James Ware 2010 Judicial Financial Disclosure

8/3/2019 James Ware 2010 Judicial Financial Disclosure

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FINANCIAL DISCLOSURE REPORTPage 2 of6 Ware. James 05123 /2011

Name ofPenon Reporting DRte of Report

III. NON-INVESTMENT INCOME. (Reporting indi.ldual and spouse; see pp. 17-11 offlllng instructions]A. Filer's Non-Investment Incomeo NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME(yours, not spouse's)

1. 2010 Lincoln Law School of San Jose - net income from lectures $6,000.00

2.2010 Santa Clara University Law School - net income from lectu res $4,000.00

J.

4.

B. Spouse's Non-Investment Income - JfY"N WereIII""led during any portian offht repot/ing ytar, eomptet tbis sectlon;(Dol/or amount not required except[or honoraria]o NONE (No reportable non-investment income.)

SOURCE AND TYPE1.2010 County of Santa Clara - Salary

2..

3.

4.

IV. REIMBURSEMENTS -s trnsporratlon, lodglng,food, enlertalnment(Includes those 10 spouse and dependent, children; see pp. 25-17 o[flling instructions.)

[{] NONE (No reportable reimbursements.)SOURCE LOCATION PURPOSE ruMS PAID OR PROVIDED

r,2.

3.4.

5.


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Nun~ O(PeNOIi RtpOTlln~ nOlUl( RtportFINANCIAL DISCLOSURE REPORTPage 3 of6 Ware, James

v. GIFTS. (IIIc/llu.lhDSll to 'fHJuse .1111dqJenll.II,cMtlrelll .eepp. 18-31 o/jII;Ilg /II.I'liol/ons.)[{] NONE (No reportable gifts.)

SOURCE DESCRIPTION1.

2,

3.

4.

5.

VI. LIABILITIES. ( lnc/"lIu Iholt "/spouse .wl depmrkn' chlldr.nl lee pp. 32-33 oIftlfng instructions.)(lJ NONE (No reportable liabilities.}

CREDITOR DESCRIPTIONI.

3.

4.5.

05/n12011

VALUE

VALUE CODE


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FIN ANCIA L D ISC LO SURE R EPORTPage 4 of6

Name of Person Repurtlng DOlt of Report\Vare, James 05123/201 J

V II. INVESTMENTS an d TRUSTS..:..income, val... , transactions (I"cludes those of spouse and depende"t children/see pp. 34-60 a/filing In.lruclioM.)o NONE (No reportable income. assets, or transactions.)A. B. C. D.

Description of Assets Income during Gross value at end Transactions during reporting period(including !rusl assets) reporting period of reponing period

(I) (2) (I) (2) (I) (2) (3) (4) (5)Place "(X)" after each asset Amount Type(e.g., Value Value Type (e.g., Oate Value Galn Identity ofexempt from prior disclosure Code I div., rent. Code 2 Method buy, sell, mmlddlyy Ccde2 Cod. I buyer/seller(AH) or int.) (J-Pl Code] redemption) (J-P) (A-H) (lf'private

(Q-W) t ransect ion)

I. M or ga n S ta nl ey -T re as ury S ec ur itie s F un d B None : Redeemed 12131/10 J2. M o rg an S ta nl ey -D iv id en d G ro w th S ec ur it ie s B None Redeem ed 12/31110 J

I3. U SA A A gg re ssiv e G row th F un d B None , Redeemed 12131/10 JI4. U SA A G row th Fund B None I Redeemed 12131/10 J5. G eneral M otors C om mon Stock (Y ) A None J T I Sold 12131110 J A unkno 0

I6,

7.

8.

9.!10 ,

11 . I :12 , I I13 , i !I14. It15 ,

!16 , i, I7. ,

L I n com e Gain Codes : A = .$1 ,00 0 Ill' less B ~$1.001- 52.500 C = $2,lO I - 55,000 0 -1 5,0 01 - 51 5,0 00 E -S ll ,O OI - S SO ,O OO(See Colum .. B I OD d 0


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"FIN ANCIA L D ISC LO SURE R EPORTPage 5 of6 Os/23!l!OII

N.m... tPenon Rtporlinl

V III. A DD IT IONA L IN FORMAT ION OR EXPLANAT IONS. (Ind}Clllilprnl()/"porL)Ne t i nc ome f rom te ac hi ng i s n et o f e xp en se s IIIld tn lv el j 1 s h ar e o f G e ne ra l Motors Common S to ck own ed , was sold"""iI::l


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FINANCIAL DISCLOSURE REPORTPage 6of6 Ware,James 0512312011

Name of Person Reporting Dale or Rtport

IX. CERTIFICATION.I certify that all Information given above (Including Information pertaining to my spouse and minor or dependent children, Ifany) Isaccurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because Itmet applicable statutoryprovisions permitting non-dlsclosure.I further certify that earned income from outside employment and honoraria and the acceptance of gifts wblch have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq. , 5 U.S.C. 7353, and Judicial Conference regulations.

SlgM I .NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TIDS REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app, 104)

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2~301One Columbus Circle, N.E.Washington, D.C. 20544


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AOIORev.WOll FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010Report Required by the Ethicsin Government Act of /978(5 US.c. app. /0/-/ J J)

1. Per ..n Reporting (iosl name, li nt, middle initi al) 2. Court or Orgamzariun .. J. Dale of ReportWare, James Northern District of Cali fornia 05123/2011

4.Till e (Arti cl e II I judges indicate aerlve or senior s tatus; 5a, Report Type heck appropriate type) 6. Reporling Periodmagislrate judges indicate full- or part-lime) 0Nominat ion. Dale 01/01/2010Active District Judge 0nilial [{] Annual 0 Final to12 /3112010

5b. 0 Amended Report7. Chambers or Offi ce Addres s 8 .On the basis of Ihe information contained in th is Reperr and any

modlli ca lions pert slnlng thereto, ills. i n my opinion, iD compliancoUnited States Courthouse with applicable laws and regulariens. -450 Golden Gate AvenueSan Francisco. California 94102 Reviewing Oflicer Do,.

1MPORT ANT NOTES: The instruct ions accompanying thisform must be/0110 wed. Complete all parts,checking the NONE box /0' each part where you have no reportable in/ormat ion. Sign on tast page.

I. POSITIONS. (R.porring Individual o"ly. see pp. 9-/ J offiling instructlo ns.)o NONE (No reportable positions.)POSITION NAME OF ORGANIZATION/ENTITY

I. President of the Board Federal Practice Program of the Northern District

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3.

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II. AGREEMENTS. (R~pOHillg i"dividual ,,,,Iy; seepp. 14-16 offiling instruetior ...)[ Z ] NONE (No reportable agreements.)

PARTIES AND TERMS1.

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FINANCIAL DISCLOSURE REPORTPage 2 of6 Ware, James 05123/2011

N om e o r Person Reporting D at e o r Report

III. NONwNVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 o/filing instructions.)A. Filer's Non-Investment IncomeD NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME(yours, not spouse's)

1. 2010 Lincoln Law School of San Jose - net income from lectures $6,000.00

2.2010 Santa Clara University Law School - net income from lectures $4,000.00

3.4.

B. Spouse's Non-Investment Income - I/you ...... marri ed during any ponton o/th. "porling y r, rompl". t!t is secti on:(Dollar "mount 1101 required except for bonororin )D NONE (No reportable non-investment income.)

SOURCE AND TYPEI.2010 County of Santa Clara- Salary

2.

3.

4.

IV. REIMBU RSEMENTS -traflJporrarion, lodging,/oDd, entertatnment:(Includes IhOSR 10 spouse and dependent children. see pp. }5-17 o/filing instructions.}

[{J NONE (No reportable reimbursements.)SOURCE LOCATION PURPOSE ITEMS PAID OR PROVIDED

2.3.4.s.


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Dale of ReporlWire. James

F INANCIAL D ISCLOSURE REPORTPage 3 of6 0 5 1 Z 3 1 2 0 1 1

V. GIFTS. (Incllldes ,/rose 10 splt"se IlIId deptndent children; lee pp. 28-1/ "ffiling inld'lIctlOtU.)[{] NONE (No reportable gifts.)

SOURCEI.

2.

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4.

5.

DESCRIPTION

[{] NONE (No reportable liabilities.)VI . LIABILITIES . (l"c/udes ,hos, o'spouse Imd",penden' ~lrj/d,en;.u pp ; 31-31offiling in5lruclions.j

CREDITORI.

2.

3.4

5.

DESCRIPTION

VALUE

yaLUECQPE


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FINANCIAL DISCLOSURE REPORTPage 4 of6 Ware, James 05/23/2011

Name or Penon Reporting D are 0 1 Reporl

VII. INVESTMENTS and TRUSTS - income, vaiue,lr


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FINANCIAL DISCLOSURE REpORTPage 5 of6 Ware, James

o.t. o r H.port0 5 1 2 3 1 2 " 0 . 1 1

Net income from leaching isnet of expenses and travelVIII. ADDITIONAL INFORMA TION OR EXPLANATIONS. (l"diCllltplVlo/reporl.)


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FINANCIAL DISCLOSURE REPORTPage 6 of6 W a . re , Jame} 0 5 1 2 3 1 2 0 1 1

Oat. 0 ' ReporL

IX. CERTIFICATION.I certify that .11information glven above (Including information pertaining to my spouse ant i minor or dependent ehildren, if any) Is

accurate, true, and complete to the best of my knowledge and beJie, and tbat any Information not reported was witbheld because it met appUcable statutoryprovisions permitting non-disclosure.

I further certify that earned income from ot.Jtslde employment and Mnoraria lind the acceptance of gms wbic.h have been repor ted are incompliance With the provisions of 5 u.s.C. app. 5111et, seq., S U.S.C. 7353, and Judicllli Conference reguilltions.

Signiillir.'e: sl James Ware

NOTE: ANY INDIVIDUAL WHO KNO\\'INGL'Y AND WILFUL L'V .. .ALSIi ' iES OR .FAILS 1'0 FIU:TH!SRRPOR.T MiIY'B)t SUBJECT TO CIVILANI> elll M J NAb SANCTIONS(5U.S.C. app. 11)4)

Committee on Financial DisclosureAdministrative Offleeof'the United States COUflSSuite z . s o :One Columbus Circle, N.E.Washington, D.C. 205'44

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James Ware 2010 Judicial Financial Disclosure