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HYPERPHENYLALANINEMIA AND MENTAL RETARDATION THE EFFECTS OF A HIGH MATERNAL PHENYLALANINE BLOOD CONCENTRATION ON MOUSE OFFSPRING i APPROVED* ,•1 i• /. j, 1 Majo^' Professor T Minor Professor / Dean of the School cgF Equation Dean of the Graduate School

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Page 1: HYPERPHENYLALANINEMIA AND MENTAL RETARDATION i/67531/metadc... · HYPERPHENYLALANINEMIA AND MENTAL RETARDATION THE EFFECTS OF A HIGH MATERNAL PHENYLALANINE ... Apparatus Procedure

HYPERPHENYLALANINEMIA AND MENTAL RETARDATION

THE EFFECTS OF A HIGH MATERNAL PHENYLALANINE

BLOOD CONCENTRATION ON MOUSE OFFSPRING

i

APPROVED*

,•1 i• /. j,1

Majo^' Professor T

Minor Professor /

Dean of the School cgF Equation

Dean of the Graduate School

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HYPERPHENYLALANINEMIA AND MENTA'L RETARDATION i

THE EFFECTS OF A HIGH MATERNAL PHENYLALANINE

BLOOD CONCENTRATION ON MOUSE OFFSPRING

THESIS

Presented to the Graduate Council of the

North Texas State University in Partial

Fulfillment of the Requirements

For the Degree of

MASTER OF ARTS

By

Stephen A. Mozara, Jr., B, A,

Dentoni Texas

January, 1970

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TABLE OF CONTENTS

Page

LIST OF TABLES iv

Chapter

I. INTRODUCTION v

II. METHOD 17

Subjects Apparatus Procedure Intubations

III, RESULTS 24

IV. DISCUSSION 29

V. SUMMARY AND RECOMMENDATIONS 38

Summary

Recommendations

APPENDIX ^

BIBLIOGRAPHY

iii

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LIST OF TABLES

Table Page

I, Total Percent of Surviving Offspring in Each Group . . . . . . . . . . 2k

II. Percentages and Levels of Significance Between C and E Groups . . . . . . . . . 2?5

III. Percentage and Levels of Significance

Between E and E Groups . • • 26

IV. Group Mean Maze Errors Per Day 26

V. Group Mean Maze Transit Time Per Day in Seconds • .27

iv

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CHAPTER I

INTRODUCTION

Researchers have found that the mental deficiency of

phenylketonuria in children can be prevented or favorably

modified if a special low-phenylalanine diet is started

early in life (26). Clinical findings have shown that this

restricted diet can be terminated at approximately age five

without any adverse effects even though the child continues

to have an abnormal metabolism (21, 26), However, recent

evidence of intrauterine retardation in offspring of phenyl-

ketonurias raises the question of whether or not the restrict-

ed diet should be re-established when a phenylketonuria mother

becomes pregnant (31, 32). The congenital retardation is

not the result of a genetic factor because the^ damaged chil-

dren in question are not genotypically phenylketonuria, It

is thought by Mabry that the abnormal maternal phenylalanine

metabolism has a direct in utero effect on the growing fetus (32)

In effect, this can be much worse than the child's inherit-

ing phenylketonuria because with phenylketonuria he can be

put on a therapeutic diet and the retardation arrested. It

has been found that with intrauterine retardation the damage

is inevitable and the child is born irreversibly retarded (^2),

This study was concerned with setting up a similar

situation wherein pregnant mice had an abnormally high

1

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phenylalanine metabolism. Through physical and intellec-

tual assessment of their offspring, it would then be possible

to determine what effects the abnormal metabolism had during

pregnancy and whether or not a restricted diet need be re-

sumed at that time.

In order to better understand the present problems fac-

ing these treated phenylketonuria females, a review of the

history, dynamics, clinical course, and treatment of phenyl-

ketonuria is appropriate. In the early 1930's the Norwegian

physician and biochemist Ashborn Foiling was confronted with

two mentally retarded children who produced a strange odor (7),

Upon examining the children, Foiling discovered that the

urine of both reacted with ferric chloride to produce an

unusual green color. He was able to prove that this color

was due to the presence of phenylpyruvic acid, which he

crystallized in pure form from the urine sample. The strange

odor was found by Foiling to be linked with phenylacetate.

This same ferric chloride test and subsequent modifications

paved the way for present-day early detection and treatment

of phenylketonuria (7),

As news spread of the newly discovered "Polling's Dis-

ease," as it was called, screening programs were initiated

in institutions for the mentally retarded. These programs

resulted in incidence rates, genetic etiology, clinical

course, and eventual mapping out of the metabolic error (22).

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The name phenylketonuria was suggested because phenyl-

pyruvic acid, the substance responsible for the green color

reaction with ferric chloride in the urine, is a phenylke-

tone (38)* The disorder has also been known as phenylpyru-

vic oligophrenia. Clinical usage, however, has allowed for

its rather lengthy name to be abbreviated simply as PKU.

This abbreviation will be used throughout the remainder of

this text.

Through screening programs it has been found that PKU

occurs in one-half to one percent of all institutionalized

mental defectives. From these results it has been estimated

that the disorder occurs once in every 20,000 to 40,000 live

births (22, 1), More extensive testing of blood phenylalanine

levels of new born babies in the United States implies that

the incidence approaches one in 10,000 live births (17),

Both sexes are equally affected, and all races tend to be

involved, although incidence is higher in Europeans (22)

and lower in Ashkenazi Jews (8) and Negroes.

It was early recognized that PKU was of, genetic origin

for the following reasons» It often involved more than one

child in the family1 the parents were normal, and approxi-

mately one in four children in the involved family had the

disorder (15). This information led to the conclusion that

PKU was inherited by a simple autosomal, recessive gene.

Thus, for each pregnancy of a couple heterozygous for the

PKU gene, there is a one in four chance that the child will

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be PKU and a three in four chance of a phenotypically normal

child.

Langdellf a researcher in the area, referred to PKU as

a paradigm of the concept of a twisted mind from a twisted

molecule. He stated that

As a recessively inherited disease (not sex-linked), phenylketonuria occurs only if a baby inherits from each parent a "twisted" DNA (deoxynucleic acid) mole-cule that has one segment (gene) with disruption of the four amino acids that record the genetic code. Because of this defect, the DNA molecule produces an RNA (ribonucleic acid) that lacks the proper code message to form the enzyme, phenylalanine hydroxylase, that normally converts the essential amino acid phenylalanine to tyrosine in the liver. This chemical blockage dams up the normal metabolic flow, causing a rising tide of phenylalanine in the bloodstream that reaches abnor-mal levels 20 times the normal limit of 2 mg./100ml. A metabolite, phenypyruvic acid, "spills over" the kidney threshold into the urine after the serum pheny-lalanine level reaches 10 to 15 mg./lOO ml. (29, p. &9).

This "spilled over" phenylpyruvic acid is the same metabolite

that Foiling discovered in the urine samples of the two

mentally retarded Norwegian children, and it is the same

metabolite which led to the mapping out of the metabolic

error.

A point to be emphasized is that phenylalanine is an

essential amino acid. Amino acids make up proteins and

nearly all foods supply protein containing five per cent

phenylalaninej hence, a child who inherits PKU, although

normal at birth, will rapidly begin to build up a high pheny-

lalanine blood level due to the ingestion of milk, the basic

diet of all infants, which is high in protein.

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Researchers believed that the continued high level of

phenylalanine or its related metabolites was responsible

directly or indirectly for the mental retardation. In 1953

dietary treatments low in phenylalanine were first described

(4, 45, 2). These diets have since proven to be adequate

in controlling the phenylalanine blood concentration and

result in a physically and mentally normal child (9, 21, 26).

Although the exact mechanism responsible for the ad-

verse effects of elevated levels of phenylalanine or abnormal

metabolites of phenylalanine metabolism has not been clari-

fied, a number of facts have emerged. Experimental evidence .

(18, 13, 35, 39) reveals an inhibitory effect on enzymen

systems active in significant metabolic and transport pro-

cesses. Serotonin, a most important neurohormone, and its

products are known to be inhibited in untreated PKU patients

and can be normalized under therapeutic dietary control (37).

In addition, there has been shown to be a failure or loss

of myelinatiort in about a third of PKU patients examined

histologically (11). On the other hand, there has been an

occasional case of untreated PKU reported without adverse

effects. This has served to point out the many yet unanswered

questions concerning the biochemical dynamic of this abnor-

mality.

The untreated PKU patient is born apparently normalj

then he begins to show retardation early in life, A subtle

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change may be noticed at about three or four months of age•

Apathy is evident and development is slowed down or arrest-

ed until by two or three years of age most are in the severe-

ly retarded range of intelligence. Ninety per cent of the

known untreated cases have fallen into this bracket (22, 36).

Irritable behavior, convulsion seizures, and abnormal elec-

troencephalograms have been frequent. Other signs have in-

cluded a positive Babinski, ankle clonus, eczema, the musty

odor of phenylacetate, and the characteristic pale skin,

bleached hair, and blue eyes resulting from disturbed tyro-

sine metabolism that interferes with the formation of melanin

pigmentation.

For untreated PKU children the average age for sitting

alone is from twelve to fifteen months 1 the average age for

walking is two and one-half years, for talking three and one-

half years. Some never learn to walk, and many never learn

to talk.

Two basic tests are used for screening infants, urine

tests and blood tests. Urine tests include the Ferric Chlor-

ide Test Tube Test (15)» Ferric Chloride Diaper Test (6),

Phenistic (R) Test (40), and the Dinitrophenylhydrazine

Test Tube Test (39)* The Ferric Chloride Test Tube Test is

the oldest, best known, and tnost widely used of any of the urine

tests for PKU. The Dinitrophenylhydrazine Test Tube Test

is the most sensitive and reliable of the urine tests but

is prohibitively expensive and difficult. The Guthrie

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Inhibition Assay Test is the major blood test used (16). It

is a simple and inexpensive test and can be performed in

large volume. Blood tests are preferred over urine tests

for one major reason. For phenylpyruvic acid to be present

in the urine and result in a positive ferric chloride test,

the phenylalanine blood level must exceed renal threshold.

By the time this level is attained, neural damage can already

have taken place. On the other hand, the blood test can

detect an abnormal phenylalanine level in the blood before

it builds up to renal threshold and is capable of beginning

neural damage.

If screening tests show positive three consecutive times,

then quantitative serum phenylalanine determinations are used

for final confirmation and clinical care (16). These various

methods (3, 19, 20, 28, 33) are too complex for description

here.

With final confirmation of PKU it is recommended that

the child be put on the therapeutic diet as early as possible,

because the greatest damage tends to take place in the first

months of life (32). Knox (26) has calculated that an aver-

age of half an I.Q. point is lost each week that treatment

is delayed within the first three years of life. Older pa-

tients have to be considered individually, but it has been

found that the diet can lead to limited intellectual, emotion-

al, and physical improvement even in these progressed cases (10).

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8

All low-phenylalanine diets are based on synthetic

foods which provide all the essential amino acids excluding

phenylalanine. This material is commercially produced by

hydrolysing milk casein and removing phenylalanine by fil-

tration. Other amino acids removed in the processing must

be replaced. It is then fortified through activated char-

coal.

The aim of this diet is to lower the blood phenylalanine

from the abnormally high levels caused by the disease to

near-normal levels while promoting normal body growth by

providing the essentials for good nutrition. However, this

diet is so low in phenylalanine that it must be supplemented

with carbohydrates, oil, minerals, and vitamins. Otherwise,

i fiere would be poor growth and a paradoxical rise in serum

phenylalanine due to catabolism of body protein.

Low-phenylalanine products available in Europe include

Cymogren (12) and Minafen (34). In the United States Lo-

fenalac (30) has replaced Ketonil (25). Dietary tables ac-

companying these products enable maintenance of near-normal

phenylalanine levels. In addition, repeated blood tests are

needed to guide adjustment of this diet.

Presently, scattered experiences have indicated that

children over three have maintained their I.Q.'s upon termin-

ation of the diet. Although the majority of researchers

feel that age four is a safe time for discontinuing the diet,

some believe that termination should not occur until adoles-

cence (27, 5).

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In addition, recent evidence (31) suggests that treated

PKU females who are desirous of pregnancy may have to return

to their low-phenylalanine diet during the entire pregnancy.

This particular idea is beginning to receive added attention

and is felt to have been associated with many unexplained

cases of mental retardation which might have been prevented.

In support of this concept Mabry (32, p. 5) reported

the incidence of three PKU mothers giving birth to children

who were not genetically PKU, but who were, nevertheless,

mentally retarded. He felt that "this observation supports

the concept that a high blood phenylalanine level.in the preg-

nant woman causes irreparable damage to the otherwise normal

brain of her unborn child."

Stevenson (42) gave an account of two PKU sisters on

non-restricted diets whose pregnancies had resulted in six-

teen spontaneous abortions, six offspring who died in in-

fancy, and four presently surviving children. He stated that

3-11 live births to these females had varying combinations

of premature birth weights, microcephaly, cardiac defect,

mental and physical retardation, dislocated hips#and stra-

bismus. He emphasized that none of these children had PKU,

^ Numerous observations (14, 21, 24, 26) have shown that

before birth and the early months of life are the most vul-

nerable period for the brain. These observations aid in

understanding why the PKU child*s brain is not damaged when

he is taken off the therapeutic diet at approximately age

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10

five. That is to say that even though the child's phenylala-

nine blood concentration returns to its previously harmful

levels upon termination of the diet, there is no neurologi-

cal damage evidenced because the brain has passed its vul-

nerable growth period,

Kerr and his colleagues (2*0 have recently demonstrated

that amino acids are actively transported across the mammal-

ian placenta. In addition, he found that the concentrations

in fetal blood are higher than the maternal concentrations.

Kang and Paine (23) found that pregnant; women heterozy-

gous for PKU had a higher blood phenylalanine concentration

than both normal pregnant and non-pregnant PKU heterozygote

controls. Mabry (32) felt this evidence enough to suggest

the possibility that the normal placental process might mag-

nify the maternal biochemical error and produce an even more

profound disturbance in the fetus.

Mabry emphasized that all these observations supported

the concept of transplacental hyperphenylalaninemia-induced

brain damage. He stressed this by statingj

When family studies, experimental data and gene-tic information described above are considered as a whole, we are led to believe.that the phenyketonuric mother's hyperphenylalanmemia and related plasma alter-ations damage the brain of her otherwise normal fetus and that maternal phenylketonuria is causing a clinical-ly significant number of retarded children. An immedi-ate implication is that this form of mental retardation is avoidable, either by prevention of the pregnancy or by induction of a lowered blood phenylalanine con-centration during gestation (32, p. 1336) ,

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11

Although a number of researchers (41, 44) have simulated

PKU in animals through dietary manipulation and injection of

phenylalanine, nearly all of this was induced after birth.

There has been little work in the area of simulating a situ-

ation wherein intrauterine effects could be studied.

The one related study, to date, was performed by Thomp-

son and Kano (43). Through dietary manipulation a hyper-

phenylalaninemia situation was induced in pregnant female

rats, and offspring were evaluated. No significant physical

or intellectual deficits were observed; however, the authors

noted a temperament or emotional difference between the con-

trol and experimental groups. They concluded that there was

an emotional change but not an intellectual one. •

Considering the lack of research in this area and its

importance in the field of mental retardation and learning,

it was the purpose of this study to simulate a situation of

PKU in pregnant mice in order to study the physical and in-

tellectual difference between offspring of pregnant mice

intubated with a solution of phenylalanine and offspring

of pregnant mice intubated with a placebo. Fetal and post-

partum deaths were utilized as physical measures while learn-

ing ability in a maze was used as an intellectual measure.

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12

The assumption was made that a high maternal phenylala-

nine blood concentration in mice would lead to significantly

more physica-l and intellectual abnormalities than in the off-

spring of mice having a normal maternal phenylalanine blood

concentration. Having made the assumptions that phenylala-r

nine is in a solution, that such a solution can cross the

placental barrier to cause intrauterine growth retardation,

and that the earlier in pregnancy that the transport takes

place, the greater the retardation effect, the following

hypotheses were assumed.

1. Offspring of pregnant mice intubated with a pheny-

lalanine solution will show a signigicantly higher incidence

of morbidity and/or mortality than those offspring of preg-

nant mice intubated with a placebo.

2. Offspring of pregnant mice intubated with a pheny-

lalanine solution will perform significantly less adequately

in a learning situation than will offspring of pregnant mice

intubated with a placebo.

3. Offspring of pregnant mice intubated with a pheny-

lalanine solution early in pregnancy will show a signifi-

cantly greater physical and intellectual deficit than off-

spring of pregnant mice intubated with a phenylalanine so-

lution late in pregnancy.

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CHAPTER BIBLIOGRAPHY

1. Armstrong, M, D. and N. L, Low, "Phenylketonuria VIII. Relation Between Age, Serum Phenylalanine Level, and Phenylpuruvic Acid Excretion," Proceedings of the So-ciety for Experimental Biology and Medicine, XCIV (January, 1957). I W - l C

2. Armstrong, M. E. and F. H. Tyler, "Studies on Phenyl-ketonuria I, Restricted Phenylalanine Intake in Phenylketonuria," Journal of Clinical Investment, XXXIV (March, 1955), 565-580.

3. Berry, H. K., "Paper Chromotographic Method for Estima-tion of Phenylalanine," Proceedings of the Society for Experimental Biology and MedicineT XCV (May. 1957). 71-73.

4. Bickel, H,, J. Gerrard, and E. M. Hickmans, "Influence of Phenylalanine Intake on Phenylketonuria," Lancet. II, (October 17, 1953), 812-813.

5# Bickel, H., Chapter in Phenylketonuria, edited by Frank Lyman and Charles C. Thomas, Springfield, 111., 1963.

6. Centerwall, W, R,, R. F. Chinnock, and A, Pusavat, "Phenyl-ketonuria! Screening Programs and Testing Methods," American Journal of Public Health. L (November, i960), 1667-1677.

7. Centerwall, W. R. and S. A. Centerwall, "Phenylketonuria (Foiling*s Disease)! The Story of its Discovery," Journal of the History of Medicine and Allied Sciences. XVI (July, 1951), 292-295.

8. Centerwall, W. R. and C. A. Neff, "A Case Report of Children of Jewish Ancestry," Archives of Pediatrics. LXXVIII (October, 1961), 3 7 9 - 3 ^

9. Centerwall, W. R., S. A. Centerwall, V. Armon, and L. B. Mann, "Phenylketonuria II1 Results of Treatment of Infants and Young Children, A Report of Ten Cases," Journal of Pediatrics. LIX (July, 1961), 102-118.

10. Clader, D• E,, "Accelerated Intellectual Growth and Per sonality Development as Seen in Phenylketonuria Sub-jects during Medical Treatment," American Journal of Mental Deficiency. LXII (November, 1957), 538-5^2.

1 1

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14

11. Crome, L, and C. M, B. Pare, "Phenylketonuria! A Re-view and Report of the Pathological Findings in it-Cases,M Journal of Mental Science. GVI (April, i 9 6 0 ) , 8 6 2 - 8 6 3 ,

12. CymogramR. Allen and Hanbury's Ltd., Bethnal Green, London, E. 1 , England.

13. Davison, A. N. and M. Sandler, "Inhibition of 5-Hydroxy-tryptophan Decarboxylase by Phenlalanine Metabolites," Nature, (London), CLXXXI (January 18, 1958), 186-187.

14. Davison, A, N. and J. Dobbins, "Myelination as a Vulner-able Period in Brain Devilopment," British Medical Bulletin. XXII (January, 1 9 6 6 ) , 4o -W7^

15. Foiling, A., "Phenylpyruvic Acid as a Metabolic Anomaly in Connection with Imbecility," Nord. Med. TIDSKR.. XIII (March, 193*0. 1054-1059. "

16. Guthrie, R. and A. Susi, "A Simple Phenylalanine Method in Large Populations of Newborn Infants," Pediatrics. XXXII (September, 1 9 6 3 ) , 3 3 8 - 3 4 3 . 1

17. Guthrie, R. and S. Whitney, "Phenylketonuria, Detection in the Newborn Infant as a Routine Hospital Procedure," Children's Bureau Publication. No. 4.19, U. S. De-partment of Health, Education, and Welfare, Washing-toft, D. C., 20201, 1964,

18. Hanson, A., "Inhibition of Brain Glutamic Acid Decar-boxylase by Phenylalanine Metabolites," Naturwis-senschaft , VL (October, 1958), 423.

19» Henry, R . J . , C , Sobel, and N. Chiamori, "Method for Determination of Serum Phenylalanine with Use of the Kapeller-Adler Reaction," American Medical Associ-ation Journal of Children. VIC 60^-608•

20, J, B., G. K. Summer, M. W. Pender, and Norris 0» Roszel, "An Automated Procedure for Blood Phenyla-lanine," Clinical Chemistry. XI (May, 1 9 6 5 ) , 541-546.

21. Horner, F. A. and C. W. Streamer, "Effect of a Pheny-lalanine—Restricted Diet on Patients with Phenyl-ketonuria! Clinical Observations in Three Cases," Journal of the American Medical Association, CLXT (August, 1956T 1628-1630"

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15

22. Jervis, G. A., "Phenylpyruvic Oligophrenia! Introduc-tory Study of 50 Cases of Mental Deficiency Asso-ciated with Excretion of Phenylpyruvic Acid," Archives of Neurology and Psychiatry. XXXVIII (November, 1937), 944-963.

2 3 . Kang, E. and R, S. Paine, "Elevation of Plasma Pheny-lalanine Levels During Pregnancies of Women Hetero-zygous for Phenylketonuria," Journal of Pediatrics. LXIII (August, 1963),283-289.

24. Kerr, G. R. and H, A, Waisman, "Phenylalanine! Trans-placental Concentrations in Rhesus Monkeys," Science, CLI (May, 1 9 6 5 ) , 6 8 5 - 6 9 5 .

R 25. Ketonil . Merck, Sharp and Dohme, Philadelphia, Pa.

26. Knox, W. E., "An Evaluation of the Treatment of Phenyl-ketonuria with Diets Low in Phenylalanine," Pediatrics. XXVI (July, I960), 1-11.

27. Koch, R., K. Fishier, S. Schild, and N. Ragsdale, "Clini-cal Aspects of Phenylketonuria," Mental Retardation. II (February, 1964), 47-5*1-.

28. LaDu, B. N. and P. J, Michael, "An Enzymatic Spectro-photometry Method for the Determination of Pheny-lalanine in Blood," Journal of Laboratory and Clini-cal Medicine. LV (March, I 9 6 0 T , 491-496.

29. Langdell, John I., "Phenylketonuria! Childhood and Adolescence," Current Psychiatric Therapies. V (Annual Publication, 1965), 49-56.

R " 30. Lofenalac . Mead Johnson and Company, Evansville, Ind.

31. Mabry, C. C., J, C. Denniston, T. L. Nelson, and C. D. Son, "Maternal Phenylketonuria! A Cause of Mental ' Retardation in Children Without the Metabolic Defect," New England Journal of Medicine. CCLXIX (December, 1963). 1404-1408.

32. Mabry, C. C., J. C. Denniston, and J. G„ Caldwell, Mental Retardation in Children of Phenylketonuria Mothers," New England J ournal of Medicine. CCLXXV (December, 1 9 6 6 ) , 1331-1336.

33• McCaman, M. W. and E. Robins, "Fluorimetric Method for the Determination of Phenylalanine in Serum," Jour-

j u r a t o r y and Clinical Medicine. LIX (MayT"

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16

R 34. Mjnafen » Trufood Ltd., 113 Newington Causeway, London,

S. E. I., England.

35. Neame, K, D,, "Phenylalanine as Inhibitor of Transpost of Amino Acid in Brain," Nature (London), CIIIVC (October, 1961), 173-174.

36 . Paine, R, S. "The Variability in Manifestations of Untreated Patients with Phenylketonuria (Phenylpy-ruvic Aciduria)," Pediatrics, XX (August, 1957)» 290-302.

37• Pare, C. M. B., M. Sandler, and R. S, Stacey, "Decreased 5-Hydroxytryptophan Decarboxylase Activity in Phenyl-ketonuria," Lancet, II (November, 1958), 1099-H01.

38 . Penrose, L. S,, "Inheritance of Phenylpyruvic Amentia (Phenylketonuria)," Lancet, II (July, 1935), 192-19*f.

39# Penrose, L. A. and J, H. Quastel, "Metabolic Studies On Phenylketonuria," Biochemical Journal. XXXI (February, 1937)» 266-274.

R 40. Phenistix . Ames Company, Inc., Elkhart, Ind.

41. Polidora? V. J., D.E. Boggs, and H. A. Waisman, "A Behavioral Deficit Associated with Phenylketonuria in Rats," Proceedings of the Society for Experimental Biology and Medicine. CXIII (September, 1 9 6 3 ) , 817-820.

42. Stevenson, R. E. and C. C. Huntley, "Congenital Mal-formations in Offspring of Phenylketonuria Mothers," Pediatrics. XL (July, 1967), 33-45,

43. Thompson, W. R. and K. Kano, "Effects on Rat Offspring of Maternal Phenylalanine Diet During Pregnancy," Journal of Psychiatric Research. Ill (Mav. I960. 91-98.

4^. Waisman, H. A. and H. P. Harlow, "Experimental Phenyl-ketonuria in Infant Monkeys," Science. CIIIL (Febru-ary, 1965)1 6 8 5 - 6 9 5 .

45. Woolf, L. I., R. Griffiths, and A. Moncrieff, "Treat-ment of Phenylketonuria with a Diet Low in Pheny-lalanine," British Medical Journal. I (January, 1955)» 56-64.

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CHAPTER II

METHOD

Subjects

Breeding stock consisted of sixty naive mice of the

colony C 57 BI/6J from the Jackson Memorial Laboratories.

All mice were four months old at breeding. The resulting

offspring, which made up the experimental and control groups#

numbered one hundred and forty. These were tested at six

months of age. This particular strain was selected because

it has been found to be generally resistant to the effects

of phenylalanine and therefore does not bias the results in t

studies utilizing this amino acid. All subjects were main-

tained on ad libitum food and water.

Apparatus

A four-unit, water-filled, T maze was employed. The

maze was similar in design to one used by Biel (1) for rats

but was scaled down to accommodate mice (see Appendix).

Construction of the maze was designed to conform to the

dimensions of an unpainted stainless steel tank, 18" long,

14" wide, and 14" deep. The 14"-high walls of the maze proper

were constructed of eighteen—gauge galvanized sheet metal and

were left unpainted. The goal consisted of an 8"-long wire

ramp which ascended at a 45° angle to a wire platform 2" wide

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18

Water depth was 7", preventing subjects from touching

the bottom, and the walls were slippery enough to prevent

resting. Water temperature was held at a constant 15 centi-

grade as a means of motivation. Also held constant were room

temperature, lighting and sound. A standard stopwatch was

used to time runs.

Procedure

Breeding was commenced by placing two females with one

male per cage. Daily pregnancy tests were made at 9:00 A.M.

This was found by a pilot study to be the optimal time for

detection of vaginal or coital plugs. The vaginal plug method,

one of the most reliable, according to Rugh (2), consists of

observing for the occurrence of dried mucous formation at the

opening of the vagina, in addition to local swelling and red-

dening. The plug must be sought within a few hours of forma-

tion because it soon dried out and crumbles and'can-be torn

down by urination.

Upon detection of pregnancy, each female was randomly

assigned to an Early, Middle or Late Pregnancy Experimental

or an Early, Middle or Late Pregnancy Control group and

placed in an individual cage to await daily intubation. Sub-

jects remained in these individual cages until the pregnancy

came to term.

At partruition the offspring were counted and observed

for morbidity, then left with their mothers until weaning at

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19

•three weeks of age. All efforts were exercised to avoid

excessive handling of the pups since this could have led

to their destruction by the mother.

At four weeks of age the pups were isolated to prevent

mating. Males were caged individually, and females were i)

placed two to a cage.

All subjects were checked daily for physical progress

and activity level until maze testing began at six months

of age. A pilot study showed this age to possess sufficient

strength for the swimming task.

The first day of maze activity began with each mouse

receiving three training trials in the 18" straight channel.

This consisted of placing the mouse at the end of the straight

channel opposite the exit ramp and timing him to assess swim-

ming ability. An additional purpose was to familiarize the

subjects with swimming in a straight channel. A guillotine

door closed off the remaining channels.

Actual maze transit was begun on the second day and

continued for a total of eight days, A maze transit run

consisted of placing an individual subject in the end of the

start channel with his head facing in the correct direction.

Timing began the moment he touched the water and was stopped

the moment his forepaws touched the exit ramp. Each mouse

was allowed three minutes to reach the goal. In the event

the subject could not complete the maze in three minutes,

he was guided through to the goal with a glass pestla As

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20

soon as he reached the ramp and climbed to the platform, each

subject was dried with a clean laboratory towel and placed in

his individual cage. All subjects received three trials per

day for eight days. With each trial, maze transit time and

number of errors were recorded. An error was the entry of

the complete body into a cul. Throughout testing only one

mouse at a time was allowed in the maze.

Intubations

Intubations were performed with a one-cubic-centimeter

tuberculin syringe fitted with an 18-gauge needle. Fastened

over the tip of the needle was a three-inch section of #190

Intramedic Polyethyline Tubing.

A table-mounted wire triangle with a one-inch base and

five-inch sides was employed to assist in keeping the mouse's

mouth open as the tube was inserted into its esophagus. The

phenylalanine was then introduced into the stomach for

absorption, by depressing the plunger in the syringe.

All intubation dosages of the experimental amino acids,

DL phenylalanine, were made according to the ratio suggested

by Schalosk and Klopfer (3). This suggested ratio of three

grams DL phenylalanine per kilogram of body weight resulted

in an intubation dosage of .18 milliliter of phenylalanine

solution. The phenylalanine solution was prepared as follows!

five grams of DL phenylalanine were added to 100 milliliters

of sterile physiological saline (isotonic sodium chloride

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21

the solutions were clear. Intubations were administered

at 40° centigrade,

A standard intubation procedure was carried out for

all subjects^ in that all experimental subjects received .18

milliliters of DL phenylalanine solution and all control

subjects received ,18 milliliters of sterile physiological

saline. Extreme caution was exercised in seeing that all

subjects were handled in the same way throughout intubation

and that the only treatment differential was what was being

intubated and not how, or the amount.

The intubation schedule according to groups was as

follows»

The Early pregnancy groups (both experimental and con-

trol) received their first intubation on the seventh day of

pregnancy. These constituted the 1?E and 1?C groups respec-

tively, They then received one intubation per day every day

thereafter until partuition.

The Middle pregnancy groups (both experimental and con-

trol) received their first intubation on the twelfth day

of pregnancy. These constituted the 12E and 12C groups,

respectively. They then received one intubation per day

every day thereafter until parturition.

The Late pregnancy groups (both experimental and con-

trol) received their first intubation on the seventeenth

day of pregnancy. These constituted the 7E and ?C groups,

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22

respectively. They then received one intubation per day

every day thereafter until partuition.

Attempt was made to hold the variables of time, tempera-

ture, place, and sound constant throughout intubations.

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CHAPTER BIBLIOGRAPHY

1. Biel, William C,, "Early Age Differences in Maze Per-formance in the Albino Rat," Journal of Genetic Psy-chology . LVI (June, 19^0), 439-^53.

2. Rugh, Roberts, Laboratory Manual of Vertebrate Embry-ology, Minneapolis, Minn., Burgess Publishing Company, 19^1-1961.

3. Schalock, R. L. and F. D. Klopfer, "Phenylketonuria! Enduring Behavioral Deficits in Phenylketonuria Rats," Science. CLV (February, 196?)» 1033-1035*

23

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CHAPTER III

RESULTS

In an attempt to measure the effects of certain mater-

nal amino acid levels on the developing mouse fetus, thirty-

six female mice were administered DL phenylalanine at various

stages of pregnancy.

Table I represents the mortality rates of all offspring

of the thirty-six subjects as observed from birth to ten days

following birth.

TABLE I

TOTAL PERCENT OF SURVIVING OFFSPRING IN EACH GROUP

Group 17C 17E 12C 12E 7C 7E

93% 100% 100% 50% 97% 27%

The similarity of all control groups indicates no sig-

nificant effects owing to intubation of a placebo. In addi-

tion, the similarity of the Late Pregnancy Experimental

Group (17E) to its matched Control Group (17C) indicates no

significant effects owing to the experimental treatment. How-

ever, it is clearly shown that the Middle Pregnancy Experi-

mental Group (12E) and Early Pregnancy Experimental Group (7E)

experienced a treatment effect.

24

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25

A t test for differences between proportions was used

to determine the significance of differences between the con-

trol and experimental groups at each level. Table II con-

tains the results of these tests,

TABLE II

PERCENTAGES AND LEVELS OF SIGNIFICANCE BETWEEN C AND E GROUPS

Groups Percent Survivors N t df P

17C 17E

93 100

28 30

1.36 56 P=.l

12C 12E

I

O

O O

30 15 ^3 P=,001

7C 7E

97 27

29 8 5.51 35 P=.001

It can be seen in Table II that no significant differ-

ence was found between 1?E and 1?C groups. On the other

hand, a high degree of significance is found between both

12E and 12C and between 7iS and 7C, thtis indicating a treat-

ment differential for both these groups.

In addition, t tests for proportions were calculated

between all E groups. Table III contains the results of

these tests.

The high degree of significance illustrated in Table III

between 17E and 12E and between 17E and 7E supports a relation

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TABLE III

PERCENTAGES AND LEVELS OF SIGNIFICANCE BETWEEN E AND E GROUPS

26

Groups Percent Surviors N t df P

1?E 12E

100 50

30 15

4,4-2 ^3 P=,001

17E 100 30 5.90 36 P=,001

12E 7E

50 27 C

OU

l O

CO

• 21 •

II ! i

between the stages of pregnancy in which phenylalanine intu-

bation took place and the resulting rate of mortality. How-

ever, no such significant difference was found to exist

between 12E and 7E as concerning this variable.

Table IV contains the results of eight days of maze

training and testing as expressed in mean errors for each

group per day,

TABLE IV

GROUP MEAN MAZE ERRORS PER DAY

Group 17C 17E 12C 12E 7C 7E

Day 1 2 3 1.86 2.80 2.30 4 Day 2

o

00 • H 1.78 1.36 1.80 1.70 1.75

Day 3 .97 1.15 1.36 .88 1.30 1.70

Day 4 .82 .78 .83 .38 1.75 1.12

Day 5 .50 .65 .33 .70 .87 .68

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TABLE IV—Continued

27

Group 17C 17E 12C 12E 7C 7E

Day 6 M . 40 . 8 3 .87 • 68

Day ? . 3 3 . 2 3 .07 . 39 • 54 . 58

Day 8 . 4 0 . 1 4 . 1 0 . 3 3 .12 .08

Due to the lack of variability illustrated in Table IV,

no further statistics were computed for maze errors. It was

then accepted that no intellectual deficit was exhibited in

the form of maze error.

Table V represents the mean maze transit time for each

TABLE V

GROUP MEAN MAZE TRANSIT TIME PER DAY IN SECONDS

Group 17C 17E 12C 12E 7C 7E

Day 1 63.5 72 40 38 48 6 6 . 8 Day 2 46 3 5 . 6 5 3 . 5 35 28 25 Day 3 44 26 • 6 36 35 2 1 . 7 13 Day 4 33 2 1 , 6 36 31 30 1 2 . 3 Day 5 3 2 . 5 28 3 3 . 6 4 0 , 7 2 5 . 7 2 2 . 6 Day 6 2 7 . 4 1 7 . 3 23 30 38 10.5 Day 7 3 4 . 5 1 6 . 6 28.5 4 2 . 6 5 2 . 7 20.6 Day 8 21 1 1 . 6 1 3 . 9 3 7 . 9 4 9 . 2 1 4

group per day. The mean for the three trials per day is

expressed in seconds.

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28

Again, owing to the erratic spread of variability, no

further statistics were computed for maze transit time as

a measure of intelligence. It was then accepted that there

was no intellectual deficit owing to experimental treatment

as measured by maze transit time.

/ /

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CHAPTER IV

DISCUSSION

The results in Table II revealed that there was a sig-

nificant difference between the two earliest experimental

groups and their respective control groups. The significant

differences illustrated that the conditions of intubation

of phenylalanine and intubation of a placebo were signifi-

cantly different from each other at a level greater than

.001 for the 12E and 12C and 7E and 70 pregnancy groups.

However* no significant difference was found to exist between

the 7E group and the ?C group*.

This significant difference between the 12E and 12C

and 7E and 7C pregnancy groups indicated that an increased

mortality rate could result due to a high maternal level of

phenylalanine during the middle and early stages of preg-

nancy. Although the levels of significance were the same,

it can be noted in Table II that the percentage of mortal-

ity was approximately twice as great with each earlier level

of pregnancy. This indicates that the earlier in pregnancy

the intubation took place, the greater the rate of mortality

in offspring.

The results in Table III showed a significant difference

between the ?E group and 12E group, and between the 17E group

29

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30

and the ?E group. However, no significant difference was

found to exist between the 12E group and ?E group. This

lack of significance is felt to arise from the low number

of subjects in each of these seven-and twelve-day experiment-

al groups due to the higher mortality rates experienced.

However, the significance of the other experimental groups

warrants acceptance thattthe earlier in pregnancy the intu-

bation takes place, the greater the mortality rate.

This evidence lends some support to the theory that

elevated maternal levels of phenylalanine during pregnancy

can lead to an increased mortality rate in offspring^ and

in turn confirms the hypothesis that offspring intubated

with a phenylalanine solution will show a significantly higher

incidence of morbidity and/or mortality than those offspring

intubated with a placebo.

This evidence also partially confirms the additional

hypothesis that offspring of pregnant mice intubated with a

phenylalanine solution early in pregnancy will show a sig-

nificantly greater physical (mortality) and intellectual

deficit than offspring of pregnant mice intubated with a

phenylalanine solution late in pregnancy. Byypartial con-

firmation is meant that the physical deficit was confirmed

but that the intellectual deficit was not. This lack of

intellectual deficit will be discussed later.

On the basis of the assumption that phenylalanine is

in a solution and of relatively simple molecular structure

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31

and that such a solution can across the placental barrier to

cause intrauterine damage to the developing fetus, the re-*

suits of this study are compatible with the observations of

Stevenson ( $) who gave an account of two PKU sisters on

non-restricted diets whose pregnancies had resulted in six-

teen spontaneous abortions, six offspring who died in infancy

and four surviving children. He stressed that all surviving

children had varying combinations of physical and mental

retardation and that none of these children were genetically

PKU, This evidence would definitely indicate intrauterine

retardation.

Although the results of maze testing shown in Tables

IV and V indicated no intellectual damage, it is felt that

the remaining offspring in the earlier groups should be clas-

sified as a survival of the fit. That is, when an animal

experiences prenatal damage or is in some way defective,

it is generally reabsorbed or dies soon after birth. Hence,

it is felt that if the aborted animals had survived, they

would have shown an intellectual deficit and that the surviv-

ing animals were stronger and less susceptible to being damaged

by the adverse intrauterine environment. In support of this

concept is the observation that the mice in the earliest

experimental group were faster and more hyperactive than

any of the others. Nevertheless, the evidence of increased

fetal and congenital mortality, as revealed in the two earli-

er experimental groups, lends much support to the various

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32

theories which suggest adverse fetal effect due to increased

maternal phenylalanine levels during pregnancy.

A leading researcher in the area, Mabry (2), emphasized

that the treated PKU mother's hyperphenylalaninemia and re-

lated plasma alterations were causing a significant amount

of intrauterine brain damage and consequent mental retarda-

tion. He stated that "this form of mental retardation is

avoidable, either by prevention of the pregnancy or by

induction of a lowered blood phenylalanine concentration

during gestation."

Again, although no intellectual deficit was observed

in this study, it is felt that the increased mortality rate

is sufficient evidence to warrant support of this same the-

ory of hyperphenylalaninemia-induced brain damage.

What happens in hyperphenylalaninemia, in essence, is

that the PKU mother's phenylalanine blood concentration is

at a dangerously high level. This level is not dangerous to

the mother because her brain has already passed the vulner-

able stages of development at approximately age fivet How-

ever, since Kerr (1) has demonstrated that amino acids are

actively transported across the mammalian placenta, it is

feasible to assume that the elevated maternal levels of pheny-

lalanine would have a definite effect on the developing

fetus. In addition, Kerr (1) found that phenylalanine con-

centrations in fetal blood were higher than those in maternal

bloodi therefore, this magnified effect would almost assure

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33

fetal damage. Since this elevated phenylalanine level has

been found to be damaging, this situation is actually much

worse than a child's merely inheriting PKU, because with PKU

the child can be placed on a low-phenylalanine diet and pre-

vent brain damage, whereas in the case of hyperphenylalani-

nemia-induced brain damage, the child is irreversibly re-

tarded before birth.

A solution, as suggested by Mabry (2), would be to

return the mother in question to the low-phenylalanine diet

immediately upon confirmation of pregnancy. Actually, con-

sidering that the greatest amount of damage (in this study)

took place early in pregnancy, it would be advisable for

these PKU mothers to plan each child and to make attempts to

resume the low-phenylalanine diet before conception, thereby

avoiding the profound damage which could occur in the first

trimester. Likewise, since little or no damage occurred in

the late groups (in this study), then resumption of a normal

diet before partruition could be considered.

However, more research is needed in this area before

any definite conclusions can be drawn. The limitations of

this study must also be taken into consideration.

To begin with, the subjects used in this study were

mice, as opposed to humans, thus presenting problems of

extra-polation over such a wide range of the phylo-genetic

scale. Secondly, although the dosage level was validated in a

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3^

it had on each individual mouse; that is, it was not precise-

ly known how much each individual mouse's phenylalanine blood

level was increased, but it could only be assumed that each

subject experienced the same effect from having received the

same dose,

In the one related study to date, Thompson and Kano (3)

found no intellectual or physical damage, but they did con-

clude that there was a tempermental or emotional change.

Their study differed from this one in that they used rats

rather than mice, and diet was used rather than intubation.

Also the fact that they employed urine tests to assess pheny-

lalanine blood concentrations might lend more validity to

their study. However, their phenylalanine dosage level as

expressed in relation to kilogram body weight was not statedi

hence it i's assumed that the difference in dosage levels

was an influencing factor in the conflicting results of

these two studies.

The intubation method of administering phenylalanine

solutions was selected because it presented less danger of

puncturing vital organs; as compared to interperitoneal in-

jection, and there was also less danger of aseptic needle

conditions, as compared to the injection method. On the

other hand, there was a danger that the subjects would re-

gurgitate the solution, but this occured only a few times

in the course of hundreds of intubations.

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35

Another variable to be considered is age of offspring

at testing. It might be argued that the testing should have

occured before six months of age. Taking this into considera-

tion, a pilot study was conducted, and it was found that the

subjects did not possess sufficient strength to perfrom the

swimming task before five to six months of age.

Another suggested variable concerned the effects of

the high maternal phenylalanine bloo(| concentration on lac-

tation, which if reduced could lead to a high infant mor-

tality rate. Again, a pilot study was conducted in which

three litters of 7E pups were nursed by three 7C mothers,

and the three 70 pups were nursed by three ?E mothers. This

resulted in a seventy per; cent mortality rate among the ?E

offspring (who were nursed by a normal mother), and only one

death among the 70 offspring (who were nursed by a high pheny-

lalanine mother). It was concluded that there was no adverse

lactation effect due to a high maternal phenylalanine con-

centration.

On the basis of the experimental evidence and the assump-

tions that were made, it was concluded that a high maternal

phenylalanine blood concentration in mice,would result in a

high rate of fetal and congenital mortality in offspring,

and that the earlier in pregnancy that this phenylalanine

blood concentration was elevated, the more profound the effect.

However, ittwas not concluded that a high maternal phenyla-

lanine blood concentration would result in an intellectual

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36

deficit in the offspring, as hypothesized. It is to be recog-

nized that these conclusions are justified only if the limi-

tations of this study are taken into consideration#

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CHAPTER BIBLIOGRAPHY

1, Kerr, G, R. and H. A, Waisman, "Phenylalaninet Trans-placental Concentrations in Rhesus Monkeys," Science« CLI (May, 1965). 685-695.

2, Mabry, C. C,, J. C. Denniston, T. L, Nelson, and C. D, Son, "Maternal Phenylketonuria} A Cause of Mental Retardation in Children Without the Metabolic Defect," New England Journal of Medicine. CCLXIX (December, T9S3), 140^-1^08.

3, Stevenson, R, E. and C, C, Huntley, "Congenital Malfor-mations in Offspring of Phenylketonuria Mothers," Pediatrics. XL (July, 1967)» 33-^5.

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CHAPTER V

SUMMARY AND RECOMMENDATIONS

Summary

Two hundred black, naive mice were used as subjects in

the present study. Sixty subjects were mated and the re-

sulting thirty-six pregnant females were matched at three

different levels of pregnancy in a high maternal phenylala-

nine blood concentration-normal maternal phenylalanine blood

concentration relationship, and were intubated with either

DL phenylalanine or placebo. The offspring were physically

and intellectually assessed in an attempt to measure the ef-

fects of a high maternal phenylalanine blood concentration

on offspring. This study also attempted to test the theory

that the state of hyperphenylalaninemia in PKU mothers is

causing a clinically significant number of retarded chil-

dren which could be prevented.

The following hypotheses were testedi

1. Offspring of pregnant mice intubated with a pheny-

lalanine solution will show a significantly higher incidence

of morbidity and/or mortality than those offspring of preg-

nant mice intubated with a placebo.

2. Offspring of pregnant mice intubated with a pheny-

lalanine solution will perform significantly less adequately

38

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39

in a learning situation than will offspring of pregnant mice

intubated with a placebo.

c. Offspring of pregnant mice intubated with a pheny-

lalanine solution early in pregnancy will show a significant-

ly greater physical and intellectual deficit than offspring

of pregnant mice intubated with a phenylalanine solution

late in pregnancy.

Significant differences were found to exist between

some but not all treatment conditions. Statistical analy-

sis of the data revealed a physical deficit which increased

with intubations that took place in the early stages of preg-

nancy, but the analysis did not support an intellectual dif-

ference.

These results indicated that the high maternal pheny-

lalanine blood concentration during pregnancy can lead to a

high mortality rate in offspring arid that the earlier in

pregnancy that this high level exists,, the more profound the

damage.

Recommendations

On the basis of the results and conclusions of this

investigation, it is evident that there are a number of re-

lated conditions and refinements that are in need of pre-

sentation and application.

1. Additional research should be done utilizing ani-

mals higher on the phylo-genetic scale (e, g,, monkeys).

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ko

This might allow for a more accurate assessment of intel-

lectual damage.

2, Future investigations should utilize a method of

accurately assessing and rigidly controlling the prevailing

biochemistry of each subject,

3, Future research should introduce a number of dif-

ferent levels of phenylalanine blood concentrations in an

attempt to establish a critical range during pregnancy.

4, PKU females desirous of pregnancy should return

to their low-phenylalanine diet before conception or soon

thereafter until further research demonstrates otherwise.

/

/

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APPENDIX

MAZE DESIGN

Scalei 3/8"

"7T

I j I cj. |

t GOAL

in

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BIBLIOGRAPHY

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44

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k6

MinafenR, Trufood Ltd., 113 Newington Causeway, London, S. E. I., England•

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