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1 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY Human Perceptions of Color Rendition Experiments, Analysis, and Steps Forward Michael Royer, PhD | Pacific Northwest National Laboratory 8 November 2017 https://energy.gov/eere/ssl/color-rendition

Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

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Page 1: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

1 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Human Perceptions of Color Rendition Experiments, Analysis, and Steps Forward Michael Royer, PhD | Pacific Northwest National Laboratory

8 November 2017

https://energy.gov/eere/ssl/color-rendition

Page 2: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

2 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

IES TM-30-15: What is it?

1. A method for evaluating light source color rendition, with a core system comprised of: An accurate model of human color vision: CAM02-UCS A standardized set of color samples: 99 color evaluation samples A system to establish a reference baseline: Planckian radiation/D Series illuminant

2. From this system, a suite of objective characterizations of light source color rendition can be calculated, including: the Fidelity Index (Rf), a characterization of average color fidelity for all 99 CES the Gamut Index (Rg), a characterization of gamut area using all 99 CES 16 Local Chroma Shift values (Rcs,hj), which characterize changes in chroma for the CES within each of 16 hue-angle ranges 16 Local Hue Shift values (Rhs,hj), which characterize changes in hue for the CES within each of 16 hue-angle ranges 16 Local Color Fidelity values (Rf,hj), which characterize average color difference for the CES within each of 16 hue-angle ranges the Color Vector Graphic, which provides a visual representation of hue and chroma shifts versus the reference for the 16 hue-angle

ranges

3. The objective characterizations are intended to be used in various combinations to predict perceptual outcomes (preference, normalness, naturalness, vividness, saturation, acceptability, etc.) based on the context of the architectural environment (color palette, application, design intent, adaptation, duration, culture, etc.).

Page 3: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

3 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

-13% -8%

-2%

3% 6% 6% 2% 2%

-4% -6%

0% 6% 6% 4%

-2% -7%

-40%

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-10%

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Loca

l Chr

oma

Shift

, Rcs

,hj

Rf = 85, Rg = 100

Hue-Angle Bin (j)

Gamut Shape Importance

Royer M, Houser K, David A. 2017. Chroma Shift and Gamut Shape: Going Beyond Average Color Fidelity and Gamut Area. Leukos. Accepted .

Page 4: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

4 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

8% 7% 2%

-6% -11%

-3% -2%

3% 6% 7% 6% 2%

-3% 0%

1% 7%

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-10%

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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16

Loca

l Chr

oma

Shift

, Rcs

,hj

Rf = 85, Rg = 100

Hue-Angle Bin (j)

Gamut Shape Importance

Royer M, Houser K, David A. 2017. Chroma Shift and Gamut Shape: Going Beyond Average Color Fidelity and Gamut Area. Leukos. Accepted .

Page 5: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

5 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Understanding Objective Measures of Color Rendition

Methods: 1. Experimental

• Pros: Direct response from users; can vary light source properties in many ways • Cons: Does apparatus reflect real-world applications?

2. Experience • Pros: Real-world applications • Cons: Takes a long time to build; chicken and the egg; limited light sources

3. Benchmarking • Pros: Fast; cheap; relatively straightforward • Cons: Dependent on existing sources/those used for benchmarking; any limitations may be

carried forward

Criteria: Minimum acceptability versus top performers

Page 6: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

6 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Perceptions of Color Rendition

CREX1 PARAMETERS [2015]

Royer M, Wilkerson A, Wei M, Houser K, Davis R. 2016. Human perceptions of colour rendition vary with average fidelity, average gamut, and gamut shape. Lighting Research and Technology. Online Before Print. DOI: 10.1177/1477153516663615.

Page 7: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

7 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Existing Specs – CRI ≥ 80 (*), CRI ≥ 90 (**)

* * * * * * * * * * * *

Page 8: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

8 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Color Rendition Preferences

Page 9: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

9 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Specification Criteria?

Normalness = Red Chroma + Average Color Fidelity

Saturation = Red Chroma

Preference = Red Chroma + Average Color Fidelity

Rf ≥ 80 0% ≤ Rcs,h1 ≤ 8%

Maximize Rcs,h16, Rcs,h1

Rf ≥ 74 0% ≤ Rcs,h16 ≤ 15% or 0% ≤ Rcs,h1 ≤ 15%

(Rg ≥ 100)

(Values based on IES TM-30-15)

* * * * * * * *

Page 10: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

10 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

What about other Chromaticities?

CREX2 PARAMETERS [2016]

Royer M, Wilkerson A, Wei M. 2017b. Human Perceptions of Color Rendition at Different Chromaticities. Lighting Research & Technology. Online before print. DOI: 10.1177/1477153517725974.

Page 11: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

11 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Effect of Chromaticity and Color Rendition

Duv mattered overall at 2700 K, but not at 4300 K. Color rendition had a larger effect than chromaticity.

Page 12: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

12 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Specification Criteria?

Composite Specification Criteria: A: (> 89% acceptable)

IES Rf ≥ 75 IES Rg ≥ 100 -1% ≤ IES Rcs,h1 ≤ 15%

B: (> 84% acceptable)

IES Rf ≥ 75 IES Rg ≥ 98 -7% ≤ IES Rcs,h1 ≤ 15%

Royer M, Wilkerson A, Wei M. 2017b. Human Perceptions of Color Rendition at Different Chromaticities. Lighting Research & Technology. Online before print. DOI: 10.1177/1477153517725974.

(Values based on IES TM-30-15)

Page 13: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

13 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Specification Criteria?

Composite Specification Criteria: A: (> 89% acceptable)

IES Rf ≥ 75 IES Rg ≥ 100 -1% ≤ IES Rcs,h1 ≤ 15%

B: (> 84% acceptable)

IES Rf ≥ 75 IES Rg ≥ 98 -7% ≤ IES Rcs,h1 ≤ 15%

(Values based on IES TM-30-15)

80 88 94 80 93 89 82 74 61 41 [CRI]

Page 14: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

14 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Specification Criteria

Composite Specification Criteria: A: (> 89% acceptable)

IES Rf ≥ 75 IES Rg ≥ 100 -1% ≤ IES Rcs,h1 ≤ 15%

B: (> 84% acceptable)

IES Rf ≥ 75 IES Rg ≥ 98 -7% ≤ IES Rcs,h1 ≤ 15%

(Values based on IES TM-30-15)

More Liked

Less Liked

Page 15: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

15 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Penn State University

Esposito T. Modeling color rendition and color discrimination with average fidelity, average gamut, and gamut shape. [Doctoral Dissertation] Architectural Engineering. University Park, PA: Penn State University, 2016.

Page 16: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

16 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Zhejiang University

Zhang F, Xu H and Feng H. Toward a unified model for predicting color quality of light sources. Applied Optics. 2017; 56: 8186-95.

Page 17: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

17 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Influence of Measures on Product Development?

• Differences between IES (or CIE) Rf and CIE Ra are dependent on the type of shifts that occur.

• Increases in red chroma are penalized more strongly by CIE Ra.

Royer, MP. 2017. Comparing Measures of Average Color Fidelity. Leukos. Accepted for Publication.

Page 18: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

18 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

-80%

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0%

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40%

60%

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16

IES

R cs,

hj

Hue-Angle Bin (j)

Neodymium Incandescent Hybrid (PC+R) LED

RGB LED

Typical Commercial Products, TM-30-15 Library

Typical Products

Royer M, Houser K, David A. 2017. Chroma Shift and Gamut Shape: Going Beyond Average Color Fidelity and Gamut Area. Leukos. Online before print.

Page 19: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

19 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

50

100

150

200

250

300

350

400

450

500

60 70 80 90 100

LER

CIE Ra

TheoreticalRealCommercial

Influence of Measures on Energy Efficiency

50

100

150

200

250

300

350

400

450

500

60 70 80 90 100

LER

TheoreticalRealCommercial

IES TM-30-XX Rf (CIE Rf)

Page 20: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

20 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Influence of Measures on Energy Efficiency

50

100

150

200

250

300

350

400

450

500

60 70 80 90 100

LER

TheoreticalRealCommercial

50

100

150

200

250

300

350

400

450

500

0 2 4 6 8 10

LER

Preference Model 1A

TheoreticalRealCommercial

IES TM-30-XX Rf (CIE Rf)

PC-LED (80 ≤ Ra ≤ 83) PC-LED (90 ≤ Ra) Planckian/D Series

Page 21: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

21 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Influence of Measures on Energy Efficiency

50

100

150

200

250

300

350

400

450

500

60 70 80 90 100

LER

TheoreticalRealCommercial

50

100

150

200

250

300

350

400

450

500

0 2 4 6 8 10

LER

Preference Model 1A

TheoreticalRealCommercial

IES TM-30-XX Rf (CIE Rf)

CRI (Ra) < 80 CRI (Ra) < 80

Page 22: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

22 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Influence of Measures on Energy Efficiency

50

100

150

200

250

300

350

400

450

500

60 70 80 90 100

LER

TheoreticalRealCommercial

50

100

150

200

250

300

350

400

450

500

0 2 4 6 8 10

LER

Preference Model 1A

TheoreticalRealCommercial

IES TM-30-XX Rf (CIE Rf)

CRI (Ra) < 80; Rcs,h1 > 0% CRI (Ra) < 80; Rcs,h1 > 0%

Page 23: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

23 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Influence of Measures on Energy Efficiency

CRI (Ra) < 80

50

100

150

200

250

300

350

400

450

500

60 70 80 90 100

LER

50

100

150

200

250

300

350

400

450

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0 2 4 6 8 10

LER

Preference Model 1A IES TM-30-XX Rf (CIE Rf)

CRI (Ra) < 80

Page 24: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

24 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Influence of Measures on Energy Efficiency

50

100

150

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250

300

350

400

450

500

60 70 80 90 100

LER

50

100

150

200

250

300

350

400

450

500

0 2 4 6 8 10

LER

Preference Model 1A IES TM-30-XX Rf (CIE Rf)

CRI (Ra) ≥ 80 CRI (Ra) ≥ 80

PC-LED (80 ≤ Ra ≤ 83) PC-LED (90 ≤ Ra) Planckian/D Series

Page 25: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

25 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

High Quality, High LER

Real light sources with 7+ Preference, 359+ LER:

Rf = 76, Rg = 113, Rcs,h1 = 7% Rf = 79, Rg = 115, Rcs,h1 = 7% Rf = 88, Rg = 107, Rcs,h1 = -3% Ra = 94, LER = 359, R9 = 88 Ra = 73, LER = 363, R9 = 37 Ra = 68, LER = 363, R9 = 78

Page 26: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

26 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

High Quality, High LER Theoretical light sources with 7+ Preference, 385+ LER:

Rf = 65, Rg = 113, Rcs,h1 = -2% Rf = 75, Rg = 114, Rcs,h1 = 2% Rf = 63, Rg = 113, Rcs,h1 = 3% Ra = 68, LER = 385, R9 = 75 Ra = 72, LER = 394, R9 = 62 Ra = 73, LER = 385, R9 = 80

Page 27: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

27 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

Conclusions

• Average fidelity alone is unrelated to any perceptual attribute. – CRI more strongly penalizes shifts that increase perceptions of normalness/preference – More research is available today to support specifications based on IES TM-30-15 than

there ever was to support CRI ≥ 80 (or 90) • IES TM-30-15 can be boiled down to 2 (or 3) numbers for an effective

specification based on acceptability, normalness (naturalness), and/or preference – Key values, for a general application, are Rcs,h1 (red chroma), Rf, (and Rg)

• Development of narrow emitters is important for developing high quality, high efficiency products.

Page 28: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

28 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

What’s Else Can We Research

• Perceptions at different illuminance levels • Application specific performance criteria • Hue shift versus chroma shift • Long-term perceptions

Page 29: Human Perceptions of Color Rendition - Energy.gov · 2017-11-14 · U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY 1 Human Perceptions of Color Rendition

29 U.S. DEPARTMENT OF ENERGY OFFICE OF ENERGY EFFICIENCY & RENEWABLE ENERGY

More Information

https://energy.gov/eere/ssl/color-rendition