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CI N : L65929DL 1985PLC022788
KAPIL RAJ FINANCE LIMITED
October 13, 2015
To,Metropolitan Stock Exchange of India,(Formerly known as MCX Stock ExchangeLimited)4th Floor, Vibgyor Tower,Sandra Kurla Complex,Sandra (E), Mumbai - 400 098
Ref: Submission of Shareholding Pattern for the quarter ended September 30.2015
Dear Sir,
We are enclosing herewith the Shareholding Pattern for the quarter ended September 30, 2015 interms of Clause 35 of the Listing Agreement entered into with the Stock Exchange.
Request you to kindly take this letter on record and acknowledge the receipt.
Thank you.
For Kapil Raj Finance LimitedKAPIL RAJ FINANCE UMITED
~~G'~~MANAGING DlRECTOR
Authorised Signatory
Encl: As above
Regd. Office: 8/33, III Floor, Satbhrava School Marg, W. E. A., Karol Bagh, Delhi - 110005Admn. Office: 204-B, Platinum Mall, Jawahar Road, Ghatkopar (East), Mumbai - 400 077T : 91-22-6127 5175 • W : www.kapilrajfinanceltd.com·E:[email protected]
Introductory sub-table (I)(a)
Name of the Company KAPIL RAJ FINANCE LIMITED
Scrip Code, Name of the scrip, class of security:
Quarter ended: 30th September, 2015
As a '10 or total no. or paruy AS a '10 or total no. or snares orPartly paid-up shares:- No. of partly paid-up shares paid-up shares the company
Held by promoter/promoter group #DIV/O! 0Held b_ypublic #DIV/O! 0
Total- D 0 #DIV/O! 0
AS a 70 OT tota I no. OT Snares OTAs a % of total no. of the company, assuming fulloutstanding convertible conversion of the convertible
Outstanding convertible securities:- No. of outstanding securities securities securities
Held by promoter/promoter group #DIV/O! 0Held ~ public #DIV/O! 0
Total- E 0 #DIV/O! 0
AS a 70 OT totai no. OT snares OTAs a % of total no. the company, assuming full
Warrants:- No. of warrants of warrants conversion of warrants
Held by promoter/promoter group #DIV/O! 0Held by public #DIV/O! 0
Total- F 0 #DIV/O! 0
iotat pare-up capuai OT mecompany, assuming fullconversion of warrants andconvertible securities 5140000
~-c~MANAGING DIRECTOR
KAPiL RAJ FINf..NCE UMiTfD
Statement Showing Shareholding PatternTable (I)(a)
Categ Category of Number of Total Numberof Total shareholding as a Shares Pledged or otherwiseory Shareholder Shareholde number shares held in percentage of total encumberedcode rs of shares dematerialized number of shares
formAsa Asa Number of As a percentage
percentage percentage sharesof(A+B)1 of (A+B+C)
(I) (II) (Ill) (IV) (V) (VI) (VII) (VIII) IX)=(VIII)I(IV)*100(A) Shareholding of Promoter and Promoter1 Indian
(a) Individuals! Hindu Undivided Family 1 2500 0 0.05 0.05 0 0.00
(b) Central Government! State Government(s) 0 0 0 0.00 0.00 0 #DIV/O!
(c) Bodies Corporate 1 200000 200000 3.89 3.89 0 0.00(d) Financial Institutions! Banks 0 0 0 0.00 0.00 0 #DIV/O!(e) Any Others(SpecifY) 0 0 0 0.00 0.00 0 #DIV/O!(e-i) Directors 0 0 0 0.00 0.00 0 #DIV/O!(e-ii) Director Relatives 0 0 0 0.00 0.00 0 #DIV/O!(e-iii) Person Acting in Concern 0 0 0 0.00 0.00 0 #DIV/O!
Sub Total(A)(l) 2 202500 200000 3.94 3.94 0 0.00
2 Foreigna Individuals (Non-Residents Individuals!
Foreign Individuals) 0 0 0 0.00 0.00 0 #DIV/O! 1/
b Bodies Corporate 0 0 0 0.00 0.00 0 #DIV/O!c Institutions 0 0 0 0.00 0.00 0 #DIV/O!d QualifiedForeignInvestor 0 0 0 0.00 0.00 0 #DIV/O!e Any Others/Specify) 0 0 0 0.00 0.00 0 #DIV/O!e-i 0 0 0 0.00 0.00 0 #DIV/O!e-ii 0 0 0 0.00 0.00 0 #DIV/O!
Sub Total(A)(2) 0 0 0 0.00 0.00 0 #DIV/O!
Total Shareholding of Promoter and 2 202500 200000 3.94 3.94 0 0.00
(8) Public shareholding1 Institutions
IL RAJ FINANCE LIMITED
~~C~MANAGING DIRECTOO
.-._(a) Mutual Funds/ UTI 0 0 0 0.00 0.00(b) Financial Institutions IBanks 0 0 0 0.00 0.00(c) Central Government/ State Government(s)
0 0 0 0.00 0.00(d) Venture Capital Funds 0 0 0 0.00 0.00(e) Insurance Companies 0 0 0 0.00 0.00(t) Foreign Institutional Investors 0 0 0 0.00 0.00(g) Foreign Venture Capital Investors 0 0 0 0.00 0.00(h) Qualified Foreign Investor 0 0 0 0.00 0.00(i) Any Other (specify) 0 0 0 0.00 0.00(i-i) 0 0 0 0.00 0.00(i-ii) 0 0 0 0.00 0.00
Sub-Total (B)(I) 0 0 0 0.00 0.00
B2 Non-institutions(a) Bodies Corporate 1 3000pO 300000 5.84 5.84(b) Individuals 0 0 0 0.00 0.00
Individuals -i. Individual shareholdersholding nominal share capital up to Rs 1
I lakh 523 85894 51600 1.67 1.67II ii. Individual shareholders holding nominal
share capital in excess ofRs. 1 lakh.45 4107606 4020000 79.91 79.91
(c) Qualified Foreign Investor 0 0 0 0.00 0.00(d) Any Other (specify) 0 0 0 0.00 0.00(d-i) NRI (Repat & Non Repat) 0 0 0 0.00 0.00(d-ii) OCB's 0 0 0 0.00 0.00(d-iii) Trust 0 0 0 0.00 0.00(d-iv) Hindu Undivided Family
10 444000 426000 8.64 8.64(d-v) Employee 0 0 0 0.00 0.00(d-vi) Clearing Members 0 0 0 0.00 0.00
Sub-Total (B)(2) 579 4937500 4797600 96.06 96.06 0
(B) Total Public Shareholding (B)=(B)(I)+(B)(2) 579 4937500 4797600 96.06 96.06
TOTAL (A)+(B) 581 5140000 4997600 100.00 100.00(C) Shares held by Custodians and against
which Depository Receipts have beenissued
1 Promoter and Promoter Group 0 0 0 0.00 0 #DIV/Ol
2 Public 0 0 0 0.00 0 #DIV/OlSub-Total (C) 0 0 0 0 0 #DIV/Ol
GRAND TOTAL (A)+(B)+(C) 581 5140000 4997600 100.00 0 0.00
KAPIL RAJ FINANCE LIMITED
)0v-\~~~MANAGING DIRECTOR
KAPIL PAJ FINANCE LIMITED
for-4 ' L-I~~MANAGING DIRECTOR
(I) (b) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to thecategory "Promoter and Promoter Group"
Sr. Name of the shareholder Details of Shares held Encumbered shares (*) Details of warrants Details of Total sharesconvertible (including underlyingsecurities shares assuming full
conversion ofwarrants andconvertible securities)as a % of dilutedshare capital
Number Asa % of No. As a percentage As a % of Number As a 0/0 Number Asa%
of grand total grand total of total of totalshares (A) +(B) +( C ) (A)+(B)+(C) warrant number converti number
held of sub- s of ble ofclause (I) (a ) held warrant securitie convertib
s s Ieof the held securitiessame of theclass same
No. class
(I) (/I) (III) (IV) (V) (VI) =(V)/(111)*100 (VI/) (VIII) (IX) (X) (XI) (XI/)
1 BELAZIO REAL ESTATEPRIVATE LIMITED 200000 3.89 0.00 0.00 #DIV/O! #DIVlO!
2 KAVITAJAIN 2500 0.05 0.00 0.00 #DIVlO! #DIVlO!0.00 #DIV/O! 0.00 #DIV/O! #DIVlO!
TOTAL 202500 3.94 0 0.00 0.00 0 #DIV/Ol 0 #DIV/Ol 0
(*) The term "encumbrance" has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 2011
(J)(c)(i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to thecategory "Public" and holding more than 1°;1) of the total number of shares
Sr. No. Name of the shareholder Number of Shares as a Details of warrants Details of convertibleshares held percentage of total securities
number of shares{i.e.,Grand Total
(A)+(B)+(C)
u; I
Total shares(including
underlying sharesassuming fullconversion ofwarrants and
convertible securities)as a % of diluted
sharecapital
warrants number of convertibl number ofheld warrants e convertible
of securities securitiesthe same held of
Numberof
0/0w.r.ttotal
class the sameclass
indicated in N b A 0/urn er sa /0
Statement at para of total(I)(a) above}
1 Dinesh Manilal Shah 500000 9.73 o #DIV/Olo #DIV/Ol2 Bindu Dinesh Shah 500000 9.73 o #DIV/Olo #DIV/Ol3 PINKLINE FINANCIAL CONSULTANTS LLP 300000 5.84 o #DIV/Olo #DIV/Ol4 PANKAJ DHOOT HUF 250000 4.86 o #DIV/Olo #DIV/Ol5 KAILASH PATEL6 ANURADHA DHOOT
250000250000
4.864.86
o #DIV/Olo #DIV/Olo #DIV/Ol o #DIV/Ol
7 KRUNAL JAYESH KUWADIA 250000 4.86 o #DIV/Olo #DIV/Ol8 HARI BHACHUBHAI MUJAT 165000 3.21 o #DIV/Ol o #DIV/Ol9 DINESH KARMAN PATEL 135000 2.63 o #DIV/Ol o #DIV/Ol10 KISHORE BHACHUBHAI MUJAT 110000 2.14 o #DIV/Ol o #DIV/Ol11 PRATIK BHACHUBHAIMUJAT 110000 2.14 o #DIV/Olo #DIV/Ol12 VIDYA GUL ROHRA 80000 1.56 o #DIV/Olo #DIV/Ol13 BHAVIN HASMUKHSAVLA 80000 1.56 o #DIV/Olo #DIV/Ol14 SHASHIN HASMUKHSAVLA 80000 1.56 o #DIV/Ol o #DIV/Ol15 HASMUKH MORARJI SAVLA 80000 1.56 o #DIV/Ol o #DIV/Ol16 VIMAL RASIK SAVLA 80000 1.56 o #DIV/Olo #DIV/Ol17 RUCHIT HARISHSAVLA18 HARISH MORARJI SAVLA
8000080000
1.561.56
o #DIV/Ol o #DIV/Olo #DIV/Ol o #DIV/Ol
19 RASIK MORARJI SAVLA 80000 1.56 o #DIV/Ol o #DIV/Ol
20 VINOD MORARJI SAVLA 80000 1.56 0 #DIV/O! 0 #DIV/O!
21 AMI MAYURVAGHANI 80000 1.56 0 #DIV/O! 0 #DIV/O!
22 DHAVAL SAVLA 80000 1.56 0 #DIV/O! 0 #DIV/O!
23 JAYESH R SHAH 80000 1.56 0 #DIV/O! 0 #DIV/O!
24 NILESH R SHAH 80000 1.56 0 #DIV/O! 0 #DIV/O!
25 DEEPAK KANJI ARETHIA 70000 1.36 0 #DIV/O! 0 #DIV/O!
26 SHREYA HARI MUZAT 55000 1.07 0 #DIV/O! 0 #DIV/O!0.00 0 #DIV/O! 0 #DIV/O!
TOTAL 3985000 77.53 0 #DIV/O! 0 #DIV/O! 0
KAPIL RAJ RNANCE UMfTED
)\1}-M'G'~MANAGING DIRECTOR
· (I)(c)(ii) Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together withPAC) belonging to the category "Public" and holding more than 5% of the total number of shares of the company
Sr. No. Name(s) of the Number Shares as a Details of warrants Details of convertible Total shares
shareholder(s) and of shares percentage of securities (including
the Persons Acting in total number of underlying
Concert (PAC) with shares shares
them {i.e., Grand Total assuming full(A)+(B)+(C) indicated conversion of
in Number As a % total Number of % w.r.t warrants andStatement at para of number of convertible total convertible
(I)(a) warrants warrants of securities number of securities) as aabove} the held convertible % of diluted
same class securities share capitalof the same
class1 Dinesh Manilal Shah 500000 9.73 0 #DIV/O! 0 #DIV/O!2 Bindu Dinesh Shah 500000 9.73 0 #DIV/O! 0 #DIV/O!3 PINKLINE FINANCIAL CONSULTAN 300000 5.84 0 #DIV/O! 0 #DIV/O!
0.00 0 #DIV/O! 0 #DIV/O!
TOTAL 1300000 25.29 0 #DIV/O! 0 #DIV/O! 0
KAPil RAJ FINANCE LIMITED
~,c-,~MANAGING DIRECTOR
(I)(d) Statement showing details of locked-in shares
Sr. No. Name of the shareholder Number of locked-in shares Locked-in shares as a percentage of totalnumber of shares {i.e., Grand Total(A)+(B)+(C) indicated in Statement at[para (I) (a) above} Promoter / Promoter Group /1
1 Dinesh Manilal Shah 500000 9.73 Public
2 Bindu Dinesh Shah 500000 9.73 Public
3 PINKLINE FINANCIAL CONSULTANTS LLP 300000 5.84 Public
4 PANKAJ DHOOT HUF 250000 4.86 Public
5 KAILASH PATEL 250000 4.86 Public
6 ANURADHA DHOOT 250000 4.86 Public
7 KRUNAL JAYESH KUWADIA 250000 4.86 Public
8 BELAZIO REAL ESTATE PRIVATE LIMITED 200000 3.89 Promoter/Promoter Group
9 HARI BHACHUBHAI MUJAT 165000 3.21 Public
10 DINESH KARMAN PATEL 135000 2.63 Public
11 KISHORE BHACHUBHAI MUJAT 110000 2.14 Public
12 PRATIK BHACHUBHAI MUJAT 110000 2.14 Public
13 VIDYA GUL ROHRA 80000 1.56 Public
14 BHAVIN HASMUKH SAVLA 80000 1.56 Public
15 SHASHIN HASMUKH SAVLA 80000 1.56 Public
16 HASMUKH MORARJI SAVLA 80000 1.56 Public
17 VIMAL RASIK SAVLA 80000 1.56 Public
18 RUCHIT HARISH SAVLA 80000 1.56 Public
19 HARISH MORARJI SAVLA 80000 1.56 Public
20 RASIK MORARJI SAVLA 80000 1.56 Public
21 VINOD MORARJI SAVLA 80000 1.56 Public
22 AMI MAYUR VAGHANI 80000 1.56 Public
23 DHAVALSAVLA 80000 1.56 Public
24 JAYESH R SHAH 80000 1.56 Public
25 NILESH R SHAH 80000 1.56 Public
26 DEEPAK KANJI ARETHIA 70000 1.36 Public
27 SHREYA HARI MUZAT 55000 1.07 Public
28 RASIKLAL SANKALCHAND SHAH (HUF) 50000 0.97 Public
29 TUSHAR RAMESHCHANDRA SHAH 50000 0.97 Public-KAPIL RAJ FINANCE LIMITED §. ;.:.~~~~//.~-"Y-''"::~~~~~ es
-----------------------------------------------~~~,~~~~--------------------
30 SANJAY RAMESHCHANDRA SHAH HUF . 50000 0.97 Public
31 ZENIL JAYESH SHAH 50000 0.97 Public
32 KHIMJI DHARMSHI PATEL 45000 0.88 Public
33 NARAYAN KARMAN PATEL 45000 0.88 Public
34 BACHUBHAI D ARETHIYA 45000 0.88 Public
35 PARAG SURESHCHANDRS SHAH HUF. 35000 0.68 Public
36 NIKESH SHAH (HUF) . 35000 0.68 Public
37 NIKESH S SHAH. 35000 0.68 Public
38 RIMA NIKESH SHAH 35000 0.68 Public
39 KALPESH K SUTARIYA 35000 0.68 Public
40 VIMLABEN K SUTARIYA 35000 0.68 Public
41 KHIMJIBHAI M SUTARIYA 35000 0.68 Public
42 KARAN K SUTARIYA. 35000 0.68 Public
43 VIDHI PARAG SHAH 35000 0.68 Public
44 BINA K SUTARIYA 35000 0.68 Public
45 PREMJI MEGHJI GINDRA 20000 0.39 Public
46 MANOJKUMAR J MANIAR 20000 0.39 Public
47 SARFARAZ NOOR MOHD SHAIKH 15000 0.29 Public
48 NARENDRA PREMJI GINDRA 15000 0.29 Public0.00
TOTAL 4940000 96.11
KAPIL Rf'\.J FINANCE LIMITED
~. c_.~ --MANAGING DlRECTOH
(II)(a) Statement showing details of Depository Receipts (DRs)
Sr. No. Type of outstanding DR Number of outstanding Number of shares Shares underlying outstanding DRs as a(ADRs, GDRs, SDRs, etc.) DRs underlying outstanding DRs percentage of total number of shares
{i.e., Grand Total (A)+(B)+(C) indicatedin Statement at para (I)(a) above}
1 Nil 0 0 0.00
TOTAL 0 0 0.00
KAPIL RAJ FINANCE UMfrED
~"L--~MANAGINGDIRECTOR
(II)(b) Statement showing holding of Depository Receipts (DRs), where underlying shares heldby "promoter/promoter group" are in excess of 1% of the total number of shares
Sr. No. Name of the DR Holder Type of outstanding DR Number of shares Shares underlying outstanding DRs as a(ADRs,GDRs, SDRs, underlying outstanding percentage of total number of shares {i.e.,etc.) DRs Grand Total (A)+(B)+(C)indicated in
Statement at para (I)(a) above}1 NIL 0 0 0.00
TOTAL 0 0.00
»M"L'~MANAGING DIRECTOf(
KAPIL R.t\j FINANCF UMiTEU