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7/24/2019 IIIB RICE Digital Audit ProgramsFromAuditNet
1/100Page 1 of 100
Listing of audit programs from AuditNet website
Items in bold are related to IS audits
401 K Plan Audit Program
401K Audit Program (Mar 04)
401K Loan Audit Program
403B Retirement Plan
A/E Design Prie Audit ProgramA!senteeism "#$
AB% #on&ersion Audit Program ('004)
Acceptable Use Review Internet & Phones-onstruction !Nov "#$
Aess #ontrol ailit Re&ie* (Part 1 of ')
Aess #ontrol ailit Re&ie* (Part ' of ')
Access ontrols
Access ontrols Audit Program
Access Securit% heclist
Access Securit% heclist !'ord$
Aounting + Ban,ing (A-ril '011)Aounting De-artment Audit Program ('004)
Aounting De-artment Re&ie*
Aounting for Ad&ertising Re&enue (%ord)
Aounting .eet ormat .tle for Eel
Aounts Paa!le
Aounts Paa!le
Aounts Paa!le + Disounts
Aounts Paa!le + .ools
Aounts Paa!le (A-ril '010)
Aounts Paa!le Audit Anti+raud #ontrols uide (Mar '011)Aounts Paa!le #ontrols 2esting (t '00)
Accounts Pa%able (odule I) ontrols !Nov "*$
Aounts Paa!le Purasing Audit Program (-df)
Aounts Paa!le $uestionnaire (5ealtare) (t 06)
Accounts Pa%able SAP Application ontrols
Accounts Pa%able SAP Ris (atri+ !'ord$
Aounts Paa!le .elf+Assessment $uestionnaire (7ul 04)
Aounts Reei&a!le
Aounts Reei&a!le
Aounts Reei&a!le (A-ril '010)
Aounts Reei&a!le (Aug 08)
Aounts Reei&a!le (e! '010)
Aounts Reei&a!le Audit Proedures (7anuar '013)
Aounts Reei&a!le #e,list+Distri!ution Business (9o& 06)
Aounts Reei&a!le #ontrol+.er&ie "ndustr (9o& '00)
Areditation #riteria Audit Program (7an '006)
Arual Audit Program
Aruals Audit Program uide (August 04)
7/24/2019 IIIB RICE Digital Audit ProgramsFromAuditNet
2/100Page ' of 100
Listing of audit programs from AuditNet website
Items in bold are related to IS audits
Arued Lia!ilities and ter Paa!les
A#/:2AM Re&ie*
A#' Re&ie*
A#'/:M Re&ie*
A, Audit !une ."//$A, ompliance Audit ."//
A#5 "#$ (ls)
A#5 2ransations Audit Program (/1/03)
AL Scripts for 0eginners
A;uiring < Dis-osing of Personal "nformation+o& (7une 0=)
A;uisition Due Diligene #e,list (t 04)
A#$>"."2"9? "9#"DE92? B>."9E.. #92"9>"2@ A9D #MPL"A9#E .E#>R"2@
Ation "tem Matri (7une 06)
Atuarial Reser&es (A-ril '013)
Administration De-artment Audit Program (A-ril 04)Admissions < 2ransfers (.ools) "#$ (10/1/03)
Advanced 1+cel Practice )ools
Ad&ertising < Promotional+Retail (De 06)
Ad&ertising #ontrat Audit Program
Airline #atering Audit Program
A" Audit Program
A" #ontrol and Ris,s
A" .eurit "ssues (01/04)
Alool 5arm Redution .trateg (o&ernment) "#$ (De '004)
AML #e,list (August '00)
Anti Mone Laundering $uarterl Re&ie* #e,list (t 04)
Anti+raud #om-liane #e,list (#PA) (7une '010)
Anti+Mone Laundering Audit (t 08)
Anti+Mone Laundering Matri uide (9o& '010)
Application Audit Program-,ealthcare !2eb "#$
A--liation #ontrols (Portuguese) (9o& 04)
Application ontrols !Sep "3$
Application ontrols Audit Program !"/4"*$
Application ontrols 5uestionnaire !Sep "*$
Application Information Securit% !Sep "#$
Application Infrastructure !"/4"*$
Application Logical Securit% and hange (anagement !2eb "6$
Application Securit% Audit Program !ul% .""*$
Application Securit% Review !"/4"*$
Application S%stems I) Audit Program
Appropriate omputer Use-7overnment !Sep "#$
AS *"" !(a% ."/"$
Annual Ris, Assessment %or,seet (7ul 04)
7/24/2019 IIIB RICE Digital Audit ProgramsFromAuditNet
3/100Page 3 of 100
Listing of audit programs from AuditNet website
Items in bold are related to IS audits
AS *"" I5 !(a% "*$
AS *"" Information Securit% Audit Program !8ct "*$
AS *"" Securit% Review /
AS *"" Securit% Review .
AS4*"" ontrol (atri+ !94/4":$AS*"" Audit Program
AS*"" Audit Program !pdf$
AS*"" 8perations Audit Program !(ar ";$
Assessment of Internal ontrol over 2inancial Reporting
Asset "m-airment #ontrol Matri (e! '011)
Asset+Lia!ilit/2reasur Management
Assurane Re&ie*
Atleti Ati&ities + .ools
A2M "#$+Ban,ing (7ul 08)
A2M 9et*or, "#$ (7ul 04)A2M+E2 #ontrols "#$ (t 04)
Attendane Aounting + .ools
Audio Res-onse >nit (t 08)
Audit #ommittee .elf Assessment
Audit #om-letion #e,list + >tilit (7une 06
Audit inding Ran,ing .stem (1'/1/03)
Audit inding 2ra,ing %or,seet
Audit inding %rite >- %or,seet
Audit rading Matri
Audit uide for %e! Based A--liations (%ord) (-df)Audit Materialit Assessment (9o& 04)
Audit 9otiation Letter
Audit Plan and .edule (A-ril '00)
Audit Plan "nter&ie* .eet (A-r 06)
Audit Plan $uestionnaire
Audit Plan 2em-late
Audit Planning Memo
Audit Planning Memo 2em-late (Ma '011)
Audit Proess #e,list ( Ref to ""A .tandards) (7ul 06)
Audit Proet 2ime Budget (e! '010)
Audit Reommendation ollo* >- 2ra,ing .eet (7an 08)
Audit Re-ort #olor Rating .stem(A-ril 04)
Audit Re-ort Re&ie* #e,list (9o& 0=)
Audit .atisfation eed!a, orm (Mar 06)
Audit .te-s for Automoti&e .u--liers
Audit 2ime .eet (e! 04)
Audit >ni&erse Ris, .oring Matri
Audit %or, Program 2em-late
7/24/2019 IIIB RICE Digital Audit ProgramsFromAuditNet
4/100Page 4 of 100
Listing of audit programs from AuditNet website
Items in bold are related to IS audits
Audit %or,-a-er .ummar
Auditing #"#. A Beginners uide (.e- '00)
Auditing ied Asset Reords using %e! #AA2
Auditing in an SAP 1nvironment
Auditing I) Infrastructure and 8perations !ul% "*$Auditing M:.
Auditing 8racle Applications Primer for Internal Auditors
Auditing 'indows 'eb Server IIS ;
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5/100Page 6 of 100
Listing of audit programs from AuditNet website
Items in bold are related to IS audits
AuditorHs uide to Doumenting #ontrols (7an 0=)
Automating %or,ing Pa-ers for %ord 8I0
Automoti&e Audit Program Pa,age
Baan A--liation .eurit
Baan Audit Program (/1/03)Baan Business Proess #ontrols
Ba,ground .reening "#$ (A-ril 04)
0acup and =ata Retention Audit Program
0acup and Recover% ontrol (atri+ !2eb ."//$
0acup Procedures and =isaster Recover% Audit Program
Bad De!t .ales Audit Program (Mar 06)
Balane .eet Aount Reoniliation (7une '010)
Balane .eet #ontrol Re&ie* and Planning (De 08)
Balane .eet Reoniliation Audit Program (7ul 08)
Ban, and #asBan, Audit Program
Ban, Bran Audit
Ban, Bran Audit (e! '00)
Ban, Bran #onsumer #om-liane $uestionnaire (Aug 06)
Ban, #onrmation Letter
Ban, #onsumer #om-liane "#$
Ban, Re&aluation $uestionnaire
Ban, "nsurane Audit Program
Ban, "n&estments (A-ril '013)
Ban, "tems Proessing Audit ProgramBan, Management "nformation .stem+Ban,ing (Mar 08)
Ban, Premises and E;ui-ment Audit Program (De '004)
Ban, Reoniliation (A-ril '010)
Ban, Reoniliation Audit Program
Ban, Reoniliation Audit Program (7une 04)
Ban, Reoniliation Proess
Ban, Reoniliation %or,!oo, (7anuar '01')
Ban, Ris, Assessment $uestionnaire
Ban, .ere At Audit Program
Ban, .ere At Audit Program (A-r 06)
Ban, .ere At Audit .o-e < Result (A-r 06)
Ban, .ere At #om-liane uide (7une '011)
Ban, .ere At #om-liane uide '011
Ban, .ere At .etion 314a Audit Program (t 04)
Ban, .eurit Proedures (Ma 04)
Ban,ers Automated #learing .stem (BA#.) Audit Program (De '004)
Ban,ing + Bran Audit Program
Ban,ing + B.A Eem-tions
7/24/2019 IIIB RICE Digital Audit ProgramsFromAuditNet
6/100Page 8 of 100
Listing of audit programs from AuditNet website
Items in bold are related to IS audits
Ban,ing + B.A .us-iious Ati&it Re-ort #om-liane %or,seet
Ban,ing + #as .eurit "#$
Ban,ing + De-osits Audit Program
Ban,ing + Eletroni Ban,ing %or, Program
Ban,ing + Re&aluation Audit ProgramBan,ing Bran A2M Audit #e,list (De 06)
Ban,ing Bran "#$
Ban,ing Bran Retail -erations Ris, Assessment >K (%ord)
Ban,ing Bran .eurit Audit
Ban,ing B.A #om-liane Audit Program (Ma 06)
Ban,ing B.A #urren 2ransation Re-ort 2est %or,seet (Ma 06)
Ban,ing B.A 9ame of Eem-t Person %or,seet
Ban,ing Business #ontinuit
Ban,ing #ard Proess
Ban,ing #as and 9egotia!le "temsBan,ing #RM
Ban,ing Disaster Reo&er and J .ite .torage
Ban,ing E-enses (e! '00)
Ban,ing "#$ (7ul 06)
Ban,ing "nome (e! '00)
Ban,ing "n&estments (e! '00)
Ban,ing Loan Re&ie* + AutoriFation and Re-orting
Ban,ing Loan Re&ie* + #om-liane
Ban,ing Loan Re&ie* + Data "ntegrit
Ban,ing Loan Re&ie* + eneral Audit Re;uirementsBan,ing Loan Re&ie* + ter Real Estate *ned
Ban,ing Loan Re&ie* + Psial .afeguards
Ban,ing Loan Re&ie* + Reoniliation
Ban,ing Loans + D.R" and Em-loees (e! 0)
Ban,ing Regional Bran Audit
Banan :ines Audit Program
Benmar, Retail -erations
0enfordDs Law )ool
0enfordDs Law )ool August ."//
Billings for Reinsurane Reo&era!les "#$ (/1/03)
Bingo Audit Program
Bla,!err 2esting Matri (7une 08)
Board .ummar (7ul 04)
Borro*ed unds Audit Program (De '004)
Borro*ing "#$+#ommerial #redit (A-r 08)
Bran %areouse (Distri!ution)
Bri!er raud %or,!oo, (De '010)
Budget #ontrol
7/24/2019 IIIB RICE Digital Audit ProgramsFromAuditNet
7/100Page = of 100
Listing of audit programs from AuditNet website
Items in bold are related to IS audits
Budget #ontrols Audit Program (August 04)
Budget #ontrols Audit Program (Ma '00)
Budget 5ours .-readseet (e! 04)
Budgetar #ontrol "#$ (/1/03)
Budgeting Proess (7ul '00)Building "ns-etions Reei-ts Re&ie*
Business A--liation Re&ie*
Business #ase Re&ie* #e,list (Ma 06)
0usiness ontinuit% !une ."/"$
0usiness ontinuit% Audit Procedures
0usiness ontinuit% Audit Program-2inancial Services !=ec ";$
0usiness ontinuit% =isaster Recover% (anagement
0usiness ontinuit% Planning Audit
0usiness ontinuit% Planning )emplate
0usiness ontinuit% Ris Assessment !une ."//$0usiness Impact Anal%sis 2orm
0usiness Impact Anal%sis 5uestionnaire
Business Liense 2a Audit+o&ernment (Ma 08)
Business Plan Audit Program (11/1/03)
Business Reo&er Planning (A-ril '011)
Business Ris, Analsis (%ord) (-df)
Business >nit Analsis (to!er '01')
Business >nits "#$ (A-ril 04)
Business :aluation #as lo* :aluation 2em-late (e! '01')
#A+1 2a-e Management .stem Re&ie*#A+11 Restart Management .stem Re&ie*
#A+= 7o! .eduling .stem Re&ie*
AA))s - 2raud =etection with Active=ata Eip 2ile
AA))s - ,ealthcare omputer Assisted Audit )echniBues
AA))s - )rade Receivables !)opAA)s$ !Sep "6$
AA))s Accounts Pa%able Audit )ests !ul% "3$
AA))s omputeriFed Inventor% S%stem Audit )ests !ul% .""3$
AA))s 1ducation Audit )ests !ul% .""3$
AA))s 2inding 2raud with 1+cel !April ."/:$
AA))s 2raud Audit )ests !ul% .""3$
AA))s I) Audit )ests !ul% .""3$
AA))s Pa%roll Audit )ests !ul% .""3$
AA))s Securit% Audit )ests !ul% .""3$
AA))s )esting b% Area Audit )ests !ul% .""3$
AA))s )esting b% Industr% Audit )ests !ul% .""3$
#aas de Aorro "#$ (De '004)
#all #enter Audit Program
#all #enter Audit Program
7/24/2019 IIIB RICE Digital Audit ProgramsFromAuditNet
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Listing of audit programs from AuditNet website
Items in bold are related to IS audits
#am-us Audit Elementar + .ools
#am-us Audit 5ig .ools + .ools
#a-ait >tiliFation Metodolog
#a-ital Aounting "#$
#a-ital A;uisition Re&ie* #e,list#a-ital Assets Aounta!ilit+o&ernment
#a-ital Assets and De-reiation o&ernment
#a-ital #ost Audit Program
#a-ital E-enditures
#a-ital E-enditures Post #om-letion Audit Program
#a-ital Proets "#$ (e! 04)
#a-ital .to, and ter E;uities
#ar Rental Audit Program (.e- 04)
#as
#as (Pett #as)#as Ad&ane "#$
#as A--liations Audit Program
#as Audit Program
#as Ban, :ouing
#as #olletion and Ban, Reoniliation + ast ood
ash ollection S%stem-,ealthcare !Nov "#$
#as #olletions and Reei-ts/Re&enue
#as #olletions Audit
#as #ount < Reoniliation
#as Dis!ursements Audit Program#as Dis!ursements Ke #ontrols (7an '006)
#as "nome #ontrols Audit Program (August 04)
#as -erations + .ools
#as Paments #le
#as Reei-ts Audit Program
#as Reei-ts #ontrol Matri (e! '011)
#as Reei-ts #le
#asier .er&ies < Pett #as
#asiering Audit
#asino Audit Program
#atalsmi Disasters "#$ (t 06)
#atalog #irulation Audit
#A+2o- .eret Audit Program
ell Phone Audit Program - 7overnment !une ";$
ell Phone Audit Program !Nov "3$
ell Phone I5 !(a% ";$
#ell Pone Re&ie*
#entral Automoti&e Maintenane
7/24/2019 IIIB RICE Digital Audit ProgramsFromAuditNet
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Listing of audit programs from AuditNet website
Items in bold are related to IS audits
#entral Parma -erations
#E .ur&e + >ni&ersit
hange ontrol
hange ontrol Audit
hange ontrol Audit Programhange ontrol I5 !(ar "*$
hange (anagement
hange (anagement Audit Program
hange (anagement Audit Program
hange (anagement 0est Practices
hange (anagement ontrol (atri+
hange (anagement =esign 1Gectiveness
hange (anagement I)
hange (anagement 5uestionnaire !Nov "*$
hange (anagement )est (atri+hange management test plan
hange (anagement 'or Program !"/4"*$
#e, #learing Proess (August '00)
#e, #ontrols (August 04)
#e, raud 2ool (7an '011)
#e, .igning Proess
#e,list ! #le (9o& 04)
#e,list eneral (en es-anol) (01/04)
hecpoint 2irewall Audit Program !'ord$ !P=2$
hecpoint 2irewall Review#ild .u--ort .er&ies (#..)
#ild .u--ort .er&ies .egregation of Duties Matri
IS Audit
IS omputer
ircuit 2iber Procurement I5 !(a% "*$
isco 2irewall Review
isco PI> 2irewall Audit Program
isco Router Audit Program
isco Router Audit Program
isco Router Audit Program !'ord$
isco Router Review !ul% "*$
#laimant Eligi!ilit "#$ (A-ril 04)
#laims Management Audit Program
#laims Proess 2enial .stems &er&ie*
lient Server Audit Program
lient Server Securit%
lient Server )echnical Assessment !une ";$
lient4Server 2ront-1nd Securit% and ontrol
7/24/2019 IIIB RICE Digital Audit ProgramsFromAuditNet
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Listing of audit programs from AuditNet website
Items in bold are related to IS audits
#limate #ange (o&ernment) "#$ (7une 04)
loud omputing 0eneHts and Riss (atri+ !September ."//$
loud omputing Securit% onsiderations !8ctober ."//$
#oal Prourement Audit Program (%ord)
#ollateral Audit Program+Auto inane (9o& 08)#olletion De!t #ontrol
#olletions Audit Program
#olletions Audit Program + "nsurane (Ma 06)
#ollege Li!rar Audit Program
#ommerial #redit Audit Program+Auto inane (9o& 08)
#ommission #ontrol+.er&ie "ndustr (9o& '00)
ommitments & ontingencies Ris ontrol (atri+ !(ar "3$
#ommuniation Matri 2em-late (7anuar '013)
#ommuniations Re&ie* "#$
#ommunit Partners inanial Audit+o& (.e- 0=)#ommunit Rein&estment At #e,list
#ommunit Re&italiFation+o& (7an 0=)
#om-an #redit #ard
#om-an #redit #ard "#$
#om-an raud 5otline Audit (A-ril '013)
#om-an Prourement #ard+>tilit (t '00)
#om-an :eiles (9o& 08)
#om-laint Resolutions+5ealtare (e! 0=)
#om-laints "#$ (1'/1/03)
#om-le .-readseet Protools %or,!oo, ('01')omputer Access and Renewal-7overnment !(a% "#$
omputer Application Audit
omputer enters Audit Program
omputer =ata Processing I5 !une "*$
omputer Incident@ Intrusion@ 1mergenc% Response !pdf$
omputer Leasing 2raud Stud% ase !September ."//$
omputer 8perations ontrol (atri+
omputer Room - Ph%sical Securit% Audit heclist
omputer Securit% Audit heclist
omputer Securit% ontrol 8bectives
omputer Support Audit Program
omputer S%stem Retirement 7uidelines !Nov "#$
omputer S%stems and ontrols !"/4"*$
onHguration (anagement
onHguration (anagement Audit
#onrmation #ontrol .eet (Mar '010)
#onit Management Poli "#$ (Aug 06)
";$
7/24/2019 IIIB RICE Digital Audit ProgramsFromAuditNet
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Listing of audit programs from AuditNet website
Items in bold are related to IS audits
#onit of "nterest
#ongestion Redution .trateg "#$ (De '004)
#onser&ators Audit Program (Aug '00=)
#onsolidation Audit Program (e! 08)
#onstrution#onstrution (#ost 2-e) Audit Program
#onstrution Audit
#onstrution Audit Anfair? Dee-ti&e? or A!usi&e Ats or Praties (>DAAP)
#onsumer Leases
#onsumer Leasing At #om-liane Re;uirements (Deem!er '01'))
#onsumer Loans Proedures and "#$
#ontingenies (Loss)#ontingen Planning Audit .ummar
#ontingen Planning $uestionnaire
#ontingent Lia!ilities
#ontrat Attri!ute 2est + %ord
#ontrat Audit
#ontrat Audit uidane
#ontrat De&elo-ment "nsurane #onrmation (Aug 08)
#ontrat De&elo-ment * "nsurane Re;uirements
#ontrat ile #loseout #e,list
#ontrat Management
#ontrat Management+.teel "ndustr
#ontrats and Leases+Post A*ard
#ontrats Audit Program
#ontrats+Business/#onsulting
#ontrol En&ironment De-artment (7une 0=)
#ontrol En&ironment eneral (7une 0=)
ontrol of Applications Using =0. =atabase !)runcated$
ontrol of =0. Software and 1nvironment !)runcated$
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Listing of audit programs from AuditNet website
Items in bold are related to IS audits
ontrol Standards onversion %cle !(a% .""6$
ontrol Standards Integrit% %cle !(a% .""6$
ontrol Standards Pa%ment %cle !(a% .""6$
ontrol Standards Revenue %cle !(a% .""6$
ontrol Standards )ime %cle !(a% .""6$#ontrols 2esting 2em-late
#or-orate Aounts Paa!le
#or-orate Airraft
#or-orate #ards
orporate 7overnance I5
orporate 7overnance Process Audit
#or-orate Performane Management
orporate Securit% Review Audit Program
#or-orate .er&ies (Ma '010)
#or-orate .-ending Analsis Audit Program#or-orate 2reasur %ire 2ransfer A--liation .eurit
#or-orate :alues
8S8 ontrol 1valuation 2orm
8S8 )esting )emplate
#ost #ontrol? "n&entories and .tores Audit #e,list
#ost of .ales Audit Program
#ost of .ales %or, Pa-er ('01')
#ost Plus #onstrution #ontrat
#osting Audit Program
#ounter+2errorism (o&ernment) "#$#ount + Arts Audit Program
#ourse Balane #ontrol+.er&ie "ndustr (9o& '00)
#o&er 9otes ("nsurane)
#rates #ontrol Audit Programs (Aug '00=)
#redit < #olletions Audit Program (/1/03)
#redit < #olletion+%olesale/2rading (7ul 08)
redit ard Administration Audit Program
#redit #ard Loans (A-ril '00)
redit ard Processing Audit Program !=ecember ."/.$
redit ard Securit% Audit Program
#redit #olletions
#redit #ontrol Audit Program
#redit Re&ie*s (7ul '00)
#redit/#olletions < Aounts Reei&a!le
#reditor #ontrols Audit Program (August 04)
#reditor Ris, Register 2em-late (/1/03)
#reditors "#$ (11/1/03)
#riminal 5istor Ba,ground #e,s + .ools
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Listing of audit programs from AuditNet website
Items in bold are related to IS audits
#risis Management Audit Plan
#risis Management .elf Assessment $uestionnaire (1'/1/03)
#.A %or,seet + Retail -eration
#.R "nfrastruture "#$ (Aug 06)
#uestionario de #ontrol "nterno (7an '006)#urren .*a- Audit Program (%ord) (-df)
#urren :ault -erations Audit Program (t 04)
#urrent Lia!ilities
#ustomer ous "#$ (De 06)
ustomer Information S%stem !7overnment$
#ustomer "n&oiing (e! '010)
#ustomer Pri&a Audit Program (%ord)
#ustomer Prota!ilit Audit Program
#ustomer .atisfation $uestionnaire
#ustomer .er&ie Audit Program#ustomer .er&ie De-artment
%ber Securit% Assessments 7uideboo
Damaged .to, Proessing "#$
Das!oard 2ool 2em-late
=ata 0acup and Recover% AS*""
=ata enter Audit Program
=ata enter 1+amination
=ata enter 7eneral ontrols
=ata enter Securit%
=ata enter )est Plan Ph%sical Securit% !une "#$=ata ollection 5uestionnaire-7overnment
=ata ommunication ontrols Review !//4/4":$
=ata 2acilit%4=ata Set Services =AS= (anagement Review
=ata 8rigination ontrols 5uestionnaire !April .""6$
=ata Standard Audit Program-7ov
=ata )est 8bective Audit Program !//4/4":$
=ata 'arehouse ontrol and Securit%
=ata 'arehouse ontrol 'orsheet !pdf$
=ata 'arehouse =ata Reliabilit% Process Review !Apr "*$
=atabase Administration S5L Server )esting Steps
=atabase Audit heclist !April "*$
=atabase Audit Program ."//
=0. Audit Plan
De!t Administration + .*ing Line
De!tors
=1 JA>4J(S 8perating S%stem Securit% Review
=1 JA>4J(S 8perating S%stem4Logical Securit% Review
Deision Ma,ing "#$ (De 06)
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Listing of audit programs from AuditNet website
Items in bold are related to IS audits
Demand De-osits Audit Program (De '004)
=epartmental Applications )esting -7overnment !Sep .""9$
De-artmental Audit Program
De-artmental Performane Measurement "#$ (1'/1/03)
De-osit Aounts "#$ (ls)De-reiation Audit Program
Deri&ati&es Audit %or,!oo,
Des,to- Audit Program
=estop Software License Audit Program
Dial+"n Audit Program
=isaster (anagement & Recover%
=isaster (anagement & Recover% - Schools
=isaster Recover% - ontingenc% Planning Audit Program
=isaster Recover% - ontingenc% Planning I5
=isaster Recover% & 0usiness ontinuit% 5uestionnaire and Audit Program !ul% "#$=isaster Recover% Audit Program !(a% ";$
=isaster Recover% ontrol (atri+ !(arch ."//$
=isaster Recover% Plan
=isaster Recover% Ris 1valuation !'ord !pdf$
Dis!ursement and Paroll
Dis!ursements < Paments (7an '011)
Disretionar Dis!ursements (August '00)
Disretionar rant #om-liane
Dis-la Ad&ertising (1'/1/03)
Dis-osal of Asset %or, Pa-er ('01')Distri!ution "n!ound Logistis #ontrol+Parmaeutial (August '00)
Distri!ution "n&entor Management+Parmaeutial (August '00)
Distri!ution "n&entor $ualit "nformation Management+Parmaeutial (August '00)
Distri!ution Losses (7une 0=)
Distri!ution ut!ound Logistis #ontrol+Parmaeutial (August '00)
Distri!ution Prourement #ontrat Management+Parmaeutial (August '00)
Distri!ution .eurit Measures+Parmaeutial (7ul '00)
Distri!ution .er&ie Le&el Agreement Management+Parmaeutial (August '00)
Distri!ution 2rans-ortation Management+Parmaeutial (August '00)
Distri!ution :endor .eletion+Parmaeutial (August '00)
Distri!ution %areouse La!or Management+Parmaeutial (August '00)
Distri!ution %areouse Management+Parmaeutial (August '00)
Distri!ution+#ustomer Management (Parmaeutial) (7une '00)
Distri!ution+5uman Resoures Management (Parmaeutial) (7une '00)
Distri!ution+.ales #ontrat Lifele Management (Parmaeutial) (7une '00)
Distri!ution+.ales Performane Management (Parmaeutial) (7une '00)
Di&isional "nformation .stems .eurit Re&ie*
=(S48S =AS= (anagement Review
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Listing of audit programs from AuditNet website
Items in bold are related to IS audits
Domesti utsoured Paroll AP (Mar 06)
Donor Re&ie* inanial "nstitution (.e- '00)
Dormant Aounts Audit Program
=8S4JS1 Review
Dro-out+Lea&er ReordsDr #leaner .tore Re&ie* Audit Program (Mar 04)
Due Diligene (#or-orate Merger)
Due from Ban, Aounts Audit Program (August 04)
Due rom/Due 2o Ban,s Audit Program (De '004)
Du-liates 2esting >sing %e!#AA2
1-0aning - 0aning !April ."//$
1-0usiness Audit hec List
1-ommerce Audit !8ct .""9$
1-commerce 5uestionnaire and Audit Program !+ls$
Eonomi De&elo-ment in te Mining "ndustr "#$ (De '004)1=I Audit
1=I Audit Program !an "#$
1=I 8rder 2ulHllment Audit Program
1=I S%stems Audit Program !/"4/4":$
1=P ontrols
1=P-I) 7eneral ontrols Review !Sep "*$
E2 Audit $uestionnaire
E2 $uestionnaire
E2 %ire 2ransfer Audit Program
1lectronic 0uilding Securit% !'ord$ !pdf$1lectronic 2unds )ransfer !S'I2)$ I5
1lectronic 2unds )ransfer !S'I2)$ Pre Audit Information ReBuest
1lectronic 2unds )ransfer Act 5uestionnaire
1lectronic 2unds )ransfer Audit Program
1lectronic 2unds )ransfer Audit Program !Non-0an$
1lectronic 2unds )ransfer I5
1lectronic (edical Record !1(R$ Securit% )esting
1lectronic Pa%ments A, Audit Program - 0aning !une ";$
1lectronic Pa%ments 1=I Audit Program - 0aning !une ";$
1lectronic Pa%ments 'ire )ransfer Audit Program - 0aning !une ";$
1-mail audit guidelines
1-(ail Polic% ompliance
1-(ail Securit% ontrols Audit Program !2ederal$ !Sep ";$
1-mail S%stem I5 !(a% ";$
1mail )echnolog% Audit !(arch ."/.$
1mail Usage Polic% !"/4"*$
Emergen Res-onse Plan "#$ (Mar 04)
Em-loee Aounts Audit Program (/1/03)
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Items in bold are related to IS audits
Em-loee Benet Plans Audit Program (t 04)
Em-loee E-ense Re-orts
EM. Re&enue Reo&er (e! 04)
End of Period inanials Ris, #ontrol Matri (Mar 0=)
Endea&or Audit1nd-User omputing
Energ Management
Energ Management + .ools
Energ Re&enue #le
Engagement E&aluation $uestionnaire (De '004)
Engagement Ris, Analsis (Mar '01')
Engineering < Maintenane "#$ (/1/03)
Engineering Maintenane "n&entor "#$ (')
Engineering Re-airs < Maintenane (7une 0=)
Engineering .u--lies < 2oolsEnsure #ontinuous .er&ie+Mfg (9o& 08)
1nterprise Networ Review !Aug ."";$
1nterprise Ris Assessment )emplate
1nterprise Ris (anagement Audit !Sep "3$
1ntit%-'ide Ris (anagement !Sep .""9$
En&ironmental Audit "#$
En&ironmental Audit Program
En&ironmental #om-liane
En&ironmental 5ealt "ns-etions "#$
E9:"R9ME92AL? #MM>9"#A2"9 A9D A##E.. MA9AEME92 .E#>R"2@E;ual #redit --ortunit At (E#A) $uestionnaire
E;ui-ment Leasing Audit Program
E;uit #ontrol Matri (Mar '011)
E;uit "#$+#ommerial #redit (A-r 08)
ERM Position Re-orting+>tilit (t '00)
ERM Re-orting (De '00)
1RP S%stemsC Audit and ontrol Riss
Esro* Audit+Real Estate (August '00)
1stimating Information Services 'orboo )emplate
Etial "n&estment "#$ (Ma 06)
Etial .tandards "#$
E&aluation of #reditors Aounts (9o& 04)
1+cel )ips and )rics ."//
Eeuti&e 2ra&el and Entertainment Audit Proedures (7anuar '013)
E-enditures and Aounts Paa!le (%ord) (-df)
E-ense Reim!ursement (De 08)
E-ort #om-liane Audit Program(%ord) (-df)
Eternal #onsultants "#$ (/1/03)
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Listing of audit programs from AuditNet website
Items in bold are related to IS audits
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Items in bold are related to IS audits
inanial Management #ontrols Manual (e! 04)
inanial Regulations "#$ (1'/1/03)
inanial Re-orting and #lose #ontrol Matri (e! '011)
inanial Re-orting #le+Misre-resentation (e! 04)
inanial .tatement Ris,s/!eti&es (.e- '00)inised oods "n&entor
ire E-enditures
ire E-enditures Audit+o&ernment (.e- '00)
ire Protetion Audit #e,list
2irewall Audit Program
2irewall Audit Program !/.4/4":$
2irewall Audit Program !94/4":$
2irewall Audit Program !'ord$
2irewall Audit Program =ecember ."": !2eb "*$
2irewall Audit )echnical 7uide !;# pages$ !an "#$2irewall ReBuirements ontrol 5uestionnaire
2irewall Ris (atri+ !/* pages$ !Aug ";$
2irewalls (anagement Polic% !"/4"*$
ied Asset Audit Program (Mar 06)
ied Asset #ontrol Matri (Mar '011)
ied Asset Management+5ealtare (e! 08)
ied Asset Ris, #ontrol Matri
ied Assets
ied Assets (A-ril '010)
ied Assets (%ord) (-df)ied Assets A;uisition
ied Assets Audit Program
ied Assets Audit Program (e! 0)
ied Assets Audit Program ' (11/1/03)
ied Assets "#$ (.e- 04)
leet -erations
leet -erations Re&ie*
leet -erations+.tate (7an 08)
L.A Audit Program (Eel)
ollo* >- Audit Program (11/1/03)
ollo* >- on Management
ood and Be&erage Audit
ood .er&ies
ood .er&ies + .ools
oreasting Audit+o&ernment o& (t '00)
2oreign orrupt Practices Act !2PA$ Audit Program !(a% ."/:$
2oreign orrupt Practices Act Audit Program
oreign #urren #olletion "tems (Aug 06)
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Items in bold are related to IS audits
oreign #urren 2ranslation Audit Program (.e- 06)
oreign Eange .-ot 2rades
2orensic 1+amination of =igital 1vidence 'orboo
2orensics42raud =atabase and Asset Search 'orboo !an ."/"$
2orensics-Internet Investigations involving 1-(ail !(a% ."//$2orensics-Internet Investigations involving IP Addresses !(a% ."//$
2orensics-'eb Site Investigations !(a% ."//$
oundation Audit Program (.e- 04)
oundation 2rust >ni&ersit Audit Program
raternit Audit Program
raud Analtis Bri!er (7une '010)
raud Analtis #onstrution (7une '010)
raud Analtis E-enditures (7ul '00)
raud Analtis Paroll (7ul '00)
raud Analtis Purasing and Billing (7ul '00)raud Analtis .,imming (7ul '00)
raud Analtis %or,erHs #om-ensation (7une '010)
raud and %aste "ndiators in o&ernment Monogra- ('010)
raud and %aste "ndiators Monogra- ('010)
raud Audit #ontrol 2esting alse :endors (7ul '010)
raud Audit #ontrol 2esting 5otline $uestionnaire and 2ra,ing .eet (7ul '010)
raud Audit #ontrol 2esting :endor Billings (7ul '010)
raud Auditing in an .AP En&ironmentraud A*areness 2ool
raud #onsideration #e,list
raud Detetion and Pre&ention Best Praties Monogra- ('010)
raud Detetion *it Ati&eData + #AA22s
raud inanial Performane "ndiators (.e- 06)
raud "nter&ie*ing (to!er '011)
raud "n&estigation Audit Proedures (A-ril '00)
raud "n&estigation Proedures (A-ril '013)
raud "n&estigation .te-s (A-ril '013)
raud Management
raud Ris, Assessment 2ool,it (to!er '010)
raud .A. + .ools
raud .use-ti!ilit %or,seet
raud %or,!oo, Paroll (A-ril '013)
raud %or,!oo, Re&enue Reei&a!les (A-ril '013)
raud %or,!oo, :endor Prourement *it 30 Data Analsis 2ests
reedom of "nformation "#$ (7ul 06)
reigt Paa!les utsouring Proess #ontrol #e,list
raud and "nternal #ontrols A uide to >nderstanding Em-loee Em!eFFlement in te %or,-lae Manual ('010)
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Items in bold are related to IS audits
uel Audit Program
uel Dis-ensing #ontrols (A-r 06)
uel il "n&entor Audit
uel >tiliFation (Aug '00=)
unding for .tudents *it Diulties "#$ (/1/03)unds 2ransfer Audit Program (De '004)
arage -erations (Aug '00=)
as Prodution Audit Program
atering "nformation A!out Di&isions
A+2ra&el < Entertainment (Aug 08)
7eneral omputer ontrols Access to Programs and =ata !Apr ";$
7eneral omputer ontrols =ata enter and omputer 8perations !Apr ";$
7eneral omputer ontrols I) ontrol 1nvironment !Apr ";$
7eneral omputer ontrols Program hange !Apr ";$
eneral "2 Audit Program (De '004)eneral Ledger Audit Program Eel (-df)
eneral Ledger "#$ (Mar 04)
eneral Ledger Maintenane Audit Program (t 04)
eneral RA# Protetion
eneral Re&ie* inane < Admin
eneral .er&ies E-enditures Audit Program (-df)
eneral .er&ies "nternal #arges+o& (A-r 0=)
eneri lo* #arts (48) +:isio ormat (.e- 04)
eogra-i "nformation .stems (".) Audit Program (o&ernment) .e-tem!er '011
"2. A--liation+Ban,ing (Mar 08)LBA Eamination Proedures $uestionnaire
lo!al Ris, Analsis 2ool (Mar '01')
o reen Audit Program+o& (Ma '00)
oods < .er&ies 2a Reasona!leness (9o& 04)
ood*ill Audit Program (7an 08)
ood*ill 2esting %or,!oo,
7overnance Audit riteria 'orboo
o&ernment Poli "#$ (Mar 04)
7ramm-Leach-0lile% Act Audit Program
7ramm-Leach-0lile% Act I5
rant #om-liane + .ools
rants Audit Program
rants Management #e,list+o&ernment (.e- '00)
rou- Medial "nsurane Poli+#laims and Premium (A-ril 04)
7uide to NIS) Information Securit% =ocuments
7uide to the Sarbanes-8+le% ActC I) Riss and ontrols !Second 1dition$
uide to >sing "nternational .tandards on Auditing in te Audits of .mall+ and Medium siFed Entiti
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Items in bold are related to IS audits
uide to >sing "nternational .tandards on Auditing .mall and Medium .iFed Entities
,andheld Audit Program 7uide !2eb ."/"$
,andheld =evices Audit heclist
5ard*are Purasing Audit Program (t 04)
5aF Mat Audit #e,list (A-ril 04)5#A 5os-ital Audit Program
5ead .tart Pre Audit #e,list
5ealt and .afet .elf Assessment 2ool %or,!oo, (7anuar '01')
5ealt Benets Administration
5ealt #laims Audit (7an '011)
5ealt #laims Audit Program
5ealt "nsurane+9e* Business Audit (7ul 06)
5ealtare #laims Proessing Ris, Assessment
5ealtare #redit Balane < Refunds Re&ie*
5ealtare Em-loee #laims Proessing %or, Program (7ul 04)5ealtare %or,ers #om-ensation raud %or,!oo, (De '010)
5el- Des, Audit !eti&es
5el- Des, Audit !eti&es (/1/03)
5el- Des, Audit Program
,elp =es Audit Program !(a% "#$
5el- Des, Audit Re&ie*
5el- Des, "nternal #ontrol $uestionnaire
5ig 2e "D 2eft raud Pre&ention (Mar '01')
5"PAA #om-liane Re-ort #ard 2ra,ing (t 04)
5"PAA #om-liane %al, 2roug #e,list (.e- 04)5"PAA De&ie < Media #ontrol Audit (.e- 04)
5"PAA Pri&a Audit (.e- 04)
5"PAA Pri&a Regulations #om-liane (Mar 04)
5"PAA Pri&a Rule #om-liane Audit Program (A-r 06)
5"PAA .eurit Rule #om-liane .ur&e+o&t (e! 08)
5ire to Pa Ris, #ontrol Matri (Mar 0=)
5iring Audit Program+o&ernment
5A Audit < Re&ie* #e,list
5A Audit Planning Doumentation #e,list
5A ull Audit Program
5A "#$
5A .tandard Re&ie* Program
5ome Energ Audit (1) (M. %ord) (-df)
5ome Energ Audit (') M. %ord) (-df)
5omeland .eurit (o&ernment) "#$
5omeo*ners Assoiation Audit Program
5ome Mortgage Dislosure At *it #om-liane $uestionnaire and Eamination Proedures (to'01')
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5omeo*nerHs Protetion At (5PA) $uestionnaire
5os-ital Patient Aounting Audit Program
5otel ' da e,list
5otel Audit (.e- 0=)
5otel Audit Program (tt) (-df)5otel #a-ital E-enditures
5otel #ar Par,
5otel #asier < .afe
5otel #asual La!or
5otel #onferene and Ban;ueting
5otel De!tors Ledger
5otel inanial .stem .elf Assessment
5otel ood and Be&erage
5otel ood and Be&erage #ost #ontrol
5otel ood and Be&erage Re&enue #le5otel ront e -eration Audit (%ord) (PD)
5otel ront e -erations
5otel "nome Audit #e,list
5otel Laundr -eration
5otel utlet .-ot #e, $uestionnaire (1'/1/03)
5otel Paroll
5otel .er&ied A-artment ront e
5otel .ur-rise #as #ount
,P-U> Audit Program
,P-U> heclist5R Paroll < Personnel Audit Program
5R Personnel Re&ie* (De '00)
5RM+Benets management (Parmaeutial) (Ma '00)
5RM+#om-eten management (Parmaeutial) (Ma '00)
5RM+Em-loee -erformane management (Parmaeutial) (Ma '00)
5RM+"nenti&e om-ensation management (Parmaeutial) (Ma '00)
5RM+.uession -lanning (Parmaeutial) (Ma '00)
5RM+2alent a;uisition and retention (Parmaeutial) (Ma '00)
5RM+%or,fore analtis (Parmaeutial) (Ma '00)
5RM+%or,fore management (Parmaeutial) (Ma '00)
5uman Resoure and Administration #ollege (11/1/03)
5uman Resoure and Paroll
5uman Resoure Management
5uman Resoure Management Manufaturing +Parmaeutial (9o& '00)
,uman Resource )ransaction S%stem Review-,ealthcare !=ec ";$
5uman Resoures
5uman Resoures + -erational and Performane
5uman Resoures + .ools
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5uman Resoures (Ma 04)
5uman Resoures (t 0=)
5uman Resoures (utsoured) "#$ (7an 08)
5uman Resoures Audit (A-r 06)
5uman Resoures Audit #e,list (Ma 06)5uman Resoures Audit Program
5uman Resoures Audit Program (Eel) (-df)
5uman Resoures Balaned .oreard
5uman Resoures Benets Attri!utes 2esting (De '004)
5uman Resoures De-artment (De '010)
5uman Resoures Em-loers #e,list (7une 0=)
,uman Resources Pa%roll Attributes )esting
5uman Resoures Ris, Matri (7an 0=)
5uman Resoures .uession Planning (De 0=)
5uman Resoures 2alent A;uisition and Retention +Retail (De 0=)5uman Resoures/Paroll
,uman Resources4Pa%roll Audit with AA))s !AL$ Steps
5uman Rigts "#$ (7une 04)
"B9R+5ealtare (Ma '010)
"e #ream :ending (t 0=)
I=1AScripts
"dentit 2eft Audit (7ul '010)
"maging %or, .stem
"m-ort #om-liane Audit Program (%ord) (-df)
"m-ort E-ort #ustoms+Manufaturing (t 0=)"m-rest E-ense
I(S =atabase
I(S S%stem ontrols
"n!ound Logistis #ontrol (Aug 08)
"nenti&e #om-ensation Audit Proedures (Mar '01')
"nome and De!tors "#$ (Mar 04)
"nome .tatement
"nome+ter Audit Program (Mar 04)
"ndiret Lending
"ndiret Lending Audit Program (A-r 0=)
"ndi&idual Retirement Aount Administration (%ord)
"ndi&idual Retirement Aount "#$ (7une 04)
"ndi&idual Retirement Aount Program (7une 04)
"ndi&idual .a&ings Aount (>K) (t 0=)
Information Integrit%C )he Ne+t 2rontier for Internal Auditors
Information Securit% Administration & Access Securit% Review
Information Securit% 0est Practices =ata Recover% Riss !September ."//$
Information Securit% ritical 0usiness Applications !8ct "#$
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Items in bold are related to IS audits
Information Securit% for omputer Installations !Sep "#$
Information Securit% for Networs !Sep "#$
Information Securit% 7overnance Assessment tool !2eb ."/.$
Information Securit% Polic% Sample
Information Securit% S%stems =evelopment !Sep "#$Information Securit% )esting - Application !8ct "#$
Information Securit%-0aning !(ar "#$
Information S%stem 8bective & ontrol 1nvironment Summar%
Information S%stems ontrols 'orboo !from the UK NA8 .""*$
Information S%stems 7eneral ontrol Review
Information )echnolog% Audit 7eneral Principles-(onograph
Information )echnolog% Polic% Audit Program
Information )echnolog% Ris ontrol (atri+ !(ar "3$
Information )echnolog% Ris (atri+
"ngres Audit"nitial Audit Ati&ities
"nmue!les E "nstalaiones (ied Assets) .-anis (9o& 04)
"n-atient >nit .eduling+5ealtare (Aug 08)
"n-atient >nit .eduling+5ealtare (e! +0=)
"nsider Aliate 2ransations
"nsider Lending "#$
"nsider 2rading (Ma 04)
"nsurane + Deat #laims Audit Program
"nsurane (Ris, Management) Audit Program
"nsurane Audit Program (Aug '00=)"nsurane #laim ile Re&ie* orm (Pnder*riting
"nsurane >nder*riting Audit Program
"nsurane >nder*riting Premium Aounting Pro-ert (t 0=)
"nsurane+#laims (August '00)
"nsurane+Marine (e! 0)
"nsurane+Reinsurane (August '00)
"nsurane+.uret (e! 0)
"nsurane+.uret #laims (e! 0)
"nsurane+2rans-ortation >nder*riting (e! 0)
"nsurane+>nder*riting (August '00)
"ntegrated Audit Program (De '004)
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"ntelletual #a-ital $uestionnaire (Ma 08)
"ntelletual Pro-ert Audit Program (%ord)
Interactive Ris ontrols )esting
"nterest E-ense Audit Program
"nterest E-ense Audit Program"nterest Rate Ris, Audit Program
"nterest Rate .*a-s
"nternal Audit Assignment orm (7an 08)
"nternal Audit untion Re&ie* (e! '010)
"nternal Audit rading .stem (1'/1/03)
"nternal Audit Performane Measures (De 08)
"nternal Audit Plan #e,list/2em-late+Parma (Ma 08)
"nternal Audit Ris, Assessment Plan (A-ril '00)
"nternal #ommuniations Re&ie* $uestionnaire
"nternal #ontrol Doumentation uide"nternal #ontrol Error #onsiderations (9o& 04)
"nternal #ontrol !eti&es ! #le
"nternal #ontrol $uestionnaire (#om-reensi&e+8' -ages) (Aug 04)
"nternal #ontrol Re&ie* of .eleted Monetar Reei-ts+o&ernment (.e- '00)
"nternal Loan Re&ie* #onstrution (1'/1/03)
"nternal Loan Re&ie* Residential Real Estate (1'/1/03)
"nternal .er&ies Audit Program
"nternational inanial Re-orting .tandards ("R.) #e,list (9o& 04)
"nternational orensi Diso&er (Ma '011)
"nternational Reser&es+il < as (Mar 0)"nternet + E&aluation of >se
Internet Access Audit Program
Internet Audit Program !August "*$
Internet 0aning !(ar ."/"$
"nternet Ban,ing Audit Program
"nternet Ban,ing Audit Program (10/1/03)
Internet 0aning S%stem !Nov "3$
Internet Information Services I5
Internet Review Audit Program !'ord$ !pdf$
Internet Securit% Audit Program
Internet Usage Polic% !"/4"*$
"nter-lant .i--ing+Reei&ing (Manufaturing) (.e- 06)
"ntranet And "nternet .eurit Poli
Introduction to 1RPC 8verview of 1RP S%stems
"ntrusion Detetion and "nident Esalation Poliies (01/04)
"ntrusion Pre&ention .stem (7ul 04)
"n&entories "#$ (.e- 04)
"n&entor
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"n&entor (7une '010)
"n&entor Audit Program
"n&entor Audit Program
"n&entor Audit Program (7une 04)
"n&entor Audit Program Mining "ndustr"n&entor #ontrol "#$ Po*er eneration < 2ransmission #om-an (t 04)
Inventor% ontrol 8bectives !une "#$
"n&entor #le #ount
"n&entor "#$
"n&entor "#$ (10/1/03)
"n&entor Management (De 08)
"n&entor Management (De '00)
"n&entor Management Audit (e! '010)
"n&entor Management "#$ (9o& 04)
"n&entor !ser&ation Audit Program"n&entor !ser&ation $uestionnaire (%ord)
"n&entor Re-a,ing #ontrol+.er&ie "ndustr (9o& '00)
"n&entor Ris, #ontrol Matri
"n&entor Ris, #ontrol Matri (Mar 0=)
Inventor% )est ontrol 'orboo
"n&estigating raud 2raining ('01')
"n&estment Ban,ing .eurit Bro,erage Audit Program (-df)
"n&estment in E;uit Aliates #ontrol Matri (Mar '011)
"n&estment Re&ie*
"n&estment .eurities Audit Program (De '004)"n&estments
"n&estments and ter Assets
"n&estments Audit Program (e! 08)
"n&oie Reoniliation < Pament #ontrol+%olesale/2rading (7ul 08)
"n&oiing Audit Program
" M:. Audit Program
IP )elephon% 5uestionnaire
"RA Audit Program (Ban,ing) (t '00)
"R# 40A Eeuti&e Deferred #om-ensation (De '00)
IRI> Securit% Audit heclist !=ec .""*$
IRI> Securit% Audit heclist !Nov "*$
IS 7eneral ontrols Review !'ord$
IS 7eneral ontrols Review (anage the Ph%sical 1nvironment-(fg !ul% "#$
IS (aintenance Activities 7eneral ontrols 5uestionnaire !Nov "*$
Is ?our IP Leaing
IS8 6""/ 5ualit% (anagement Internal Audit Report
IS84I1 /633"-/ Audit heclist !anuar% ."/:$
I) Application Audit Program !August "*$
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Items in bold are related to IS audits
I) Application S%stems Review !Apr ";$
I) Assets and Securit% 5uestionnaire !2eb "3$
I) Audit Assessment 5uestionnaire
I) 1nvironment ontrols Audit Program
I) 7eneral ontrolsI) 7eneral ontrols !April "*$
I) 7eneral ontrols Audit Program !April ."/:$
I) 7eneral ontrols 5uestionnaire !8ct "3$
I) 7eneral ontrols Review
I) 7eneral ontrols Review !Sep "*$
I) 7eneral ontrols Review Audit Program
I) 7eneral ontrols S%stem Securit% !(ar ";$
I) 7eneral Ris Review !//4/4":$
I) 7eneral Ris Review !/.4/4":$
I) Infrastructure & (aintenance 7eneral ontrol Review-0aning !(ar "#$I) Infrastructure & (aintenance-0aning !(ar "#$
I) Integration Audit Program
I) LAN 7eneral ontrol Review-0aning !(ar -"#$
I) Ph%sical Securit% !2eb "3$
I) Proect (anagement Review Procedures
I) 5uestionnaire
I) Ris Assessment 2irewall Audit Program !Apr ";$
I) Ris Assessment 2orm !Sep ";$
I) Ris Assessment Planning 7L0 !Nov "*$
I) Ris Assessment )emplate !1+cel$I) Ris Audit 'or Program !August "*$
I) Ris (atri+
I) Securit% ontrol 8bectives Audit Program !(a% "*$
I) Strateg% & Planning-0aning !(ar "#$
I) S%stems 8peration-0aning !(ar "#$
I) Jendor (anagement-0aning !(ar "#$
I)IL hange (anagement Audit Program !Sep .""*$
I)IL hange (anagement4=eplo%ment Audit Program !8ct .""9$
= 1dwards Audit Program
= 1dwards I) & A4P
7DE ne %orld .eurit Audit Program (/1/03)
1S. Subs%stem Review
7ournals Audit Program
7P Morgan Aess A--liation Audit (e! 0)
Ke #ard Audit $uestionnaire
Ke #ontrols #e,list + .-anis (A-r 06)
Ke #or-orate o&ernane < "nternal Audit Referene .oures (to!er '010
Ke% 2inancial ontrols Audit Program !.# pages$ !Aug "*$
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Items in bold are related to IS audits
Ke Management #e,list
Ke Performane "ndiator Re&ie*
Kiting Audit Program (Ma 04)
Kno* @our #ustomers Audit Poliies and Proedures (Ma 04)
Kno*ledge Management "#$ (Mar 04)La! .er&ies+5ealtare (e! 0=)
La!or .stem Audit Program (.e- 04)
LAN !Novell *sage (7une '004)
Legal and #om-an .eretar (7ul '00)
Legal and o&ernment AJairs (/1/03)
Legal #om-liane Audit Program
Lending and #olletionsLending and "n&estments Due Diligene #e,list (Ma '011)
Li!rarian/Pana-t
Li!rar E-enditures (e! 04)
Liensee Roalt Audit Program (%ord) (-df)
Liensing < #ontrating ("nsurane) t 06
Life "nsurane Ris, !eti&es (A-ril '00)
Life >nder*riting Audit Program (.e- 04)
Li;uor < aming .tore #om-liane Audit Program (e! 06)
Lista de #e;ueo Pare el #entro de #om-uto
Loan -erations "nternal #ontrol Assessment (t 04)
Loans and Ad&anes i&en (A-ril '010)
Loans Audit Program (.e- 0=)
Local Area Networ Audit Program !=ec ";$
Local Area Networs !LAN$
Local Area Networs Audit Program
Loation Audit Program (Ma 04)
Logical Securit% ontrol (atri+ !(arch ."//$
Long 2erm #are Audit #riteria %or,!oo,
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Items in bold are related to IS audits
Long 2erm #redit Ratings and Ban, Ris,
Long 2erm De-osits %or,seet
Long+term De!t
Loose 2ools < .er&iea!le .-ares (Aug '00=)
Lotus 9otes (t 08)Lotus 9otes Audit Program
Lotus 9otes Ris, Matri
Lum!er Mill Audit Program (.e- 06)
M
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Items in bold are related to IS audits
Mental 5ealt and Mental Retardation ee Billings and #olletions
Meradotenia (Mar,eting) Audit Program (.-anis) (7ul 04)
Merandise #ontrol .stem
Merant raud Detetion Re-ort Audit Program
Mergers and A;uisitions De&elo-ment AuditMergers and A;uisitions Due Diligene 2ool,it
Metodologia de Desarrollo (.stems De&elo-ment Audit Program in .-anis) (1'/1/03)
Metro 2ransit Ad&ertising Re&enue (L.) (-df)
MPro A--liation Re&ie* (t 04)
(icrocomputer 1nd User Jirus Protection Audit Program
(icrocomputer Securit% I5
(icrosoft Server S5L Audit 'or Pac !(a% "*$
(icrosoft S(S Audit heclist !April "*$
(icrosoft S5L Server Audit heclist !!64/4":$
(icrosoft 'indows .""" Ris (atri+ !une ";$Middle 2ier Audit Program
(IS Review
Mone Mar,et Euro #urren Audit Program
Montl 2imeseet 2em-late (Mar '010)
Mortgage raud Red lags (Mar '010)
Mortgage Lending Audit Program
MPE :/E -erating .stem Re&ie*
(S 1+change 1mail 8utloo Audit Program
(S S5L Server Audit Program
Mult+.eurit Assessment #e,list (Mar 04)Munii-al Des, Re&ie* Audit Program
(JS Audit
(JS Audit Program !'ord$
(JS 8perating S%stem Review
(JS )echnical 8perating S%stem Audit Program !=ec .""*$
9A.D Annual Audit Program
9et&ie*/megamon Audit Program
Networ 1ngineering & 8perations Audit Program
Networ (anagement Process (aturit% Assessment )ool
Networ 8perations and =istributed omputing ontrols
Networ Patch (anagement Audit
Networ Patch (anagement )esting Steps
Networ Penetration !(a% ."/"$
Networing lient4Server
New Application Audit Program !"/4"*$
NIS Securit% heclist
9on+De-osit "n&estment Proedures (August '00)
9on+Pu!li .afet 2a,e 5ome :eiles+o&ernment (7une '010)
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Items in bold are related to IS audits
9otes Reei&a!le
Novell 7roupwise Review
Novell Netware *nit #om-liane Audits
-erational Audit Program
-erational &er&ie*
-erations
8racle =atabase Audit Program
8racle =atabase Audit Program !Sep "*$
8racle =atabase Audit Program !Sep "3$8racle =atabase Auditing
rale DBM.+Manufaturing (Mar 08)
8racle 2inancial Applications Audit 7uidelines !8ct ";$
8racle 2inancial Applications heclist-0aning !Apr "#$
8racle 2inancial S%stem !Sep "3$
8racle 2inancials Securit% heclist
8racle Infrastructure Audit
8racle Inventor% Audit
8racle Securit% 7uide
8racleC Accessing the 8racle Apps =0 'ithout ,aving a =0 Login
8racleC Auditing Application ontrols
rale Best Praties for Ban, Aount Entr and Assignment
rale 7ournal A--ro&al Best Praties
rale Ris, Based Assessment of >A# and .D %ite Pa-er
rder to #as Ris, #ontrol Matri (Mar 0=)
rder to Reei-t Retail #ontatless Pament .stem (7an 0)
rder to Reei-t Re&enue #ontrat Lifele Management+Retail (7an 0)
rder to Reei-t .ales Performane Management+Retail (7an 0)
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Items in bold are related to IS audits
rder to Reei-t .u!mit 2ender Jer for .tore De&elo-ment+Retail (7an 0)
rdering and Purasing "#$
rganiFation
rganiFation Management Re&ie* "#$ (Ma 08)
rganiFation .truture "#$ (7ul 06)rganiFational 2rans-aren "#$ (Ma 06)
ter Assets ter Lia!ilities Audit Program (De '004)
&erseas Ban, Aounts Audit Program (7une 04)
&erseas "nsurane Agen (t 0=)
&ertime
&ertime + Polie
&ertime Re&ie*
Pacaged Pa%roll S%stem Audit Program !PeopleSoft$ !Aug "*$
Pacaged Software ontrol 8bectives
Pareto Analsis 2em-late (.e-tem!er '011)Par,ing arage Audit Program+5ealtare (De 06)
Par,ing .er&ies Audit Program (t 04)
Partnersi- Agreements (Eduation) "#$ (/1/03)
Password and Securit% ontrols !Sep "*$
Pament :eriation Audit Program (11/1/03)
Paroll
Paroll + .ools
Paroll < 5uman Resoures
Paroll (A-ril '010)
Paroll AuditParoll Audit Plan and Proedures (Mar '01')
Paroll Audit Program
Paroll Audit Program + Retail .tore
Paroll Audit Program (01/04)
Paroll Audit Program (A-ril 04)
Paroll Audit Program+2eleom (Mar 0)
Paroll Audit+Real Estate (August '00)
Paroll #ontrol Matri (Mar '011)
Paroll #ontrols Audit Program (August 04)
Paroll De-artment Audit Program
Paroll Distri!ution Audit Proedures
Paroll eneri Audit %or, Program (01/04)
Paroll "#$ (e! 04)
Paroll "#$ (.e- 04)
Paroll -erations 2est Audit Program+5ealtare (7an 08)
Paroll %or, Program+il < as (Mar 0)
Paroll/5R "#$
Paroll/Personnel #le
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Items in bold are related to IS audits
Paroll+5uman Resoures -erations
P0> Audit heclist
P0> Audit Review and heclist
P0> )elecommunications S%stem
P Networ Audit ProgramP Software License ompliance
PA80 Standard . !2eb ";$
P+#ard+o& (De 08)
PIP Ris (anagement 0est Practices Audit
Peer-to-Peer Networ Securit% ontrol 5uestionnaire
PE"M.
Penetration )esting and Julnerabilit% Anal%sis !ul% "*$
Peo-le.oft Audit Program
Peo-le.oft Audit Release =I
Peo-le.oft Audit Re&ie* (%ord) (-df)Peo-le.oft Business Proess #ontrols
PeopleSoft Securit%
PeopleSoft Securit% 'or Program !(a% "*$
Performane "nformation Audit (7une '011)
Performane "nformation Audit Proedures
Performane Management "#$ (.e- 04)
Performane Measurement Audit Plan (De 08)
Permit #enters+o&ernment (7an 08)
Personnel Rules #om-liane Audit+o&ernment (De 06)
Pett #asPett #as Audit Program
Pett #as Audit Program (Mar '010)
Pett #as Audit Program #e,list
Pett #as Re&ie*+5ealtare (De 06)
P" (Pri&ate inane "nitiati&e) #ontrats "#$ (t 04)
Parmaeutial Audit Program
Parma Purasing < Returns+5ealtare (Ma '010)
Parma Regulation "#$
Parma Re&ie* (-df)
Psial "n&entor (%ord) (-df)
Psial "n&entor !ser&ation (e! '010)
Psial .eurit Assessment 2em-late
Psial .eurit Data #enter "#$ (Mar 04)
Psiian Billing+5ealtare (e! 0=)
Psiian #ontrat Re&ie* (5ealtare) (t 06)
Pier -erations Audit Program
PIN Securit% Program-Auditors 7uide !=ec ";$
PLA99"9? :ER9A9#E? A..E2 A9D 5>MA9 RELA2"9. .E#>R"2@
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Items in bold are related to IS audits
Plant Maintenane De-artment+Mfg (9o& 08)
Plant >tilities Audit Program (t 04)
Polie Administration Audit Program (-df)
Polie E-enditures
Polie E-enditures+o&ernment (Ma '010)Poli and Proedure Re&ie* (A-r 0=)
Poli "m-lementation Ris, E&aluation .edule (7une 08)
Poli Loans < .urrenders + Life "nsurane (7une 06)
Position #ontrol Audit
Post Balane .eet E&ents and #ontingenies (Eel) (-df)
Post "m-lementation Re&ie*
Post "m-lementation Re&ie* Audit Program
Post Implementation Review of ashier S%stem-7overnment !Sep .""9$
Post-SAP Production 2acilit% Review !2eb ";$
Potential Audit #omment ("2) %or,-a-er (De 06)Po&ert Redution .trateg (o&ernment) "#$ (7une 04)
Po*er Plant -erations Audit Program (/1/03)
Po*erlo, 9et*or, .eurit (/1/03)
Pre Audit Planning %or,!oo,
Preliminar% I) Ris Assessment 5uestionnaire
Premium Proess Audit Program
Pre-aid E-enses
Pre-aring? Doumenting? and Referening .-readseets
Print .o- + .ools
Print .o- and ra-i ArtsPri&a Audit #e,list
Pri&a Protetion+o&ernment (.e- '00)
Pro!lem Management untion Re&ie* .ummar
Proess Audit #e,list
Proess %al, 2roug 2em-late (A-ril 04)
Proure to Pa Aounts Paa!le Management+Retail (7an 0)
Prourement (9o& '00)
Prourement and #ontrat Management Audit
Prourement #ontrat Lifele Management (7ul 08)
Prourement inanial #ontrols (7ul 04)
Prourement raud Pre&ention and Detetion (August '011)
Prourement raud 2ool,it (e! '01')
Prourement "#$
Prourement "#$
Prourement -erations
Prourement to Pament #le 2rans-ortation Management+Retail (De 0=)
Prourement to Pament "n!ound Logistis #ontrol (De 0=)
Prourement to Pament "n&oie Reoniliation and Pament #ontrol (De 0=)
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Items in bold are related to IS audits
Prourement+#lu!s Ris, #ontrol Matri (to!er '010)
Prodution Proess (e! '010)
Prodution Proess Audit Program+7oiner (Mar 04)
Prodution+Dair Mil, Produts < Be&erages (7une 0=)
Professional < ter #ontratual .er&iesProfessional .er&ies #ontrat Audit Program
Program #ange Re&ie* M:.
Program E&aluation
Program E&aluation + .ools
Program rant Audit #riteria %or,!oo,
Program Results
Progress Data!ase .eurit (Mar 08)
Proet Audit (*it #B"2 standards 1 -ages) (Aug 06)
Proet De&elo-ment Audit
Proet 5ealt #e,Proet Lifesa&er and #ommunit Partners "n+o&ernment (.e- '00)
Proet Management + Billing of Proet Management ees M. %ord (-df)
Proet Management + Delas E2 < LD M. %ord (-df)
Proet Management + .eletion < A--ro&al of #onsultants M. %ord (-df)
Proet Management + 2ender for Proets M. %ord (-df)
Proet Management + 2ender Proedures for Main #ontrat M. %ord (-df)
Proet Management + :ariation rders M. %ord (-df)
Proet Management (Ban,ing) (t 06)
Proet Management Audit uide
Proet Management Audit Proedures (Aug 06)Proet Management Audit $uestionnaire (".) (%ord)
Proet Management #e,list
Proet Management "ntrodution
Proet Planning
Proet .ummar #e,list+Retail (De 08)
Proet %ra- #e,list
Promotional und "#$
Proof of #as %or,-a-er
Pro-ert < #asualt Loss #ontrol Audit Program (7ul 06)
Pro-ert De&elo-ment Audit Program (7ul 04)
Pro-ert "nome Audit Program
Pro-ert Management
Pro-ert Plant < E;ui-ment (Aug 08)
Pro-ert Plant < E;ui-ment Audit Program (Mar 04)
Pro-ert .er&ies inanial #ontrol+#arit (A-r 08)
Pro-ert 2a Refunds+o&ernment (7ul '00)
Pro-ert? Plant < E;ui-ment (ed assets audit -rogram) (A-ril '013)
Pro-ert? Plant? and E;ui-ment
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Items in bold are related to IS audits
Proteting Personal "nformation Audit Program + ..9 (11/1/03)
Proteting Personal "nformation .ur&e (11/1/03)
Pu!li "nformation e Audit
Pu!li .ools+Audit Planning Memo (.e- '00)
Pu!li .ools+#as Dis!ursement < Related (.e- '00)Pu!li .ools+#as Reei-ts < Related (.e- '00)
Pu!li .ools+#om-liane Audit Program (.e- '00)
Pu!li .ools+"#$ (.e- '00)
Pu!li .ools+Pre < Post Audit (.e- '00)
Pu!li .ools+.ool raud $uestionnaire (.e- '00)
Pu!li >tilities Reei-ts Re&ie*
Pu!li %or,s E-enditures (t 08)
Pu!lising 5ouse
Pu!lising Poli "#$ (7une 04)
Pulmonar .er&ies+5ealtare (e! 0=)Purase #ard Audit Program + o&ernment
Purase rder Proessing 3 %a Mat+o&ernment (7an 0)
Purase to Pa Audit Program (t 0=)
Purase to Pa Ris, #ontrol Matri (Mar 0=)
Purase to Pament #ontrol !eti&es (7une 08)
Purase to Pament E-ense #le (Mar '01')
Purases (A-ril '010)
Purasing
Purasing + .ools
Purasing < Aounts Paa!le "#$ (.e- 04)Purasing (7une 0=)
Purasing and Paments E-enditure #le (11/1/03)
Purasing Audit Program
Purasing Audit Program (Mar 06) 10 -ages
Purasing Audit Program (Mar '010)
Purasing Audit Program (.e- 0=)
Purasing Audit Program e! 06 (A-ril 06) ' -ages
Purasing #ard Audit (De '00)
Purasing De-artment Audit (A-r 06)
Purasing Ke #ontrol Matri (9o& 04)
Purasing Praties Audit (7une 08)
Purasing/Aounts Paa!le 3 %a 2est Plan (7ul 06)
Purasing/Paa!les #le
Purasing+Aounts Paa!le+2o!ao (9o& 06)
Pis Drug and .u--l Proess+5ealtare (e! 0=)
Pis Mediation Administration+5ealtare (Aug 08)
$A Ris, Li!rar (t 06)
$ualit Assurane Audit Proedures
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Items in bold are related to IS audits
$ualit #ontrol
R
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Items in bold are related to IS audits
Re-orting+Basis of Rating indings
Re-orting+#ritial "ssue Matri
Re-resentation E-ense "#$
Resear < De&elo-ment + De&elo-ment Proet Management
Resear < De&elo-ment + Legal and Regulator "ssuesResear < De&elo-ment + Plant and E;ui-ment
Resear < De&elo-ment + Produt De&elo-ment
Resear < De&elo-ment + Proet A--raisal and Monitoring
Reser&ations Re&enue Management+5otel (De 08)
Res-onsi!ilit Assignment Matri (Deem!er '01')
Retail + #ontrat Life #le Management
Retail #as e Audit
Retail #or-orate #ard
Retail Distri!ution %areouse+Pi,ing Aura
Retail Drug .tore Audit Program (7ul 06)Retail -erations Audit Program (%ord)
Retail .tore -erations
Retail .tore .ales (.e- 08)
Retail+#om-laint 5andling (Mar 0)
Retail+rder to Reei-t #ustomer Management (Mar 0)
Retail+%areouse "n&entor Management (Mar 0)
Retail+%areouse Management (Mar 0)
Retirement Plan "#$
Returned #e,s Audit Program (A-ril 04)
Re&enue < Reei&a!les Ke #ontrols (t 04)Re&enue #le (Mining < $uarries) 10 -ages (Aug 06)
Re&enue #le Audit Program
Re&enue #le #ontrol Matri (Ma 04)
Re&enue #le lo*art (9o& 04)
Re&enue Master Data Audit Program
Re&enue Proess #ontrol !eti&es
Re&enue $uestionnaire
Re&enue Reognition Audit uide
Re&enue Reognition+.er&ie "ndustr (9o& '00)
Re&enue 2esting Audit Program
Review of Information S%stem ontrols !2eb "*$
Review of Information S%stem ontrols Supplemental Information !2eb "*$
Riesgo unionarios Em-leados (Loan Ris,+.-anis) (.e- 06) Resort "ndustr
Riesgo .eguros ("nsurane Ris,+.-anis) (.e- 06) Resort "ndustr
Ris, < Res-onse Matri (9o& 04)
Ris, and #ontrol Matri
Ris, Assessment (* #ontrol Ati&ities) 2em-late (7an 0=)
Ris, Assessment Metodolog (#.A)
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Items in bold are related to IS audits
Ris, Assessment $uestionnaire .etu- (01/04)
Ris, Assessment %or,seet and "nstrutions (.e- 04)
Ris, Based Audit Planning (9o& 0=)
Ris, E-osure #alulator (7une 08)
Ris, ManagementRis, Management + .ools
Ris, Management #e,list
Ris, Management "ssues Pa-er (M. %ord) (-df)
Ris, Management Metodolog (M. %ord) (-df)
Ris, Management -eration Audit Program (-df)
Ris, Management Poli (Draft)
Ris, Management Re&ie*
Ris, Management 2ool,it ("nsurane) (e! '01')
Ris, Matri + #ommerial
Ris, Matri + inanialRis, .oring Matri (1'/1/03)
Ris, .oring 2em-late (1'/1/03)
Router .eurit Audit Program (%ord) (-df)
Roalt Audit Program
Rules and Regulations Matri
SA Server Securit% heclist !Nov "*$
.afe De-osit Bo Audit Program (t 04)
.afet de-osit !oes $uestionnaire
.alar Redution Plan 401K AP (Mar 06)
.ales + ood Distri!utor.ales < Aounts Reei&a!le "#$ (.e- 04)
.ales < Aounts Reei&a!le 2ransation %al,troug+Mfg (e! 08)
.ales < De!tors
.ales < Mar,eting Audit Program (11/1/03)
.ales < Mar,eting "n&entor "#$ (1)
.ales < Mar,eting Promotions+Manufaturing (Aug 08)
.ales Aounts Reei&a!le #ontrol Matri (Mar '011)
.ales and Aounts Reei&a!le Audit Progra
.ales and Mar,eting (11/1/03)
.ales and Mar,eting #ollege (11/1/03)
.ales and Rating+5ealtare (Ma '010)
.ales #ommission Audit Program
.ales #ontrat Lifele Management (7ul 08)
.ales "#$ (9o& 06)
.ales "nenti&e Bonus Plan Audit Program
.ales "nenti&e #om-ensation Audit Proedures (7anuar '013)
.ales e Audit uide (%ord) (-df)
.ales e -erations Audit (Ma 04)
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Items in bold are related to IS audits
.ales rder to Reei-t #le+Retail (De 0=)
.ales Return Analsis Audit (Ma 08)
.ales Re&enue Audit Program
.ales .o- (7une 0=)
.ales .stem Audit Program (/1/03)
.am-le .iFe #alulation .-readseet (7an 0=)
.am-le .trategi "nternal Audit Plan (Mar 04)
.am-ling and Po-ulation (7une '010)
.am-ling #e,list (1'/1/03)
SAP Audit and ontrol Points !2eb "*$
SAP AuthoriFation =esign
SAP 0usiness Process ontrols and AIS
SAP 0usiness Process Sales & ustomer Service Ris & ontrol (atri+
SAP 0usiness User Administration
SAP 0usiness 'arehouse AuthoriFationsSAP 0usiness 'arehouse Securit%
SAP onHgurable ontrols in SAP R4:
SAP ut-8ver heclist !ul% "*$
SAP ,8' )8 S)1PS 28R USIN7 R01 J1RSI8N .
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Items in bold are related to IS audits
Sarbanes-8+le% *"* - I) Audit - Log Securit% Activit% - heclist
Sarbanes-8+le% *"* - I) Audit - (alicious Software - heclist
Sarbanes-8+le% *"* - I) Audit - Segregation of =uties - heclist
Sarbanes-8+le% *"* - I) Audit - User Access - heclist
.ar!anes+le 404 AP and Prourement
.ar!anes+le 404 Management Assessment of "nternal #ontrols
Sarbanes-8+le% *"* Networ Securit% !Sep "*$
.ar!anes+le 404 Proess Le&el %or,!oo, (Aug 04)
.ar!anes+le 404 .ales < Aounts Reei&a!le 2ransation %al,troug
.ar!anes+le 404 .ales and Aounts Reei&a!le
.ar!anes+le At uide
Sarbanes-8+le% Audit ommittee heclist
.ar!anes+le #alulating Paroll #ontrol Matri
.ar!anes+le # < #ontrollers #e,list
.ar!anes+le #laims 2esting+%or,ers #om- "nsurane
.ar!anes+le #o!it .eletion
.ar!anes+le #onsumer #ommerial #ontrol Matri+Ban,ing
.ar!anes+le #ontrol Matri Personnel < Paroll #le (Aug 04)
.ar!anes+le #ontrol Matri Purases < Paments #le (Aug 04)
.ar!anes+le #ontrol Matri Re&enue < #as #olletions #le (Aug 04)
.ar!anes+le #or-orate 2a #ontrol Matri
.ar!anes+le #o&erage Matri (Aug 04)
.ar!anes+le Disussion "tem Matri (Aug 04)
Sarbanes-8+le% 1nd User and 1ntit% Level ontrol Narrative !une ";$
Sarbanes-8+le% 1nd User omputing !une ";$.ar!anes+le inanial Re-orting
.ar!anes+le inanial Re-orting Ris,s and #ontrols (Aug 04)
.ar!anes+le ied Assets Ris,s and #ontrols (Aug 04)
Sarbanes-8+le% 7eneral 1ntit% 'ide ontrols
Sarbanes-8+le% 7eneric Stand Alone Application 7eneral ontrol Review !August "*$
Sarbanes-8+le% 7eneric )esting )emplate !8ct ";$
.ar!anes+le 5iring Personnel #ontrol Matri
.ar!anes+le 5R and Paroll Ris,s and #ontrols (Aug 04)
.ar!anes+le 5R Ris, Assessment
.ar!anes+le "m-liations Ba,dating .to, -tions and Eeuti&e #om-ensation (De '010)
Sarbanes-8+le% I) (anagement Audit Program & I5 !9. pages$
.ar!anes+le 7ournal Entr 2esting (7anuar '01')
.ar!anes+le Ke Pro&isions Aounting irms (A-ril '013)
.ar!anes+le Ris, Matri
.ar!anes+le .am-ling < "solated "nidents #e,list (Ma '010)
Sarbanes-8+le% 7uideboo for the )emplates !=ec "9$ !)he following templates are licefor use b% AuditNet subscribers$
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.ar!anes+le .AP "n&entor #le "#$
.ar!anes+le .etion 404 A--liation Baseline Audit Program (7an '006)
.ar!anes+le .egregation of Duties Matri Personnel < Paroll #le (Aug 04)
.ar!anes+le .egregation of Duties Matri Re&enue < #as #olletions #le (Aug 04)
.ar!anes+le .-readseet "n&entor .ur&e (7une 06)
.ar!anes+le +.-readseets N404 ontrol e&aluation onsiderations (7une 06)
.ar!anes+le 2em-late inanial Re-orting #ontrol Matri (De 0)
.ar!anes+le 2em-late ied Asset #ontrol Matri (De 0)
.ar!anes+le 2em-late "n&entor #ontrol Matri (De 0)
Sarbanes-8+le% )emplate I) ontrol (atri+ !=ec "9$
.ar!anes+le 2em-late Paroll and 5uman Resoures #ontrol Matri (De 0)
.ar!anes+le 2em-late Purasing and Paa!les #ontrol Matri (De 0)
.ar!anes+le 2em-late Re&enue and Reei&a!les #ontrol Matri (De 0
.ar!anes+le 2em-late 2reasur #ontrol Matri (De 0)
.ar!anes+le 2imeline (Aug 04)SAS 3" 1valuation heclist !Apr "#$
SAS 3" 1valuation 7uidance !Apr "#$
SAS 3" )%pe / 2raud Assessment )emplate !ul% ";$
SAS 3" )%pe . 2raud Assessment )emplate !ul% ";$
.A.
SAS-3" Review !8ct ";$
.aJolding "#$ (#onstrution "ndustr) (t 06)
.ool Ati&it unds Audit
.ool Distrit Prourement -erations (7an 0)
.euring o&ernment Buildings.eurit Administration 9et*or, Aess
.eurit Audit Program
.eurit Management (.e- 06)
Securit% (anagement Audit !(a% "#$
Securit% Ph%sical and =ata
.eurit Posture of te DPA/A2.
Securit% 5uestionnaire
.egregation of Duties and #om-liane %or,!oo, (to!er '010)
.egregation of Duties rid+Re&enue < #as #olletions #le (7an 0=)
.egregation of Duties Matri
.eguridad isia #ontrol "nterno
.elling and Administrati&e E-enses %or,ing Pa-er 2em-late
Server onHguration and Support Review !ul% "*$
Service Level Agreement-Retail !Nov "3$
.eriJHs e E-enditures
.eriJs e E-enditures+o&ernment (7ul '00)
.i--ing (2ra and Distri!ution) Audit Program
.ort 2erm De-osit Audit Proedures
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Items in bold are related to IS audits
.ort+2erm "n&estments Audit Program (August 04)
.ignature Autorit Matri 2em-late (.e- '00)
Si+ Sigma Proect Report
Si+ Sigma Reference )ool (atri+ !April ."//$
Si+ Sigma )ools =evelopment (atri+.,illed 9ursing ailit (9o& 04)
.lot Maine -erations+#lu!s (to!er '010)
.mall .am-le .iFe Eel %or,!oo, (A-ril 04)
.oial Media Ris, %or,!oo,
.oft #ontrols "nternal #ontrols Ris, Matri (Mar 0=)
Software hange (anagement !2eb "*$
Software ompliance & ?our 8rganiFationC Looing for a areer hange
.oft*are #om-liane Audit Program (7an 08)
Software ompliance AuditingC As An Auditor@
Software ompliance AuditingC Is ?our Number UpSoftware onHguration (anagement !'ord$
Software License ompliance Audit Program
Software Licensing !"/4"*$
Software Licensing ompliance
.olaris Release (.e- 08)
.olid %aste Audit Program (-df)
S8> *"* Audit ommittee heclist !Aug ";$
. 404 E-ense #le $uestionnaire (t 04)
S8> *"* I) 7eneral ontrols (atri+
. 404 Re&enue #le $uestionnaire (t 04). Based Ris, Program + 5otel "ndustr (Mar 06)
. #ode of Etis Eam-le (e! 06)
. #om-liane Auditing #e,list (t '00)
. #ontrol Ee-tion and Deien E&aluation %or,seet (A-r 06)
. De!t #le 2est of #ontrols (.)
. Em-loee Benets #ontrols (e! '011)
. Entit Le&el #ontrol Matri
. E-osure #alulations (De '010)
. inanial Re-orting 2est of #ontrols
. rame*or, for E&aluating Ee-tions (e! 06)
. "#$ Aounts Paa!le (.e- 04)
. "#$ Aounts Reei&a!le
. "#$ #as Dis!ursements + 2reasur (.e- 04)
. "#$ #redit < #olletion
. "nternal #ontrol .ales (t 04)
. "n&entor Management and Ris, #ontrols (7an '006)
. E-enditure #le Ris,s and #ontrols Matri (Manufaturing onern/.AP en&ironment/.) (04)
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S8> I) Audit Program !Apr ";$
S8> I) Section *"* Anti-2raud )ool !(arch ."//$
S8> (apping 2inancial Statements to ontrols )emplate !an ."";$
. Proess Doumentation orm (7ul 06)
. Proess *ners Re-resentation Letter (e! 08)
. Re&enue and Ris, #ontrols (7an '006)
S8> Revenue Process Audit Program !an ."";$
S8> Spreading )esting !(ar ";$
. .taJ "nternal #ontrol $tiliFation "#$ (t 04)
.-end Management Re&ie* (7ul 08)
.-end Management Re&ie*+Retail (9o& 0=)
.-orts De&elo-ment "#$ (7ul 06)
.-readseet Matri 2ool (9o& '010)
S5L Server (aster Audit Program
S5L Server Securit% Audit Program !Aug ";$
.taJ Administration (eneral) "#$ (t 04)
.taJ Planning "#$ (1'/1/03)
.taJ >tiliFation "#$ (1'/1/03)
.tandard Audit Program.tandard Doument Re;uest List + Lost Prots
.tandard Management Audit Programs (11)
.tandards for Business #ontrols :olI 1 eneral Business Proesses
.tandards for Business #ontrols :olI ' "2 Proesses
.tate of "o*a Audit Programs
.tationar .u--l Audit Program (01/04)
.tatistial .am-ling A--liation (August '011)
.timulus+#ertiation Reo&er At Re-orting Re;uirements (o&) (A-ril '00)
.timulus+#ertiation Re;uirement for Reei-t of und (o&) A-ril '00)
.to, Management (t 0=)
.tore Audit Program (Drugstore) (9o& 04)
.tore Audit Program+Parma (Aug 08)
.tore :isit 9on #onformit Re-ort (Ma 04)
.tores and .-are Parts Audit Program (t 04)
.tores Management (Aug '00=)
.trategi Asset Management "#$ (/1/03)
.trategi 2in,ing and :ision (Ma '011)
.tratiation Eam-le (9o& 04)
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.tudent Ati&it und Audit Program Pu!li .ools
.tudent #ounseling and .u--ort "#$
.u!mit 2ender Jer for .tore De&elo-ment (Aug 08)
.un .olaris Audit uide
.u-ermar,et Perisa!les Audit Program
.u--l #ain inane (9o& 08)
.urfae %ater Management (.%M) #om-liane (A-ril 04)
.ur&e on Proet Management of te De&elo-ment of "nformation .stems
.*ift Alliane #ontrol Assessment (Ma 06)
S%base =0(S Application-0aning !(ar "#$
S%base Securit% ontrols and Audit
S%base Server onHguration !Nov "#$
S%stem 99 Audit Program !'ord$ !pdf$
S%stem Access )esting 'orboo
S%stem Administration and 8perations !April "*$S%stem onversion and Reconciliation
S%stem =evelopment & (aintenance-0aning !(ar "#$
S%stem =evelopment and Program hange ontrol 7overnment !2eb ."/"$
S%stem =evelopment Life %cle Audit
S%stem =evelopment Proect Audit heclist
S%stem =evelopment Proect Audit Program !8ct "*$
S%stem =ispla% and Search 2acilit% Review
S%stem Implementation Audit
S%stems & omputer 1nvironment !8ct "*$
S%stems onversion4Implementation 0est PracticesS%stems =evelopment and Programming
S%stems (aintenance Audit Program !94/4":$
S%stems Software Audit Program
2
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)echnolog% ,elp =es Review !Apr ";$
2eleommuniations
)elecommunications AP7 !cellular & voicemail$
2eleommuniations Audit of East 2eas .tate >ni&ersit
2eleommuniations Audit Preliminar Program2eleommuniations Audit Preliminar .ur&e
2eleommuniations Audit .ummar Re-ort ++ Re&ised
2eleommuniations Billings and Aounts Reei&a!le
2eleommuniations #ustomer .atisfation .ur&e
2eleommuniations "#$
2eleommuniations -erational Audit Program
2ele-one E-enses Audit Program (t 04)
2ele-one "nformation
)elephone Usage !Aug .""3$
2em-orar Em-loee Audit Program2ender Management+#lu!s Ris, #ontrol Matri (to!er '010)
2ender Proedures (.e- 08)
2ender Proedures+Retail (9o& 0=)
2ender -roess Audit Program
test
2est for Andolasoft
2est for Audit -rogram from Admin side
2et!oo,s
2et!oo,s + .ools
2e Audit9etG Monogra- .eries easi!ilit .tud2e Audit9etG Monogra- .eries %or,-a-er Doumentation uide
2e Audit9etG uides .taJ Management Plan
2e Audit9etG Monogra- .eries AuditorHs uide to Asset Leasing raud Audit9et
2ird Part Administrator 5ealt #are Audit Program
2ird Part Administrator Medial #laims
2ird Part #laims Proessing Audit Program
2ird Part Portfolio Audit Program (De 06)
2ime < Attendane %or, Program (>ni&ersit) (.e- 06)
2ime and Attendane Audit Program (7une 06)
2ime Budget Eel %or,seet
2ime .aring -tion .u!sstem Re&ie*
2o- 10 Ris,s of 92 .
2o- .eret Audit Program (%ord) (-df)
2o- .eret :6I3 Audit Program (t 04)
2e Audit9etG Monogra- .eries Auditors and .eurities La* "ssue .eurities raud %at @ou 9eKno*
2e Audit9etG Monogra- .eries raud Ris, Assessment Matri >."9 25E RA>D R".K A..E..MR"D
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2ra,+"t Audit Program (A-r 0=)
2rade #om-liane #onguration Audit
2rade #reditors Audit Program (%ord)
2rade De!tors Audit Program (11/1/03)
2rade Reei&a!les2rading -erations Audit Program (%ord -df)
2raining < Eduation (7an '011)
2ransfer Priing (A-ril '011)
2rans-ortation < reigt (Mar '010)
2rans-ortation and reigt Audit Proedures
2ra&el
2ra&el + .ools
2ra&el and Business #onferene Audit Program
2ra&el and Entertainment E-enses (10/1/03)
2ra&el and Entertainment Ris, Assessment (Ma 0=)2ra&el and Entertainment 2est Matri (Ma 0=)
2ra&el and E-ense Reim!ursement Audit Program
2ra&el and E-ense Reim!ursement Audit Program (Ma 0=)
2ra&el Audit Program (o&ernment) (August 04)
2ra&el Program Audit
2ra&el Re&ie* Audit %or, Program
2ra&el .stems #e,list (A)
2reasur < "n&estment "nternal #ontrol Matri (e! 0=)
2reasur Aution Audit
2reasur Audit Program (.e- 0=)2reasur #ontrol Matri (e! '011)
2reasur De-artment Audit Program (01/04)
2reasur De-artment Reoniliation (01/04)
2reasur Management (Loal o&ernment) "#$ (t 04)
2reasur Management (t 0=)
2reasur Management and Merant .er&ies (Ban,ing)
2reasur Management "#$
2reasur Management "#$ (1= -ages) (Aug 06)
2reasur -erations (7ul '00)
2reasur -erations oreign Eange Audit Program
2reasur Preliminar #ontrols Assessment $uestionnaire
2rou!led Asset Relief Program 2ARP #om-liane (7ul '010)
2rust De-artment Audit Program
2rut in Lending At #om-liane Eamination Proedures (Deem!er '01')
2rut in .a&ings At (2".A) #om-liane Re;uirements and Eamination Proedures
2. nline .er&ies
2uition Reim!ursement Audit Program (7ul '004)
>niform uide for "nitial Re&ie* of A+133 Audit Re-orts (/1/03)
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>nit 2rust 9e* Business Audit Program (.out Afria) (%ord) (-df)
>nit 2rust Re-urases Audit Program (.out Afria) (%ord) (-df)
Uni+ Audit Program
UNI> Audit Script
Uni+ onHguration 5uestions !August "*$UNI> 8perating S%stem Securit% Review
Uni+ Securit%
UNI> Securit% heclist
Uni+ Securit% 7uide
UNI> Servers AP7 !an ."";$
Uni+ S%stem 5uestions !August "*$
Uni+ S%stem Services
UNI> 'or Program !"/4"*$
>n-aid Bills (A-ril '011)
>9>M Reinsurane 2reat ile Audit Program (Ma 04)>se of #ontrat and Agen .taJ "#$ (1'/1/03)
>sing a .er&ie Entit #e,list (9o& 04)
>sing te %or, of "nternal Auditors #e,list (.e- 04)
:A2 Audit %or, Program
JA>4J(S
JA>-J(S S%stems
:eile Aution End of Lease #arges Audit Program
:eile >tiliFation (7une 0=)
:ending + .ales < Reei-ting #e,list (9o& 06)
:endor Audit #e,list + Energ "ndustr (7ul 04):endor Audit Proedures+ Energ "ndustr (7ul 04)
:endor Audit Program + Energ "ndustr (7ul 04)
:endor ile :alidit Audit Program (%ord) PD
:endor Re&ie* Audit Program (7ul 06)
:iolations and .eurit Ati&it Re-orts
:irtual Pri&ate 9et*or, Audit Program (7an '006)
Jirtual Private Networ Review !(ar ";$
Jirus =etection Audit Program
Jirus Protection & ompliance !"/4"*$
Jiruses =etection and Prevention Audit Program
Jiruses Polic% 1+ample !"/4"*$
JISA ISP Securit% Audit Procedures and Reporting
JISA ISP Self-Assessment 5uestionnaire
Jisual 0asic ontrols
J( 8perating S%stem Review
J(40atch Review
J(4Secure Review
Joice Response Unit !Aug ";$
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Joice Response Unit Audit Program !'ord$
:ote Buing (o&ernment) "#$ (7une 04)
:.E/.P Re&ie*
%ages and .alaries (Aug '00=)
%areouse Audit Program%areouse Management (%ord) (-df)
%areouse -erations Audit Program (%ord)
%areouse .tandard Audit Program+#ement (Asia) (A-r 08)
%areousing and .torage #e,list
%ater .arit "#$
'eb Applications =ue =iligence !Sep "*$
'eb 0ased Application =evelopment Audit Program - 7ov !an "6$
'eb Securit% 7uide
'eb Server Audit Program !'ord$ !pdf$
'eb Site 0uilding and (aintenance !Nov ";$'eb Site (anagement
'eb-0ased 2orensicsC AuditNet 7uide and Introduction !April ."//$
'ebsite Audit Program !0aning$ !8ct .""6$
%eigted A&erage "n&entor :aluation #alulation %or,seet (Mar '010)
%istleBlo*er 2ra,ing Re-ort (A-ril '013)
%istle!lo*er :endor Program Re&ie* (.e- 08)
%istle!lo*ing "#$ (.e- 04)
%olesaler #arge Ba,s Audit Program
'indows .""" Audit Program
'indows .""" heclist-0aning !Apr "#$'indows .""" Ris (atri+ !Aug ";$
'indows Active =irector% !Nov .""9$
'indows N) .""" Audit Program !Sep "*$
'indows N) *
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'ireless LAN Review !64/4":$
'ireless Networing
%or,ing #a-ital Management Audit Program (7une 04)
%riting Essentials 2ool Matri (to!er '010) Eel :ersion
%riting Essentials 2ool,it for Auditors (to!er '010) PD &ersion@ou DonHt .tand a ost of a #ane + r? Do @ouO
-erating .stem Audit
Ftest audit -rogram
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