Stock Exchange key institution facilitating the issue and sale
of securities. (buying & selling)
Securities traded in the stock exchange can be classified as
under:1.) Listed Cleared Securities securities admitted for dealing
in stock exchange after complying with all the listing requirements
and played by the Board of the List of Cleared Securities are
called by this name.2.) Permitted Securities securities listed on
some of the recognized stock exchange when permitted by those stock
exchange where they are not listed are called permitted
securities.- permitted is given if suitable provisions exist in the
regulations of the concerned stock exchange.
Types Of DeliverySpot Delivery delivery and payment are tobe
made on the same day or next day.Hand Delivery delivery and payment
are to be made on the delivery date fixed by the stock exchange
authorities.Special Delivery delivery is to be made after the
deliveryperiod fixed by the stick exchange authorities.
Philippine Stock Exchange (PSE)- National stock exchange of the
Philippines.- Inception in 1927, one of the oldest stock exchange
in Southeast Asia.- 15 members BOD, Chairman: Jose P. Pardo
Two Trading Floors of PSE1. PSE Plaza Ayala Triangle, Ayala
Tower One in Makati.2. PSE Centre (Textite Towers) in Ortigas
Center, Pasig City.* PSE office tower in Bonifacio Global City is
expected to be completed by mid-2016.
PSE has 8 constituent Indices1. PSE all share Index (ALL)
broader index, all of the stocks traded are included in
computations for the level of index.2. PSE Composite Index (PSEi)
main index, previously known as PHISIX, consisting of only 30
companies.3. PSE Financial Index (FIN) banks and financial
entities.4. PSE Holding Firms (HDG) parent with subsidiaries
companies.5. PSE Industrial Firms (IND)6. PSE Mining and Oil Index
(M-O)7.PSE Property Index (PRO) real estate8. PSE Services Index
(SVC)
- Although listed on an Index, companies are listed in the PSE
under the: (based on market capotalization)1. First Board small2.
Second Board medium enterprises board
- As of September 15, 2014, PSE has 261 listed companies, 133
active trading participants registered.
In US, there are 7 major Security Exchange1. New York Stock
Exchange2. American Stock Exchange3. Chicago Stock Exchange4.
Pacific Stock Exchange5. Philadelphia Stock Exchange6. Boston Stock
Exchange7. Cincinnati Stock Exchange
- First two are the National Exchange while the remaining are
Regionals Exchange.
Quiz!1.) Differentiate Listed Securities from Permitted
Securities.2.) What are the 8 Constituents Indices of PSE?3.) What
are the 7 major Securities Exchange in U.S.?4.) Discuss and
differentiate the 3 types of Delivery?5.) What is a Stock Exchange?
Discuss the importance of Stock Exchange?
Note: You can pass it via email to [email protected]
(yahoo/fb) or personally on Saturday (feb.28, 2015)
FINAL EXAM from Capital Market Intermediaries onwards.
Final Requirement: (500words or more)Make a reaction paper on
Revised Securities Act."(Batas Pambansa Bilang 178)
Note: Written or computerize, it doesnt matter. It serves as
your project and also semi-final and final recitation (3 in 1).
Remember, this is a project, grade is based on the content and how
you present it.
Note: You can pass it via email to [email protected]
(yahoo/fb) or personally on Saturday (feb.28, 2015)
