plot for after his retirement. Farmer C was not happy with the fact that Farmer A wanted

to use his land to build an irrigation canal, because he was afraid that in his absence bad things would

happen to his house, like somebody breaking in. Farmer C therefore asked a lot of money of Farmer A

in return for his cooperation. Farmer A could not afford that much money and so his maize died

because of water shortage. The only possibility left for farmer A was to cross the land of Farmer D.

The disadvantage of this was that this canal would have to be much longer than when the canal

would cross the land of farmer C. But for now this seemed the only solution.

45

The farmers had to work together to run the commercial farm. A complicating factor in these cases is

that it is sometimes difficult to receive subsidies, because all the farmers have to sign the subsidy

proposals. Farmers like farmer C, who do not life on their land, make it almost impossible for the

other farmers to apply for subsidies.

The Limpopo case makes clear what the role is of social organization, collaboration and

communication between the different farmers and other stakeholders, like community

workers, in the way a project and the shaping of a social network can result in a success. A

lack of social cohesion becomes clear through different stages in land reform: in the

organisation, in the way farmers feel responsible for their own success and for the success of

the other farmers, and in the way farmers often miss the social fabric, or a coordinating body,

for working together efficiently.

Trust, effectiveness and communication

In the case it was visible that the forced living together of different farmers causes problems.

Farmer A could not work effectively because he depended on the willingness of other

landowners, to irrigate his land. The different beneficiaries did not know the exact intentions

of the other partners who were involved in the same project. Some farmers in the Limpopo

case had an interest in landownership, without a clear understanding of the importance of

their new resource for their neighbours. Farmer C did not want to use his land for farming,

but he made it impossible for Farmer A and B to use their land for farming purposes in an

optimal way. In South Africa many new landowners stay far from the land they own, like

was the case with Farmer C.

Ideally, all stakeholders should work together to reach the goals they set out when claiming

land. The land should be seen as a shared responsibility. Policy makers and government

officials often see this as something that will happen naturally and inevitably. This is not the

case, though. One of the problems is that the new landowners are often strangers to each

other and feel no sense of cohesion. They have no previous connection and do not share the

same history. It is therefore difficult for the farmers to trust their neighbours and the other

landowners. In the case, farmer C did not trust farmer A to use his land for the irrigation

canal, while he was absent. It would have been much more effective if farmer A, B and C

would have bundled their powers to build an irrigation canal. In the future, when farmer C

is going to live in the house he is currently building, he will also need water taps in the

house. This means that at some point, he will have to connect pipelines to the river. It would

be much more effective and cheaper for everyone, if farmer C would cooperate with the

other farmers now to make the pipeline and irrigation canal possible. In this case a lack of

knowledge and trust that prevents this from happening.

Of course there are more reasons why the cooperation between farmers fails. A lot of people

are so used to receive guidance, that they become dependent on this guidance. There is a

major difference in owning a farm and working on a farm. Since many land reform

beneficiaries were not allowed to own land for a long time, they often lack a sense of

responsibility for their land, or skills and knowledge to use their land effectively. What

becomes clear in the above-mentioned case is that there is not one problem and one solution.

46

The lack of social cohesion is caused by several factors and this lack of cohesion itself also

causes many interlinked difficulties for the new landowners. It is important for government

officials and policy makers to be aware of this. A conclusion that can be drawn is that for

successful land reform implementation post-settlement support should be in place that is not

only aimed at the training of skills and knowledge among beneficiaries, but also at giving

support to collaboration between beneficiaries and setting up platforms (organizations,

infrastructure) for effective communication and the exchange of knowledge.

Additional literature • Website on plural society

On this website the relation between a plural society and a colonialist history is

elaborated on.

http://www.john-rex.com/docs/Plural%20Society.pdf

• ARD Field Study #4

To read the full report about the Sekhukhune case

http://www.icra-edu.org/objects/public_eng/RepFSSouthAfr2004.pdf

• D. Chidester, P. Dexter & W. James (eds.) – What holds us together: Social

Cohesion in South Africa

The book is about the sense of social cohesion in changing South Africa, after

apartheid.

http://books.google.nl/books?id=__ycVguikuQC&dq=what+holds+us+together+africa

&printsec=frontcover&source=bl&ots=4-

QF15PHqf&sig=OH9EG1wPcrBBGESip75PoGUBGcs&hl=nl&ei=5RA6SqGjD43R-

QamrZzzAw&sa=X&oi=book_result&ct=result&resnum=3#PPA8,M1

Points of discussion • Discuss what the function of an external expert can be in the way a land claim is

eventually resulting in a successful claim?

• Which examples of social cohesion do you see, when you look around at the place

where you live?

47

Transect Walk

A transect walk is a tool to gather information from the field. It is a (straight)

walk from point A to B along an imaginary line through an area that is

interesting to study. During a transect walk, data is collected for further

evaluation afterwards. This tool is useful to observe what kinds of resources are

available in the area and how the livelihoods of local people are organized.

Hereby, natural resources, land use, vegetation, housing types, crops, animals,

infrastructure, etcetera, are identified in their spatial context.

How can a transect walk be useful in studying livelihoods?

A transect walk can assist in exploring the way in which people in a particular

place (a village and surrounding fields) organize their life at the practical, local

level. Through observation along the walk through the village and the

surrounding area, participants should get more insight in the characteristics of

people, infrastructure, natural resources, land and the village. Along the way

more information can be asked at farmers or people in the village. The purpose

of this exercise is to build a bridge between the theory of livelihoods and the

practice of everyday situations outside of the classroom. By walking a transect,

you are able to observe directly the context in which people organize their

livelihood. The advantage of this tool is that students are stimulated to go out of

the classroom and observe local reality directly and interact with people that are

(possibly) affected by land reform policies. Through reflection on the different

observations that were made during the transect walk in a discussion

afterwards, students can reflect on the selection they have made in their

observation and assumption that they had about local people. Through

discussion students are stimulated to reflect on their assumptions and to

exchange experiences and new insights obtained from the field situation.

Learning goals After this assignment you should…

• Be able to apply your knowledge about livelihoods, acquired in this

course, in the field

• Be able to recognize livelihood strategies

Preparation

When executing a transect walk, a plan is required. A suitable village needs to be

within range of the participants to study. Some investigation in the village needs

to be done in preparation of how much time will be spent, and whether it is

safe/allowed to walk there. Stakeholders should be contacted to ask for

permission when transects through private property are proposed. Then the

chief or owners of land should be contacted and informed that the participants

will come to do a survey.

Assignm

ent 1 Transect W

alk

48

The length of a transect depends on the information density along its

pathway. Information diverse areas (when different kinds of land use and

livelihoods are present in a small area) consume time in data collection, this

should be taken into consideration. The transect walk can best be executed as a

cross-section of a rural village where multiple livelihood activities take place.

The line should take both the centre and the periphery of this village into its

path to get a good spatial overview of the local community. It might be useful

to contact someone in the village to assist with the walk to relieve tensions that

may emerge from trespassing.

To collect data; sheets of paper and writing material are essential, along with a

clipboard. When interviewing local people a voice recorder might be used as

well (if available). Furthermore, a photo camera can be useful to record

features and assess them afterwards (if available). Groups should consist out

of approximately five people. Having multiple persons available is useful

when recording data.

Recording data

The recording of a transect walk can be written down in a transect diagram

(figure 1). It is a table with a drawing of the transect on top and different

categories that can be observed in the left column. It is essential to understand

which data needs to be collected before starting. A soil scientist needs other

data than a social scientist. When studying livelihoods, one can use the five

capitals that were discusses in chapter three.

Figure 4: example of a transect data sheet (IAPAD, n.d.)

These five different capitals can be put into the category ‘boxes’ in the

diagram, however, they might be made more specific. A way to do this

efficiently is by making individual participants responsible to record data of

one specific capital. e.g. one person of the group is recording natural capital,

Assignm

ent 1 Transect W

alk

49

another one physical capital, etcetera., all making a diagram for that particular

‘capital’. The recording can be done individually, however observing and decision

making of the recorded capitals has to be done participatory, because during

execution it might be discovered that different people will see different things,

especially if they come from different disciplines. This could challenge the

perceptions of the participants and that is a purpose of this exercise.

When data is recorded, a (simplified) diagram for a participant recording natural

capital could look like this (see: table 2.1 & table 2.2):

Table 1: Participant recording natural capital

Natural

capital

Section1 Section2 Section3 Section4 Section5

Plants/crops Forest Grasses Hedges Swamp Garden

flowers

Water Dry soil Pond/wetted

soil

Dry soil Wet Irrigation

ditch

Land use Nature

reserve

Pasture Farmyard Fallow Village

Soil Sandy Clayish Sand Peat Paved,

concrete

Animals Game

animals,

birds

Cattle (goats

and cows)

Livestock,

dog,

birds,

Mosquitoes Dogs,

birds,

cats

Consequently, the (simplified) diagram for participant recording physical capital

could look like this:

Table 2: Participant recording physical capital

Physical capital Section1 Section2 Section3 Section4 Section5

Transport Animal

paths

Dirt road Dirt road canal Asphalt road

Buildings Hunter

hut

none House +

shed

none Grocery store,

houses,

workshop,

Utilities (power,

water,

communication)

none none Power,

pump

well,

phone

connection

none Bad water

service, basic

electricity,

mobile phone

mast

Assets none feedstock tractor Fishing

boat

Pickup truck,

bicycles

Assignm

ent 1 Transect W

alk

50

Human and social capital can be investigated by observing people’s behaviour

and having prepared questionnaires. Human capital questionnaires focus on

peoples’ own skills and knowledge (internal social power), like the work they

are executing and the level of education they have. On the other hand, social

capital questions should be more focused towards interpersonal relationships

(like getting support from your family, belonging to a church, and trade

relations). Social capital consists out of services people can derive from

connections to other people (external social power). Information about human

and social capital can also be obtained through observation. For example, the

presence of a school, a church or a market place. Furthermore, demography can

be assessed. For instance are there people in all age classes? Do women work on

the land? Are there migrants in the village? Or are all residents recent settlers?

Are there differences in housing, from which you could learn something about

differences in wealth?

Financial capital can be assessed by looking at the wealth of the houses and

assets. Land ownership (titling) might as well be translated into financial capital

when it can be leveraged as collateral for a loan. Furthermore, expensive assets

that require monetary investment can indicate financial wealth of the owners, or

the municipality when they are part of the public sector.

Furthermore, the following points can be taken into consideration when being in

the field:

• When talking to the villagers formulate question using the words: when,

what, how, where, why and who, as these are focused on specific

information

• Make notes (and photographs) of important information gathered and

draw sketches wherever necessary, this means that not every miniature

detail has to be recorded (a big house that shows wealth can be quickly

sketched down as a big house; avoid wasting time in drawing every

brick)

• Travel slowly and patiently and try to understand the livelihoods in the

village from different perspectives

At the end, the different diagrams and questionnaire reports should be

combined into a spatial overview which shows the presence of the different

capitals in their spatial context. This overview is needed for the next step;

evaluation.

Evaluation

In the evaluation observations of livelihood strategies need to be challenged in

relation to assumptions, perceptions and theories that students have (learned).

This can be done through a discussion. In order to have a fruitful discussion,

useful information is required as input for the discussion. The spatial overview

made from the combined diagrams can be used to evaluate the collected data. A

way to do this is to have a list of questions to guide a discussion about the

Assignm

ent 1 Transect W

alk

51

information gathered during the transect walk. Key questions to initiate a discussion

might include the following examples (Worldbank, n.d.):

• What resources are abundant or scarce?

• How do these resources change through the area?

• Where do people obtain water and firewood?

• Where does livestock graze?

• What constraints or problems are observed in the different areas?

• Are these problems new to you or are they identified due to prior knowledge?

• What possibilities or opportunities do you see in the different areas?

• Where do different population sub-groups live? Are they segregated or mixed?

Do the poorest households live in certain areas (such as at the rim of an area or a

community)?

These points might be discussed within the group, but could be discussed with people

in the community as well. A pro of a discussion with community members is that

participants’ assumptions about the environment are challenged, whereas a con is that

such a meeting needs to be facilitated. Also, the information that is received from such a

discussion with a ‘local’, depends on whom is invited. A chief will draw his attention to

other issues than a local farmer. Also, power relations amongst community members

should not be ignored. Some people might not say things in presence of other people.

Assignm

ent 1 Transect W

alk

52

53

Role Playing

A role play is a training session in which there is a set-up scenario, where people are

assigned different roles, especially roles they will encounter in real work situations. It

is important for participants to be able to see the situation in the field in general, and

especially from a perspective that they will not take in reality. This will result in more

sensitivity for other people’s ways of experiencing the situation. According to Bartle

(2009), role playing games are an effective method of increasing awareness,

enhancing participant analysis of field situations, and familiarizing people with the

roles, aims, perspectives and positions of people whom they will meet in the field.

Roles will be acted out by groups of four to five students. This role can first be

discussed within the group, so the group can decide what the role’s opinion about the

subject is and how to safeguard their interests (combination of group discussion and

role play).

In line with the fourth chapter, the emphasis in this role play assignment is on finding

out what the different interests and needs are that bring people to particular claims or

taking particular positions in a conflict situation. As was explained in the previous

chapters, land may have different meanings and values for different stakeholders,

and people may want access to land for different purposes. Through listening to each

other and the sharing of information this becomes more explicit, and often more

options appear for a solution that is satisfactory for all parties (Fisher & Ury, 1999, pp.

33-35, 41-57).

Learning goals After this play, you should...

• Be able to apply your knowledge, skills, and understandings about land

reform in a ‘field situation’

• Be able to speak, reason, and act from different, assigned perspectives

• Become aware of the goals and opinions of others by discussion and

negotiation

• Become aware of your own prejudices and assumptions by discussion and

negotiation

(Barkley, Cross & Major, 2005, p. 150)

Assignm

ent 2 Role P

lay

54

Case Scenario

The following scenario will be used for the role play. To see how a role play is

organized, see appendix 3.

Short role descriptions:

After reading the case about Ubuntu, the class will be divided in groups of four

to five people. Each group receives a certain role and a description of this role.

First the groups will discuss separately what their ideas about their roles are. At

the same time, they will have to prepare for a negotiation and discussion with

other groups. Below, the roles for the Ubuntu case are written down.

Just in Case: Ubuntu Ubuntu Nature Reserve is a popular nature reserve in Mpumalanga. It is not far from the

Panorama Route, where thousands of tourists pass every year. A lot of these tourists also

visit Ubuntu for its unique variety of birds and many waterfalls. Ten kilometres outside the

nature reserve, is the village Broek River. It is a small, mainly agricultural village with 620

inhabitants. Most of the villagers belong to the Mashudu, an ethnic group that has lived in

the area for hundreds of years. The other inhabitants are migrants from

Zimbabwe and Mozambique who work as wage labourers on the farms

of the villagers. Before the Department of Bantu Affairs forcibly

removed the Mashudu from their land in 1968, they lived within the

borders of what is now Ubuntu Nature Reserve. Even though they lost

ownership of their land, they have always kept strong ties to the land.

In 1998, the Mashudu organized themselves, went to the DLA and the Land Claims Court,

and lodged a claim for the restitution of their land. The claim of the Mashudu rested on the

following grounds:

• They were deprived of their land rights in terms of discriminatory legislation and by

means of discriminatory policies

• They never agreed to the exchange

• No adequate compensation was offered to them for the land and possessions lost

After the claim was lodged, a few problems arose. First of all, the land that was claimed is

nowadays a nature reserve with huge economic value for the region. SANParks (SANP),

tourist offices and the local government prefer to keep the nature reserve and therefore

protested against the claim of the Mashudu. SANP is also afraid that the unique wildlife in

Ubuntu Nature Reserve will be destroyed by the permanent presence of the Mashudu.

Experts from DLA have looked at the problematic situation, but have not been able to come

up with practical solutions for the problems.

Now, after years, this land restitution claim has still not been settled. The different

stakeholders have been asked to come together and to try to find a solution that is

satisfactory for everyone.

Assignm

ent 2 Role P

lay

55

Makuleke

o Historically strong ties with the land; the land determines identity.

o Current living situation is bad; the land in the nature reserve is much

more fertile

SANParks

o Are afraid the nature in Ubuntu will be destroyed by the permanent

presence of the Makuleke

o Laws prohibit living among animals (e.g. it is prohibited to hunt birds)

Local government

o Has been assigned by the national government to give back a certain

amount of land

o Wants to prevent the loss of economic activity and resources in the area

Tourist offices

o Tourism is important in the area; the tourist offices fear a loss of jobs,

economic resources

o Nature reserves are important tourist attractions

Experts from the national government

o Emphasize the economic benefits Ubuntu would bring to the Mashudu.

They propose to improve agricultural production in the current living

area

It is very useful and informative to write down your feelings and experiences during

the role play. Afterwards, you will discuss about and reflect upon the role play. Have

fun!!!

Assignm

ent 2 Role P

lay

56

Appendix 1: Kolb’s cycle of experiential learning

The Kolb cycle is about knowing, experiencing, understanding and applying. The cycle looks

as follows:

1. Is about the concrete experience people already have

2. Is about reflection on this experience

3. Is about theory and abstract conceptualization

4. Is about exercises and experiments

It does not matter where you start in the cycle, as long as you finish all the steps.

Source:

http://images.google.nl/imgres?imgurl=http://www.users.globalnet.co.uk/~infed/images/explrn.gif&imgrefurl=htt

p://www.users.globalnet.co.uk/~infed/handouts/experiential_learning.htm&usg=__wPBE89sNbU1Ea_qPpYVhb4

y0zvg=&h=453&w=705&sz=11&hl=en&start=22&um=1&tbnid=75xDs1MiGjPkPM:&tbnh=90&tbnw=140&prev=/im

ages%3Fq%3Dkolb%2Bcycle%26ndsp%3D18%26hl%3Den%26sa%3DN%26start%3D18%26um%3D1

57

Appendix 2: Land reform legislation

Table 3

Legislation Purpose

Provision of Land and

Assistance Act 126 of

1993

Empowers the Minister of Land Affairs to make available grants

for land purchase and related purposes to individuals,

households or municipalities

Restitution of Land

Rights Act 22 of 1994 Establishes the right of people dispossessed of property after 1913

to restitution of that land or alternative redress

Land Reform (Labour

tenants) Act 3 of 1996 Provides tenure rights to labour tenants living on private farms

and enables them to apply to acquire full ownership of the land

they already reside on and use

Communal Property

Association Act 28 of

1996

Enables groups of people to hold and manage their land jointly

through a legal entity registered with the Department of Land

Affairs (DLA)

Interim Protection of

Informal Land Rights

Act 31 of 1996

A temporary holding mechanism to protect the tenure rights of

people who occupy land in the former homelands without formal

documented rights, pending promulgation of an Act regulating

communal land tenure rights and renewed annually

Extension of Security

of Tenure Act 62 of

1997

Protects farm dwellers from arbitrary eviction and enables them

to acquire long-term secure tenure rights, either on the farms

where they currently reside or elsewhere

Transformation of

Certain Rural Areas

Act 94 of 1998

Repeals the Rural Areas Act 9 of 1987 and establishes procedures

for upgrading the tenure rights of residents to commonage and

residential land in the 23 former ‘coloured’ reserves

Restitution of Land

Rights Amendment

Act 48 of 2003

Empowers the Minister of Land Affairs to expropriate property

without a court order, for restitution or other land reform

purposes.

Broad-based Black

Economic

Empowerment Act 53

of 2003

transform South Africa’s economy and society as a means of

achieving black economic empowerment, by replacing white

middle class (farmers) and the white managerial industrial top by

black people

Communal Land

Rights Act 11 of 2004 Provides for the transfer in ownership of land in the former

homelands to communities residing there, or alternative redress

Expropriation Act of

2008 Follow-up on the Act of 1975. But whereas the 1975 Act narrowly

focused on the market value as the sole determinant for the

negotiations preceding expropriation, the proposed new Bill, in

line with the Constitution, takes the holistic view and considers

other relevant factors such as the current use of the property,

"...the history of the acquisition, the extent of the direct state

involvement and subsidy in the acquisition and beneficial capital

improvement of the property." (Gabara & Appel, 2008)

(Sources: Hall, 2004; Gabara & Appel, 2008)

58

Appendix 3: Role Play

Source: Bartle, 2009

What does a role play look like? In a standard role-play session, there are three stages:

1. The set-up of the play At this stage, the role-play scenario is described and the different roles are assigned to the different groups of students. These roles can be worked out by the players at the moment of the role-play, but pre-fabricated / pre-designed roles can also be used.

2. The play stage At this stage, the role-play is carried out and the students act out their roles. Student groups discuss and negotiate with each other about the scenario or a certain case study.

3. The follow up At this stage, the student groups will discuss together what happened during the role play. Why did certain groups/ individuals take a certain position? The explanations and the discussions are important to get a better understanding of the social dynamics that are inherent to every field situation. Reality is never black-and-white.

59

Adams, M., Howel, J. (2001). Redistributive Land Reform in Southern Africa Natural Resource

Perspectives, 64, pp. 1-6. Adams, M., Sibanda, S., & Turner, S. (1999). Land tenure and rural livelihoods in southern

Africa Natural Resource Perspectives, 39, pp. 1-14 [online available:

http://dlc.dlib.indiana.edu/archive/00002412/01/odi_nrp_39.pdf ]

Ainslie, A., Andrew, M., & Shackleton, C. (2003). Evaluating Land and Agrarian Reform in

South Africa. [Occasional Paper Series nr. 8: Land Use and Livelihoods]. Cape Town:

Programme for Land and Agrarian Studies.

Arce, A. & Long, N. (2000). Reconfiguring modernity and development from an

anthropological perspective. In: Arce, A., & Long, N. (eds.). Anthropology, Development

and Modernities: exploring discourses, counter-tendencies and violence. London:

Routledge.

Andersson, J.A., Twine, W., Murwira, A., Giller, K.E., Mashingaidze, A.B., & Slingerland, M.

(2007). Land, productivity, and agricultural research: Towards an understanding of the

multiple meanings of land. Johannesburg: Forum for Agricultural Research in Africa

(FARA).

ARD Field Study Series #1 (2004). Improving post-settlement support services in the Free

State Province, South Africa: some hypotheses for discussion.

ARD Field Study Series # 4 (2004). Development of a project framework for land reform in the

Vaalharts Irrigation scheme in the Northern Cape Province of South Africa.

ARD Report Series #12 (2004). Goat production and livelihood systems in Sekhukhune

district of the Limpopo Province.

ARD Report Series #7 (2005). Peri-urban renewal through agriculture: A case study of

identifying opportunities to alleviate poverty in JB Mafora Free State Province, South

Africa.

ARD Report Series #11 (2005). Investigating land use in the Mbashe Local Municipality:

Improving community based access to agricultural services and programmes.

ARD Working Report Series # 133 (2008). Can it be achieved? Partnering towards improving

livelihoods in Ganspan Settlement.

Barkley, E.F, Cross, K.P., & Major, C.H. (2005). Collaborative Learning Techniques: A

handbook for college faculty. San Francisco: Jossey-Bass.

Bartle, P. (2009). Role playing and simulation games: a training technique. Retrieved on June 10,

2009, from http://www.scn.org/cmp/modules/tm-int.htm

References

60

Bernstein, H., (1986). Capitalism and petty commodity production, in: Social Analysis:

Journal of Social and Cultural Practice, 20.

Bernstein, H. (2007). Agrarian questions of capital and labour: some theory about land

reform (and a periodisation). In: Ntsebeza & Hall, R. (eds.). The land question in South

Africa. The challenge of transformation and redistribution, Cape Town: HSRC Press.

Boddy-Evans, A. (2009). African history: influx control. Retrieved on June 10, 2009, from

http://africanhistory.about.com/od/apartheidterms/g/def_influx.htm

Chambers, R., & Conway, G.R. (1991). Sustainable Rural Livelihoods: Practical Concepts for

the 21th Century. IDS Discussion Paper 296. Retrieved from:

http://www.eldis.org/vfile/upload/1/document/0708/DOC12443.pdf

Commission on Restitution of Land Rights. (2007). Annual Report 2006/2007. Pretoria:

Commission on Restitution of Land Rights.

Department of Land Affairs. (2008). The Land and Agrarian Reform Project (LARP). The

Concept Document. Department of Land Affairs.

Department Provincial and Local Government. (2006). ISRDP and URP. Retrieved on May

30, 2009, from http://isrdp.dplg.gov.za/

Didiza, A.T. (2006). Land and Agrarian Reform in South Africa: 1994-2006. Presentation for

the international conference on agrarian reform and rural development, Brazil.

Retrieved on May 30, 2009, from

http://74.125.77.132/search?q=cache:cAoPUGXr314J:www.icarrd.org/en/icard_doc_do

wn/national_SouthAfrica.doc+land+reform+south+africa+dates&cd=7&hl=nl&ct=clnk

&gl=nl

Du Toit, A. (2009). Adverse incorporation and agrarian policy in South Africa, or how not to

connect the rural poor to growth [draft version]. Cape Town: Program for Land and

Agrarian Studies.

Ellis, F. (2000). Rural Livelihoods and Diversity in Developing Countries. Oxford: Oxford

University Press.

Farouk, F. (2009). Rural Women and Land Reform: When will we move beyond the rhetoric?

South African Civil Society Information Service. Retrieved on June 3, 2009,

http://www.sacsis.org.za/site/news/detail.asp?iData=161&iCat=253&iChannel=1

&nChannel=News

Fisher, R., & Ury, W. (1999). Getting to Yes: Negotiating an Agreement without giving in.

London: The Random House Group.

61

Gabara, N., & Appel, M. (2008). South Africa: New Expropriation Bill to Advance Land

Reform. Retrieved on May 30, 2009, from

http://allafrica.com/stories/200803260886.html

Giller, K. E., Leeuwis, C., Andersson, J.A., Andriesse, W., Brouwer, A., Frost, P., Hebinck, P.,

Heitkönig, I, Van Ittersum, M.K., Koning, N., Ruben, R., Slingerland, M., Udo, H.,

Veldkamp, T., Van de Vijver, C., Van Wijk, M.T., & Windmeijer, P. (2008). Competing

claims on natural resources: what role for science?. Ecology and Society, 13(2), 34.

Retrieved on June 15, 2009, from http://www.ecologyandsociety.org/vol13/iss2/art34/

Hall, R. (2004). Land and agrarian reform in South Africa: a status report 2004. Cape Town:

Programme for Land and Agrarian Studies.

Hall R, (2007a). Transforming rural South Africa? Taking stock of land reform. In: Ntsebeza

& Hall, R. (eds.). The land question in South Africa. The challenge of transformation

and redistribution, Cape Town: HSRC Press.

Hall, R. (2007b) The Impact of Land Restitution and Land Reform on Livelihoods. Research

Report 32. Retrieved on May 28, from:

http://www.plaas.org.za/publications/research-reports/PLAAS_RR32_Hall.pdf/

Hargreaves, S. (1999). Land reform: putting gender in the centre. Agenda, 42, pp. 42-48.

Hebinck, P. (2007). Examining rural livelihoods and landscape: an introduction. In Hebinck,

P., & Lent, P. Livelihoods and landscape: The people of Guquka and Koloni and their

resources. Leiden/Boston : Brill Academic Publishers.

Hebinck, P. (2008). Land reform, scripts and social space: emergent properties in rural South

Africa. In: Hebinck, P and Slootweg, S. (eds.). Tales of development: people, power and

space. Assen: van Gorcum.

Hickey, S., & Du Toit, A. (2007). Adverse incorporation, social exclusion and chronic poverty.

Working Paper No. 81. Chronic Poverty Research Centre.

Hunter, J. (2004). Who should own the land? Windhoek: Konrad-Adenauer-Stiftung &

Namibia Institute for Democracy.

IAPAD [Integrated Approaches to Participatory Development]. (n.d.). Transect Mapping.

Retrieved on June 12, 2009, from http://www.iapad.org/transect_mapping.htm

IRIN News. (October 23, 2008). SOUTH AFRICA: Land redistribution back on the front

burner. Retrieved on June 9, 2009, from

http://www.irinnews.org/Report.aspx?ReportId=81089

James, D. (2007). Gaining Ground? ‘Rights’ and ‘Property’ in South African Land Reform. New

York: Routledge.

62

Jacobs, P. (2009). Agricultural Market Reforms and the Rural Poor in South Africa. PLAAS

Working Paper. Paper prepared for presentation at Working on the Margins

Conference, 26-27 March 2009. Unpublished typescript.

Kawachi, I & Berkman, L. (2004). Social Cohesion, Social Capital, and Health. Retrieved on June

15, from http://courses.ats.rochester.edu/fox/WST206F’04/kawasoci.pdf

Kepe, T., Wynberg, R. & Ellis, W. (2003). Land reform and biodiversity conservation in South

Africa: Complementary or in conflict? Cape Town: School of Government University of

the Western Cape.

Klingen, K., & Van den Berg, L. (2008). A Baseline Survey of Small Scale Farmers

Converting to Conservation Agriculture in the Eastern Cape Province, South Africa.

[MSc Internship report]. Wageningen: Wageningen University.

Kuper, L. (1969). Plural societies: Perspectives and Problems. In: Kuper, L. & Smith, M.

(eds.). Pluralism in Africa. University of California Press.

Lahiff, E. (2007). ‘Willing buyer, willing seller’: South Africa’s failed experiment in market

led agrarian reform. Third world quarterly, 28 (8), pp. 1577-1597.

Lahiff, E. (2008). Land reform in South Africa: a status report 2008. Research report No. 38.

Cape Town: Program for Land and Agrarian Studies.

Lebert, T. (2006). An introduction to land and agrarian reform in Zimbabwe. In Rosset, Patel,

& Courville (eds.). Promised land: Competing visions of agrarian reform. Oakland, USA:

Food First Institute for Food and Development Policy.

Long, N. (2001). Development Sociology: Actor Perspectives. London: Routledge.

Lyne, M., & Darroch, M. (2003). Land redistribution in South Africa: Past performance and

future policy. Madison, USA: University of Wisconsin BASIS CRSP Management

Entity.

Mohamed, S.S. (2006). Livelihoods of plot owners at the Dzindi smallholder canal irrigation

scheme. [thesis]. Pretoria: Tshwane university of technology.

Nieuwoudt, S. (2008). South Africa: digging for hope in land reform. Retrieved on May 31,

2009, from http://allafrica.com/stories/200808130005.html

Palmer, R. (April 22-23, 2008). Land reform in the broader context of Southern Africa. In:

Land reform from below: decentralized land reform in Southern Africa, Kopnong

Hotel, Johannesburg [conference].

Razavi S. (2009). Engendering the political economy of agrarian change. Journal of peasant

studies, 36(1), pp. 197-226.

63

Robins, S. & Waal, K. van der (n.d.) ‘Model Tribes’ and Iconic Conservationists? The

Makuleke Restitution Case in Kruger National Park. [Non-published paper]. Stellenbosch:

Stellenbosch University.

Scoones, I. (2009). Livelihood perspectives and rural development. Journal of Peasant

Studies, 36 (1), pp. 171 – 196.

http://pdfserve.informaworld.com/189633__911010105.pdf

Spierenburg, M., Steenkamp, C. & Wels, H. (2006). Resistance of local communities against

marginalization in the Great Limpopo Transfrontier Conservation Area. Focaal –

European Journal of Anthropology, 47, pp. 18-31.

Terreblanche, S.J. (1999). The ideological journey of South Africa: from the RDP to the

GEAR macro-economic plan. Stellenbosch: Stellenbosch University.

Tupi. (2006). South Africa's Land Woes. The Washington Times, March 6, 2006. Retrieved

from: http://www.cato.org/pub_display.php?pub_id=6334.

United Nations. (n.d.). Land. Retrieved, June 11, 2009, from

http://www.un.org/esa/agenda21/natlinfo/countr/safrica/land.pdf

Van Averbeke, W,. & Mohamed, S.S. (2006). Smallholder farming styles and development

policy in South Africa: the case of Dzindi Irrigation Scheme. Agrekon, 45 (2), pp. 136-

157. [http://ageconsearch.umn.edu/bitstream/31712/1/45020136.pdf]

Van der Ploeg, J.D. (2000). Revitalizing Agriculture : Farming Economically as Starting

Ground for Rural Development. Sociologia Ruralis, 40(4), pp. 497-511.

Varian, H. (2003). Intermediate microeconomics : a modern approach. New York: Norton.

Verschoor, A. (2003). Agricultural development in the North-West Province of South Africa

through the application of comprehensive project planning and appraisal

methodologies [PhD]. Pretoria: University of Pretoria.

Walker, C. (2005). The limits to land reform: rethinking ‘the land question’. Journal of

Southern African Studies, 31(4), pp. 805-823.

Walker, C. (2008). Landmarked: Land Claims & Land Restitution in South Africa.

Johannesburg: Jacana Media.

World bank. (n.d.). Transect walk. Retrieved on June 12, 2009, from

http://siteresources.worldbank.org/EXTTOPPSISOU/Resources/1424002-

1185304794278/4026035-1185375653056/4028835-1185375678936/1_Transect_walk.pdf

Wageningen University and Research centre. (2006). Towards a livelihood framework. Retrieved

on May 28, 2009, from http://www.livelihood.wur.nl/index.php?id=59]

64

Xingwana, L. (August 26, 2006). Keynote address delivered by the Honourable Minister for

Agriculture and Land Affairs, to the Rural Women in Agriculture and Land

Initiatives Summit, Elangeni Sun Hotel, Durban. Retrieved on June 3, 2009, from

http://www.info.gov.za/speeches/2006/06083114451001.htm