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1 Indeterminacy in Causation Eric Swanson [email protected] This isn’t the final version of this paper; please consult the official version in Philosophical Quarterly. Abstract: I argue that there are some causal relata for which it is indeterminate whether one caused the other. Positing indeterminacy in causation helps us defend contested principles in the logic of causation and makes possible new ways of thinking about the theoretical impact of symmetric causal overdetermination. I close by discussing amendments of current theories of causation that would help explain causal indeterminacy. Keywords: causation, indeterminacy, counterfactuals, additivity, distributivity, overdetermination Philosophers often assume that the actual facts provide determinate answers to all the causal questions we might have. I argue here that this assumption is not only unwarranted but false. Section 1 offers examples of causal structures that give us reason to posit indeterminacy in the causal facts. According to the right diagnoses of these cases, I argue, there are some causal relata for which it is indeterminate whether one caused the other. The consequences of positing indeterminacy in causation are wide-ranging and important. In section 2, I argue that indeterminacy in causation helps us see why a contested principle governing the addition of causes is in fact valid. In section 3, I use indeterminacy in causation to defend a principle that governs the distributivity of causes, drawing on parallels between indeterminacy in causation and indeterminacy in counterfactuals to construct one kind of theory that can predict indeterminacy in causation. Section 4 develops the view that symmetric causal overdetermination gives rise to indeterminacy in causation, and draws out some respects in which this view is helpful for ethics and for advocates of non-reductive ontologies. I close

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IndeterminacyinCausation

EricSwanson

[email protected]

Thisisn’tthefinalversionofthispaper;

pleaseconsulttheofficialversioninPhilosophicalQuarterly.

Abstract:Iarguethattherearesomecausalrelataforwhichitisindeterminatewhetheronecaused

theother.Positingindeterminacyincausationhelpsusdefendcontestedprinciplesinthelogicof

causationandmakespossiblenewwaysofthinkingaboutthetheoreticalimpactofsymmetriccausal

overdetermination.Iclosebydiscussingamendmentsofcurrenttheoriesofcausationthatwould

helpexplaincausalindeterminacy.

Keywords:causation,indeterminacy,counterfactuals,additivity,distributivity,overdetermination

Philosophersoftenassumethattheactualfactsprovidedeterminateanswerstoallthecausal

questionswemighthave.Iargueherethatthisassumptionisnotonlyunwarrantedbutfalse.Section

1offersexamplesofcausalstructuresthatgiveusreasontopositindeterminacyinthecausalfacts.

Accordingtotherightdiagnosesofthesecases,Iargue,therearesomecausalrelataforwhichitis

indeterminatewhetheronecausedtheother.Theconsequencesofpositingindeterminacyin

causationarewide-rangingandimportant.Insection2,Iarguethatindeterminacyincausationhelps

usseewhyacontestedprinciplegoverningtheadditionofcausesisinfactvalid.Insection3,Iuse

indeterminacyincausationtodefendaprinciplethatgovernsthedistributivityofcauses,drawingon

parallelsbetweenindeterminacyincausationandindeterminacyincounterfactualstoconstructone

kindoftheorythatcanpredictindeterminacyincausation.Section4developstheviewthat

symmetriccausaloverdeterminationgivesrisetoindeterminacyincausation,anddrawsoutsome

respectsinwhichthisviewishelpfulforethicsandforadvocatesofnon-reductiveontologies.Iclose

2

bydiscussingsomewaysinwhichcurrentnon-counterfactualtheoriesofcausationcouldbe

amendedtocountenanceindeterminacyincausation.

1. ThePhenomenon

Thefollowingcaseillustratessomefeaturesofcausalindeterminacy.

THELONELYSUPERSTARS:Lastyear,AlplayedontheAngels,andBettyplayedontheBrewers.Neither

oftheirteamswonthechampionship;athirdteam—theCardinals—didinstead.Butthings

couldhavebeendifferent.Indeed,thingsverynearlyweredifferent:Alverynearlydecidedto

playfortheBrewers,andBettyverynearlydecidedtoplayfortheAngels.Neitherwouldever

playfortheCardinals.Soifthey’dbeenteammates,theymighthaveplayedfortheAngels,and

theymighthaveplayedfortheBrewers.Andiftheyhadbeenteammates,whethertheyboth

playedfortheAngelsorbothplayedfortheBrewers,theteamtheybothplayedonwouldhave

wonthechampionship.

Inthecaseasdescribed,AlandBetty’splayingondifferentteamswascausallyrelevanttothefact

thattheCardinalswonthechampionship.1Theirplayingondifferentteamswasalsocausally

relevanttothefactthatboththeAngelsandtheBrewerslost:ifAlandBettyhadbeenteammates,

oneofthoseteamswouldnothavelost.

It’snotsoobvioushowweshouldanswertwofurtherquestions:

1. WasAlandBetty’splayingondifferentteamscausallyrelevanttotheAngels’loss?

2. WasAlandBetty’splayingondifferentteamscausallyrelevanttotheBrewers’loss?

1Iuse‘causalrelevance’forthe“broadandnondiscriminatory”causalrelation(Lewis1973a:559)thatisthetargetof

mostmetaphysicians’theoriesofcausation.ForstylisticreasonsIsometimesalsouseotherterms(like‘cause’and‘causaldependence’)torefertothisrelationortoitsinverse.

3

Answeringbothquestions‘no’lookswrong.Supposeweweretryingtogiveacausalexplanationfor

theAngels’loss.WewouldlikelyciteBetty’sdecisiontoplayfortheBrewersaspotentiallycausally

relevant.Similarly,wewouldlikelyciteAl’sdecisiontoplayfortheAngelsaspotentiallycausally

relevanttotheBrewers’loss.AlandBetty’splayingondifferentteamsmadeabigdifferencetothe

outcomeforeithertheAngelsortheBrewers.Butweshouldnotanswerbothquestions‘yes,’either.

AlandBetty’splayingondifferentteamsmadeadifferencetotheoutcomeforonlyoneofthe

teams—theonethatwouldhavewoniftheyhadplayedonthesameteam.So,forexample,itis

counterintuitivetosaythattheirplayingondifferentteamswascausallyrelevanttotheAngels’loss,

becauseevenifAlandBettyhadplayedonthesameteam,it’spossibletheAngelswouldhavelost

regardless.SimilarlyfortheBrewers:it’spossiblethattheywouldhavelostevenifAlandBetty

hadn’tplayedondifferentteams.Tobesure,wedon’thaveabasisforsayingwhichteamwouldhave

wonthechampionship,ifAlandBettyhadplayedonthesameteam.Butitwouldbeamistaketo

counttheirplayingondifferentteamsascausallyrelevanttobothteams’losses.Onlyoneoutcome

couldhavebeenaffectedbytheirplayingonthesameteam.

AmuchmoreattractiveoptionistosaythatitisindeterminatewhetherAlandBetty’splayingon

differentteamsiscausallyrelevanttothefactthattheAngelslost,andalsoindeterminatewhether

theirplayingondifferentteamsiscausallyrelevanttothefactthattheBrewerslost.Theactualfacts

donotsettleallofourcausalquestionsinthiscase,becausethosefactsdonotmaketheirplayingon

differentteamscausallyrelevanttoboththeAngels’lossandtheBrewers’loss,andalsodonotmake

theirplayingondifferentteamscausallyrelevanttoneithertheAngels’lossnortheBrewers’loss.All

thisnotwithstanding,AlandBetty’splayingondifferentteamsiscausallyrelevanttothefactthatthe

AngelsandtheBrewersbothlostthechampionship,becauseifthey’dplayedonthesameteam,the

AngelsortheBrewerswouldhavewon.

WhileTHELONELYSUPERSTARSsuggeststhatitcanbeindeterminatewhatcausedwhatwhenthe

causalrelataarefacts,onemightwonderwhethercausalindeterminacycanoccurwithothercausal

relata.Onthiswayofthinking,apparentcausalindeterminacyisatleastinpartduetothecausal

4

relata,andfactsallowforakindofindeterminacyexcludedbyparticularslikeeventsandagents.2

ButaddingdetailstoTHELONELYSUPERSTARShelpsshowthatthisisn’tthecase.SupposethatAland

Bettyhadanargumentthatwascausallyrelevanttotheirdecisiontoplayondifferentteams.In

particular,supposethattheargument—anevent,notafact—causedAltoplayontheAngels,and

causedBettytoplayontheBrewers.Then,onmyview,itisindeterminatewhethertheargument

wascausallyrelevanttotheAngels’loss,andindeterminatewhethertheargumentwascausally

relevanttotheBrewers’loss,forreasonsanalogoustothosediscussedearlier.Supposefurtherthat

Carl—anagent,notaneventorfact—provokedtheargument.ThenitisindeterminatewhetherCarl

wascausallyrelevanttotheAngels’loss,andindeterminatewhetherhewascausallyrelevanttothe

Brewers’loss.Socausalindeterminacylookstobeindependentofourviewsaboutthecausalrelata.

IsthekindofindeterminacyatplayinTHELONELYSUPERSTARSandthesevariationsonit

metaphysical,semantic,orepistemic?Ifitisepistemic,thenourignorancealoneexplainswhyweare

reluctanttosayeitherthatAlandBetty’splayingondifferentteamsiscausallyrelevanttothe

Brewers’loss,orthatitisnotcausallyrelevanttotheirloss.Onsuchviewstheremustbesome

determinatefactofwhichweareignorant:itmustbeeitherdeterminatelytrueordeterminately

falsethatAlandBetty’splayingondifferentteamsiscausallyrelevanttotheBrewers’loss.To

sustainthislineoneneedsaverystrongnon-reductiveviewoncausation,accordingtowhichbrute

causalstructuremakesitthecasethattheAngels,say,weredeterminatelycausallyunaffectedbyAl

andBetty’splayingondifferentteams.3Sincewecanfreelyadddetailswhilepreservingthe

symmetrybetweenAlandBetty’scausalcontributions,suchviewswouldevenhavetoholdthatthe

causalfactsdonotsuperveneonthenon-causalfacts.4

Withoutarguingagainstanti-reductionismhere,Iproceedontheassumptionthatthe

indeterminacyinquestionismetaphysical,semantic,orsomecombinationofthetwo.(Itakethis

assumptiontobeextremelyplausible,butevencommittedanti-reductionistsshouldbeinterestedin

seeinghowthedialecticproceedsgiventheassumption.)Ifwethinkofthiskindofindeterminacyas

2Thankstoananonymousrefereeforpressingthispoint.3Alternatively,onecouldpositbrutecounterfactualfactsorstructure(asinHawthorne2005:404-5),andholdthatitis

thesuperveniencebaseforthecausalstructure.Iwon’targueagainstanti-reductionisttheoriesofcounterfactualshere.(Thankstoananonymousrefereefordiscussion.)

4Forcausalanti-reductionistviewsandarguments,seeArmstrong1983;Tooley1987;Woodward1990;andCarroll1994;fordiscussionseeCarroll2009andHall2006&2013:67-9.

5

metaphysical,thenwewillsaythatincaseslikeTHELONELYSUPERSTARS,forsomecandethereisno

factofthematteraboutwhetherccausede.Ifwethinkofindeterminacyinthe‘causal’factsas

semantic,thenwewillsaythattherearemultiplepreciserelationsthat‘cause’andrelatedlocutions

coulddenote,giventhefactsabouthowdenotationsarefixed.Foronesetofsuchrelations,R1,Aland

Betty’splayingondifferentteamsbearsarelationinR1totheAngels’loss,andnottotheBrewers’

loss.Foranotherset,R2,AlandBetty’splayingondifferentteamsbearsarelationinR2tothe

Brewers’loss,andnottotheAngels’loss.Inclinationstothinkaboutcausationinamoreorless

robustlyrealistwaymightinclineatheoristtowardpositingmetaphysicalorsemantic

indeterminacy.Buttheupshotforthemetaphysicsofcausationissignificanteitherway,for

accordingtobothpositsthereisnorelationthatisdistinctivelyeligibletobethereferentof

‘causation.’

Bothkindsofindeterminacycanbemodeledinwaysthatallowfor‘precisifications’or

‘resolutions’ofindeterminacy,subjectconstraintsimposedbypenumbralconnections(Fine1975).

Inthemetaphysicalcase,wecanthinkoftheseprecisificationsasneither‘determinatelycorrect’nor

‘determinatelyincorrect’waysofrepresentinghowthingsare(Barnes&Williams2011:115).Inthe

semanticcase,wecanthinkoftheseprecisificationsasprovidingdenotationsfor‘cause’thatare,

again,consistentwiththefactsabouthowdenotationsarefixed(vanFraassen1966;Fine1975;

Keefe2000).Eitherwaytherewillbeconstraintsonhowthingsstandaccordingtothe

precisifications.Forexample,accordingtotheprecisificationsonwhich‘AlandBetty’splayingon

differentteamscausedtheAngels’loss’istrue,‘AlandBetty’splayingondifferentteamscausedthe

Brewers’loss’comesoutfalse.Thisisbecause‘AlandBetty’splayingondifferentteamscausedat

mostoneteam’sloss’isdeterminatelytrue,andsotrueaccordingtoeveryprecisification.These

constraintsonprecisificationsareimportantinpartbecausetheymakeavailablesubtle,easily

overlookedpositionsonthelogicofcausation,towhichInowturn.

2. CausalAdditivity

CarolinaSartorio(2006)arguesagainstthefollowingprinciple:

6

CausalAdditivity:Ifccausede1,andccausede2,thenccausede1∧e2.

(Althoughsimilarprinciplescanbearticulatedforothercategoriesofcausalrelata,forsimplicityI

supposehenceforththatthecausalrelataareconjoinableanddisjoinablefactsandthatthereis

causationbyomission(followingSartorioamongmanyothers,andpaceAronson1971,Dowe2000,

andBeebee2004).)SartoriooffersthefollowingcaseasacounterexampletoCausalAdditivity:

BATTLEFIELD:IamatthebattlefieldandIseethatsomeofoursoldiersareabouttobe

slaughteredbytheenemy.Icouldsaveanyoneofthem,butonlyoneofthem(Ionly

haveonebulletleft).Icannotgetmyselftochoosewhichonetosavesotheyalldie.

(2006:374)

OnSartorio’sview,foreachsoldier,thefactthatIdidnotshootiscausallyrelevanttothefactthat

thatsoldierdied,becauseIcouldhavesavedanyoneofthesoldiers.Butifweread‘allofthose

deaths’collectively—notdistributively—thenmynotshootingisnotcausallyrelevanttoallofthose

soldiers’dying:‘althoughIcausedeachofthedeaths,Ididn’tcausetheirsum’(374).Thisisbecause

somesoldierswouldhavediedwhateverIdid;thefactthatsomedieiscausallyindependentofme.

IagreewithSartorio’sjudgmentthatIamnotresponsibleforthesoldiers’dyingconstrued

collectively.ButIthinkwedobettertosaythat,foreachsoldier,itisindeterminatewhetherIam

causallyrelevanttothefactthatthatsoliderdied.5Supposethatthefamilyandfriendsofonesoldier

saidthatIwascausallyresponsibleforthefactthatthatsoldierdied.Iwouldbewithinmyrightsto

contrastthesituationIwasin—onewhereIcouldnotpossiblysavemorethanonesoldier—witha

situationinwhichtherewasonlyonesoldierIcouldhavesaved,andforsomereasonIfailedtoact.

Inthelattersituation,Iamdeterminatelycausallyrelevanttothefactthatthesoldierdied.In

Sartorio’ssituation,Iamnot,sinceIcansaveatmostoneofthemanysoldiers.

ThisdiagnosisalsomakesSartorio’sexampleconsistentwithCausalAdditivity.Onmyview,itis

indeterminatewhetherccausede1,indeterminatewhetherccausede2,…,andindeterminate

whetherccauseden.Butitisdeterminatelyfalsethatccausede1,e2,…,anden.Eventhoughforeach

5SaraBernsteinarguesindependentlyforasimilarconclusioninherforthcoming,focusingonomissionsandcausal

proportionalityassourcesofcausalindeterminacy.

7

evente1,e2,…,en,thereissomeprecisificationaccordingtowhichccausedthatevent,thereisno

precisificationaccordingtowhichccausedalltheeventse1,e2,…,en.Soalthoughtheantecedentofa

substitutioninstanceofCausalAdditivityisindeterminate,andtheconsequentfalse,thereisno

precisificationaccordingtowhichtheantecedentistrueandtheconsequentfalse.Sartorio’scaseis

thusnotacounterexampletoCausalAdditivity.

Sartoriolaterarguesthat‘[i]tisagoodthingthatAdditivityfailswhenitdoes’(380)onthe

groundsthatifAdditivitydidnotfail,eachoneofuswouldbecausallyrelevantnotonlyto‘the

individualdeathsofpeopleindistantplaces’butalsoto‘allthosedeathstakencollectively’(384).But

onmyview,again,whatIdoisnotdeterminatelycausallyrelevanttothefactthatanyparticular

distantpersondies,becauseIcouldnotpossiblysavethecollectiveconsistingofallthepeoplewho

wouldbesavedifIweretointervene.Rather,foreachofthosedistantpeople,itisindeterminate

whetherwhatIdoiscausallyrelevanttothefactthatthatpersondiesinthewaythattheydo.And,

again,thewaysinwhichwhatIdoisindeterminatelycausallyrelevanttothosefactsdonotmakeme

responsiblefortheallthedeathstakencollectively.

RobertaBallarinarguesforanotherwaytosaveCausalAdditivity.OnBallarin’sapproach,there

aredisjunctiveeffects,where‘thoughaneventorfact,C,isneitheracauseofaneffect,E1,noracause

ofadistincteffect,E2,itisnonethelessacauseofthedisjunctiveeffect(E1orE2)’(2014:22).In

Sartorio’sBATTLEFIELD,Ballarinholdsthat‘youcauseoneofthesoldierstodie,butnoparticular

soldierissuchthatyoucausehisdeath….Thisiscausationofamerelydisjunctiveeffect,wherea

disjunctiveeffect,butnoneofitsdisjuncts,hasbeencaused’(27).BallarinthuspreservesAdditivity

bynottriggeringit:ifforeachsoldier,Iamdeterminatelynotcausallyrelevanttothefactthatthat

soldierdies,thenthere’snointerestingsumofmyrelevantcausalresponsibilitiestospeakofinthe

firstplace.

TherearetwomaincomponentstoBallarin’sargumentinfavorofcountenancingdisjunctive

effects.Ontheonehand,sheisconcernedtopreserveplausibleprinciplesinthelogicofcausation—

CausalAdditivityandCausalDistributivity,whichIdiscussinthenextsectionofthispaper.

Appealingtoindeterminacyincausationgivesusanotherwaytopreservethoseprinciples.Onthe

otherhand,Ballarindrawsanalogiesbetweencausationandthedenotationsofintensionaltransitive

8

verbs:‘thereareessentiallydisjunctiveeffectsinthesamesenseinwhichthereareessentially

disjunctiveobjectsofbelieving,wanting,andowing,butnotofmeeting,kicking,andkissing’(23).6

Butthedenotationsofintensionaltransitiveverbshavemanypropertiesnotsharedbycausation.7So

it’snotclearthatweshouldtakeBallarin’sanalogyverystrictly—thatis,it’snotclearthatweshould

seetheanalogyasgivinguspositivereasonstocountenancedisjunctiveeffects.Perhapsit’sbetter

seenasacorrectivetothethoughtthatdisjunctiveeffectsare‘anewkindofspookyentity,merely

disjunctivethings’(34).Theanalogyhelpsusseethattheyarenospookierthanthe‘thingsweowe’

whenweowesomeoneapennybutnoparticularpenny.Soconstrued,Ballarindoesn’tofferpositive

argumentsforherviewoverviewslikemine.Moreover,Ballarin’saccounthassomecounterintuitive

consequences.Forexample,inTHELONELYSUPERSTARS,Ballarin’saccountwouldmakeit

determinatelyfalsethatAlandBetty’splayingondifferentteamswascausallyrelevanttotheAngels’

loss.SoacompletecausalexplanationofthatlosswoulddeterminatelynotincludethefactthatAl

andBettyplayedondifferentteams.Onmyaccount,bycontrast,wecansaythatacompletecausal

explanationoftheAngels’losswouldcitethefactthatit’sindeterminatewhetherAlandBetty’s

playingondifferentteamswascausallyrelevanttoit.Withappropriateattentiontopenumbral

connections(Fine1975),thisallowsustoavoidcontradictingtheplausibleprinciplethatthe

conjunctionofacompletecausalexplanationofϕandacompletecausalexplanationofψisa

completecausalexplanationofϕ∧ψ.

3. CausalDistributivity

Ballarinalsoarguesthaton‘theclassicalLewisiancounterfactualaccountofcausation,’in

BATTLEFIELDIam‘acauseofthebigeventthatisthesumofallthreedeaths,withoutbeingacauseof

anyofthecomponentdeaths’(32–3).Andso,shecontends,Lewis’s1973analysisofcausation

invalidates

6Asarulesemanticsforintensionaltransitiveverbsdonotappealto“disjunctiveobjects,”dueinparttoskepticismabout

theexistenceofdisjunctiveobjects(see,e.g.Lewis1970:218–9andWright2002:424).Foradetailedapplicationanddefenseofdisjunctiveobjects,seeAkiba2015.

7Fordiscussionofpropertiesofintensionaltransitiveverbssee,e.g.Moltmann1997.

9

CausalDistributivity:Ifccausede1ande2,thenccausede1orccausede2.

Inalimitedsense,however,thisisunfairtoLewis,becauseifwesupplementLewis’sanalysisof

causationwithRobertStalnaker’ssemanticsforcounterfactuals(1968;1980),theresultingtotal

theorypredictsindeterminacyincausationinsuchawaythatwevalidateCausalDistributivity.

ToseetherelevantcontrastsbetweenLewis’sandStalnaker’stheoriesofcounterfactuals,

considerQuine’sclassicBizet/Verdicounterfactuals(1950:15):

(1) IfBizetandVerdihadbeencompatriots,BizetmighthavebeenItalian.

(2) IfBizetandVerdihadbeencompatriots,VerdimighthavebeenFrench.

LewisandStalnakeragreethat(1)and(2)arebothtrue.Andtheyalsoagreethat(3)istrue.

(3) IfBizetandVerdihadbeencompatriots,BizetwouldhavebeenItalianorVerdiwould

havebeenFrench.

Buttheydisagreeabout(4)and(5).

(4) IfBizetandVerdihadbeencompatriots,BizetwouldhavebeenItalian.

(5) IfBizetandVerdihadbeencompatriots,VerdiwouldhavebeenFrench.

Lewisholdsthattheyarebothfalse(1973:80);Stalnakerholdsthattheyarebothindeterminate—

‘neithertruenorfalse’—dueto‘indeterminacyinthelanguage…evenafterallthefactsarein’(1980:

101).Lewis’scommitmenttotheirfalsityisadirectresultofthetruthof(1)and(2)andhis

commitmentto

10

CounterfactualDuality:‘Ifithadbeenthatϕ,itmighthavebeenthat ψ’istrueiff‘Ifithadbeenthat

ϕ,itwouldhavebeenthat¬ψ’isfalse(Lewis1973b:80–1;otheradvocatesincludeBigelow&

Pargetter1990:103;Bennett2003:192;andHájek2009).

GivenCounterfactualDuality,inotherwords,thetruthof(1)makes(4)false,andthetruthof(2)

makes(5)falseaswell.StalnakerrejectsCounterfactualDuality,andendorsesprinciplesinthelogic

ofcounterfactualsthatLewishastoreject—mostimportantlyforourpurposes,

CounterfactualDistributivity:ϕ⟥→(ψ∨χ)⊧(ϕ⟥→ψ)∨(ϕ⟥→χ)8

Thesedifferentapproachestocounterfactualsmakeallthedifferencewhenweconsider

Lewis’s1973analysisofcausation.Onthatanalysis,causationistheancestralofthe‘causal

dependence’relation,whereevente‘dependscausally’onadistincteventciffcandeoccurandifc

hadnotoccurred,ewouldnothaveoccurred.9IfwecombinethistheorywithLewis’stheoryof

counterfactuals—inparticular,withLewis’sendorsementofCounterfactualDuality—thenwe

predict,asBallarinargues,thatfornosoldierinBATTLEFIELDaremyactionscausallyrelevanttothe

factthatthatsoldierdied,althoughmyactionsarerelevanttothefactthatallthesoldiersdied.

Similarly,inTHELONELYSUPERSTARSwepredictthatthefactthatAlandBettyplayedondifferent

teamsisnotcausallyrelevanttothefactthattheAngelslost,andalsoisnotcausallyrelevanttothe

factthattheBrewerslost,althoughitiscausallyrelevanttothefactthattheAngelsandBrewerslost,

takencollectively.ThuseitherofthesecaseswouldconstituteacounterexampletoCausal

Distributivity.

Lewis’s1973analysisofcausationvalidatesCausalDistributivity,however,ifwe

supplementitwithStalnaker’ssemanticsforcounterfactuals,oranyotherplausiblesemanticsfor

counterfactualsthatvalidatesCounterfactualDistributivity.

8Thisisaxiom5inStalnaker’saxiomatizationofhislogicofcounterfactuals,C2(1968:48).9ForbroadlysimilarapproachesseeLyon1967andthetheoryof“dependence”inHall2004.

11

Proof.Supposethatciscausallyrelevanttod∧e.ThenbyLewis’s1973theoryofcausation,ifchad

beenfalse,d∧ewouldhavebeenfalse.Soifchadbeenfalse,dwouldhavebeenfalseorewould

havebeenfalse.GivenCounterfactualDistributivity,itfollowsthateither(i)ifchadbeenfalse,d

wouldhavebeenfalse,or(ii)ifchadbeenfalse,ewouldhavebeenfalse.AndbyLewis’s1973theory

ofcausation,itfollowsthateither(i)ciscausallyrelevanttodor(ii)ciscausallyrelevanttoe.

Thisdoesnotmeanthatifciscausallyrelevanttod∧ethenwehavethetruthof‘ciscausally

relevanttod’orthetruthof‘ciscausallyrelevanttoe.’Whatwehave,rather,isthetruthoftheir

disjunction.Theclaimsmaybothbeindeterminate,buttheywillbeindeterminateinsuchawaythat

theirdisjunctionistrue(justasitmaybeindeterminatewhetherthisleafisgreen,andtruethatthe

leafiseithergreenornotgreen).

ThisapproachissimilartoStalnaker’sresponsetoanargumentthatLewisoffersinsupportof

CounterfactualDuality.Lewisasksustosupposethattherewasnopennyinmypocket,andthatI

didn’tlookinmypocket.Then,Lewissays,(6)‘isplainlyfalse’(1973:80).

(6) IfIhadlooked,Imighthavefoundapenny.

Lewisarguesthatanysemanticsfor‘might’counterfactualsonwhichCounterfactualDualityis

invalidwillpredictthat(6)istrue.StalnakercapturesLewis’sreadingof(6)byholdingthatits

‘might’hasa‘quasi-epistemicreading,’relativeto‘whatwouldbecompatiblewith[myknowledge]if

Iknewalltherelevantfacts’(1980:101).IfIknewalltherelevantfacts,Iwouldsaythatitcouldn’tbe

thatifIhadlooked,Iwouldhavefoundapenny—or,equivalentlyonStalnaker’sapproach—thatitis

falsethatifIhadlooked,I(quasi-epistemically)mighthavefoundapenny.

Stalnaker’sapproachdoesnotvalidateCounterfactualDualitybecauseStalnakermaintainsthat

‘Ifthereissomeindeterminacyinthelanguage,therewillstillremainsomedifferentpossibilities,

evenafterallthefactsarein,andso[quasi-epistemic]possibilitywillnotcollapseintotruth.’For

example,thereisenoughindeterminacyinthelanguagethatboth(4)and(5)areneithertruenor

falseevenrelativeto‘whatwouldbecompatiblewith[myknowledge]ifIknewalltherelevantfacts.’

12

ThisishowStalnakermanagesto‘agreewithLewis’saccountthatIfA,itmightbethatBistrueifand

onlyifIfA,itwouldbethatnot-Bisnottrue’(101)whiledenyingCounterfactualDuality:some

‘would’counterfactualsareneithertruenorfalsealthoughthe‘might’counterfactualsthatareprima

faciedualtothemaretrue.IfweadoptStalnaker’ssemanticsforcounterfactuals,wecansaythatthe

indeterminate(4)and(5)areanalogoustotheindeterminate(7)and(8):

(4) IfBizetandVerdihadbeencompatriots,BizetwouldhavebeenItalian.

(5) IfBizetandVerdihadbeencompatriots,VerdiwouldhavebeenFrench.

(7) IfAlandBettyhadbeenteammates,theywouldhaveplayedfortheAngels.

(8) IfAlandBettyhadbeenteammates,theywouldhaveplayedfortheBrewers.

ThisiswhatallowsustosaythatitisindeterminatewhetherAlandBetty’splayingfordifferent

teamsiscausallyrelevanttothefactthattheAngelslost,andthatitisindeterminatewhetherAland

Betty’splayingfordifferentteamsiscausallyrelevanttothefactthattheBrewerslost,butthatitis

truesimpliciterthatAlandBetty’splayingfordifferentteamsiscausallyrelevanttothefactthatthe

AngelsandtheBrewerslost.

AtthispointLewis,andmanysympatheticwithhisviewsoncounterfactuals,mightarguethat

Stalnaker’ssemanticsreliesonanobjectionableprinciple:

TheLimitAssumption:Foreverypossibleworldiandnon-emptypropositionA,thereisatleast

oneA-worldminimallydifferentfromi(Stalnaker1980:89;seealsoPollock1976:18–20;

Herzberger1979;Lewis1981:228;andWarmbrōd1982).

AsLewisputshiscomplaint,‘wehavenorighttoassumethattherealwaysareasmallestantecedent-

permittingsphereand,withinit,asetofclosestantecedent-worlds’(1973:20).Fortunatelyitis

possibletoreconcileStalnaker’ssemanticswithfailuresofthelimitassumption,byappealingto

orderingsupervaluationism,anextensionoftraditionalsupervaluationism(Swanson2012;2014).

13

WecantherebysecurethevalidityofCausalDistributivity,givenacounterfactualtheoryof

causation.10

Orderingsupervaluationismsubsumestraditionalsupervaluationism,handlingnotonlycasesin

whichtherearemultiple‘tied-for-best’precisifications,butalsocasesinwhichforeach

precisification,anotherisbetter.Intuitively—andputtingthepointintermsofsemantic

indeterminacyforthesakeofitsfamiliarity—ifasweconsiderbetterandbetterprecisificationsofa

sentence,weeventuallycometoaboundarywithinwhichalltheprecisificationsaretrue,thenwe

canabstractawayfromthecompetitionbetweenprecisifications,andfromthedifferencesbetween

thosecompetingprecisifications,andsaythatthesentenceisorderingsupertrue.Thisisnotso

differentfromtheintuitivethoughtbehindtraditionalsupervaluationism:ifasentenceistrueonall

‘admissible’precisifications,thenwecanabstractawayfromthecompetitionbetween

precisifications,andfromthedifferencesbetweenthoseprecisifications,andsaythatthesentenceis

supertrue(vanFraassen1966:486–7;Fine1975:278).Stalnakerdeploystraditional

supervaluationismtohandlecasesinwhichmultipleantecedentworldsareequallyclosetothe

worldofevaluation:heseestraditionalsupervaluationismasapost-semanticmechanismwithwhich

wecan‘reconcilethedeterminacyofabstractsemantictheorywiththeindeterminacyofrealistic

application’(1980:89).ThisapproachallowsStalnakertopreservehislogicforcounterfactualseven

whentherearemultipleequallycloseantecedentworlds.

Orderingsupervaluationismservesexactlythesamepurpose,butwithabroaderrangeof

application.WecangiveStalnaker’ssemanticsforcounterfactuals,andhandleviolationsofthelimit

assumption(anduniquenessassumption)inthepost-semantics,viaorderingsupervaluationism.

Whenforagivencounterfactualtherearenoantecedentworldsthatareclosesttotheworldof

evaluation,weineffectaskwhether,asweconsiderantecedentworldsthatcomecloserandcloserto

theworldofevaluation,weeventuallycometoaboundarywithinwhichalltheantecedentworlds

arealsoconsequentworlds.Ifso,thecounterfactualisorderingsupertrue.Ifasweconsider

antecedentworldsthatcomecloserandclosertotheworldofevaluation,weeventuallycometoa

10TheoriesaccordingtowhichcounterfactualdependenceissufficientforcausationwillalsosecurethevalidityofCausalDistributivity,aslongastheyconnectindeterminacyincounterfactualstoindeterminacyincausationintheappropriateways.

14

boundarywithinwhichalltheantecedentworldsareworldsinwhichtheconsequentisfalse,then

thecounterfactualisorderingsuperfalse.Otherwiseitisindeterminate.Moreprecisely:the

counterfactualisinterpretedrepeatedly,relativetoselectionfunctionsthatyieldworldsthatare

closerandclosertotheworldofevaluation.Iftheselectionfunctionassociatedwithprecisificationa

yieldsaworldthatisclosertotheworldofevaluationthantheselectionfunctionassociatedwith

precisificationb,thenaisabetterprecisificationofthecounterfactualthanbis.Thecounterfactualis

orderingsupertrueiffthereissomeprecisificationofthecounterfactual,i,suchthatthe

counterfactualistrueaccordingtoalltheprecisificationsthatareatleastasgoodasi.Itisordering

superfalseiffthereissomeprecisificationofthecounterfactual,i,suchthatthecounterfactualisfalse

accordingtoalltheprecisificationsatleastasgoodasi.And,again,itisindeterminateotherwise.

WhatisattractiveaboutthisapproachisthatitnotonlyletsusgetStalnaker’slogicfor

counterfactualswhentherearemultiple‘tied-for-closest’antecedentworlds—italsoletsusget

Stalnaker’slogicwhenforeveryantecedentworldanotheriscloser(forfurtherdiscussion,see

Swanson2012).Inparticular,wegettheorderingsupervalidityofCounterfactualDistributivity,

repeatedbelow.

CounterfactualDistributivity:ϕ⟥→(ψ∨χ)⊧(ϕ⟥→ψ)∨(ϕ⟥→χ)

Lewis’stheoryofcounterfactualsdoesnotvalidateCounterfactualDistributivity:ifasweconsiderϕ

worldsthatcomecloserandclosertotheworldofevaluation,weneverreachaboundarywithin

whichalltheϕworldssareψworlds,oralltheϕworldsareχworlds,thenitmaybethatϕ⟥→(ψ∨

χ)eventhough¬(ϕ⟥→ψ)∧¬(ϕ⟥→χ).ButStalnaker’stheory,supplementedwithordering

supervaluationism,wouldmakeanygivenprecisificationofCounterfactualDistributivitytrue.

Relativetoaparticularselectionfunction,ϕ⟥→(ψ∨χ)⊧(ϕ⟥→ψ)∨(ϕ⟥→χ).Asaresult,any

instanceofCounterfactualDistributivityisorderingsupertrue,andsimilarlyforCausalDistributivity.

Butofcourseitispossiblethatitisneithersupertruenorsuperfalsethatϕ⟥→ψ,andneither

supertruenorsuperfalsethatϕ⟥→χ,whileitissupertruethat(ϕ⟥→ψ)∨(ϕ⟥→χ).Thuswecan

usealogicofcounterfactualsthatvalidatesCounterfactualDistributivitytoprovidealogicof

15

causationthatvalidatesCausalDistributivity—anduseorderingsupervaluationismasapost-

semanticrepairmechanismwhenweencounterfailuresofthelimitassumption.

Itmaybehelpfulalsotoseehoworderingsupervaluationismhelpsinaparticularcasewherethe

limitassumptionfails.

SELECTINGATEAM:Everyplayerwhoisatleastsixfeettallisselectedfortheteam.Everyplayerwhois

lessthansixfeettallandwhoseheightexpressedininchesisarationalnumberisalsoselected

fortheteam.Everyplayerwhoislessthansixfeettallandwhoseheightexpressedininchesis

anirrationalnumberisnotselectedfortheteam.

Inthisexample,aplayer’sbeingatleastsixfeettallisdeterminatelynotcausallyrelevanttoher

beingselectedfortheteam,byLewis’slights,becauseonLewis’ssemanticsforcounterfactualsit’s

determinatelyfalsethatifthatplayerhadn’tbeenatleastsixfeettallshewouldn’thavebeenselected

fortheteam.OnStalnaker’ssemantics,supplementedwithorderingsupervaluationism,this

counterfactualcomesoutindeterminate:asweinterpretthecounterfactualrelativetoselection

functionsthatyieldantecedentworldsthatarecloserandclosertotheworldofevaluation,wenever

cometoaboundarywithinwhichallthoseantecedentworldsarealsoworldsinwhichthe

consequentistrueorworldsinwhichtheconsequentisfalse.Sothecounterfactualisneither

orderingsupertruenororderingsuperfalse;itisindeterminate.Soit’salsoindeterminate,given

Lewis’s1973analysisofcausation,whethertheplayer’sbeingatleastsixfeettalliscausallyrelevant

toherbeingselected.

MuchofthisdialecticcanbereplayedforLewis’s2000theoryofcausation.Incasesthat

demonstratehowthisaccountinvalidatesCausalDistributivity,cinfluencesd∧ewithoutinfluencing

dandwithoutinfluencinge.Wegetthisstructurewhen,roughlyspeaking,iftherewerealterationsof

ctherewouldhavebeenalterationsofd∧e,butiftherewerealterationsofctherewouldn’t

necessarilyhavebeenalterationsofdandtherewouldn’tnecessarilyhavebeenalterationsofe.On

Lewis’stheoryofcounterfactuals,insuchcasesitwillbefalsethatcinfluencesd,andfalsethatc

influencese;onStalnaker’stheoryboththoseclaimswillbeindeterminate.

16

NoneofthisistosaythatwemusthaveeitherLewis’s1973theoryofcausationorhis2000

theorytogettherequisitekindofindeterminacyincausation.Rather,itistoillustrateonewayin

whichthatindeterminacycanbecapturedbyanimportanttheoryofcausation,supplementedbya

particulartheoryofcounterfactuals.Totheextentthatwelikecounterfactualtheoriesofcausationin

thefirstplace—whetherforomissions,forHall’snotionof‘dependence’(2004),withmoredefense

thanLewisoffers(Coady2004),orwithelaborationsandamendmentsthatLewisdoesnotoffer

(Paul2000)—it’sgoodthattheypredictindeterminacyincausation.Thisisnotapointagainstother

generalapproachestotheorizingaboutcausation.Butaswemakeamendmentsandfillindetails,

withinsuchapproaches,topredictindeterminacyincausation,weareaimingtoemulatethisfeature

ofcounterfactualtheories.

4. SymmetricOverdetermination

JonathanSchafferpresentsthefollowingdilemma:

Whenc1andc2areoverdeterminingcausesofe,arec1andc2eachcausesofe

individually,orarec1andc2onlyacauseofecollectively?(2003:24)

Schafferarguesforthefirstview(‘individualism’)inpartonthegroundsthataccordingtothesecond

view(‘collectivism’)either“(i)c1(/c2)individuallycausesnothing,inwhichcasethepowerofc1∨c2

isamysteriousemergentpower;or…(ii)c1(/c2)individuallycausespartofe,inwhichcaseitishard

tounderstandhowc1individuallycanfailtocountasacauseofe”(38).Allowingforindeterminacy

incausationgivesus(asitwere)aThirdWay:wecansaythatitisindeterminatewhetherc1is

causallyrelevanttoe,andindeterminatewhetherc2iscausallyrelevanttoe,butdeterminatelytrue

thatc1∨c2iscausallyrelevanttoe.Wethusavoidsayingthatc1∨c2hasemergentcausalpowers,

andalsoavoidsayingthatc1(orc2)isacauseofpartofe.Schaffer’sotherargumentsfor

individualismdon’tgeneralizetothisposition.Indeed,Ithinktheysuggestthatwedosignificantly

17

bettertopositindeterminacyinsymmetricoverdeterminationcasesthantoendorseindividualism.

I’llconsidereachofSchaffer’sargumentsinturn.11

Schafferarguesthat‘individualoverdeterminersplaythepredictive,explanatory,manipulative,

andmoralrolesofcauses’(29).MyresponsetoSchaffer’sargumentaboutthepredictiverolesof

causesisrelevanttoSchaffer’sotherarguments,soIbeginbylayingoutthatresponseindepth.If

tworockssimultaneouslyshatterawindow,Schafferwrites,‘knowledgethatrock1isthrownatthe

window(onanaccuratetrajectory,withenoughforce)issufficienttolicenseapredictionthatthe

windowwillshatter’(29).Whilethat’strue,thepredictiveroleofcausalthoughtisn’texhaustedby

ourabilitytopredictwhatwillhappenifaneventoccurs.Wealsowanttouseourknowledgeof

causalfactstohelpuspredictwhatwouldhavehappenedifsaideventhadn’toccurred.Knowledge

likethathelpsuslearnabouthowthingswork,helpsusthinkaboutresponsibility,andhelpsus

makeinformedchoicesabouthowtodealwithsimilarphenomenainthefuture.Inthisparticular

example,theknowledgeweshouldnotoverlookisthatinterveningtopreventrock1fromreaching

thewindowwouldnothavepreventedthewindowfromshattering.Toknowthis,weneedtoknow

morethanthatit’sindeterminatewhetherrock1causedthewindowtoshatter.Butifweknowin

additionsimplythatthefactthatrock1wasthrownorrock2wasthrownwascausallyrelevanttothe

window’sshattering,thenweknowthatinterveningonjustonerock’spathwouldnothavebeen

enoughtosavethewindow.Theunderlyingproblemhereisthatindividualismmakessymmetric

overdeterminationtoosimilartojointcausation.Toseethis,supposethatanotherwindowwould

nothaveshatteredunlesstwo(other)rockshitit.Thoserocksarebothdeterminatelycausally

relevanttotheshatteringofthewindow,andinterveningtopreventeitherrockfromreachthe

windowwouldhavepreventedthewindowfromshattering.ButifSchafferwererightabout

individualism,thenthejointcausationcasewouldhavethesamecausalstructureasthesymmetric

overdeterminationcase.Countenancingindeterminacyincausationgivesusanintuitivewaytodraw

distinctionsherethatareimportanttopredictivecausalreasoning.

11IdonotconsiderSchaffer’sargumentsfromconversationalpragmaticshere,becausediscussingthecomplexitiesofthe

interactionbetweenindeterminacy,pragmatics,andthejudgmentsofordinaryspeakerswouldleadusfarafield.

18

Nowletusturntoexplanation.Insomecontextsandforsomepurposes,itwillsufficetoanswer

thequestion‘Whydidthewindowshatter?’bysaying‘Becauserock1wasthrownatit,’asSchaffer

observes(29).Butinothercontexts,andforotherpurposes,thisexplanationisincompletein

problematicways.Ifwearetryingtopreventorgetcompensationforwindowshatterings,for

example,itwillbeimportanttodescriberock2’scausalrole.Butasbeforeweshouldavoidgivinga

descriptionoftherocks’causalroles(individuallyandcollectively)thatassimilatesthecausal

structureofsymmetricoverdeterminationtoacausalstructureassociatedwithjointcausation.

Countenancingindeterminacyincausationmakesthatpossible.Withrespecttomanipulation,

Schafferobservesthat‘werec1differentinanyofmanyways,thenewouldhavebeendifferentinany

ofmanyways’(29).Butwhetherwehaveacaseofsymmetricoverdeterminationoracaseofjoint

causationaffectshowandtowhatextentmanipulatingc1affectse.

Finally,countenancingindeterminacyincausationraisesfascinatingmoralquestions,onlysome

ofwhichIamabletopursuehere.Whileit’struethat,asSchafferwrites,‘anagentwhoperformsc1is

liabletopraiseorblamefore’(30;seealsoGoldman1999),thenatureofthepraiseorblameis

affectedbythepresenceandcausalroleoftheoverdeterminingcause.Icanbestmakethecasefor

thisthesisthroughexamples.First,supposethatwebothworkhardonourcollectiveproject,which

turnsouttobeasuccess.Buteitheroneofusworkinghardwouldhavesufficedforthatsuccess.We

bothdeservepraise,butneitherofus,Ithink,deservespraiseinquitethewaythatwewouldasthe

solecauseofthesuccess.Second,IrisMarionYoungarguesthat‘Politicalresponsibilityinrespectto

structuralinjustice…oftenrequirestransforminginstitutionsandthetaskstheyassign.Thisis

everyone’staskandnoone’sinparticular’(2004:385,emphasisadded).Agiveninstitutioncouldbe

transformedwithouteveryone’sintervention,andmanygroupsthatwouldsufficetotransformsuch

aninstitutionareonaparwitheachother.Sothefailuretotransformaninstitutionissymmetrically

overdeterminedbymanygroups’omissions.Toholdeverygroupthatwouldsufficetoeffectsucha

transformationaswholly,determinatelyresponsibleforthefailuretobringaboutthetransformation

isinconsistentwithordinarypractice,and,Ithink,inconsistentwithourreflectivejudgmentsabout

howtoapportionblame.ThisispartofYoung’spoint,Itakeit,whenshewritesthattransforming

19

institutionsistheresponsibilityofnooneinparticular.12Third,RobertGoodinoffersacaseofa

terroristgang,themembersofwhichhavedifferentrolesandresponsibilities—thereis‘the

mastermind,thedetonator,thedecoy,thepassivemember,etc.’Goodinsuggeststhat‘Lesserdegrees

ofresponsibilityfalltothose…whoplayedwhatwereonlyveryminorroles,inthesensethatthe

basicplot—theoveralloutcome—wouldhavebeenlittlechangediftheyhadbeenomitted

altogether’(1987:181).Similarly,insymmetricoverdeterminationcasesthefactthatthe‘overall

outcome’wouldhavebeennodifferentifoneoftheoverdeterminingcauseshadnotoccurredaffects

thesenseinwhichtheindividualoverdeterminersareresponsiblefortheoutcome.Whilethereare

manywaysinwhichindeterminacyincausationmightimpactmoraljudgments,countenancingitis

animportantsteptowardexplainingthesemoraldistinctions.

Schafferalsoarguesthat‘individualoverdeterminersandtheireffectsareconnectedbycomplete

processes’(33),andthereforedeservetocountascauses.Countenancingindeterminacyincausation

changesthedialecticherequiteabit.Wemightsay,forexample,thatindeterminacyincausationcan

arisewhenit’sindeterminatewhetheraprocessiscomplete.Incasesofsymmetric

overdetermination,thisindeterminacywouldariseifitwerenotpossibleforboththeprocess

associatedwithrock1andtheprocessassociatedwithrock2tobecompletewithrespecttothe

shatteringofthewindow.Inlightofthispossibility,wearenotyetinagoodpositiontosaytowhat

extenttheconnectionbetweensymmetricoverdeterminersandtheireffectsresemblesthe

connectionbetweenordinarycausesandtheireffects.Beforeworkingonthatquestion,weneedto

workoutthebestwaytoreconcileprocessviewsoncausationwithindeterminacyincausation.

JonathanLivengood(2013)offersfurtherreasonstorejectindividualism,althoughhis

argumentsdon’tdistinguishstraightforwardlybetweencollectivismandcountenancing

indeterminacy.Livengoodshowsthatseveralrecentcharacterizationsof‘singular’or‘actual’

causationintermsofstructuralequations13counteveryabstentionasacauseofthewinner’svictory

insimple-majorityelections,andcounteveryvoteasacaseofthevictoryinallsimple-plurality

electionswithmorethantwocandidates—howeverthevotesweredistributed.Individualismisthe

12SeealsoSaraBernstein’sdiscussionofcharitycasesinherforthcoming.13Inparticular:Hitchcock2001;Woodward2003;Halpern&Pearl2005;andHall2007.

20

culprit.Thesecharacterizationsandotherslikethemshouldberevisedtoallowforindeterminacy,

therebyavoidingwholesalecollectivismandthedangerofmakingnoabstentionscountascauses.14

ButIwanttocautionagainstthetemptationtothinkofvotesincasesofoverdeterminationas

‘instancesofaweakspeciesofcausation,callitpartialcausation,orcontributorycausation,orcausal

influence’(Goldman1999:206).Overdeterminersdon’t‘weakly’or‘partially’causeaneffect:tosay

thatisagaintoassimilatesymmetricoverdeterminationtojointcausation.Rather,thecausalfacts

simplydon’tsettlequestionsaboutwhichoverdeterminercausedtheeffect.

TreatingsymmetricoverdeterminationinthewaythatIhavedevelopedhereopensupan

interestingpossibleresponsetoLauriePaul’sworrythat‘nonreductionismgeneratesmassive

amountsofsymmetriccausaloverdetermination’(2007:278;seealsothediscussioninHall&Paul

2013:155–61).Thecounter-intuitivenatureofpervasivesymmetricoverdeterminationleadsPaulto

arguethatnon-reductionistsshouldholdthatmacro-andmicro-levelobjectscanshareproperty

instances,andthat,givenatheoryofpropertyinstancecausationliketheoneshedevelopsinher

2000,‘causalresponsibilityisshared,notoverdetermined’(85).Paul’sresponse,andthatofsome

otherswhohaveworkedonthisproblem(e.g.Wilson2011),isineffecttoarguethatweshould

endorseapackageofviewsthatdoesnotleadtosymmetriccausaloverdetermination.Such

packages,elegantastheyare,aren’tforcedonthenon-reductionistwhocountenancescausal

indeterminacy.Shemaysayinsteadthatforeach‘level’or‘layer’itisindeterminatewhetherfactsat

thatlevelcausedagiveneffect,butthatitisdeterminatelytruethatthesumoflayerscausedthe

effect.

5. AccountingforIndeterminacyinCausation

Thereismuchworktobedoneinamendingvarioustheoriesofcausationtoaccountforcausal

indeterminacy.Hereareacoupleofexamples.Supposewehavearegularitytheoryofcausation

accordingtowhichccauseseiffcandearefacetsofanappropriatepatternofsuccession.Onsucha

14Suchrevisionsmightalsohelptheseapproachesavoida“modalcost”thatLivengoodnotes:“Insteadofattendingto

counterfactualdependenceonlyintheactualcircumstances,theindividualistmustattendtocounterfactualdependenceincounterfactualcircumstancesaswell”(324).

21

view,whatwoulditbeforittobeindeterminatewhetherccausese?Presumablyitwouldhavetobe

indeterminatewhethercandearefacetsofanappropriatepatternofsuccession.Such

indeterminacymightcomefromanyofseveraldifferentsources.Forexample,itmightbe

determinatewhattheappropriatepatternsofsuccessionare,butindeterminatewhethercandeare

facetsofone.Itmightbedeterminatethatcandearefacetsofapatternofsuccession,but

indeterminatewhetherthepatternisappropriate.Itmightbedeterminatethatcandearefacetsof

something,butindeterminatewhetherthethingtheyarefacetsofisapatternofsuccession(though

ifitisapatternofsuccession,say,itisanappropriateone).Whilethisisjustatoyexampleofa

regularitytheory,itshouldbeenoughtomakeitclearthatextendingregularitytheoriesto

accommodatethecasesdiscussedhereisn’tatrivialmatter:ataminimum,therearemanychoice

pointsfortheregularitytheorist.Hereisanotherexample.Supposewehaveaprocesstheoryof

causationaccordingtowhichcandearepartofacausalprocessifftheyarepartof‘aworldlineofan

objectthatpossessesaconservedquantity’(Dowe1995:323).Whatwoulditbeforittobe

indeterminatewhethercandearepartofacausalprocess?Again,indeterminacycouldinprinciple

creepinatseveralpoints:itmaybeindeterminatewhethercandearepartofaworldlineofan

object,indeterminatewhethertheworldlinepossessesacertainquantity,indeterminatewhether

thequantityisconserved,andsoon.Finally,wecouldenhancestructuralequationmodelsbyusing

supervaluations(Schaffer2016),fuzzysets(Palumbo,Romano,&Vinzi2008),orsomeother

approachtorepresentindeterminacy.HalpernandHitchcock2010and2013discusssomeother

possiblesourcesofindeterminacyinstructuralequationmodels.Itisinterestingtoaskwhetherone

representationoftherelevantindeterminacieswouldsufficeand,ifnot,howmultiple

representationsofindeterminacywouldinteract.

Onereasonwhythereissomuchworktobedonehereisthatit’snotindeterminacypersethat

matters.Rather,weshouldaimtocapturethelogicalrelationshipsthatallowindeterminacyin

causationtodotheworkI’veoutlinedhere,validatingprincipleslikeCausalAdditivityandCausal

Distributivity,andhandlingconsideredjudgmentsaboutsymmetricoverdeterminationinanelegant

way.Onewaytoexplainthisistoanalyzecausationintermsofcounterfactuals,andtoadopta

Stalnakeriansemanticsforcounterfactuals.Whetherornotweshouldusecounterfactualsin

22

analyzingcausation,thecorrelationsbetweenindeterminacyincounterfactualsandindeterminacyin

causationarestriking.Theoriesofcausationshouldaimtopredictandexplainthem,and,asI’ve

suggested,philosophersingeneralshouldaimtoexploitthem.15

UNIVERSITYOFMICHIGAN,UNITEDSTATES

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