James R Nowlin Financial Disclosure Report for 2010

8/3/2019 James R Nowlin Financial Disclosure Report for 2010

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Rev. 1/2010FINANCIAL DISCLOSURE REPO RTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app, 101-111)

1. Person R eport ing (last name, f i rst , middle ini t ia l)N o w l in , J a m e s R .

4. Title (Article 111 judges indicate aeiive or sehior status;magist late judges ind icate fu l l - o r par t - t ime)

U. S. D. C . Judge , Sen ior

7, Ch am ber s o r O f f i ce Addr es sU n i t ed S t a t es Co ur t ho use200 W. 8th StreetAu s t in , Tex as 78 70 1

2 . Co ur t o r O r g an i za t io n , 3. Date of ReportU. S. D. C , , Aus t i n , Tex as 02/02/2011

5a Report Type (cheek appropriate type) 6 . Repor t ing P e r iod[] Nom ination, Date 01 / 01 / 201 0[] Initial [] Annual [] Final tosh, [] Amo naea Repor t ............................8 . On t he b e s l s o f t he i n fo rma t io n o n t a in e d in t h i s R e p o r t a n d a n ymodlflca t ions perta ining there to , i t I s, in my opinion, In compliancew l t h ap p l i c ab l e l aw s en d r eg u l a t io n s .

Re ~iewln g ,01 ~0~ . . . . . . . .. . . . .. . . , ............ .................................... D.te

I M P O R T A N T N O T E S : The instructions accompanying thls form must be followed. Complete all parts,checking the NONE box for each part where you have no repo rtable information. Sign on last page.

I . P O S I T I O N S . ( R ~ p o n i n g i n d ~ v i a a . lo n i r ; s e e p S . 9 4 3 of filing instructions.)

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of.filing Instructions.)~-] N O N E (N o reportable agreements.)

DATE. PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 15Name of Person ReportingNowlin, James R.

Date of Report02/02/2011

I lL N O N - I N V E S T M E N T I N C O M E . ~Ro, o r , ing indiviaual a ,d spo, ,s~ s~ n, . ~ 7 .~4A. Filers ffon-Investmen t Income

NO~E (No reportable non-investment income.)SOURCE AND TYPE

1, 2010 Sta t e Employees Re t i r ement Sys t em of Tex as , S t a t e Leg i s l a t i veR e t i r e m e n t

3~

4~

I N C Q M F ~( y o u r s , n o t s p o u s e s )$3 9 ,2 15 .0 0

B . S p o u s e s 1 N o n - I n v e s t m e n t I n c o m e - If you were m arried during an.v portlon of the reportlng year, complete this section.(Dollar amount n ot required except for honoraria.)

~ N O N E ( N o reportable non-investment income.)SOURCE AND TYPE

IV. REIMB URSEMENTS -.(Includes those to spouse and dependent children; see pp. 25-27 of.filing instructions.)

[~ N O N E (No reportable reimbursem ents.)SOURCE DATES LOCATION pURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORT N a m e o f P e r s on Repor t ingPage 3 of 15 N o w ~ l n , ~ a m e s R .

Date o f Repor to 2 / o 2 / 2 o 1 ~

V . G I F T S . (lnctudes alose to spouse and dependent children; see pp. 28 -31 of filing instructions,)~] N O N E ( N o reportab le gifts.)

S OU RCE D E S C R I P T I O N , V A L U E

V I . L I A B I L I T I E S . a . a u d e ~ t h o s e o y s p o u s e , n , ~ , ~ e p e n , t e , t c h n d , e n ; s e e p S , . 3 2 - ~ o r a t i n g i n s t, u c t i o n ~ ON O N E ( N o reportable liabilities.)

CREDITOP~ D E S C R I P T I O N VALUE CODE


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FINANCIAL DISCLOSURE REPOR TPage 4 of 15 N a m e of Person Reporting

!

Date of ReportNowlin, James R. 02/02/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o . , e , v a t u e , t ,a n s o e t i o , s a , c l~ d ~ , t* o s e o / s r o . s ~ and dependent children; s e e p p . 3 4 - 6 0 of filing instructionN O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e ts In co m e d urin g I:: G ro ss va lu e at en d Transactions dur ing reporting pcr iodi (including trust assets) report ing period ] o f repor t ing per iod:: Place "IX)" after each asset A m o u n t | T y p e ( e . g . [ : Va ue I Value Type(e g, [ Date ~ Va uc :1 Gain~ Identit~ of

1 . Ra nc h , B a s t rop C ou n t , T e x a s C Dis~ibution ~ O W " ..........~ ~ . RBC Dain Rauscher, Money M~ket Acct. B : Interest M T3 ~4. Pfizer A D i v i d e n d : J T

6, DINEEQUITY, Inc : A Di v i d en d J T7. CaterpilLar, Inc.8. C h i n a S ec u r i t y & Su rv ed l an c e T ec h , I n c . N o n e J T9. B ard ek G o l d C o rp . A Di v i d en d J T

A D i v i de nd J .... T - :

I 0. 3M Comp any A11 . Massey Energy Corp. ........ A Di v i d en d:: 1 2 . E x c e l l M ar i t im e C ar r i e s L T D ;:, A D iv id en d13. NavajoRefining Company A Royalty

Di v i d en d J : Tsold ............ 08/31/10 J :Market ........... "

T :

W

1 4 .

1 5 .

S t ran d E n erg y , L CDCP Mids t ream

k o y ~ l t y j w ..........R o y a l t y J W

16. T E P P C O C r u d e O i l , L L .C , f o r m e r l y N a v a j o , A R o y a l t y J W1 7 . E n t e rp r is e Cr u d e O i i, L L. C, fo r m e r ly C Roya l ty J WT E P P C O )

i I . Incom e Ga in Codes : A = $1, 000 or l ess B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,1~00(See Co lum ns B I and D4) F =$50,Cl01 - $100,000 G = $100, 001 - $1 , 000, 000 1:11 =$1,00I},001 - $5,000,000 H2 =More than $5,000,000: 2, Value Codes J =$15,00~9 or less K =$15,0[}1 - $50,000 L =$50,001 - $100,000 M =$10O,001 - $250,000

(See Co lum ns CI and D3) N =$250,001 - $5 00,000 O ~$5 00,001 - $1 ,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P3 = $25,000,001 - $50,0~0,01~0 P4 = Mor e t h an $50, 000, 0003. Value Metho~l Codes Q :A ppraisa l R = Cost (R eal E state O n ly ) S = A s s e s s ~ r ~ e n t T = C a s h M a r k e t(See Coluran C2) U =Book Va lue V = O t h e r W =Es t im a ted


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FINANCIAL DISCLOSURE REPORTPage 5 of 15

N a m e o f P e r so n R e p o r t i n g

[ Nowlln, James R.

Date of Report02/02/2011

V I I . I N V E S T M E N T S a n d T R U S T S -i.co.,., rot.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing i.str.ctlons.)~-] N O N E (No reportable income, a ssets, or transactions.)i A. B. C. D.D e s c r ip t i o n o f A s s e t s Income during Gross value atend

( i nc l u d i ng t r u s t a s s e t s ) reposing period o f r e p o r t in g p e r io dPlace "(X)" after eaeh asset , m o u n tI Type(e.g., ] Value [ Valueexempt from prior disclosure :ode 1[ div,,rent, ] Code2 ! Method

:A-H) [ or int,) I (J-P) ] Code3........................................................................................ ,. ....... ............................. ......................

T r a n s a c t io n s d u r in g r e p o r t in g p e r io d

............ i ....Type~e.g.,/ D a t e ! V a ~ u o [ G a i n ~ I d o n , , y o rb u y , sell, /m m / d d / y y I Code 2 [ Code I t b u y e r / s e l l e rredemption) / I (I-P)[ (A-H)I (if private.................................. ......... rransa18. Wh i tmke La~d Services l K arnes C0tmty~ . . . . .. . D R o y a l t y : J WTexas royal ty Lease . .....1 9 . A n ad ark o P e t ro l eu m C o rp . , R eev es C o u n t y , D Roya l ty J WT ex as20 . EmigrantDirect Savings Bank A Interest ,K. T

21. First National Bank of Bastrop, Texas A Interest K T!22 . P en t ag o n Fed e ra l C red i t Un i o n , W as h i n g t o n A In teres t J TD.C.23 . II

25 .

31;

32 .

33~

L Incom e G a in Codes : A = $1, 000 or l ess B =$1,001 - $2,500 C = $2,5 01 - $5 ,000 D = $5 ,001 - $1 5 ,000 E = $15 , 001 - $50, 000(See Colulrms B I and D4) F = $5 0,001 - $1 00,000 O = $1 00,001 - $1 ,000,000 H I =$1,000,001 - $5,000,000 H2 =More than $5,000,0002. VaGue Codes J =$15,000 or less K = $1 5 .001 - $50,000 L ~$5 0,001 - $100,000 M ~$100,001 - $250,000

(Se e Co lu mn s C 1 a nd D3 ) N =$2 50,0 01 - $5 00,0 00 O =$5 00,001 - $1 ,000,000 P I = $1,000,001 - $5 ,000,000 P 2 ~$5 ,000,00 ] - $25 ,000,000P3 =$25,000,001 - $ 5 0 , 0 0 0 , 0 0 0 P4 = Mor e t h an $50, 000,0003 Va lue Method Codes Q = Appr ai sa l R = Cost (R ea l E state O nly ) S = Assessm en t T = C a s h M a r k e t

(See Co lum n C2) U =Book Va lue V = O t h e r W =Es t im a ted


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FINANCIAL DISCLOSURE REPORTPage 14 of 15

Name of Person ReportingNowlln, James R.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

R e PART VII, Nos. 13-19:N o ne w or a dd i t i ona l r oy a l t y i n t e r e st s w e r e b ou gh t , t r a ns fe r r e d o r so l d du r i ng t h i s r e por t i ng pe r i od . A ny c h a nge s o r d i f f e r enc e s i n t h e n u m b e r o r i de n t i ti e s o f

in teres t s or of payors /operators l i s ted herein f rom prior report s does not ref lec t or indicate any sale , acquis i t ion or t ransfer of royal ty in teres t s but only ref lec t sc h an g e s , i f an y , i n l ea s e o p e ra t o r s /p ay o r s / l e s s ees o r an ab s en c e o f o r i n c r eas e i n r ep o r t ab l e ro y a l t y i n c o m e f ro m a p a r t i c u l a r o p e ra t o r / p ay o r / le s s ee o r i n t e r e s t d ut h i s repor t ing per iod .


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FINANCIAL DISCLOSURE REPORTPage 15 of 15 Name of Pe rson Repor t ing I D ate o f Repor tN o w l l n , Ja m e s R .[

02/02/2011

IX. CERTIFICATION.1 c e r t i fy t h a t a l l I n fo r m a t i o n g i v e n a b o v e ( i n c l u d i n g I n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , i f a n y ) I sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y I n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s io n s p e r m i t t in g n o n - d i s c l o s u r e.I further c e r t i fy t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r ia a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e I nc om pl i a nc e w i t h t h e p r ov i s i ons o f 5 U . S .C . a pp . 5 0 1 e t . s e q . , 5 U . S. C . 7 3 5 3 , a nd Ju d i c i a l C onf e r e nc e r e g u l a t i ons .

N O T E : A N Y I N D IV I D UA L W H O K N O W I N G L Y A N D W I L FU L LY F A L S I FI E S FA I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C IV I LA ND C R I M I NA L S A NC T I O NS (5 U.S.C . ap p . 1 04 )

FILING INSTRUCTIONSM a i l s i g n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s t o : :

C o m m i tt e e o n F i n a n c i a l Di s c l o s u r eA dm i n i s t ra t i ve Of f i ce o f t he Uni t ed S t a te s C our t sS u i t e 2 - 3 01O n e C o l u m b u s C i rc l e , N . E . ~W a s h i n g t o n , D . C. 2 0 5 4 4

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James R Nowlin Financial Disclosure Report for 2010