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  • BJR 2015 The Authors. Published by the British Institute of Radiology

    Received:1 February 2015

    Revised:30 April 2015

    Accepted:7 May 2015

    doi: 10.1259/bjr.20150100

    Cite this article as:Korreman SS. Image-guided radiotherapy and motion management in lung cancer. Br J Radiol 2015; 88: 20150100.

    ADVANCES IN RADIOTHERAPY SPECIAL FEATURE: REVIEWARTICLE

    Image-guided radiotherapy and motion management inlung cancer

    S S KORREMAN, PhD

    Department of Science, Systems and Models, Roskilde University, Roskilde, Denmark

    Address correspondence to: Dr Stine S KorremanE-mail: [email protected]

    ABSTRACT

    In this review, image guidance and motion management in radiotherapy for lung cancer is discussed. Motion char-

    acteristics of lung tumours and image guidance techniques to obtain motion information are elaborated. Possibilities for

    management of image guidance and motion in the various steps of the treatment chain are explained, including imaging

    techniques and beam delivery techniques. Clinical studies using different motion management techniques are reviewed,

    and finally future directions for image guidance and motion management are outlined.

    Image-guided radiotherapy (IGRT) implies the use of in-room imaging to localize the target with the aim of guidingthe treatment beam to an accurate aim. Based on the images,compensating actions may be taken to adjust for variationsfound in the images. Variations can be of both rigid and non-rigid nature, and occur on different time scales. Specic toimage guidance for radiotherapy in the lungs, is the phe-nomenon that breathing causes geometric anatomical changesto take place in the patient within the time scale of a radio-therapy fraction that are (more or less) predictable and cyclic.This phenomenon at the same time poses great challenges toimplementation of image guidance for lung radiotherapy,as well as great opportunities. Over the last approximately15 years, almost overwhelming attention has been given tothis subject in particular in the radiotherapy physics society,and great technical advances have been made, which havechanged the clinical practice of lung radiotherapy. This reviewsystematically covers both technical aspects and clinicalimplementation of various strategies for image guidance inlung radiotherapy. Focus will be given to techniques aimed atcompensating for breathing dynamics, although it should bestated now that a fully comprehensive review would be muchtoo vast to t in the space available in a single article.

    BASIC CONCEPTS OF LUNG IMAGE-GUIDEDRADIOTHERAPYMotion characteristics of target, lung andnearby structuresMotion characteristics of thoracic structures have been in-vestigated and presented in a number of studies, both with

    regard to the cyclic breathing motion on the short timescale of seconds and minutes, and variations on longertime scales of days and weeks.

    In a previous review,1 this author has collected data froma number of early studies of motion of organs and struc-tures in the thoracoabdominal region (Table 1). Notable isthat motion takes place in all three orthogonal directionsand may be of a considerable extent up to several centi-metres, especially in the craniocaudal direction. Fortumours in the lung, motion extent and characteristics maydepend on location of the tumour, tumour size, lungfunction and whether or not the tumour is attached tostructures. Additional to this, there are cycle-to-cycle var-iations in breathing, hysteresis and changes on a longertime scale of days and weeks.

    The hysteresis phenomenon is well documented in, forinstance, the classic and often cited study by Seppenwooldeet al2 (Figure 1a). In this gure, the potentially large extentof motion is conrmed, as is the occurrence of motion inall three directions, at the same time as the hysteresis isvisually illustrated by the differences between inspirationand expiration paths in the drawn trajectories.

    In the recent years, several studies have investigated indetail cycle-to-cycle variation in breathing pattern, as thesevariations are crucial in relation to implementation of real-time motion management techniques. An example of sucha study is reported in Worm et al,4 where sequences of

  • breathing have been investigated for a series of patients un-dergoing stereotactic body radiotherapy (SBRT) for liver cancer.The study showed that the cycle-to-cycle variability had a stan-dard deviation of approximately 20% of the mean total motionextent over all cycles.

    Finally, variations related to breathing take place on longer timescales as well. This was, for instance, quantied for 56 patientswith lung cancer in Sonke et al,3 as illustrated in Figure 1b usinga representation similar to that in Figure 1a. It is demonstratedby this study that breathing varies from day to day in referenceto the surrounding structures, with a mean magnitude of var-iations of 3.9mm.

    From imaging for treatment planning totreatment deliveryGiven that all of the above stated variations take place in relationto target localization and motion of structures in the lung, it isalso evident that accurate radiotherapy requires images to beacquired at various stages of the radiotherapy chain and withhigh degrees of temporal and spatial resolution.

    Imaging for treatment planning consists of a CT scan possiblycombined with a positron emission tomography (PET) or evena MR scan. In a standard CT scan of the thoracic region, motionof structures on time scales comparable to that of slice acqui-sition and scan acquisition introduces artefacts in the CT imageof the patient. These effects have been extensively studied,57 andalthough they are well known, they are not easily predicted oraccounted for in clinical practice for standard CT scanning. Withthe aim of minimizing artefacts stemming from motion, four-dimensional CT (4DCT) scanning is now becoming standard forimaging for treatment planning for lung cancer radiotherapy.The 4DCT scan displays the breathing motion of all structures inthe scan region as it occurs in the breathing cycles taking placeduring the scan period. Depending on the specications of thescanner and the scan settings, the image quality resulting fromsuch a scan varies, but generally, there are markedly less artefactsthan in a standard scan.

    Modern CT scanners used for treatment planning scanning canbe acquired with 4DCT capability as a standard. For PET-CTscanners, four-dimensional (4D) capability may be available forthe CT part but not for the PET part. Motion has a signicantlydifferent effect in PET scans than in CT scans, because the timescale of a PET acquisition is much longer than the time scale ofthe breathing cycle. As the PET acquisition thus spans a largenumber of breathing cycles, the effect is a blurring of the signalover the motion trajectory of the target.8 A 4DPET scan con-sisting of a number of scans representing different phases ofthe breathing cycle may be produced by sorting the countsaccording to when in the breathing cycle they were recorded.9

    Some scanners come with this capability, but it is not as widelyavailable and used as 4DCT scanning is.

    The quality and representativeness of a 4DCT scan dependshighly on the regularity of the patients breathing. The moreirregular the breathing, the more artefacts will be present in the4DCT scan,10 and the less representative the scan can be for theT

    able

    1.Dynamicsofnorm

    alstructureswithrespiration

    Structure

    Meanexcursion(m

    m)(ran

    ge)a

    Numberof

    studies

    Numberof

    patients

    over

    all

    studies

    repo

    rted

    Free

    breathing

    Deepbreathing

    SIAP

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    SIAP

    ML

    Lungs

    10.3

    (131.9)

    6.4(024.4)

    (110)

    9.3(0.170)

    7.8(0.518.8)

    4.2(1.117.6)

    762

    Diaph

    ragm

    14.9

    (2.638.2)

    44.6

    (3.196)

    10112

    Liver

    12.3

    (4.930.4)

    (max.5.2)

    (max.4.6)

    38(2557)

    659

    Chestwall

    7.3(215)

    2.3(08)

    (57)

    16(0.737.3)

    11.7

    (0.564.1)

    688

    Heart

    18.1

    (1225)

    2.4

    220

    AP,anteriorposterior;max.,maxim

    um;ML,medio-lateral;SI,superiorinferior.

    aThistablecontainsanoverviewoftheresultsofanumberofstudiesconcerningorganmotionwithrespiration.Foreachorgan,themeanvalue(ortherange)oftheorganexcursionoverseveral

    studiesisreported,andthenumberofstudiesusedto

    obtain

    themeanaswellasthetotalnumberofpatients

    isgiven.Thetable

    isreproducedfrom

    Korreman1withperm

    issionfrom

    IOP,and

    referencesforthestudiescanbefoundthere.

    BJR SS Korreman

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  • patients breathing pattern. However, we have recently shown ina phantom study that even for highly irregular motion, a 4DCTscan will represent the target shape and trajectory at least as goodas a standard scan.11 However, the 4DCT scan will always only bean image of the motion taking place in a few breathing cycles onthat particular daya snapshot cycle image so to speak.

    Although the 4DCT scan provides signicant information to theradiotherapy process of the volumetric breathing dynamics inthe patient, the snapshot nature of the image means that itcannot supply information regarding intercycle variations andvariations on time scales longer than seconds.

    How the informationand lack of informationobtained ina 4DCT scan is used in the radiotherapy process depends on

    the choice of motion management strategy employed, as willbe seen in the Motion management strategies section. In allcases, IGRT includes additional imaging in the treatment room inrelation to treatment fraction(s), in two, three or four dimen-sions. In two-dimensional (2D) images, mainly bony structuresare visible, especially when the megavoltage (MV) beam is usedfor imaging where the contrast is low. In kilovoltage (kV)images, soft-tissue contrast is higher, and especially when three-dimensional (3D) cone-beam CT (CBCT) imaging is used, it maybe possible to set up directly to soft-tissue structures. Semi-3Dimaging may be performed by combining information from twoorthogonal 2D images. Options for imaging in the treatmentroom do not as a standard include high-quality volumetric 4Dtechniques (at least not yet), although both 4D CBCT imagingand uoroscopic imaging are increasingly available with new

    Figure 1. (a) Orthogonal projections of the trajectories of the 21 tumours on (left) the coronal (LR-CC) and (right) the sagittal

    (AP-CC) plane. The tumours are displayed at the approximate position, based on the localization mentioned in the treatment chart.

    Reproduced from Seppenwoolde et al.2 (b) Graphical representation of systematic (arrows) and random (ellipses) baseline

    variations projected on coronal and sagittal views of a schematic bronchial tree. Colours reflect average amplitude. Reproduced

    from Sonke et al3 with permission from Elsevier.

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  • and upgraded treatment machines. CT on rails, with a full-scaleCT scanner physically adjacent to the treatment machine canprovide in-room full-scale 4DCT imaging, although only used toa limited extent in few clinics.

    An entirely different option for gaining information specicallyon the position of single points in the patient (typically in thetumour) over time, is that of implanting radiofrequency beacons,which can be monitored in real time (for instance the Calypsosystem, see the Techniques for imaging motion section).

    When variations take place on the same time scale as a treatmentfraction, imaging during treatment may be relevant. This cantake place either during beam on time, or in-between beams.The purpose of imaging during treatment will either beverication for possible intervention if tolerance levels are ex-ceeded, or dynamic beam adaptation such as motion tracking.

    An alternative option should be mentioned, namely that offreezing the motion rather than imaging and accounting for it,which can be achieved by employing breath-hold during imag-ing and treatment. Breath-hold is a well-known and earlytechnique used in diagnostics for achieving CT images withreduced artefacts, and CT images obtained during a breath-holdare of a better quality than those obtained in a 4DCT scanasis seen in an example in Figure 2.12,13 When employed in CTscanning for radiotherapy planning, a crucial point, however, isthe reproducibility of the breath-hold that must be mimicked inthe treatment situation, making in-room imaging (with breath-hold) even more important.14

    Techniques for imaging motionA number of techniques are available for imaging in the treat-ment room as well as for treatment planning. In the treatmentroom, radiographic and uoroscopic kV imaging capabilities arenow standard for new machines. This may be either as equip-ment mounted on the linear accelerator (linac) gantry, mostly inan orthogonal geometry to the treatment MV beam, or as in-dependent units mounted in the ceiling or oor of the room inan orthogonal (or at least stereoscopic) geometry. Two orthog-onal (or stereoscopic) imaging units may be combined to givesemi-3D information, while gantry-mounted imaging units canadditionally be used for CBCT imaging, yielding true 3D images,as well as for 2D radiographic/uoroscopic imaging. For CBCTscanning, the acquisition time is long compared with thebreathing cycle time, and the image will therefore containa blurred image of the target position over several breathingcycles. Time-resolved CBCTscanning (4D CBCT) yielding a set of3D images corresponding to different phases of the breathingcycle has been developed, although it is not widely available yet.15

    Visibility of lung tumours in kV images is often quite good andis sufcient for matching with digitally reconstructed radio-graphs from the treatment planning CT scan. This is especiallytrue for 3D (and 4D) CT imaging. However, for valid high-precision tumour-tracking purposes, especially in real time, it ismore optimal to implant markers for increased visibility. Whenmarkers are implanted, an added benet is that the tumour isvisible even in MV images, for instance, from the treatment beamduring beam delivery. Marker implantation carries a risk of sideeffects, depending on how the implantation is performedthe

    Figure 2. CT scans of two patients with large deviations in gross target volume (GTV) between scans: conventional three-dimensional

    CT (3DCT) (left), four-dimensional CT (4DCT) midventilation bin (middle) and breath-hold CT (BHCT; right). The upper row shows

    images from a patient with a tumour in the right lower lobe. The delineated GTV size was 64.9, 45.2 and 34.9cm3, respectively, and the

    craniocaudal (CC) tumour motion was 2.4cm. The lower row shows a patient with an apical tumour in the left lower lobe. The GTV size

    was 4.2, 3.0 and 2.1 cm3, respectively, and CC tumour motion was 0.6cm. Reproduced from Persson13 with permission.

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  • risk of pneumothorax for percutaneous implantation is reportedto be up to 30% including all levels of severity and up to 10% re-quiring intervention.16,17 Alternative to the percutaneous method,implantation may be performed bronchoscopically as in for in-stance reported in Harada et al.18

    Common for all methods of imaging motion, is that it is oftenrelevant to monitor breathing through an external surrogatesimultaneously. This can be performed through many differenttechniquesoptical recording of reective optical markers orlight-emitting diodes positioned on the surface of the patient,spirometry for volume measurement of air owing and outof the lungs, measurement of the temperature of in- and out-owing air, with a thermocouple placed under the nose, meas-urement of pressure produced by chest expansion withpiezoelectric ceramics placed in an elastic abdominal strap,patient surface rendering by use of lasers. All these surrogatesgive respiratory cyclic signals that are one dimensional in thesense that they (mostly) only monitor a single property(pressure, temperature, ow, position) as a function of time.The surrogates reecting position (such as optical markers)have the potential of giving 3D positional information whenstereoscopic imaging of several markers is performed or in thecase of surface rendering.

    A method for monitoring which gives direct information ontarget position without imaging is the implantation of radio-frequency beacons in the patientfor instance, using the Ca-lypso system. The implantation process carries the risks relatedto implantation as described previously, especially since thebeacons are quite large. The advantage is that the target positionmonitoring process becomes less complicated, since the targetposition is directly monitored without the necessity of extensiveimaging and image processing.19

    MOTION MANAGEMENT STRATEGIESWhen motion is present in the treatment region of the patient,this needs to be accounted for both in treatment preparation andin treatment delivery. The past approximately 15 years of de-velopment has made it possible to do so on an individual basisand even in real time. The classic method of using the clinicaltarget volume to planning target volume (CTV-to-PTV) marginto account for all variations on a population basis can now bereplaced by more and more sophisticated individual approaches.

    Encompassing treatment field marginsWhen a 4DCT scan is available for planning, there is an imme-diate potential for applying individualized treatment eld marginsto encompass the breathing motion. Two different methods fordoing this in practice have been established(1) denition of theinternal target volume (ITV) and (2) the midventilation ap-proach. Both are in use in clinical practice and have been reportedin the literature, for instance, in Sonke et al20 and in Hanna et al.21

    The two methods take two quite different approaches to achievingthe same goalcalculating an adequate CTV-to-PTV margin toaccount for the breathing motion observed in the 4DCT scan.

    Using the ITV approach, the all images of the 4DCT scan areoverlayed using, for instance, a maximum intensity projection of

    all phases, and the combined volume of the target in all phasesof the breathing cycle is outlined as the ITV.22 The ITV is thenconsidered the gross target of irradiation ensuring full irradia-tion of the target over the entire breathing cycle. On the ITV,further margins are subsequently added to give the planningtarget volume (PTV). In relation to the image guidance per-spective, there are two advantages of the approach. At theplanning stage, residual image artefacts in the target shape andvolume in the 4DCT scan are to a large degree eliminated by theoverlay of the images of all the phases. When subsequentlyperforming in-room image guidance, matching for set-up can beperformed between the ITV in the 4DCT planning scan and thecorresponding target in the CBCT scan.23,24

    In the midventilation approach, the trajectory of the target in the4DCT scan is analysed, and the phase in which the target isclosest to its mean position is identiedthis is termed themidventilation phase.25 This phase is then used for delineationand treatment planning. The motion extent of the targetthroughout breathing can be measured from the trajectory andused in the combined margin applied to the target. In this ap-proach, it is often also argued that the margin to account forbreathing motion should be calculated by quadratic addition ofthe breathing variation.26 (This is in opposition to the ITV ap-proach where the margin for breathing is de facto linearlyadded.) For the midventilation approach, image-guided set-upcan be performed by matching the target in the midventilationphase of the 4DCT scan to the target in the correspondingmidventilation phase of a 4D CBCT scan or matching can beattempted using the full motion in both scans.27

    Gating and breath-hold techniquesGoing a step further in motion management, it may be relevantto utilize the knowledge of breathing motion to decrease thetreatment eld margins, especially when toxicity is a limitingfactor and/or of high concern. This can be achieved by reducingthe breathing motion of the target during irradiation, throughonly irradiating the target when it is within a limited pre-denedwindow of the breathing trajectory. The approach of turning thebeam on and off in synchronization with the breathing cycle istermed respiratory gating. An illustration of the principle ofrespiratory gating is shown in Figure 3a.

    For treatment delivery, the gating phase of the breathing cycleneeds to be identied and positionally veried, and the beammust be triggered on and off accordingly for the duration of thebeam delivery. A breathing monitoring device for providing thetrigger signals is required, and there are several commerciallyavailable systems on the market for this. Breathing monitoringdevices for respiratory gating most often rely on surrogates forthe actual motion of the target, such as an external optical skinmarker or a pressure sensor, as described in the Techniques forimaging motion section.

    For respiratory gating, image guidance is of utmost importanceas has been shown in Korreman et al.28 This is owing to the inertvariable degree of irregularity of breathing, and the resulting lackof predictability of breathing motion. The correspondence be-tween the breathing motion of an external surrogate and the

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  • breathing motion of the target may change markedlytherefore,when external surrogates are used for motion monitoring, thecorrespondence between surrogate motion and target motionneeds to be established and veried on a regular basis, not onlyfrom fraction to fraction but also within each treatment fraction.If this is not performed, geographical miss may be risked, withunderdosage of the target as a result.28 Image guidance adequatefor this purpose includes 4D CBCT, respiratory correlateduoroscopy or repeated radiographs combined with suitablesoftware to establish a quantication of the target position in theimages.

    In order to perform treatment planning for respiratory gating,the planning phase of the 4DCT scan appropriate for gatingcan initially be selected as the planning scan. Parameters for

    choice of gating phase will typically include stability, timespent in the phase and proximity of nearby organs at risk. Forhigh stability and large fraction of time spent in the gatingwindow, end-expiration will be the phase of choice. On theother hand, dosimetric concerns for organs at risk may insome cases point to the inspiration phase as the optimal phasefor gating.29

    The breath-hold approach is somewhat simpler than cyclic re-spiratory gating in several aspects, although it relies on the samebasic principle of turning the beam on and off based on targetposition (Figure 3b). The continuous detection of breathingphase as well as the potential lack of consistent correlation withsurrogate monitored motion are not issues, although targetposition still needs to be veried during breath-hold.30,31 For

    Figure 3. (a) Normal breathing shown with the principle of respiratory gating of beam delivery. (b) Breathing with breath-hold

    shown with the principle of beam delivery during breath-hold. For both (a, b) the horizontal lines indicate the thresholds within

    which the beam can be turned on. The vertical dashed lines indicate the points in time at which the beam should be turned on and

    off, respectively.

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  • increased stability of breath-hold procedures, the ActiveBreathing Coordinator (Elekta AB, Stockholm, Sweden) usesa combination of a valve system shutting off air ow and a visualguidance to the patient.32 As for free breathing, breath-holdduring expiration is more stable than during inspiration, but thechoice of whether to use expiration or inspiration breath-holdwill depend not only on stability but also on dosimetric concerns.

    For both respiratory gating in free breathing and breath-holdtechniques, it has been shown that reproducibility and stabilitycan be enhanced by use of patient training and coaching tech-niques, using both audio and visual guidance33,34 (see the De-cision making strategies for motion management section).

    Motion trackingThe ultimate solution for accounting for target motion duringtreatment is to aim the treatment beam continuously and dy-namically at the moving target. This is also the most demandingsolution in terms of image guidance requirements.

    There are several systems for motion-tracking treatment on themarket.

    Since its rst use in 2002, the Synchrony system for Cyberknife(BrainLab AG, Feldkirchen, Germany) has been in clinical use inan increasing number of clinics, and several articles havereported investigations as well as clinical protocols using thesystem.3537 The Cyberknife robotic arm is programmed to movesynchronously with the breathing cycle, in a trajectory followingthe projected 3D motion of the target. The target motion is notmonitored directly, but before treatment is started, a sequence oforthogonal radiographic images is recorded from which the targetbreathing motion is derived in three dimensions. At the sametime, a mathematical correlation model between the target mo-tion and the motion of a set of external optical markers on thesurface of the patient is established. During beam on, the motionof the external optical markers is monitored and the correlationmodel is used to direct the beam at the corresponding targetpositions dynamically. Intermittent radiographic images are ac-quired throughout beam on time, to provide verication of targetposition and to update the correlation model.

    The newer Vero (BrainLab AG) dynamic tracking system is inclinical use in only few clinics (only two reported inliterature38,39). The machinery is very different from that of theCyberKnife, using a gimballed treatment head mounted on anO-ring, but the principles of the tracking monitoring anddriving systems are very similar to those of the CyberKnife de-scribed above. External optical markers are placed on the patientsurface, and orthogonal uoroscopic imaging sequences areinitially used to establish a mathematical correlation modelbetween the motion of the external markers and the target.During beam on, the motion of the external markers is moni-tored and the correlation model is used to direct the beam (withpan and tilts of the gimballed head) dynamically at the modelledtarget position. During beam delivery, orthogonal radiographicimages are acquired regularly, and the images are used postbeam delivery for evaluation of the need for recalculation of thecorrelation model.

    Dynamic multi-leaf collimator (MLC) tracking for a standardgantry-based linac has recently been used clinically for the rsttime,40 although not for lung cancer but prostate cancer treat-ment. MLC tracking for lung cancer is still in development.4143

    In MLC tracking, the MLC leaves shaping the treatment beamare programmed to move in accordance with the target motionduring breathing. This leaf motion can be superposed onintensity-modulated radiotherapy (IMRT) or dynamic arc leafmotion.4446 In relation to the development of MLC tracking,focus is on beam delivery, and specic image guidance protocolsare not established. Development issues relate primarily to po-sitioning of the leaves and jaws. Image guidance techniquesavailable in the treatment room can be used in the trackingprocess in various ways. The standard linac does not have or-thogonal radiographic imaging capabilities, like the CyberKnifeand the Vero machines, but some rooms may have additionalradiographic imaging equipment installed, such as the BrainLabExacTrac X-ray system (BrainLab). Monitoring of the breath-ing by, for instance, an optical tracking system may additionallybe available in the treatment room. Several alternatives of director indirect motion monitoring and positional verication areinvestigated for MLC tracking implementation.4749

    Finally, tracking by couch countermotion is under investigationby several groups but is not clinically implemented.50,51

    Treatment planning for motion tracking can be performed eitherfor all phases of the full 4DCTscan for a 4D optimized treatmentplan44 or to a single phase for a static plan, which may besubsequently translated according to breathing motion.

    Decision-making strategies for motion managementIt is still a question of heated debate, which motion managementstrategy to use for which patients. A standard or guideline fordecision-making regarding motion management has not beenestablished in the radiotherapy community, rather the com-munity is divided by different basic views on the issue.

    It has been shown that the median motion extent of lungtumours is around 5mm, and only around 20% of patients withlung cancer have tumours with motion .1 cm.26,52,53 For mo-tion less than approximately 13mm, respiratory gating or mo-tion tracking can reduce treatment eld margins by ,2mm53

    compared with a midventilation approach. The effects of motionmanagement on treatment eld margins are rather small ingeneral because it is only one component of random nature inthe entire uncertainty chain, and especially small for lung cancerradiotherapy because of the smeared out penumbra in the low-density lung tissue.

    A cost-effectiveness decision criterion for choice of motionmanagement in treatment delivery based on motion extent alonewould therefore imply that only few patients would be eligiblefor respiratory gating or motion tracking. However, an addi-tional parameter relevant for decision-making is the dose tonearby organs at risk. Dose to organs at risk is very much de-pendent on individual features in each case, and there are noeasily quantiable simple parameters that can pre-determineeligibility for motion management. Calculation of doses to

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  • organs at risk in the treatment planning system is doable forrespiratory gating or breath-hold techniques (where calculationscan be carried out in one single phase of breathing), but formotion-encompassing techniques and tracking techniques, cal-culation should really be performed in all phases of breathingand accumulated, and treatment planning systems do not havethat capability in full. Proximity of target to organs at risk may bea parameter indicating potential relevance of respiratory gating ortracking, but it will be a matter of individual assessment.

    Regularity of breathing relates to a feasibility criterion that mayalso determine eligibility for use of motion management tech-niques in treatment delivery. The success of both respiratorygating and motion-tracking techniques rely on the ability of thepatient to breathe in a regular and predictable pattern. The moreirregular and unpredictable the pattern, the more likely themotion management is to fail, for instance, by lack of consis-tency in the correspondence between motion of the target and ofthe external motion surrogate used for driving the beam posi-tion. Also for this, there is no easily quantiable parameter toindicate adequate regularity of breathing. Training and real-timecoaching in regular breathing may increase the regularity ofbreathing for many patients.54,55

    Motion management techniques that do not imply beam deliveryinterference include 4D scanning for treatment planning andrespiratory correlation of in-room imaging for localization andverication of target position. Treatment planning based on re-spiratory correlated imaging should always be applied for lungcancer. A 4DCT scan will give information on motion extent andproximity of target of organs at risk, which can be used in thedecision-making strategy for further motion management. Also,the 4DCT scan will be less prone to image artefacts of the target,enabling more accurate delineation. In-room imaging should alsoas a default be performed with inclusion of respiratory in-formation for pre-treatment set-up, as it has been demonstratedthat this gives a large potential for increasing accuracy and therebyenabling reduction of treatment eld margins.26,53,56

    Obviously in each department, availability of equipment is therst parameter determining the image guidance and motionmanagement strategies used. With purchase of new equipment,importance of image guidance and motion management will beweighed, with consideration to the patient groups, work loadand performance expected for the machine operation.

    CLINICAL PROTOCOLSIn this section, examples are given of high-level use of imageguidance and motion management protocols reported in recentliterature. As the literature reports mostly investigations of in-novative and experimental methods rather than general clinicalpractice, it is not easy to nd state-of-the-art protocols in literature.

    A good example of routine clinical use of image guidance andmotion management for lung cancer radiotherapy with curativeintent can be found in the ofcial Danish recommendations forlung cancer radiotherapy from the Danish Oncological LungCancer Group from 2014 (www.dolg.dk/stralerekommandationer.php in Danish). In these recommendations, treatment planning

    should be performed based on a 4DCT scan, in which the mag-nitude of breathing motion is estimated. Based on the CT scan,either the midventilation approach or ITV approach (or similarmethod in which breathing motion is taken into account) is usedfor margin encompassing of the breathing motion. It is suggestedthat a breath-hold CT scan is additionally acquired in order togive an artefact-free guide for tumour shape and size to aid intarget delineation. For treatment delivery, image guidance is rec-ommended on a daily basis in accordance with and supportingthe added CTV-to-PTV margin. Specic recommendations forchoice of image guidance method (2D, 3D or 4D) and actionlevels are not given, but it is implicit that the CTV-to-PTV marginmust be adequate to support the specic choice, and individuallycalculated at each clinic and for each protocol. Guidelines formargin calculation are also given, based on relevant literature.5763

    In the Danish guidelines, there are no recommendations regardingrespiratory gating, breath-hold or motion tracking. None of thesetechniques are used on a routine basis, although they may be ap-plied in some clinics for specic cases where normal tissue con-straints or target dose prescription cannot otherwise be achieved.

    Use of a breath-hold technique during beam delivery in clinicalpractice has been reported, for instance, in Brock et al64 at theRoyal Marsden Hospital. The Active Breathing Coordinator wasused in deep inspiration breath-hold, in order to minimize ir-radiation of lung tissue. No reduction of treatment eld marginswas applied, but the increased lung volume (mean increase of41% measured in a deep inspiration CT scan compared withvolume in a free breathing CT scan) implied reduction of therelative lung volume irradiated and presumably therefore alsoa corresponding reduction of irradiated lung tissue. Imaging fortreatment planning was performed as deep inspiration breath-hold CT scanning (free breathing CT was performed for com-parison). Repeated breath-hold CT scans showed that targetposition changed markedly between fractions, and the studyrecommends image guidance be used on a daily basis.

    Clinical use of 4D CBCT for daily set-up imaging has beenreported for SBRT for lung tumours [early stage non-small-celllung cancer (NSCLC)] at the Netherlands Cancer Institute inSonke et al.20 Patients were routinely scanned using 4DCTscanning, and treatment planning was carried out using themidventilation approach. Patients individual PTV margins werecalculated based on the individual magnitude of breathingmotion. On each treatment day, 4D CBCT was used to matchthe midventilation target position from the planning 4DCT scanto the mean position of the breathing motion on the treatmentday. No motion management was used during beam deliveryexcept the motion-encompassing margin. Signicant reductionsof PTV margins were applied compared with the margins thatwould have been necessary with no motion management inimage guidance. In a subsequent article by Peulen et al,65 clinicaloutcome for this protocol (with a slightly larger PTV margin) isreported at 98% local control and 67% overall survival at 2 years.

    Clinical use of motion tracking for lung cancer has beenreported using both the CyberKnife66,67 and the Vero38,39 sys-tems. The CyberKnife motion-tracking system has been in

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  • clinical use since 2005, and clinical outcome results are reportedin the referenced literature for lung cancer treatment (Stage 1NSCLC). In these reported results, standard 3D CT scanning wasused for treatment planning, and the treatment beams wererigidly translated according to the monitored motion. Imageguidance was performed according to the protocol described inthe Motion tracking section. Local control and overall survival at2 years was reported to be 96% and 62%, respectively. Clinicaluse of the Vero system has only recently been commenced. Inthe rst reported study, treatment planning was carried out inthe expiration phase of a 4DCT scan, and image guidance wasperformed according to the protocol described in the Motiontracking section. Owing to the early stage of implementation ofthis technique, outcome results are not yet available, but it is tobe expected that results comparable to those of the CyberKnifesystem motion tracking can be achieved.

    PERSPECTIVES AND FUTURE DIRECTIONSSpecial issues for proton therapyMotion management for proton therapy is a special issue, whichhas been covered in a number of papers (see, for instance, Huiet al,68 Lu et al69 and Zhao et al;70 Bert and Durante;71 and Winket al72). The challenge of proton therapy for moving targets isspecically that the effects of motion on target coverage and ir-radiation of adjacent structures is potentially much larger than forphoton irradiation. For protons, the position of the narrow Braggpeak is highly dependent on the beam energy and on the amountand density of tissue penetrated by the beam during its travelthrough the patient. Motion in the patient anatomy that changesthe conguration of structures with different densities cantherefore have a potentially large impact on the dose distribution.The effects depend on whether passive scattering proton beams orspot scanning beams are used, where the respiratory motion ofthe target may interfere with the scanning motion of the protonbeam creating interplay effects changing the dose depositionpattern markedly.73 There are studies showing varying degree ofeffects for both passive beams and scanning beams.74,75 In gen-eral, it can be said that image guidance needs to be at least ascomprehensive for proton therapy as for photon therapy, and insome cases, safe implementation of proton therapy requires moreextensive image guidance schemes than does proton therapy, ineffect limiting the implementation of proton therapy for lung.

    Dose painting and motionThe delivery of heterogeneous dose distributions based onfunctional imaging with high spatial resolution and large dosegradients within the target volume is termed dose painting. The

    high spatial resolution and large dose gradients add to the ne-cessity of high accuracy in both pre-treatment imaging and dosedelivery. Uncertainties in the treatment chain have detrimentaleffects on the correspondence between deposited dose and thedose prescription map, as has been shown in, for instance,Korreman et al.76 A clinical multicentre Phase II trial is presentlyrunning for a very simple dose painting strategy, applying a doseboost volume within the target to the high uptake (.50%standardized uptake value) volume from a uorine-18 u-deoxyglucose PET scan.77 The protocol involves a midventilationapproach to treatment planning, use of patient-specic treat-ment eld margins and set up in the treatment room usingimage guidance with institutional policies. As there are only twodose levels in the protocol and not high degree of heterogeneity,it is expected that this provides sufcient accuracy.

    New technological developments and increasingstandardization of four-dimensional imagingAn interesting new technological development that has beenemerging in the recent years is that of the combined treatmentmachine with MRI, the MRIdian by ViewRay78 or various ver-sions of the MR-linac7981 (although the MR-linac is not yet inclinical use). MRI has superior soft-tissue contrast comparedwith imaging using ionizing radiation and can be performedsimultaneously with beam delivery. The potential of using thisfor image guidance for lung cancer in the treatment room arepromising,82,83 and may well constitute the next large step indevelopment of image-guided radiotherapy.

    The existing imaging technology using CT and PET scanners aswell as in-room electronic portal imaging devices is being con-tinuously developed with respect to both hardware and softwareto provide images of higher and higher quality and resolution, inboth 2D, 3D and 4D. Examples of hardware developments aredual-energy CT scanning; time-of-ight PET scanning; com-bined uses of CT, MR and PET; and rened lters for detec-tors.84 As these technologies are rened so is the softwarefollowing them, and their use will to a larger and larger extentbecome standard. The eld of 4D imaging has been in fast de-velopment since 2000 and has changed the eld of radiotherapyfor lung cancer, as described in this review. Many issues continueto challenge the clinical implementation, and research and de-velopment is ongoing (see, for instance, the summary of the 4Dtreatment planning workshop 2013 in Knopf et al85), however,radiotherapy including 4D image guidance (and dynamic beamdelivery) has become standard in many clinics, and its dissem-ination in clinical practice will continue.

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