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APPENDIX N EARLY STAGE VENTURE CAPITAL LIMITED PARTNERSHIPS (ESVCLP) PROGRAM BREAKDOWN Table N1 List of ESVCLPs in existence at 30 June 2010 Table N2 List of conditional ESVCLP registration lapsed during 2009-10 Note: Tables N1 and N2 are prepared in accordance with section 46 (2A) (g - l) of the IR&D Act 1986. In reference to section 46 (2A) (j), (k) and (l) there are no entities registered under Part 3 of the Venture Capital Act 2002.

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Page 1: Innovation Australia Annual Report 2009-10 Appendix N ...  Web viewR&D TAX CREDIT BEST IN WORLD. ... Innovation Australia Annual Report 2009-10 Appendix N (DOCX version) Subject:

APPENDIX NEARLY STAGE VENTURE CAPITAL

LIMITED PARTNERSHIPS (ESVCLP) PROGRAM BREAKDOWN

Table N1 List of ESVCLPs in existence at 30 June 2010Table N2 List of conditional ESVCLP registration lapsed during

2009-10

Note: Tables N1 and N2 are prepared in accordance with section 46 (2A) (g - l) of the IR&D Act 1986. In reference to section 46 (2A) (j), (k) and (l) there are no entities registered under Part 3 of the Venture Capital Act 2002.

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Table N1 List of ESVCLPs in existence at 30 June 2010

Full registration [s13-1(1A)]: At 30 June 2010 the following partnerships were registered under s13-1(1A) of the Venture Capital Act 2002. Registration under this provision is known as full registration.

Registration taken to have come into force

CONSTANT INNOVATION, LPL0000199P – an incorporated limited partnership registered in VIC

04/06/2010

ONEVENTURES INNOVATION FUND, LPILP0000063, an incorporated limited partnership registered in NSW

04/02/2009

PARALLEL CAPITAL NO. 1, LPILP0000054, an incorporated limited partnership registered in NSW

28/10/08

Table N1 List of ESVCLPs in existence at 30 June 2010 (continued)

Conditional registration [s13-5(1A)]: Limited partnerships that do not qualify for full registration can be conditionally registered. The partnership then has 24 months to achieve full registration. At 30 June 2010 the following partnerships were registered under s13-5(1A) of the Venture Capital Act 2002.

Registration taken

to have come into

force

1. BGS EARLY STAGE VENTURE CAPITAL LIMITED PARTNERSHIPILP0000065, an incorporated limited partnership registered in NSW

20/08/2009

2. EARLY STAGE CAPITAL EXPANSION FUND LPL0000196H, an incorporated limited partnership registered in VIC

16/04/2010

3. START EARLY STAGE VENTURE CAPITAL LIMITED PARTNERSHIPILP0000057, an incorporated limited partnership registered in NSW

28/10/2008

1Table N2 List of conditional ESVCLP registration lapsed during 2009 10

The following conditionally registered ESVCLPs had their conditional registration lapse under s13-10 of the Venture Capital Act

Datelaps

1. ALLEN & BUCKERIDGE IV, LPILP0000047, an incorporated limited partnership registered in NSW

23/12/20

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REPORTING REQUIREMENT15-17 ANNUAL REPORTS FOR ESVCLPInnovation Australia is required to publish copies of ESVCLP's reports on the implementation of their approved investment plans. 

FULL REGISTRATIONCONSTANT INNOVATION, LPL0000199P – an incorporated limited partnership registered in VICThe Fund has established the necessary management practices and protocols to manage, assess and monitor investments and ensure the Fund maintains full compliance.ONEVENTURES INNOVATION FUND, LPILP0000063, an incorporated limited partnership registered in NSWOneVentures Innovation Fund, LP operates and only carried on activities in accordance with its approved investment plan and that these activities related to the making and holding of investments as permitted by the Venture Capital Act 2002.PARALLEL CAPITAL NO. 1, LPILP0000054, an incorporated limited partnership registered in NSWParallel Capital continues to operate in accordance with their investment plan and have established the necessary management practices and protocols including those to enable the Fund to comply with the reporting requirements for Innovation Australia.

CONDITIONAL REGISTRATIONBGS EARLY STAGE VENTURE CAPITAL LIMITED PARTNERSHIPILP0000065, an incorporated limited partnership registered in NSWTo date there have been no investments made by the partnership under the approved investment plan. All investments that will be made in the future will be modelled on the partnerships approved investment plan.EARLY STAGE CAPITAL EXPANSION FUND LP L0000196H, an incorporated limited partnership registered in VICEarly Stage Capital Expansion Fund LP is yet to complete its capital raising. When the capital raising is complete and the Fund is ready to invest, investments will be made in line with the approved investment plan.START EARLY STAGE VENTURE CAPITAL LIMITED PARTNERSHIPILP0000057, an incorporated limited partnership registered in NSW

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To date there have been no investments made by the partnership under the approved investment plan. All investments that will be made in the future will be modelled on the partnerships approved investment plan.

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APPENDIX OVENTURE CAPITAL LIMITED

PARTNERSHIPS (VCLP) PROGRAM BREAKDOWN

Table O1 List of VCLPs in existence at 30 June 2010Table O2 List of partnerships that became VCLPs during 2009-10Table O3 List of partnerships that ceased to be VCLPs during

2009-10Table O4 List of conditional VCLP registration lapsed during 2009-

10

Note:Appendix O Tables O1 to O4 are prepared in accordance with section 46 (2A) (g - l) of the IR&D Act 1986.In reference to section 46 (2A) (j), (k) and (l) there are no entities registered under Part 3 of the Venture Capital Act 2002.

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Table O1 List of VCLPs in existence at 30 June 2010

Full registration [s13-1]: At 30 June 2010 the following partnerships were registered under s13-1 of the Venture Capital Act 2002. Registration under this provision is known as full registration. These VCLPs have raised at least $10 million.

Registration taken to have come into force

A&B ETCF, LPILP0000033, an incorporated limited partnership registered in NSW

21/02/07

ANACACIA PARTNERSHIP 1, LPILP0000036, an incorporated limited partnership registered in NSW

13/06/07

ANCHORAGE CAPITAL PARTNERS FUND, LPILP0000049, an incorporated limited partnership registered in NSW

07/04/08

ANU MTAA SUPER VENTURE CAPITAL PARTNERSHIP, LP19000001, an incorporated limited partnership registered in the ACT

28/07/05

ARCHER CAPITAL VCLP 3, LPILP0000006, an incorporated limited partnership registered in NSW

29/04/04

ARCHER VCLP GF 1, LPILP0000015, an incorporated limited partnership registered in NSW

26/06/06

AROWANA CAPITAL AUSTRALASIAN MICRO-CAP PRIVATE EQUITYPARTNERSHIP 1, LPILP0000039, an incorporated limited partnership registered in NSW

18/07/07

BBF1 PARTNERSHIP, LPILP0000042, an incorporated limited partnership registered in NSW

16/11/07

CLEANTECH AUSTRALIA FUND, LPL0000146S, an incorporated limited partnership registered in VIC

31/08/07

CRESCENT CAPITAL PARTNERS II, LPILP0000003, an incorporated limited partnership registered in NSW

26/07/04

CRESCENT CAPITAL PARTNERSHIP III, LPILP0000023, an incorporated limited partnership registered in NSW

25/10/06

CWC CORPORATE OPPORTUNITY NO.1 LIMITEDPARTNERSHIP, LPL0000113A, an incorporated limited partnership registered in VIC

20/09/06

EQUITY PARTNERS FUND NO. 3, LPILP0000018, an incorporated limited partnership registered in NSW

15/11/06

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Full registration [s13-1]: At 30 June 2010 the following partnerships were registered under s13-1 of the Venture Capital Act 2002. Registration under this provision is known as full registration. These VCLPs have raised at least $10 million.

Registration taken to have come into force

FULCRUM CAPITAL PARTNERS NO.1, LPILP0000026, an incorporated limited partnership registered in NSW

14/02/07

HARBERT AUSTRALIAN PRIVATE EQUITY FUND I, LP090053575, is a limited partnership registered with the State of Delaware

23/02/09

INNOVATION CAPITAL FUND II, LPILP0000013, an incorporated limited partnership registered in NSW

07/10/05

JOLIMONT SECONDARIES FUND II, LPL0000119N, an incorporated limited a partnership registered in VIC

15/11/06

NEXT CAPITAL 1, LPL0000101T, an incorporated limited partnership registered in VIC

16/11/05

NEXT CAPITAL II, LPL0000159B, an incorporated limited partnership registered in VIC

07/04/08

PROPEL PRIVATE EQUITY FUND II, LPILP0000002, an incorporated limited partnership registered in NSW

26/07/04

QUADRANT PRIVATE EQUITY NO 1, LPILP0000011, an incorporated limited partnership registered in NSW

13/09/05

QUADRANT PRIVATE EQUITY FUND NO.2, LPILP0000030, an incorporated limited partnership registered in NSW

14/02/07

SOUTH AUSTRALIAN LIFE SCIENCE ADVANCEMENT PARTNERSHIP, LPLP020, an incorporated limited partnership registered in SA

20/09/06

SOUTHERN CROSS FUND NO. 1, LPILP0000017, an incorporated limited partnership registered in NSW

22/06/06

STARFISH TECHNOLOGY FUND 1, LPL0000062J, an incorporated limited partnership registered in VIC

10/02/04

STARFISH TECHNOLOGY FUND II, LPL0000128P, an incorporated limited partnership registered in VIC

17/04/07

THE GOLDMAN SACHS JBWERE TRANS-TASMAN PRIVATE EQUITY FUND 07, LPILP0000028, an incorporated limited partnership registered in NSW

14/02/07

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Full registration [s13-1]: At 30 June 2010 the following partnerships were registered under s13-1 of the Venture Capital Act 2002. Registration under this provision is known as full registration. These VCLPs have raised at least $10 million.

Registration taken to have come into force

TRIANGLE RESOURCE FUND (AUSTRALIA), LPILP0003, an incorporated limited partnership registered in QLD

12/08/05

VIBURNUM PRIVATE EQUITY PARTNERSHIP 1, LPILP0000041, an incorporated limited partnership registered in NSW

09/10/07

WOLSELEY PARTNERS FUND 2004, LPILP0000009, an incorporated limited partnership registered in NSW

07/09/04

WOLSELEY PARTNERS FUND II, LPILP0000045, an incorporated limited partnership registered in NSW

16/11/07

YUUWA CAPITAL, LPILP0000058, an incorporated limited partnership registered in NSW

10/11/08

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Table O1 List of VCLPs in existence at 30 June 2010

Conditional registration [s13-5]: Limited partnerships that have yet to raise capital and do not qualify for full registration can be conditionally registered. The partnership then has 24 months to achieve full registration. At 30 June 2010 the following partnerships were registered under s13-5 of the Venture Capital Act 2002.

Conditional

registration effective

1. ARCHER CAPITAL VCLP 4, LPILP0000067, an incorporated limited partnership registered in NSW

16/04/10

2. ELCANO SUSTAINABILITY INVESTMENTS 1, LPL0006, an incorporated limited partnership registered in QLD

19/02/10

3. HARBERT AUSTRALIAN PRIVATE EQUITY PARALLEL FUND 1, LPL0000188J, an incorporated limited partnership registered in VIC

09/10/09

4. QUAY INVESTOR GROUP FUND NO.1, LPILP0000061, an incorporated limited partnership registered in NSW

23/02/09

5. REDFIRE VENTURE CAPITAL PARTNERSHIP 1, LPL0000174X, an incorporated limited partnership registered in VIC

28/10/08

Table O2 List of partnerships that became VCLPs during 2009 10

Full registration [s13-1] Board decision

Registration taken to have come into force*

1. YUUWA CAPITAL, LPILP0000058, an incorporated limited partnership registered

in NSW

27/11/09 10/11/08

* The Venture Capital Act 2002 [s13-10] provides for a partnership’s full registration to be backdated when the partnership was first conditionally registered.

Table O2 List of partnerships that became VCLPs during 2009-10

Conditional registration [s13-5] Conditional registration

effective

1. ARCHER CAPITAL VCLP 4, LPILP0000067, an incorporated limited partnership registered in NSW

16/04/10

2. ELCANO SUSTAINABILITY INVESTMENTS 1, LPL0006, an incorporated limited partnership registered in QLD

19/02/10

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Conditional registration [s13-5] Conditional registration

effective

3. HARBERT AUSTRALIAN PRIVATE EQUITY PARALLEL FUND 1, LP

L0000188J, an incorporated limited partnership registered in VIC

09/10/09

4. YUUWA CAPITAL, LPILP0000058, an incorporated limited partnership registered in NSW

21/09/09

Table O3 List of partnerships that ceased to be VCLPs during 2009 10

Under Section 17-25No Partnerships ceased to be VCLPs during 2009-10

Date revoked

Table O4 List of conditional VCLP registration lapsed during 2009 10

The following conditionally registered VCLPs had their conditional registration lapse under s13-10 of the Venture Capital Act

Datelaps

1. ACCEDE CAPITAL VENTURE CAPITAL PARTNERS FUND II, LPILP0000035, an incorporated limited partnership registered in NSW

17/11/09

2. PROPEL PRIVATE EQUITY FUND III, LPILP0000055, an incorporated limited partnership registered in NSW

17/06/10

3. VIBURNUM PRIVATE EQUITY PARTNERSHIP 2, LPILP0000051, an incorporated limited partnership registered in NSW

09/05/10

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APPENDIX PPHARMACEUTICALS PARTNERSHIPS

PROGRAM (P3) BREAKDOWNTable P1 P3 program grant payments by state and territory, 2009-10Table P2 P3 program grant payments by company, 2009-10

Note: Appendix P Tables P1 and P2 are prepared in accordance with section 46 (2) (c) (i) and (ii) of the IR&D Act 1986.

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Table P1 P3 program grant payments by state and territory, 2009-10

State/Territory Total Payments ($) Per cent of total (%)NSW 1,007,089 47VIC 925,400 43QLD 213,890 10SA 0 0WA 0 0TAS 0 0ACT 0 0NT 0 0Total 2,146,379 100Note: The total figure represents the value of the payments made during

the year and does not include any amounts that may have been repaid.

Table P2 P3 program grant payments by company, 2009-10

Organisation Grant Payments ($)Acrux DDS Pty Ltd 148,761GlaxoSmithKline Australia Pty Ltd 405,387Hospira Australia Pty Ltd 371,252Janssen-Cilag Pty Ltd 339,981Merck Sharp & Dohme (Australia) Pty

Ltd290,941

Peplin Operations Pty Ltd 213,890Pfizer Pty Ltd 376,167Total 2,146,379

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APPENDIX QPOOLED DEVELOPMENT FUNDS (PDF) PROGRAM BREAKDOWN

Table Q1 List of PDFs in existence at 30 June 2010Table Q2 Companies that ceased to be PDFs during 2009-10

under sections 45, 46 and 47

Note: Appendix Q Tables Q1 and Q2 reflect the requirements set out in section 46 (2A) (a – f) of the IR&D Act 1986. In reference to section 46 (2A) (b), (c) and (d), the closure of the PDF program (on 21 June 2007) prevents new registrations under this program.

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Table Q1 List of PDFs in existence at 30 June 2010

[Companies registered under s14 of the Pooled Development Funds Act 1992]

Date registere

d

ACRUX LIMITEDACN 082 001 152

07/07/99

ADVENT III PRIVATE EQUITY LIMITEDACN 082 863 769

22/06/98

ALLAWAY WEAVER WILLIAMS DEVELOPMENT FUND PTY LTDACN 082 012 940

29/06/98

ATF GROUP (PDF) LIMITEDACN 106 213 772

29/09/03

AUSFIRST CAPITAL LIMITEDACN 091 945 443

16/05/00

AUSTOCK GROUP LIMITEDACN 087 334 370

07/06/99

AUSTRALIAN BIOMEDICAL FUND NO.1 LIMITEDACN 089 872 999

13/01/00

AUSTRALIAN BIOMEDICAL FUND NO.2 LIMITEDACN 089 873 030

13/01/00

AUSTRALIAN BIOMEDICAL FUND NO.4 LIMITEDACN 117 429 795

13/12/05

AUSTRALIAN BIOTECHNOLOGY & HEALTHCARE FUND NO.3 LIMITEDACN 094 676 552

22/11/00

AUSTRALIAN CAPITAL FUND PTY LTDACN 094 900 311

22/12/00

AUSTRALIS INVESTMENT HOLDING PTY LTDACN 121 768 116

15/11/06

AUTHORISED INVESTMENT FUND LIMITEDACN 068 793 322

03/05/95

BIOFUSION CAPITAL PTY LTDACN 100 041 254

09/05/02

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[Companies registered under s14 of the Pooled Development Funds Act 1992]

Date registere

d

BIOTECH CAPITAL LIMITEDACN 091 979 172

29/03/00

BLACK ORB PTY LIMITEDACN 114 350 864

28/07/05

BLUEPEAK VC TECHNOLOGY POOLED FUND LIMITEDACN 077 305 198

13/03/00

CVC SUSTAINABLE INVESTMENTS LIMITEDACN 088 731 837

20/12/99

DIGITAL CONTENT EXPLORER FUND PTY LTDACN 118 947 292

14/06/06

DYNAMIC DEVELOPMENT FUND PTY LTDACN 116 187 270

01/11/05

EFFICIENT ENERGY AUSTRALIA LIMITEDACN 078 867 446

05/08/97

ePARK DIRECT EQUITY FUND PTY LTDACN 093 613 793

22/12/00

EMC SOLAR LIMITEDACN 108 702 101

20/05/04

FIRST TASMANIA INVESTMENTS LIMITEDACN 080 755 746

22/12/97

FUTURE CAPITAL DEVELOPMENT FUND LIMITEDACN 081 825 470

06/04/98

GENESIS BDI LIMITEDACN 081 768 907

08/10/02

GROWTHTECH INTERNATIONAL PTY LTDACN 065 951 091

18/07/97

HEALTHCAP PARTNERS LIMITEDACN 122 437 503

15/11/06

HEALTHNET INVESTMENTS PTY LTDACN 088 674 846

27/09/99

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[Companies registered under s14 of the Pooled Development Funds Act 1992]

Date registere

d

HOCHMA DEVELOPMENT FUND LIMITEDACN 069 159 299

20/01/97

HUNTER TECHNOLOGY GROUP LIMITEDACN 122 437 503

15/11/06

INCUBATOR CAPITAL LIMITEDACN 091 499 357

29/03/00

INNOVATION CAPITAL LIMITEDACN 086 439 107

30/03/99

INNOVEST PDF LIMITEDACN 118 146 035

23/03/06

IPO IVESTMENTS LIMITEDACN 122 917 837

20/12/06

JACARANDA CAPITAL PTY LTDACN 120 557 208

09/08/06

MATCH DEVELOPMENT FUND PTY LTDACN 122 203 641

15/11/06

MEC RESOURCES LTDACN 113 900 020

19/09/05

MEDIASMART MANAGEMENT PTY LTDACN 098 578 664

20/12/06

MINE INNOVATION DEVELOPMENT FUND PTY LTDACN 107 370 123

21/01/04

NANYANG AUSTRALIA I LIMITEDACN 062 516 787

20/12/93

NANYANG AUSTRALIA II LIMITEDACN 072 468 798

26/06/96

NEW FRUGALITAS FUND LIMITEDACN 099 058 250

02/05/05

NEWTECH CAPITAL PTY LTDACN 119 115 696

11/05/95

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[Companies registered under s14 of the Pooled Development Funds Act 1992]

Date registere

d

NEXTEC DEVELOPMENT CAPITAL LIMITEDACN 068 582 936

11/05/95

NORTHSTATE CAPITAL LIMITEDACN 070 674 234

19/09/95

ORIGIN CAPITAL LIMITEDACN 079 800 196

06/04/98

PACIFIC DEVELOPMENT CAPITAL LIMITEDACN 088 964 112

05/10/99

PARAGON EQUITY LIMITEDACN 096 576 439

15/06/01

PHOENIX DEVELOPMENT FUND LIMITEDACN 094 922 602

21/12/00

PROSPERITY CAPITAL PTY LTDACN 106 420 811

20/12/06

SALTBUSH FUNDS MANAGEMENT LIMITEDACN 102 298 546

26/02/04

SMALLCO DEVELOPMENT CAPITAL PTY LTDACN 070 660 356

12/12/95

STRATEGIC DEVELOPMENT FUND LIMITEDACN 118 437 960

23/03/06

TECHNOLOGY DEVELOPMENT INVESTMENT LIMITEDACN 063 379 064

07/03/94

TELTEC CAPITAL LIMITEDACN 080 975 702

20/02/98

THE NEW MILLENNIUM FUND PTY LTDACN 089 529 733

02/12/99

THE PIONEER DEVELOPMENT FUND (AUST) LIMITEDACN 103 118 761

20/12/02

TILMANSTONE QUEENSLAND INVESTMENT PTY LTDACN 108 213 841

24/08/05

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Table Q2 List of Companies that ceased to be PDFs during 2009-2010

Under Section 45Automatic Revocation

Date revoked

MINRES CAPITAL PTY LTDACN 121 768 134

11/11/09

MOUNTAIN LAKE INVESTMENT FUND NO. 1 PTY LTDACN 093 108 626

11/11/09

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Under Section 46Revocation on application by PDF

Date revoked

FIRST OPPORTUNITY FUND LIMITEDACN 084 115 499

30/06/10

IQ FUND 2 PTY LTDACN 099 710 531

04/06/10

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Under Section 47Revocation at Innovation Australia’s discretion

Date revoked

AUSTCORP NO.500 PTY LTDACN 113 895 177

20/08/09

AUSTRALIAN BUSINESS DEVELOPMENT FUND PTY LTDACN 072 040 156

20/08/09

AUSTRALIAN METHANE GAS FUND LIMITEDACN 112 395 605

27/11/09

COPERNICUS CAPITAL NO. 1 FUND LIMITEDACN 100 059 274

20/08/09

EQUINOX EQUITIES PTY LTDACN 010 700 624

20/08/09

PLANTATION TIMBERFUND AUSTRALIA PTY LTDACN 100 962 098

20/08/09

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APPENDIX RPRE-SEED FUND (PSF) PROGRAM

BREAKDOWNTable R1 Australian Government funds paid to PSF, 2009-10Table R2 PSF investee companies receiving financial support by

industry sector, 2009-10Table R3 PSF investee companies receiving financial support by

state and territory, 2009-10

Note: Appendix R Tables R1 to R3 are prepared in accordance with section 46 (2) (c) (i) and (ii) of the IR&D Act 1986.

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Table R1 Australian Government funds paid to PSF, 2009-10

Fund Manager Investments ($m)Allen and Buckeridge Asset

Management Ltd 1.58GBS Venture Partners Limited 1.30SciVentures Investments Pty Ltd 0.37Starfish Ventures Ltd 0.07Total 3.32

Table R2 PSF investee companies receiving financial support by industry sector, 2009-10

Sector No. Companies SupportedInformation Technology and

Telecommunications 4Pharmaceuticals 4Life sciences/Biosciences 5Engineering 3Total 16

Table R3 PSF investee companies receiving financial support by state and territory, 2009-10

State/Territory No. Companies SupportedNSW 5VIC 5QLD 2WA 0SA 1TAS 0ACT 0NT 0Other (Three companies are located

overseas.) 3

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State/Territory No. Companies SupportedTotal 16

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APPENDIX S(ACIS STAGE 2) MOTOR VEHICLE PRODUCER (MVP) R&D SCHEME

BREAKDOWNTable S1 MVP R&D Scheme grant agreements – current

commitments, 2009-10Table S2 MVP R&D Scheme grant payments by company, 2009-

10

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Table S1 MVP R&D scheme grant agreements - current commitments, 2009-10

Round 1 Recipient ActivityACIS Duty

CreditsFord Motor Company of Australia Ltd

State of the Art Engine Initiatives for the Ford Falcon and Territory Ranges.

27,977,797

GM Holden LtdSmart Architecture Development.

4,090,835

Fuel Economy and Emissions Improvement.

1,833,300

Safety and Intelligent Systems. 1,050,300Toyota Motor Corporation Australia Ltd

Toyota Software Development Project.

4,248,180

Total 39,200,412

Round 2 Recipient ActivityACIS Duty

CreditsFord Motor Company of Australia Ltd

New Ford Territory model powered by State of the Art Alternative Fuel Engine Technology.

18,442,080

E8 Platform Expansion. 259,875

GM Holden LtdHybrid Power Train Development.

2,870,452

Fuel Economy and Alternate Fuels.

17,499,780

Human Machine Interface Development.

1,080,000

Global Smart Architecture and Design Process.

6,156,000

Toyota Motor Corporation Australia Ltd

Toyota SCON Vehicle Development Project.

5,151,060

Total 51,459,247

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Table S2 MVP R&D scheme grant payments by company, 2009-10

Organisation ACIS Duty CreditsFord Motor Company of Australia Ltd 4,263,005GM Holden Ltd 1,689,499Toyota Motor Corporation Australia

Ltd0

Total 5,952,504Note: MVP R&D Scheme provides benefits in the form of ACIS duty credits.

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APPENDIX TCOMMERCIAL READY PROGRAM

BREAKDOWNTable T1 Commercial Ready program grant payments by state and

territory, 2009-10Table T2 Commercial Ready program grant payments by company,

2009-10

Note: Appendix T Tables T1 and T2 are prepared in accordance with section 46 (2) (c) (i) and (ii) of the IR&D Act 1986.

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Table T1 Commercial Ready program grant payments by state and territory, 2009-10

State/Territory Total Payments ($) Per cent of total (%)

NSW 8,089,944 29VIC 4,410,317 16QLD 3,808,563 13SA 2,993,457 11WA 7,413,651 26TAS 1,272,164 4ACT 287,082 1NT 0 0Total 28,275,178 100Note: The total figure represents the value of the payments

made during the year and does not include any amounts that may have been repaid.

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TABLE T2 Commercial Ready program grant payments by company, 2009 10

Organisation Grant Payments ($)AIMedics Pty Ltd 920,464AMR Hewitts PrintPackaging Pty Ltd 158,356ATRAD Pty Ltd 15,244Adaptronic Electronics Pty Ltd 3,276Advanced Engine Components Limited 11,830Advent Pharmaceuticals Pty Ltd 85,030Agronico Technology Pty Ltd 47,139Air Aroma International Pty Ltd 12,500Alcidion Corporation Pty Ltd 58,627Alkane Resources Ltd 164,855Alpha Chemicals Pty Ltd 147,522Antaria Limited 195,939Aquarius Technologies Pty Ltd 270,748AtCor Medical Pty Ltd 570,986Athlomics Pty Ltd 12,500Atlas Marine International Pty Ltd 281,461Australian Seafood Industries Pty Ltd 36,512Avega Systems Pty Ltd 142,924Avexa Ltd 265,855BTF Pty Limited 12,892Baska Versatile Laryngeal Mask Pty Ltd 36,590Beechworth Spraying Pty Ltd 9,277Bioproperties Pty Ltd 20,750BluGlass Limited 942,909Boxen Systems Pty Ltd 3,957Buderim Ginger Ltd 166,078

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Organisation Grant Payments ($)CHK Gridsense Pty Ltd 293,359CLVR Pty Ltd 664,286Cambium Land & Water Management

Pty Ltd5,306

Capital Markets Consulting Pty Limited 954,937Capital Markets Surveillance Services

Pty Ltd149,038

Caplop Pty Ltd 78,774Clean Seas Tuna Ltd 334,404Colbeck & Gunton Pty Ltd 9,188ComGroup Australia Pty Ltd 92,202Concrete Slab Technology Pty Ltd 25,000Coral Sea Pearls Pty Ltd 94,999Coretrack Ltd 67,862Corvel Marketing and Management Pty

Ltd18,036

Datadot Technology Limited 216,103DeSALN8 Pty Ltd 89,063Depth Analysis Pty Ltd 12,392Desmond Fitzgerald & Associates Pty

Ltd465,947

Diakyne Ltd 12,480Diverse Barrel Solutions Pty Ltd 17,907Dobson's Vegetable Machinery Pty Ltd 49,859E.R.T.H HYD Pty Ltd 59,007ES Labs Pty Limited 114,844Ecotech Pty Ltd 17,831Elasto-Plastic Concrete Pty Ltd 12,205Elexon Electronics Pty Ltd 58,979Ellex R&D Pty Ltd 427,193

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Organisation Grant Payments ($)Eltong Engineering Pty Ltd 12,512EzyTube Pty Ltd 25,407G2 Microsystems Pty Ltd 137,434Garmond Australia Pty Ltd 12,144GasTech Australia Pty Ltd 179,301Gene Stream Pty Ltd 54,485Gershwin Pty Ltd 502,675Globe Drill Pty Ltd 119,860Go Medical Industries Pty Ltd 366,897Gold Peg International Pty Ltd 91,504Hathaway Trading Co Pty Ltd 35,306Hazel Hill Pty Ltd 46,195Healthcare Software Pty Ltd 12,215Hexcyl Systems Pty Ltd 18,129Holocentric Pty Ltd 62,190Hugh Jones Instruments Pty Ltd 75,725Human Genetic Signatures Pty Limited 389,687I.A.H. Manufacturing Pty Ltd 305,645INC Corporation Pty Ltd 713,500Immune System Therapeutics Ltd 151,142Imugene Ltd 30,754Industrea Ltd 607,882Inference Communications Pty Ltd 12,446Intelligent IP Communications Pty Ltd 12,414Interactive Communications Solutions

Pty Ltd146,355

Intrepica Pty Ltd 12,321JRB Engineering Pty Ltd 1,090,411Krix Loudspeakers Pty Ltd 22,335

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Organisation Grant Payments ($)Lencom Antennas Pty Ltd 50,973Leslie Consulting Pty Ltd 157,924Lignor Ltd 358,730Live Technologies Pty Ltd 12,500Lobster Harvest Pty Ltd 655,069Magnificent Pty Ltd 12,450Marinova Pty Ltd 267,350Mediherb Pty Limited 85,694Microbial Activity Pty Ltd 4,095Micromine Pty Ltd 1,697,000Millennium Electronics Pty Ltd 12,065Mimetica Pty Limited 84,438MultiTrode Pty Ltd 187,625NOJA Power Switchgear Pty Ltd 517,953Nautitech Manufacturing Services Pty

Ltd9,763

NeuClone Pty Ltd 12,340NeuProtect Pty Ltd 26,431Novozymes Biologicals Australia Pty

Ltd262,437

OMC International Pty Ltd 68,889OPEN Networks Pty Ltd 95,361Ondek Pty Ltd 723,280Open Kernel Labs Pty Ltd 684,694Opengear Pty Ltd 12,490Orelogy Geotechnical Pty Ltd 11,388Parnell Laboratories (Aust) Pty Ltd 225,416Phylogica Limited 57,598Pivot Maritime International Pty Ltd 474,725

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Organisation Grant Payments ($)PlantPlan Genetics Pty Ltd 11,998Pluton Resources Ltd 11,355Production Parts Pty Ltd 48,327Proteomics International Pty Ltd 12,500Q-MAC Electronics Pty Ltd 131,846Quantum Mining Services 38,873QuintessenceLabs Pty Ltd 287,082Redarc Technologies Pty Ltd 141,489Renegade Motors International Pty Ltd 10,029Reproductive Health Science Pty Ltd 386,356Research Laboratories of Australia Pty

Ltd180,092

Resis Australia Pty Ltd 6,897Revetec Holdings Ltd 51,005Robway Crane Safety Systems Pty Ltd 64,734Rubicon Systems Australia Pty Ltd 74,012SPLat Controls Pty Ltd 184,552Sands Innovations Pty Ltd 377,793Scantech Limited 64,174Scarpar Pty Ltd 10,452Seapa Pty Ltd 8,298Secura Shield Australia Pty Ltd 284,219Seed Distributors Pty Ltd 135,085Shellfish Culture Ltd 42,757Specterra Services Pty Ltd 11,020Spring Bay Seafoods Pty Ltd 72,942Stainless Tube Mills (Aust) Pty Ltd 1,379,133Stolway Holdings Pty Ltd 29,933Supercorp Australia Pty Ltd 55,433

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Organisation Grant Payments ($)Sustainability Ventures Pty Ltd 12,416Sydney IVF Ltd 215,645T-Mag Pty Ltd 212,081TGR BioSciences Pty Ltd 718,658TPI Enterprises Ltd 103,866Tasmanian Selected Abalone Pty Ltd 82,434Technology Enterprises Pty Ltd 92,528The Active Reactor Company Pty Ltd 20,400The Performance Technologies Group

Pty Ltd28,257

Unwired Australia Pty Ltd 177,225VEEM Ltd 923,796VIPAC Engineers and Scientists Limited 33,866Vamhire Pty Ltd 157,921Veterinary Encapsulation Biosciences

Pty Ltd12,966

Vicmarc Machinery Pty Ltd 21,699Virtual Sailing Pty Ltd 7,838Vivid Group Pty Ltd 136,286Vortex Pipes Limited 36,279WTG Pty Ltd 12,224Wriota Pty Ltd 101,749ZORK Pty Ltd 103,687Total 28,275,178

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APPENDIX URENEWABLE ENERGY DEVELOPMENT

INITIATIVE (REDI) PROGRAM BREAKDOWN

Table U1 REDI program grant payments by state and territory, 2009-10

Table U2 REDI program grant payments by company, 2009-10

Note: Appendix U Tables U1 and U2 are prepared in accordance with section 46 (2) (c) (i) and (ii) of the IR&D Act 1986.

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TABLE U1 REDI program grant payments by state and territory, 2009-10

State/Territory Total Payments ($) Per cent of total (%)NSW 938,690 20VIC 0 0QLD 928,062 20SA 813,596 18WA 713,050 16TAS 569,921 12ACT 561,667 12NT 88,371 2Total 4,613,357 100Note: The total figure represents the value of the payments made during

the year and does not include any amounts that may have been repaid.

TABLE U2 REDI program grant payments by company, 2009-10

Organisation Grant Payments ($)Brockway DiCOM Facility Pty Ltd 135,603Geodynamics Limited 738,432Geothermal Resources Limited 277,167Granex Technology Pty Ltd 150,000KUTh Energy Ltd 569,921Microbiogen Pty Ltd 204,450Petratherm Limited 536,429Powercorp Pty Ltd 88,371Snowy Hydro Limited 584,240SQC Pty Ltd 6,876Sucrogen Limited 182,754Torrens Energy Limited 541,525Verve Energy 35,922Windlab Systems Pty Ltd 89,050Wizard Power Pty Ltd 472,617Total 4,613,357

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37

Note: Appendix U Tables U1 and U2 are prepared in accordance with section 46 (2) (c) (i) and (ii) of the IR&D Act 1986.

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APPENDIX VINDUSTRY COOPERATIVE

INNOVATION PROGRAM (ICIP) BREAKDOWN

Table V1 ICIP program grant applications payments by state and territory, 2009-10

Table V2 ICIP program grant payments by company, 2009-10

Note: Appendix V Tables V1 and V2 are prepared in accordance with section 46 (2) (c) (i) and (ii) of the IR&D Act 1986.

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TABLE V1 Industry Cooperative Innovation Program grant payments by state and territory, 2009-10

State/Territory Total Payments ($) Per cent of total (%)

NSW 1,680,625 45VIC 1,502,089 40QLD 0 0SA 95,001 2WA 0 0TAS 300,000 8ACT 185,853 5NT 0 0Total 3,763,568 100Note: The total figure represents the value of the payments

made during the year and does not include any amounts that may have been repaid.

TABLE V2 Industry Cooperative Innovation Program grant payments by company, 2009-10

Organisation Grant Payments ($)Australian Manufacturing Technology

Institute Ltd1,269,758

Australian Pipeline Industry Association 89,385Building Products Innovation Council

Limited262,272

Dayang Electronic Manufacturing Pty Ltd 47,455Digital Radio Broadcasting Australia Pty

Ltd290,980

Evans and Peck Group Pty Ltd 95,650Intelligent Transport Systems Australia Inc

(ITS)232,331

Onesteel Manufacturing Pty Ltd 333,562Water Services Association of Australia

Limited95,001

Welding Technology Institute of Australia 650,706Wine Industry Tasmania Ltd 300,000

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40Organisation Grant Payments ($)healthlinks.net Pty Ltd 96,468Total 3,763,568

Note: Appendix U Tables U1 and U2 are prepared in accordance with section 46 (2) (c) (i) and (ii) of the IR&D Act 1986.

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APPENDIX WR&D START PROGRAM BREAKDOWN

Table W1 R&D Start program grant payments by state and territory, 2009-10

Table W2 R&D Start program grant payments by company, 2009-10

Note: Appendix W Tables W1 and W2 are prepared in accordance with section 46 (2) (c) (i) and (ii) of the IR&D Act 1986.

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TABLE W1 R&D Start program grant payments by state and territory, 2009 10

State/Territory Total Payments ($) Per cent of total (%)NSW 136,528 24VIC 118,304 21QLD 277,988 48SA 0 0WA 0 0TAS 0 0ACT 42,358 7NT 0 0Total 575,178 100Note: The total figure represents the value of the payments made

during the year and does not include any amounts that may have been repaid.

TABLE W2 R&D Start program grant payments by company, 2009-10

Organisation Grant Payments ($)CEA Research and Development Pty Ltd 42,358SIRTeX Medical Ltd 136,528Wagners Composite Fibre Technologies

Pty Ltd277,988

Universal Biosensors Pty Ltd 118,304Total 575,178

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APPENDIX XADMINISTRATION

BOARD AND COMMITTEE MEMBERSHIP

Appendix X1 Innovation AustraliaAppendix X2 Green Car Innovation CommitteeAppendix X3 Commercialising Emerging Technologies CommitteeAppendix X4 Climate Ready CommitteeAppendix X5 Innovation Grants Committee Appendix X6 Tax Concession CommitteeAppendix X7 Venture Capital CommitteeAppendix X8 Innovation Investment Follow-on Fund CommitteeAppendix X9 Commercialisation Australia BoardAppendix X10Commercialisation Australia Interim Advisory BoardAppendix X11Pharmaceuticals Committee

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Appendix X1 INNOVATION AUSTRALIA

Chair Term of AppointmentMr David Miles AM 27 September 2007 to 26 September

2010Company Director

MembersMr Adrian Brien AM1 27 September 2007 to 26 September

2010Chairman & Managing Director,Adrian Brien Pty LtdMr Carlos Broens 27 September 2008 to 31 July 2011Managing Director,Broens Industries Pty LtdMs Margaret Calvert 27 September 2007 to 26 September

2010Partner,NorcalDr Laurie Hammond 6 May 2010 to 7 February 2013Director,iQ FundsMr Roger Harley 27 September 2007 to 26 September

2010Director,Fawkner Capital Management Pty LtdThe Hon Bill Hassell AM 27 September 2007 to 26 September

2009Proprietor,Hassell Advisory ServicesMr Leslie Hosking2 27 September 2007 to 26 September

2009Company DirectorMs Elizabeth Lewis-Gray 27 September 2007 to 26 September

2010

1 Mr Adrian Brien AM resigned from Innovation Australia 27 July 2009.2 Mr Hosking and Mr Windle were appointed for second terms 27 September 2009 to 26 September 2012.

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Managing Director, Gekko Systems Pty LtdMr Gerard Noonan 7 September 2009 to 6 September 2012Chair, Media SuperDr Deborah Rathjen 27 September 2007 to 26 September

2009Chief Executive Officer and Managing Director, Bionomics LimitedDr Peter Riddles 27 September 2007 to 26 September

2010Director,ViciBio Pty LtdDr Beverley Ronalds 14 December 2009 to 13 December

2012Group Executive,CSIRO EnergyDr Jonathan Spring 27 September 2007 to 26 September

2010Managing Director,CEOS Pty LtdMr Peter Thomas 27 September 2008 to 26 September

2011Director, TFG International Pty LtdMr Kenneth Windle2 27 September 2007 to 26 September

2009Chief Executive Officer and Chairman,Advent Pharmaceuticals Pty LtdMr Bill Peel PSM Ex-officio appointmentExecutive General Manager,AusIndustry

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Appendix X2 GREEN CAR INNOVATION COMMITTEE

Chair Term of AppointmentMr Leslie Hosking 27 September 2009 to 26 September

2012Company DirectorThe Hon Bill Hassell AM 30 April 2009 to 26 September 2009Proprietor,Hassell Advisory Services

MembersDr Vijoleta Braach-Maksvytis 30 April 2009 to 29 April 2011Company Director & Innovation ConsultantMr Barry Dyson 30 April 2009 to 29 April 2012Managing Director,Specialised Technical Services Australia Pty LtdProfessor Peter Hodgson 30 April 2009 to 29 April 2012Director,Institute for Technology Research and InnovationDeakin UniversityMr Richard Johns 28 July 2009 to 27 July 2012Principal, \Australian Automotive IntelligenceMr David Ryan 28 July 2009 to 27 July 2012Director,PADAL Investments Pty LtdProfessor Michael Taylor 30 April 2009 to 29 April 2011Director,Institute for Sustainable Systems & Technologies,University of South Australia

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Appendix X3 COMMERCIALISING EMERGING TECHNOLOGIES (COMET) COMMITTEE1

Chair Term of AppointmentMr Kenneth Windle1 26 May 2009 to 26 September 2009Chief Executive Officer and Chairman,Advent Pharmaceuticals Pty Ltd

MembersMr David Gaul 26 May 2009 to 25 May 2012Non-Executive Director,CEA TechnologiesMs Gail Geronimos 26 May 2009 to 25 May 2012Director,Achaeus ConsultingMs Fiona Pak-Poy 26 May 2009 to 25 May 2012General Partner,Innovation Capital Limited

1 The COMET Committee was revoked as at end of 30 June 2010 and all Committee appointments lapsed as of that date.

1 Mr Windle was appointed for a second term 27 September 2009

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Appendix X4 CLIMATE READY COMMITTEE

Chair Term of AppointmentMr Carlos Broens 1 August 2008 to 31 July 2011Managing Director,Broens Industries Pty Ltd

MembersMr Adrian Chegwidden 1 August 2008 to 1 April 2011Sustainable Energy Consultant,Advanced Energy ResourcesDr Ross Fardon 1 August 2008 to 30 June 2010Managing Director,Fardon and Associates Pty LtdDr Bruce Godfrey 1 August 2008 to 31 July 2011Principal and Director,Wyld Group Pty LtdMr Peter Laver 1 August 2008 to 1 June 2011Vice President,Australian Academy of Technological Sciences and Engineering Dr Jennifer Marty 1 August 2008 to 1 April 2011Director,JayMart Pty LtdDr Bruce Whan 1 August 2008 to 31 July 2011Director,Swinburne Knowledge

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Appendix X5 INNOVATION GRANTS COMMITTEE

Chair Term of AppointmentDr Peter Riddles 27 September 2009 to 26 September

2010 Director,ViciBio Pty LtdThe Hon Bill Hassell AM 1 August 2008 to 26 September 2009Proprietor,Hassell Advisory Services

MembersMs Julie Garland McLellan 1 August 2008 to 1 April 2011Principal,McLellan Pty LtdMr Peter Janssen 1 August 2008 to 31 July 2011Director,J Capital Pty LtdDr Peter Riddles1 1 August 2008 to 26 September 2010 Director, ViciBio Pty LtdDr Jonathan Spring 1 August 2008 to 26 September 2010Managing Director,CEOS Pty LtdDr Colin Sutton 1 August 2008 to 31 July 2011Director,Mission Pty LimitedMr Steve Telburn 1 August 2008 to 1 April 2011Managing Director,Secret Sauce Intellectual Property Ventures

1 Dr Riddles became Chair of the Innovation Grant Committee 27 September 2009 to 26 September 2010.

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Appendix X6 TAX CONCESSION COMMITTEE

Chair Term of AppointmentMr Peter Thomas 27 September 2008 to 26 September

2011Director,TFG International Pty Ltd

MembersMs Margaret Calvert 7 July 2009 to 6 July 2012Partner,NorcalMr Ric Clark1 27 September 2007 to 14 March 2010Vice President,Alcatel – Lucent AustralasiaProfessor Jim Galvin 26 June 2008 to 25 June 2011Professor,Galvin and AssociatesDr Douglas Hawley2 27 September 2007 to 14 December

2009Managing Director,Hellay Australia Pty LtdProfessor Mary O’Kane 27 September 2007 to 15 July 2010Principal, Mary O’Kane and Associates Pty LtdDr Russell Edwards Ex-officio appointmentGeneral Manager,Research, Development and Venture Capital Branch, AusIndustry

1 Mr Clark was reappointed for a second term 15 March 2010 to 14 March 2013.2 Dr Hawley was reappointed for a second term 15 December 2009 to 14 December 2012.

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Appendix X7 VENTURE CAPITAL COMMITTEE

Chair Term of AppointmentMr Gerard Noonan 9 September 2009 to 6 September 2012Chair,Media Super

MembersMr Adrian Brien AM1 27 September 2007 to 26 September

2010Chairman & Managing Director,Adrian Brien Pty LtdMr Nicholas Callinan 31 July 2008 to 30 July 2011Managing Partner,Collins Hill Pty LtdMs Margaret Calvert 27 September 2007 to 26 September

2010Partner,NorcalMr Marty Gauvin 31 July 2008 to 30 July 2011Managing Director,Tier 5 Pty Ltd and President and Chief Executive OfficerVirtual Ark Pty LtdMr John Grant AM 19 October 2009 to 18 October 2012Chairman,Grantham Management Mr Roger Harley 27 September 2007 to 26 September

2010Director,Fawkner Capital Management Pty LtdMs Debra Heitmann 19 October 2009 to 18 October 2012Managing Director,Hado Investments Pty Ltd

1 Mr Adrian Brien AM resigned from the Venture Capital Committee 27 July 2009.

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Appendix X8 INNOVATION INVESTMENT FOLLOW-ON FUND COMMITTEE2

Chair Term of AppointmentMr Leslie Hosking 28 April 2009 to 31 December 2009Company Director

MembersMr Nicholas Callinan 28 April 2009 to 31 December 2009Managing Director,Collins Hill Pty LtdMr John Grant AM 28 April 2009 to 31 December 2009Chairman,Grantham Management Dr John Keniry AM 28 April 2009 to 31 December 2009Chair,Ridley Corporation LimitedMs Fiona Pak-Poy 28 April 2009 to 31 December 2009General Partner,Innovation Capital LimitedMr Kenneth Windle 28 April 2009 to 31 December 2009Chief Executive Officer and Chairman,Advent Pharmaceuticals Pty Ltd

2 The Innovation Investment Follow-on Fund Committee was revoked 31 December 2009.

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Appendix X9 COMMERCIALISATION AUSTRALIA BOARD1

Chair Term of AppointmentDr Laurie Hammond 8 February 2010 to 7 February 2013Director,iQ Funds

MembersMr Nixon Apple 8 February 2010 to 7 February 2013Industry and Economic Adviser,Australian Manufacturing Workers’ Union National Office Ms Jan Bingley 8 February 2010 to 31 July 2012General Manager,IP Licensing and Technology Transfer, CSIRODr Susan Pond AM 8 February 2010 to 30 November 2012Professor,Dow Sustainability Program, United States Study CentreDr Bruce Whan 8 February 2010 to 31 July 2012Director,Swinburne KnowledgeDr Katherine Woodthorpe 8 February 2010 to 30 November 2012Chief Executive,The Australian Private Equity and Venture Capital Association LtdMr Doron Ben-Meir Ex-officio appointmentChief Executive Officer,Commercialisation Australia

1 The Commercialisation Australia Board was established 4 February 2010.

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Appendix X10 COMMERCIALISATION AUSTRALIA INTERIM ADVISORY BOARD1

Chair Term of AppointmentMs Fiona Pak-Poy 9 October 2009 to 31 January 2010General Partner,Innovation Capital Limited

MembersDr Laurie Hammond 9 October 2009 to 31 January 2010Director,iQ FundsMr David Miles AM 9 October 2009 to 31 January 2010Company DirectorDr Phil Robertson 9 October 2009 to 31 January 2010Chief Operating Officer,NICTAProfessor Margaret Sheil 9 October 2009 to 31 January 2010Chief Executive Officer,Australian Research Council

1 The Commercialisation Australia Interim Advisory Board was established 9 October 2009 and was revoked 15 March 2010.

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Appendix X11 PHARMACEUTICALS COMMITTEE1

Chair Term of AppointmentMr Kenneth Windle 27 September 2007 to 26 September

2009Chief Executive Officer and Chairman,Advent Pharmaceuticals Pty Ltd

MembersMr Paul Bell 27 September 2007 to 26

September 2009Board Member,Biota Holdings LimitedProfessor John Funder AO 27 September 2007 to 26 September

2009Professor,Monash UniversityDr Suzanne Lipe 27 September 2007 to 26 September

2009Vice President of Operations,Mesoblast LimitedDr Robert Moore 27 September 2007 to 26 September

2009Director,Genkimed Pty LtdDr Ian Pitman 27 September 2007 to 26 September

2009ConsultantProfessor Susan Tett 27 September 2007 to 26 September

2009Professor,The University of Queensland

1 The Pharmaceuticals Committee was revoked 27 September 2009.

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APPENDIX YLEGAL MATTERS/LITIGATION

Table Y1 Current litigation mattersTable Y2 Litigation matters completed

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DECISIONS BY COURTS AND ADMINISTRATIVE APPEALS TRIBUNALDuring 2009-10 financial year, Innovation Australia was involved in a total of 21 matters in the Administrative Appeals Tribunal (AAT).Thirteen new applications for AAT review were received during the year. Three AAT proceedings were withdrawn by the Applicant. A further one AAT matter was effectively resolved in 2009-10.

Table Y1 Current litigation matters

Current cases as at30 June 2010

Supreme Court

Federal Court

Administrative Appeals Tribunal

Board as appellant/applicant

0 0 0

Board as respondent 0 0 17

Table Y2 Litigation matters completed

Completed cases as at30 June 2010

Supreme Court

Federal Court

Administrative Appeals Tribunal

Board as appellant/applicant

0 0 0

Board as respondent 0 0 4

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APPENDIX ZMARKETING

Table Z1 Media announcements

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Table Z1 Media Announcements 2009-10

Date Announcement22 July 2009 CLIMATE READY GRANT SUPPORT 180 GREEN

JOBS24 July 2009 GOVERNMENTS PARTNER WITH FORD ON NEW

GREEN ENGINES3 August 2009 FUNDING BOOST TO MARKET FIVE

CONSTRUCTION INNOVATIONS3 August 2009 FUNDING BOOST TO MARKET FOUR ENERGY

INNOVATIONS3 August 2009 FUNDING BOOST TO MARKET FIVE ENGINEERING

INNOVATIONS3 August 2009 FUNDING BOOST TO MARKET ELEVEN ENVIRO

INNOVATIONS3 August 2009 FUNDING BOOST TO MARKET FIVE HEALTH

INNOVATIONS3 August 2009 FUNDING BOOST TO MARKET 13 IT INNOVATIONS3 August 2009 FUNDING BOOST TO MARKET FOUR MINING

INNOVATIONS3 August 2009 38 INNOVATIVE PRODUCTS GIVEN $2.4M FOR

MARKETPLACE BOOST3 August 2009 FUNDING BOOST TO MARKET SPORT & LIFESTYLE

INNOVATIONS6 August 2009 $64M TO KEEP SMART START-UPS IN THE GAME25 August 2009 52 INNOVATIVE PROJECTS SHARE $3.6 MILLION IN

COMET FUNDING31 August 2009 TOYOTA KICKS OFF PILOT PRODUCTION OF

HOME-GROWN HYBRID10 September

2009TAX OFFSET CHANGES TO BOOST RESEARCH & DEVELOPMENT

18 September 2009

NEW R&D TAX CREDIT (With Treasurer)

23 September 2009

AUSTRALIAN INNOVATIONS SHARE $985,600 IN COMET FUNDING

25 September 2009

GOVT WELCOMES GROWTH IN R&D BUSINESS INVESTMENT

21 October 2009 COMMERCIALISATION AUSTRALIA - DETAILS ANNOUNCED

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Date Announcement30 November

2009COMMERCIALISATION HELP MADE SIMPLER

4 December 2009 $2.8M IN GRANTS TO HELP MANUFACTURERS GO GREEN

7 December 2009 AUSTRALIAN INNOVATIONS SHARE $633,600 IN COMET FUNDING

11 December 2009

AUSTRALIAN-BUILT TOYOTA HYBRID CAMRY

16 December 2009

SIX NEW PRODUCTS RECEIVE $422,400 TO HIT MARKET

18 December 2009

NEW R&D TAX CREDIT - EXPOSURE DRAFT LEGISLATION

18 December 2009

$64M FOR FUND MANAGERS TO HELP START-UPS GROW

21 December 2009

START YOUR APPLICATIONS: COMMERCIALISATION AUSTRALIA GETS READY FOR BUSINESS

4 January 2010 COMMERCIALISATION AUSTRALIA ACCEPTING APPLICATIONS

2 February 2010 $774,400 TO BRING 11 INNOVATIVE NEW PRODUCTS TO MARKET

9 February 2010 COMMERCIALISATION AUSTRALIA BOARD MEMBERS ANNOUNCED

26 February 2010 FUNDING TO GROW VENTURE CAPITAL: CALL FOR FURTHER APPLICATIONS

11 March 2010 GREEN CAR FUNDS PUT AUSSIE ENGINE TECHNOLOGY IN CHINESE CAR

22 March 2010 $40M GROWTH CAPITAL FOR INNOVATIVE START-UPS

31 March 2010 R&D TAX INCENTIVE — SECOND EXPOSURE DRAFT LEGISLATION

16 April 2010 COMMERCIALISATION AUSTRALIA TO SUPPORT 21 AUSTRALIAN INNOVATIONS

19 April 2010 COMMERCIALISATION AUSTRALIA CEO ANNOUNCED

28 April 2010 48 INNOVATORS SHARE $3.4M TO BRING IDEAS TO MARKET

13 May 2010 INCREASING SUPPORT FOR BUSINESS RESEARCH & DEVELOPMENT

14 May 2010 $5.5M TO HELP 22 MANUFACTURERS GO GREEN

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Date Announcement28 May 2010 $2.4M TO MAKE NEXT GENERATION AUTO

MIRRORS31 May 2010 R&D TAX CREDIT BEST IN WORLD28 June 2010 SECOND HOLDEN SHIFT BOOSTS AUTO INDUSTRY

CONFIDENCE

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CONTACT DETAILS1. How to contact Innovation Australia:

Innovation Australia SecretariatTelephone Number: (02) 6213 7400Fax Number: (02) 6213 7677By email: [email protected] By post: Innovation Australia

GPO Box 2704CANBERRA CITY ACT 2601

2. For further information about Innovation Australia and its programs, please visit our website: www.ausindustry.gov.au or contact the AusIndustry hotline 13 28 46or contact a Customer Service Manager in your state or territory as listed:

AUSTRALIAN CAPITAL TERRITORY AusIndustry Office

Telephone Facsimile

AUSTRALIAN CAPITAL TERRITORYIndustry House10 Binara StreetCANBERRA CITY ACT 2600GPO Box 9839CANBERRA CITY ACT 2601Email:

[email protected]

13 28 46 (02) 6213 7644

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NEW SOUTH WALES AusIndustry Offices

Telephone Facsimile

NEW SOUTH WALESLevel 5341 George StreetSYDNEY NSW 2000GPO Box 9839SYDNEY NSW 2001Email:ainsw @ innovation.gov.au

(02) 9226 6000 (02) 9226 6002

Wollongong – Illawarra and South Coast RegionSuite 1, Terrace LevelCrown Tower, 200 Crown

StreetWOLLONGONG NSW 2500PO Box 5427WOLLONGONG NSW 2520

(02) 4254 5534 (02) 4225 2607

Newcastle – Newcastle Hunter RegionIDC HunterUniversity DriveCALLAGHAN NSW 2308PO Box 189HUNTER REGION MC NSW

2310

(02) 4014 5977 (02) 4960 3847

Tamworth – Northern Central NSW RegionLevel 1, 345 Peel StreetTAMWORTH NSW 2340PO Box 920TAMWORTH NSW 2340

(02) 6761 3624 (02) 6761 3571

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NEW SOUTH WALES AusIndustry Offices

Telephone Facsimile

Wagga Wagga – South West NSW Region48 Fitzmaurice StreetWAGGA WAGGA NSW 2650PO Box 5761WAGGA WAGGA NSW 2650

(02) 6921 1828 (02) 6921 6415

VICTORIANAusIndustry Offices

Telephone Facsimile

VICTORIALevel 9, KPMG House161 Collins StreetMELBOURNE VIC 3000GPO Box 85MELBOURNE VIC 3001Email:

[email protected]

(03) 9268 7555 (03) 9268 7599

Ballarat – Western and South Western Victoria Region48 Sturt StreetBALLARAT VIC 3350PO Box 511BALLARAT VIC 3353

(03) 5320 5960 (03) 5331 7973

Bendigo – Northern Victoria Region46 Edward StreetBENDIGO VIC 3550PO Box 1332BENDIGO CENTRAL VIC 3552

(03) 5442 4199 (03) 5441 8941

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NEW SOUTH WALES AusIndustry Offices

Telephone Facsimile

Trafalgar – Gippsland RegionTrafalgar Technology Centre107 Princes HighwayTRAFALGAR VIC 3824PO Box 247TRAFALGAR VIC 3824

(03) 5633 3436 (03) 5633 3439

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SOUTH AUSTRALIA/NORTHERN TERRITORYAusIndustry Offices

Telephone Facsimile

Level 11, Terrace Towers178 North TerraceADELAIDE SA 5000GPO Box 9839ADELAIDE SA 5001Email:

[email protected]

(08) 8406 4700 (08) 8406 4717

Mount Gambier – Southern South Australia RegionOld Town HallCommercial Street EastMOUNT GAMBIER SA 5290PO Box 1537MOUNT GAMBIER SA 5290

(08) 8723 1057 (08) 8725 8949

Port Augusta – Northern South Australia RegionPort Augusta Business

Centre500 Stirling RoadPORT AUGUSTA SA 5700PO Box 421PORT AUGUSTA SA 5700

(08) 8641 2563 (08) 8641 1823

DARWINGround Floor, Development House76 The EsplanadeDARWIN NT 0800PO Box 4816DARWIN NT 0801

(08) 8941 6261 (08) 8941 5603

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TASMANIANAusIndustry Offices

Telephone Facsimile

TASMANIALevel 4, AMP Building86 Collins StreetHOBART TAS 7000GPO Box 9839HOBART TAS 7001Email:

[email protected]

(03) 6230 9900 (03) 6230 9901

Launceston – Northern Tasmania RegionLevel 1, Cornwall Square12-16 St John StreetLAUNCESTON TAS 7250PO Box 823LAUNCESTON TAS 7250

(03) 6331 4183 (03) 6331 3452

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QUEENSLANDAusIndustry Offices

Telephone Facsimile

QUEENSLANDLevel 12100 Creek StreetBRISBANE QLD 4000GPO Box 9839BRISBANE QLD 4001Email:

[email protected]

(07) 3227 4700 (07) 3227 4730

Gold Coast – Southern Queensland and Northern Costal NSW RegionLevel 1, 26 Marine ParadeSOUTHPORT QLD 4215PO Box 1448SOUTHPORT BC QLD 4215

(07) 5503 1476 (07) 5503 1628

Townsville – Northern Queensland Region1st Floor Enterprise HouseCnr The Strand and Sir

Leslie Thiess Drive

TOWNSVILLE QLD 4810PO Box 326TOWNSVILLE QLD 4810

(07) 4721 6649 (07) 4721 0753

Bundaberg - Central Queensland Region205 Bourbong StreetBUNDABERG QLD 4670GPO Box 1386BUNDABERG QLD 4670

(07) 4151 0660 (07) 4151 0708

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WESTERN AUSTRALIANAusIndustry Offices

Telephone Facsimile

WESTERN AUSTRALIALevel 25, St Martins Tower44 St Georges TerracePERTH WA 6000GPO Box 9839PERTH WA 6848Email:

[email protected]

(08) 9287 3500 (08) 9287 3511

Bunbury – South West Australia RegionPodium level, Bunbury

Tower61 Victoria StreetBUNBURY WA 6230PO Box 2488BUNBURY WA 6231

(08) 9721 8216 (08) 9721 7584

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ACRONYM INDEXAAATACISACREAFOFANZSIC

ASICASRCATO

Administrative Appeals TribunalAustralian Competitiveness and Investment

SchemeAustralian Centre for Renewable EnergyAustralian Venture Capital Fund of FundsAustralian and New Zealand Standard Industrial

ClassificationAustralian Securities and Investments CommissionAustralian Standard Research ClassificationAustralian Taxation Office

CCACAIABCAC ActCOMETCRC

Commercialisation Australia ProgramCommercialisation Australia Interim Advisory BoardCommonwealth Authority and Companies ActCommercialising Emerging Technologies programCooperative Research Centre

DDIISRDOI

Department of Innovation, Industry, Science and Research

Disclosure of InterestEESVCLP Early Stage Venture Capital Limited PartnershipGGCIFGCICGST

Green Car Innovation FundGreen Car Innovation CommitteeGoods and Services Tax

IICIPICTIPIGCIIFIIFFILP

Industry Cooperative Innovation ProgramICT Incubators ProgramInnovation Grants CommitteeInnovation Investment FundInnovation Investment Follow-on FundIncorporated Limited Partnership

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IR&DITAA

Industry Research and DevelopmentIncome Tax Assessment Act

MMVP R&D

Scheme

Motor Vehicle Producer R&D Scheme

PP3

PDFPSF

Pharmaceuticals Partnerships ProgramPooled Development FundPre-Seed Fund

RRCCR&DREDIREEFRRA

Re-tooling for Climate ChangeResearch and developmentRenewable Energy Development InitiativeRenewable Energy Equity FundRegistered Research Agency

SSMEs Small and medium sized enterprisesTTCC Tax Concession CommitteeVVC ActVCCVCLPVCR

Venture Capital ActVenture Capital CommitteeVenture Capital Limited PartnershipsVenture Capital Registration

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INDEXA(ACIS Stage 2) Motor Vehicle Producer (MVP) R&D Scheme (9, 22, 39, 82-83, 97, 99, 102, 104, Appendix S 233-234)

Program Breakdown (Appendix S 233-234)Acronym Index (263-164)Appendices (117-258)AusIndustry Contacts (259-262)Australian Centre for Renewable Energy (100, 77)Australian Government Budget and Expenditure (formally Finance) (Appendix D, 144)

Assistance provided by the Board (9-11)Climate Ready program (54)Commercialisation Australia program (51)Commercial Ready program (85)COMET program (64)Green Car Innovation Fund program (37)ICIP program (89)IIF program (42)Pharmaceuticals Partnerships Program (73)Pre-Seed Fund program (80)Program by Program Breakdown (Appendix E, 145-153)R&D Start program (92)REDI program (88)Re-tooling for Climate Change program (61)

Australian Taxation Office (11, 24, 31-32, 69, 72, 76, 99, 109)Australian Venture Capital Fund of Funds (70)BBacking Australia’s Ability (23, 84, 91)Benefits Disbursed by State/Territory (11)CChairman’s Report (3-11)Clean Business Australia (17, 54, 61)Climate Ready program (5, 9, 17, 22, 54-60, 97, 99, 102, 106-107, 144, 146, 153, Appendix K 189-195, 258)

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Committee (59, 62, 88, 99, 102, 106-107, 248, 251)Committee Membership (251)Program Breakdown (Appendix K 189-195)

Commercialisation Australia program (4-5, 7, 9, 16-17, 22, 50-53, 63, 97, 99-100, 102-103, 113,-114, 118, 127-134, 144, 146-153, Appendix J 185-188, 258)

Board (7-8, 50-51, 53, 99, 102, 114, 118, 136, 138, 248, 253)Committee Membership (253)Program Breakdown (Appendix J 185-188)

Commercialisation Australia Interim Advisory Board (7, 100, 113, 118, 125, 137, 248, 254)Commercial Ready Plus (20, 84-85, 97, 99, 102)Commercial Ready program (9, 20, 22, 84-86, 88, 91-92, 97, 99, 102, 107-108, 144, 146-153, Appendix T 236-241)

Program Breakdown (Appendix T 236-241)Commercialising Emerging Technologies (COMET) program (5-6, 9, 17-18, 22, 63-67, 97, 99, 102, 105-106, 113-114, 146-153, Appendix M 202-216, 258)

Committee (7, 67, 99, 102, 105-106, 118, 139, 250)Committee Membership (250)Program Breakdown (Appendix M 202-216)

CommitteesBoard and Committee Membership (Appendix X 248-254)

Contacts (259–262)Corporate Governance (95-116)

Code of Conduct (Appendix B 140)Disclosure of Interest (Appendix C 141-143)

Customers Assisted by State/Territory (11)DDepartment of Innovation, Industry, Science and Research (8-9, 83, 100, 105, 109, 113, 140)Department of Resources, Energy and Tourism (100, 77)EEarly Stage Venture Capital Limited Partnerships (5, 18-19, 22, 68-69, 75, 97, 99, 102-103, 110, Appendix N 217-220)

Program Breakdown (Appendix N 217-220)EP&T Global (R&D Tax Concession) (33)

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FFormblock (R&D Tax Concession) (34)Functions (97-98)GGreen Car Innovation Fund (5, 6, 9, 14-15, 22, 37-40, 97, 99, 102-105, 144, 146-153, Appendix X 178-180)

Committee (38-39, 83, 99, 102, 104-105, 248, 250)Committee Membership (250)Program Breakdown (Appendix X 178-180)

GPS-Ag (R&D Tax Concession) (35)HHighlights (13)IIndustry Cooperative Innovation Program (ICIP) (22, 89-90, 97, 144, 146-153, Appendix V 244-245)

Program Breakdown (Appendix V 244-245)Industry Research and Development Act 1986 (iii, 1, 23, 39, 53, 59, 67, 78, 81, 83, 86, 88, 90, 93, 96, 108, 118, 126, 141)Innovation Australia (96-103)

Board’s structure (102)Overview (96)Functions (97)Membership (Appendix V, 252)Mission statement (1)Vision statement (1)

Innovation Grants Committee (7, 86, 93, 99, 102, 107-108, 248, 251)Committee Membership (251)

Innovation Investment Fund program (4-6, 10, 15-16, 18, 22, 41-45, 46-48, 69, 77, 81, 97, 99, 102, 110, 144, 146-153, Appendix H 181-182)

Program breakdown (Appendix H 181-182)Innovation Investment Follow-on Fund program (6, 7, 10, 15-16, 22, 43, 45-49, 97, 100, 102, 110-111, 115, 144, 146-153, Appendix I 183-184)

Committee (7, 48, 100, 102, 115, 118, 135, 248, 253)Committee Membership (253)Program breakdown (Appendix I 183-184)

J

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J Smith & Sons (R&D Tax Concession) (36)LLegal Matters (Appendix Y 255-256)Letter of Transmittal (iii)MMarketing (Appendix Z 257-258)OOfidium Pty Ltd (Innovation Investment Follow-on Fund) (49)Orbital Australia (Green Car Innovation Fund) (40)Our Programs (21-93)PPharmaceuticals Partnerships Program (P3) (7, 73-74, 97, 100, 116, Appendix P 225-226)

Committee (7, 74, 100, 116, 118, 124, 248, 254)Committee Membership (254)Program Breakdown (Appendix P 225-226)

Pooled Development Funds (19, 22, 68, 75-76, 97, 99, 102, 110, 146-152 Appendix Q 227-231 )

Program Breakdown (Appendix Q 227-231)Powering Ideas: an Innovation Agenda for the 21st Century (3, 4, 6, 16, 50)Pre-Seed Fund (PSF) (10, 16, 19, 22, 44, 46, 48-49, 79-81, 97, 99, 102, 110, 111, 144, 146-153, Appendix R 232-233)

Budget Breakdown (80)Program Breakdown (Appendix R 232-233)

Program Breakdown (all) (Appendix E 145-153)RR&D Start program (9, 20, 22, 84-85, 91-93, 97, 99, 102, 107-108, 144, 146-153, Appendix W 246-247)

Program Breakdown (Appendix W 246-247)R&D Tax Incentive (3-4, 14, 32, 109, 258)R&D Tax Concession program (5, 9, 11, 14, 22-36, 97, 99-100, 102, 108-109, 146-153, Appendix F 154-177)

175 per cent Premium (14, 23, 27-28, 30)Administration Consultative Group (32, 109)Program Breakdown (Appendix F 154-177)

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R&D Tax Offset (14, 23, 26-31, 154, 156, 160-161)R&D Syndication (31)

Registered Research Agencies (31, 154-155, 162-177)Renewable Energy Development Initiative (REDI) (9, 20, 22, 85, 87-88, 92, 97, 99, 102, 106, 107, 144, 146-153, Appendix U 242-243 )

Program Breakdown (Appendix U 242-243)Renewable Energy Equity Fund (REEF) (16, 10, 22, 44, 46, 48, 77-78, 97, 99, 100, 102, 110-111, 144, 146-152)Re-tooling for Climate Change program (5, 10, 17, 22, 61-62, 97, 102-103, 106-107, 118-123, 144, 146-153, Appendix L 196-201 )

Program Breakdown (Appendix L 196-201)TTax Concession Committee (31-32, 99, 102, 108-109, 248, 252)

Committee Membership (252)VVenture Capital Committee (7, 8, 19, 41, 43-45, 48, 69, 72, 75-76, 78, 81, 99, 102, 110-111, 115, 248, 252)

Committee Membership (252)Venture Capital Entities (75, 110)Venture Capital Limited Partnerships program (5, 10, 18, 22, 49, 68, 70-72, 97, 99, 102, 110, 146-152, Appendix O 221-224)

Program Breakdown (Appendix O 221-224)