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15/3/2016 Sudden infant death syndrome: Risk factors and risk reduction strategies
https://bases.javeriana.edu.co/f5w687474703a2f2f7777772e7570746f646174652e636f6d$$/contents/suddeninfantdeathsyndromeriskfactorsandriskredu… 1/25
Official reprint from UpToDate www.uptodate.com ©2016 UpToDate
AuthorMichael J Corwin, MD
Section EditorsGeorge B Mallory, MDTeresa K Duryea, MD
Deputy EditorAlison G Hoppin, MD
Sudden infant death syndrome: Risk factors and risk reduction strategies
All topics are updated as new evidence becomes available and our peer review process is complete.Literature review current through: Feb 2016. | This topic last updated: Feb 16, 2016.
INTRODUCTION — Sudden infant death syndrome (SIDS), also called crib or cot death, is the leading cause ofinfant mortality between one month and one year of age in the United States. Since the 1990s, however, newstudies in pathology and epidemiology have provided the basis for an important evolution in the understanding ofSIDS.
The risk factors for and measures to reduce the risk of SIDS are discussed in this topic review. Clinicalmanagement for the family of an infant who has succumbed to SIDS and alternate diagnostic considerations arediscussed separately. (See "Sudden unexpected infant death including SIDS: Initial management".)
DEFINITION — SIDS is defined as the sudden death of an infant younger than one year of age, which remainsunexplained after a thorough case investigation, including performance of a complete autopsy, examination of thedeath scene, and review of the clinical history [1,2].
This definition emphasizes the necessity of autopsy, death scene investigation, and review of the clinical historywhen making the diagnosis of SIDS, to exclude other explanations for the sudden unexpected infant death thatcan mimic SIDS (table 1). The evaluation of an infant who has died of suspected SIDS and alternate diagnosticconsiderations are discussed separately. (See "Sudden unexpected infant death including SIDS: Initialmanagement".)
Due in part to potential inconsistencies in the diagnosis of SIDS, the term "sudden unexpected infant death"(SUID) is often used to describe all unexpected infant deaths. The SUID designation can then be subdivided intoexplained SUID and unexplained SUID. Unexplained SUID generally includes those cases considered SIDS bythe medical examiner, as well as some cases that are not considered SIDS but lack a clear explanation due touncertain circumstances. Some reports in the literature use the term "unexplained SUID" instead of "SIDS" toavoid inconsistencies between medical examiners in reporting SIDS as a cause of death.
SIDS has similar risk factors to other sleeprelated infant deaths, including those attributed to suffocation,asphyxia, and entrapment. Therefore, these are now addressed together in recommendations for a safe infantsleeping environment [3]. This topic review will use the term "SIDS," but much of the discussion about risk factorsand preventative measures applies to other sleeprelated infant deaths.
EPIDEMIOLOGY — SIDS is the leading cause of infant mortality between one month and one year of age in theUnited States [4]. The risk of SIDS in the United States is <1 per 1000 live births [57]. Higher rates (two to threetimes the national average) are found in black and American Indian/Alaskan native children [8,9]. Adisproportionately high rate (15 to 20 percent) of SIDS cases occurs in child care settings [3,10,11]. The risk ofSIDS is slightly increased in boys (multivariate OR 1.49 [95% CI 1.141.83] in one large European casecontrolstudy) [12].
The incidence of SIDS has declined dramatically in countries that have adopted policies encouraging nonpronesleeping ("Back to Sleep" campaigns). The initial campaigns were in Europe, Australia, and New Zealand [13]. Inthe United States, the incidence of SIDS has declined by more than 50 percent since the mid1980s, and thegreatest reduction occurred after 1992, when the American Academy of Pediatrics (AAP) issued arecommendation to reduce the risk of SIDS by placing infants in a supine position for sleep [3,1315]. Between
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15/3/2016 Sudden infant death syndrome: Risk factors and risk reduction strategies
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1992 and 2001, the SIDS rate in the United States fell from 1.2 to 0.56 per 1000 live births, while the proportion ofinfants sleeping in the supine position increased from 13 to 72 percent [16,17]. The rate of SIDS then remainedconstant between 2001 and 2006 [9]. Similar declines have occurred in other countries after campaigns toencourage nonprone sleeping [18,19].
Data from the National Institute of Child Health and Human Development (NICHD) Collaborative SIDS Studyhave helped to define the epidemiologic features of SIDS (table 2) [20]. This landmark study was a multicenter,populationbased, casecontrolled project that included 10 percent of the live births in the United States; the studywas published in 1988, prior to the widespread use of supine sleep positioning. The pathologic diagnoses wereconfirmed by an independent panel of forensic pathologists.
In the NICHD study, the median age for SIDS deaths was 11 weeks, the peak incidence was between 2 and 4months, and 90 percent occurred before 6 months of age [20]. Approximately 2 percent of cases occur after ninemonths of age [21]. A few sudden unexpected deaths resembling SIDS have been described within the first 24hours of life [2224]. This unique distribution strongly suggests that critical stages of development or maturationaffect the risk of SIDS. The most important conclusion from this study was that no strong predictive and/ordiagnostic characteristics of mothers or infants can be identified in most SIDS victims that would permit clinicallyuseful screening for highrisk infants.
RISK FACTORS — Numerous risk factors for SIDS have been identified in observational and case controlstudies. Those that are consistently identified as independent risk factors include [3]:
More than 95 percent of SIDS cases are associated with one or more risk factors, and in many cases, the riskfactors are modifiable (usually sleeping position, sleep environment, or parental smoking) [25]. Risk factors forSIDS are discussed below. Those that can be modified to decrease the risk of SIDS are also discussed in thesection on prevention. (See 'Prevention' below.)
Maternal risk factors — There are two major maternal risk factors for SIDS that are independent of birth weight[12,20]:
These factors increased the risk of SIDS two to fourfold in the National Institute of Child Health and HumanDevelopment (NICHD) Collaborative SIDS Study [20].
Maternal smoking is an important modifiable risk factor for SIDS, and SIDS rates increase with the amountsmoked [26,27]. The strongest effect is from smoking during pregnancy, but exposure of an infant to secondhandsmoke is an additional independent risk factor [28,29]. Smoking prevention/intervention programs have thepotential to substantially lower SIDS rates [26,30]. Several studies have shown abnormal cardiovascularresponses to stimuli (eg, headup tilt, hypoxemia, or CO2 exposure) and impaired arousal to stimuli in infants born
Maternal factors:
Young maternal age•Maternal smoking during pregnancy•Late or no prenatal care•
Infant and environmental factors:
Preterm birth and/or low birth weight•Prone sleeping position•Sleeping on a soft surface and/or with bedding accessories such as loose blankets and pillows•Bedsharing (eg, sleeping in parents' bed)•Overheating•
Maternal smokingAge of the mother under 20 years
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to mothers who smoked during pregnancy, suggesting a possible mechanism for this association [3136]. (See"Secondhand smoke exposure: Effects in children", section on 'Sudden infant death syndrome'.)
Maternal drug abuse and all its associated phenomena are also associated with an excessive number of SIDSdeaths [37,38]. In one report, a fivefold increase in SIDS risk was reported for infants of substanceabusingmothers in the Los Angeles area [39]. It is not known if this association is related primarily to the biologic effect ofdrugs in utero, an increased risk of prematurity and low birth weight, and/or other postnatal conditions(socioeconomic, environmental, or parenting behavior). One study found an association between a report of infantmaltreatment and subsequent sudden unexpected infant death (SUID), after adjustment for several known SIDSrisk factors (hazard ratio 3.22, 95% CI 2.663.89) [40]. It is possible that the observed association is attributable tocommon risk factors that were not captured in the analysis, including maternal smoking or substance use, or infantsleep position. Alternatively, some of the association may be attributable to unrecognized child maltreatment(intentional or neglect).
Maternal alcohol use is an important risk factor for SIDS in some populations [41]. In a populationbased casecontrol study among Northern Plains American Indians, SIDS was significantly associated with periconceptionalmaternal alcohol use (adjusted odds ratio 6.2, 95% CI 1.623.3) and first trimester binge drinking (adjusted OR 8.2,95% CI 1.935.3) [42].
Pregnancy complications associated with an increased risk of SIDS include placenta previa, abruptio placenta,premature rupture of membranes, and elevated maternal alphafetoprotein [7,4345]. The increased risk associatedwith these complications appears to be independent of their relationship with preterm birth.
Infant risk factors
Prematurity — Preterm infants are at a higher risk for SIDS than term infants [4649]. Among low and very lowbirth weight infants, the SIDS rate has consistently been three to fourfold higher than in term infants [49]. Thegestational age of peak vulnerability for SIDS appears to occur four to six weeks earlier among preterm than terminfants [46]. It is unclear whether the population of low birth weight infants is experiencing a decline in the rate ofSIDS similar to that in the general population. A decline in SIDS rates among preterm infants was noted in NewZealand [48] but not in Sweden [50]. Preterm infants are subject to the same risk factors for SIDS as term infants,as discussed in greater detail below [48,51,52].
Supine positioning for sleep substantially reduces the risk for SIDS among premature infants. Traditionally, therewere some concerns that supine positioning of premature infants may reduce oxygenation in premature infants, asmeasured by peripheral pulse oximetry. However, two small studies have suggested that this may not be thecase, at least among infants who are older than 32 weeks postmenstrual age (ie, gestational age measured fromthe last menstrual period), and not in the acute phase of a respiratory illness [53,54]. Moreover, another study thatincluded infants as young as 26 weeks gestational age found that cerebral oxygenation was improved in thesupine compared with prone sleep position, with the maximal effect of sleep position at two to three monthschronological age [55]. A direct connection between cerebral oxygenation and arousal response or SIDS risk hasnot been established. Nonetheless, these findings lend additional support to the American Academy of Pediatrics'(AAP) recommendation that preterm infants be placed supine for sleep as soon as possible, generally by 32 weekspostmenstrual age [9,56].
The importance of supine sleep position for premature infants was demonstrated in a populationbased casecontrol study in England, in which the parents of 325 SIDS cases and 1300 agematched control infants wereinterviewed [51]. In multivariate analysis, infants who were small at birth (<37 weeks and/or <2500 g) were fivetimes more likely to die of SIDS than infants who were born at term or >2500 g. However, when infants who weresmall at birth were placed to sleep on their side or prone, they were 15 and 24 times more likely, respectively, todie of SIDS than infants who were not small at birth who were placed on their backs to sleep.
Low birthweight — Infants born small for gestational age (SGA) have an increased risk for SIDS [7,51,57].Low birthweight has a weak but significant association with SIDS risk even after adjustment for gestational age
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and several other factors known to be associated with low birthweight, including maternal tobacco use andhypertension.
Sibling of SIDS victim — Siblings of SIDS victims have a five to sixfold increase in risk for SIDS [5861].However, assuming a SIDS rate of 0.56 per 1000 live births (0.06 percent) [16,17], the risk in subsequent siblingsfor most families remains less than 1 percent.
The small but increased risk of SIDS in siblings of SIDS victims is probably due to a combination of biologic and/orepidemiologic factors. However, it has not been possible to identify the relative importance of these factorsbecause many of the risk factors for SIDS are the same as those for other causes of infant mortality [58]. In somecases, for example, deaths from inborn errors of metabolism may have been mistaken for SIDS. In other cases,the deaths may have resulted from child abuse or were in some way related to severe deprivation and poverty[62]. (See "Sudden unexpected infant death including SIDS: Initial management", section on 'Differentialdiagnosis'.)
Twins — In cohort studies, linking data from birth and death records, the crude risk of SIDS among twins isapproximately twice that of singletons [5,6,63]. The increased risk is in part attributable to the higher proportion oftwins that are preterm and/or of low birth weight [5,6]. However, in subset analyses of some studies, the risk ofSIDS among twins born at ≥37 weeks gestation [63] or with birth weight ≥3000 g [6] remained increased comparedwith singletons as described below:
History of apnea — Apnea or otherwise impaired respiratory function likely falls within the final commonpathway of many of the proposed mechanisms for SIDS. However, a history of apnea, apparent lifethreateningevent (ALTE), or other abnormalities in breathing patterns are not clinically useful predictors of SIDS risk, andmonitoring for apnea using standard cardiorespiratory monitors does not reduce SIDS risk. (See "Use of homecardiorespiratory monitors in infants" and "Apparent lifethreatening event in infants", section on 'ALTE does notimply SIDS risk'.)
This was illustrated by the following studies:
Sleep position — The prone sleeping position is the strongest modifiable risk factor for SIDS. In casecontrolstudies, odds ratios for the risk of prone sleeping or nonsupine sleeping range between 2.3 and 13.1 [9,12,6570].Additional support for this association comes from the decreased rate of SIDS in various countries followingrecommendations to place infants on their back or side to sleep [14,16,17,7173]. Supine positioning also isbeneficial for infants born prematurely, as discussed above. (See 'Prematurity' above.)
Avoidance of side positioning is also important, perhaps because the probability of rolling from the side to theprone position is greater than that of rolling from the supine to the prone position (see 'Epidemiology' above) [7477]. As the proportion of infants placed to sleep in the prone position has decreased, the relative contribution of
37 to 38 weeks: Relative risk (RR) 1.3139 to 40 weeks: RR 1.47≥41 weeks: RR 2.09Birthweight ≥3000 g: RR 2.98
In casecontrol studies, a history of apnea or cyanosis is not specifically increased in SIDS victims [20].Approximately 5 percent of parents of SIDS victims recall cyanotic episodes during the months before death,but this not substantially different from parent recall of cyanotic episodes in control infants and may beinfluenced by recall bias.
Prospective studies have failed to identify respiratory abnormalities that correlate with known SIDS riskfactors: in a large series of infants followed longitudinally with cardiorespiratory monitors, neither"conventional" (apnea 20 to 30 seconds) nor "extreme" events (apnea >30 seconds) correlated with theprimary epidemiologic risk factors for SIDS, including time of night of the apnea and the infant's age [64].(See "Management of apnea of prematurity".)
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sidesleeping to SIDS risk has increased [51,74,7881], as suggested by the following studies:
The increased risk among infants unaccustomed to the side or prone position highlights the importance of supinepositioning for every sleep [3].
Sleep environment — Various aspects of the sleep environment, including the sleep surface, sleepwear, bedding,room temperature, and whether or not the bed or room is shared with parents also appear to affect the risk ofSIDS, as illustrated below.
In a populationbased casecontrol study, the risk of SIDS was increased for infants placed on the side andfound in the prone position (adjusted odds ratio 8.7) [79]. In the same study, the risk of SIDS was alsoincreased among infants who were usually placed supine but were placed on their sides or prone for the lastsleep (OR 6.9 and 8.2, respectively).
Other casecontrol studies have demonstrated an increased risk of SIDS when infants unaccustomed to theprone position are placed in the prone position [82,83].
A populationbased study noted decreases in SIDS mortality associated with nonprone sleep positioning anddocumented further decreases associated with specifically supine positioning of infants for sleep [84].
Use of infant "sleep positioners" to position infants on their side has also been associated with several casesof infant deaths, as reported in a safety alert by the United States Food and Drug Administration (FDA) [85].Between 1997 and 2011, the deaths of 13 infants in the United States were linked to use of infant sleeppositioners [86]. Most of the infants had been placed on their side in the positioner to sleep, and were foundprone or with the positioner against their face.
Soft sleeping surface – Use of a soft sleeping surface is a consistent risk factor for SIDS in several casecontrol studies, especially in association with prone positioning [87]. In one study, soft bedding increased therisk of SIDS fivefold, and the combination of prone positioning and soft bedding increased the risk 21fold(95% CI 7.856.2) [88]. Other forms of soft bedding (eg, sofa or recliner chair, polystyrene beads, natural fibermattresses) also have been associated with an increased risk of SIDS [8991]. Sheepskin bedding has beenassociated with an increased risk for SIDS when infants are placed in the prone position [92,93]. Sleepsurfaces marketed commercially with claims that they reduce SIDS risk have not been adequately tested foreither safety or benefit [3].
Loose bedding – Loose bedding accessories such as blankets, quilts, and pillows also increase the risk ofSIDS by as much as fivefold, independent of sleeping position [94,95]. The association appears to bemediated by the loose bedding covering the head or otherwise obstructing airflow [96,97].
Crib bumper pads – In particular, crib bumper pads have been associated with infant deaths by"suffocation," including at least 48 infant deaths in the United States over a sevenyear period from 2006 to2012 [98,99]. This rate appears to be increasing, despite recommendations against the use of bumper padsby the AAP, Canadian Pediatric Society, and others [3,100].
Bedsharing – A variety of studies report an association between SIDS risk and infants sharing a bed withtheir parents [77,101106]. In a metaanalysis, the combined odds ratio (OR) for bedsharing versus non bedsharing infants was 2.89 (95% CI 1.994.18) [103]. The risk of bed sharing was greatest for infants youngerthan three months of age (OR, 10.37; 95% CI 4.4424.21) or for infants of mothers who smoke (OR, 6.27;95% CI 3.949.99). Similar findings were reported in a large metaanalysis that included 1472 cases of SIDSand 4679 controls from the United Kingdom, Europe, and Australasia [107]. Although overall SIDS rates werelow, bedsharing significantly increased SIDS risk in young infants even with no other SIDS risk factors. Forinfants <3 months of age, the adjusted odds ratio for bedsharing was 5.1 (95% CI 2.311.4). The riskattributable to bedsharing was increased up to 15fold in infants with additional SIDS risk factors, includingbottlefeeding, and parental smoking and drinking. In addition, there is a consistent association betweenincreased risk of SIDS and sharing a couch or sofa with parents during sleep [18,88,101,102,108]. Other
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Protective factors — The following factors are somewhat protective against SIDS. However, these effects aregenerally weak and are outweighed by the modifiable risk factors described above.
factors that increase the risk of bedsharing include soft sleeping surfaces, additional bedding such aspillows and blankets, the presence of multiple bedsharers, and consumption of alcohol by the bedsharingadult [9].
The issue of bedsharing has been controversial. This is in part because the risk of bedsharing may berelatively low if none of the additional risk factors outlined above are present, and because of potentialbeneficial effects of bedsharing on breastfeeding or parental sleep [109112]. In addition, bedsharing is acommon practice in many cultures: in one study from the United States, 13.5 percent of families with younginfants reported bedsharing as a usual practice in 2010, up from 6.5 percent in 1993 [113]. Nonetheless, weagree with the AAP recommendation against bedsharing, although roomsharing is encouraged [3]. This isbecause bedsharing usually means that the infant sleeps on a surface that is designed for adults, andbecause some of the other factors that contribute to the risk of bedsharing cannot be predicted or controlled.Moreover, breastfeeding and parental sleep can still be supported by roomsharing. For convenience, theinfant's bed or bassinet can be placed in close proximity to the parents' bed. There is no evidence to suggestthat the risk of bedsharing can be reduced by the use of "cosleeper" devices that are placed within theparents' bed.
Guidelines in the United States and Australia suggest that twins and higherorder multiples also not sleep inthe same crib, although this is a common practice [9,114,115]. This suggestion is based on a lack ofevidence for either the safety or benefits of bedsharing by twins, and because these infants are likely tohave other risk factors for SIDS, such as low birthweight and/or prematurity.
Car seats and other sitting devices – Use of a car seat or other sitting device (stroller, swing, or infantcarrier) for sleep has been associated with some sleeprelated infant deaths [9]. This is because the sittingposition tends to potentiate gastroesophageal reflux and may reduce oxygenation in young infants [116,117].In addition, some cases have been reported in which an infant suffered suffocation after a car seataccidentally overturned when placed on a soft bed or couch [118]. Other deaths have been associated withthe use of sling carriers (adultworn soft infant carriers) for young infants [119,120]. Use of a car seat for cartravel has safety benefits that clearly outweigh the small risk of SIDS associated with sleep in thesedevices. Therefore, the AAP recommends against routine use of car seats for sleep outside of a car butcontinues to strongly recommend their use for car travel [121].
Overheating – The risk of SIDS increases with the amount of clothing or blankets on an infant and withroom temperature, but it is not clear whether these risks are mediated by headcovering and rebreathing or byoverheating [9]. In a populationbased casecontrol study among Northern Plains American Indians, SIDSwas significantly associated with two or more layers of clothing on the infant (adjusted OR 6.2, 95% CI 1.426.5) [42]. Another study noted an increased risk with swaddling or in heated rooms [90].
Swaddling – Whether swaddling of infants increases or decreases the risk for SIDS is unclear, and maydepend on sleeping position. Swaddling increases the risk for SIDS associated with prone sleeping position[90]. By contrast, limited evidence suggests that swaddling in the supine position does not increase SIDSrisk and might actually be protective [94]. This may be because swaddling keeps the infant in the unsafe orsafe sleeping position, respectively. Swaddled infants are less likely to be aroused by external stimuli, butthis effect is not seen in infants who are routinely swaddled, and it is unclear if this is clinically relevant ininfants who are in the supine position [122,123].
Roomsharing – Roomsharing, without bedsharing, between parents and infants appears to reduce the riskof SIDS [12,88,101,102,108]. In a casecontrol study from New Zealand in which 393 infants who died fromSIDS were compared with 1592 controls, the relative risk associated with sleeping in the prone position wasreduced by approximately 80 percent if the infant slept in the same room as an adult [124]. A similarreduction in the risk of SIDS was not seen if the infant shared a room with another child. Having the infant
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PATHOGENESIS — A triplerisk model for SIDS has been proposed, suggesting that SIDS occurs in infants withunderlying vulnerability (eg, genetic pattern, brainstem abnormality) who experience a trigger event (eg, airflowobstruction, maternal smoking or infection), at a vulnerable developmental stage of the central nervous or immunesystem [77,149151].
Underlying vulnerability
Brain abnormalities — Emerging evidence suggests a brainstem abnormality or maturational delay related toneuroregulation or cardiorespiratory control is a critical contributor to the pathogenesis of SIDS. This hypothesis issuggested by the following findings:
Abnormalities in serotonin (5HT) signaling in the brain have been implicated as a mechanism. Several studies ofinfants who succumbed to SIDS have demonstrated subtle alterations or "delayed maturation" in the arcuatenucleus and other regions of the brain that participate in ventilatory and blood pressure responses to hypoxia andhypercarbia [156159]. Furthermore, specific abnormalities of serotonin signaling have been shown, includingdecreased 5HT(1A) receptor binding in the medullary areas [160162]. Male infants had particularly low binding,consistent with the clinical observation of a male predominance in SIDS cases [161]. Affected infants appear tohave a deficiency in serotonin and its key biosynthetic enzyme, tryptophan hydroxylase, in the medulla [162].Because serotonin signaling in the medulla is known to influence a broad range of autonomic processes, thesefindings are consistent with the hypothesis that SIDS is related to serotoninmediated dysregulation of theautonomic nervous system. Furthermore, serotonin signaling is altered by exposure to nicotine [160,163], providinga potential explanation for the association between maternal smoking and SIDS risk.
sleep in close proximity to the mother (but on separate surfaces) also supports breastfeeding.
Pacifier use – Use of a pacifier ("dummy," "soother") during sleep appears to reduce the risk of SIDS. Thiswas shown in a metaanalysis of seven studies, in which the multivariate summary odds ratio was 0.71[95% CI 0.590.85] for usual pacifier use and 0.39 [95% CI 0.310.50] for pacifier use during last sleep [125].The mechanism for this association is unclear; studies conflict as to whether there is a lowered arousalthreshold during pacifier use [126129] (see 'Pathogenesis' below). Because of this apparent reduction in risk,the AAP suggests offering a pacifier during sleep, provided that it does not interfere with establishment ofbreast feeding [3].
Breastfeeding – The association between breastfeeding and risk of SIDS is inconsistent [80,88,130134],and analysis in some studies is complicated by confounding factors (eg, maternal age, smoking) [135139].However, a metaanalysis that controlled for potentially protective factors, such as smoke exposure andsociodemographic factors, concluded that breastfeeding has an independent protective effect against SIDS(multivariable summary odds ratio for any breastfeeding was 0.55 [95% CI 0.440.69]) [140].
Fan use – In a populationbased casecontrol study performed in California, use of a fan was associated witha 72 percent reduction in SIDS risk (adjusted odds ratio 0.28, 95% CI 0.100.77) [141]. The effect wasgreater for infants with other environmental SIDS risk factors, including prone or side sleeping, bed sharing,and warmer room temperature. The study was limited by low participation rates and recall bias, and needsconfirmation by prospective studies.
Immunizations – SIDS is not associated with diphtheriatetanuspertussis (DTP) vaccine or other vaccines[142144]. In fact, immunization may lower the risk of SIDS [145148].
Maternal and antenatal risk factors indicating a less than optimal intrauterine environment have beendescribed for infants who later died of SIDS [20,152,153]. These observations suggest that the presumedbrain disorder may originate before birth. (See 'Maternal risk factors' above.)
Subtle abnormalities in the regulation of cardiac, respiratory, and sleep arousal patterns have been observedin infants who subsequently succumbed to SIDS [154,155].
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In one of the studies cited above [162], 95 percent of the infants dying of SIDS had one or more additional riskfactors for SIDS (eg, prone position, intercurrent illness before death, male sex, or prematurity), and 88 percenthad two or more risk factors. These observations underscore the notion that SIDS results from the simultaneousoccurrence of multiple events.
Genetic factors — The role that genetic factors play in susceptibility to SIDS is not clear. On the one hand,the overall low rate of SIDS in siblings, the lack of concordance in twins, and the finding that likesex twins are atno greater risk than unlikesex twins [5,6] suggest that SIDS is not a genetic disorder. On the other hand, theidentification of gene polymorphisms in SIDS victims suggests that specific genetic polymorphisms may interactwith specific environmental risk factors to increase the susceptibility to SIDS in critical situations [164,165].Specific genetic polymorphisms in the following genes have been proposed to play a role in SIDS [164,165]:
Environmental triggers — Little is known about the mechanism of death in SIDS. One report described heart rateand respiratory effort wave form data recorded by memory monitors in three children who died while beingmonitored and whose autopsies reported SIDS as the cause of death [189]. Bradycardia, not apnea, was thepredominant feature in these infants' deaths. One major caveat to interpreting this report is that the home monitorscould not have detected obstructive apnea and did not record oxyhemoglobin saturation data.
Genes encoding cardiac ion channels [166171] or proteins involved in myocardial conduction [172]Serotonin transporter gene [173177], or monoamine oxidase A (MAOA) gene, which affects serotonergic andnoradrenergic transmission [178,179]
Genes involved in the development of the autonomic nervous system [180,181]Partial deletions of complement component C4 [182]Interleukin10 promoter gene [183185]Testisspecific Y like gene [186], which is expressed in the fetal brain [187]Genes encoding heat shock proteins [175,188]
Prone position – The mechanism for the increase in SIDS risk with the prone position is not known. Somestudies have suggested that the prone position predisposes to suffocation, precipitated by decreased arousal[190193], the type of bedding, and overheating [74,87,89,90,194,195].
Decreased arousal in the prone position was suggested by a study of Belgian infants, in which prone sleepposition was associated with longer duration of sleep, longer obstructive events, decreased behavioralarousal, longer interval between obstruction and arousal, and overall decreased reaction (arousal or sigh) toobstructive events [190]. In another study, arousal thresholds during both active and quiet sleep, were higherin infants younger than five to six months of age [191]. Measures of cerebral oxygenation are lower in theprone compared with supine position, particularly in preterm infants [55], but an association between cerebraloxygenation and arousal threshold has not been established.
Accidental suffocation in the prone position was suggested by a study of 25 infant deaths that occurredduring sleep in the prone position on cushions filled with polystyrene beads, accidental suffocation byrebreathing was found to be the most likely cause of death in most of the infants [89]. The cushion wasthought to allow limited movement of the infant's head to obtain fresh air, and the estimated amount ofsubsequent rebreathing was lethal in a rabbit model. Similarly, in a study of 393 cases of SIDS in NewZealand, infants who were found in the prone position with their face down were more likely to be younger,have a low birthweight, and to have used sheepskin bedding or pillows as compared with infants with SIDSfound in other positions (prone with face to side, supine, or side) [196]. This finding suggests that infantsdying of SIDS in the face down prone position represent a distinct subgroup, and that the mechanism ofSIDS may differ depending on specific circumstances related to the infant's sleeping position.
Cardiac dysfunction – Some studies have suggested the control of cardiac function may be abnormal ininfants at risk for SIDS, but results have been inconsistent. One large, prospective study found mildlyincreased heart rates in infants who subsequently died of SIDS [197]. Others have described prolonged QT
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Developmental timing — SIDS usually occurs between the second and fourth months of life, a period ofremarkable developmental changes in cardiac, ventilatory, and sleep/wake patterns in otherwise normal infants.This coincidence of timing suggests that SIDS infants are vulnerable to sudden death during a critical period ofautonomic maturation.
PREVENTION — Although a number of epidemiologic and physiologic factors are associated with an increasedrisk for SIDS, as described above, these factors cannot prospectively identify the infant at high risk for SIDS.Therefore, modifiable risk factors should be addressed for all infants, to reduce the risk of SIDS [206208].Attention to these modifiable risks should begin in the newborn nursery because sudden unexpected deaths inassociation with such risk factors have been reported as early as the first day of life [22], and appropriate rolemodeling by nursery staff has been shown to increase maternal adherence to recommendations [209]. Resourcesincluding training videos for families, child care providers, and medical professionals, are available from theNational Center for Education in Maternal and Child Health [210].
The following recommendations are made by the American Academy of Pediatrics (AAP) [3], the CanadianPaediatric Society (CPS) [207], and/or the United Kingdom Department of Health [208,211]. The recommendationsapply to infants up to one year of age. The data underlying these recommendations are primarily casecontrolstudies, which were described above. (See 'Risk factors' above.)
Prenatal measures
(see 'Maternal risk factors' above)
Sleep position and environment
intervals on electrocardiographic analysis [198] or sodium channel mutations associated with long QTsyndrome in postmortem tissues [199,200]. However, given the limitations of small sample sizes in crosssectional studies of rare conditions, the incidence and role of cardiac abnormalities in SIDS remainscontroversial. Based on a study of the prevalence of functionally significant genetic variants associated withlong QT syndrome, such abnormalities appear to be present in fewer than 10 percent of SIDS cases. (See"Clinical features of congenital long QT syndrome", section on 'Sudden infant death syndrome'.)
Infection – Infection is clearly the cause in a subgroup of explained sudden unexpected deaths in infancy,but its role in SIDS remains unclear [201]. Autopsy findings in infants dying from SIDS have somesimilarities with those of infants dying of toxemic shock, although there may be minimal inflammatory tissuereaction. This raises the possibility that some cases of SIDS may have an infectious trigger, leading to atoxic shocklike event [202,203]. Implicated organisms include enteric bacteria (enterotoxigenic S. aureusand E. coli), and mild viral infections [202204]. Variations in the innate immune system, includingpolymorphisms that result in an exaggerated proinflammatory response, have been found in a higherproportion of SIDS cases than in controls [183,185,202]. (See 'Genetic factors' above.)
Distinguishing between autopsy findings that represent perimortem contamination and those that suggestinfection as a trigger for SIDS is challenging and controversial. More than 70 percent of postmortembacteriological samples grow organisms when cultured, but this is not sufficient to attribute infection as acause or trigger for death. However, one wellconducted study found that infants dying of SIDS were morelikely to harbor organisms that are potentially pathogenic, as compared with infants dying from clearly noninfectious causes (eg, accidents or congenital heart disease) [205]. The bacterial colonization documented inthis study could also be explained as an epiphenomenon, caused by another established epidemiological riskfactor for SIDS such as prone sleeping, but not directly implicated as a cause of death.
Smoking and other substances – Mothers should avoid use of tobacco, alcohol, and illicit drugs duringpregnancy, as well as after birth.
Prenatal care – Pregnant women should receive regular prenatal care.
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Supine sleep position – All infants, including infants with a history of prematurity, should be placed to sleepon their backs (supine) for every sleep, even if they are able to roll from their backs to the prone position[208]. Side sleeping is no longer recommended. (See 'Sleep position' above.)
The recommendation for supine sleeping also applies to infants with gastroesophageal reflux becausenormal infants effectively protect their airway after an episode of reflux. A rare exception is an infantwith impaired swallowing mechanisms due to neurologic dysfunction. The head of the mattress shouldnot be elevated because this is not effective for reducing reflux. (See "Gastroesophageal reflux ininfants", section on 'Positioning therapy'.)
•
Sitting devices, including car seats, infant carriers, strollers, and swings, should not be used for routinesleep. (See 'Sleep environment' above.)
•
Infant "sleep positioners" (wedges and other positioning devices) should not be used, as described inan FDA Safety Alert [85].
•
Infants should be placed supine for sleep throughout the first year of life. After six months of age, therisk of SIDS decreases substantially but is not eliminated (see 'Epidemiology' above). If an infant isjust learning to roll into the prone position during sleep, the parent should initially turn his or her backinto the supine position [208]. Once the infant can roll from supine to prone and from prone to supine,the infant can then be allowed to remain in the sleep position that he or she assumes [9]. It remainsimportant to avoid having soft or loose bedding in the infant's sleep environment, to prevent suffocationor entrapment if the infant rolls. For the same reason, the parent should not use bedding, pillows, ordevices to try to keep the infant in a particular sleep position.
•
Firm sleep surface – Infants should always be placed to sleep in a crib or bassinet on a firm surface that iscertified for use as infant bedding. The following sleep surfaces may be dangerous and should be AVOIDED(see 'Sleep environment' above):
Beds designed for older children and adults, including those with bedrails.•
Soft sleep surfaces, including polystyrenefilled cushions and sheepskin bedding.•
Roomsharing without bedsharing – Infants should sleep in the parents' room for the first six months, in acrib (or cradle or bassinet) but NOT in the parents' bed. They should not sleep on or share a sofa, recliner,armchair, or other type of cushioned chair. (See 'Protective factors' above.)
Avoid soft objects and bumper pads in the bed – Soft objects (eg, pillows, stuffed animals) and looseblankets should be kept out of the crib, bassinet, or cradle. Bumper pads appear to be particularly dangerousand should not be used. The infant's head should remain uncovered. If blankets are used, the infant's feetshould be placed at the bottom of the crib and the blankets tucked around the mattress to prevent the infantfrom moving into a position in which the head could be covered by the blanket (figure 1). Infant sleep clothing("sleeper" or "sleep sac") is a safe alternative to a blanket, provided that the sleep clothing is appropriatelysized and selected to avoid overheating. (See 'Sleep environment' above.)
Avoid overheating – Overheating should be avoided; the infant should be lightly clothed for sleep, and thebedroom temperature should be comfortable for a lightly clothed adult. If the infant is dressed in a sleeper, nomore than a thin blanket should be necessary. Infants should not sleep next to a radiator or heater, or indirect sunshine. (See 'Sleep environment' above.)
Pacifier use – We suggest offering a pacifier at sleep initiation because of some evidence that this isprotective against SIDS, even if the pacifier subsequently falls out of the infant's mouth. (See 'Protectivefactors' above.)
The pacifier should not be attached to a strap or cord because this can present a strangulation risk. It shouldbe used when placing the infant to sleep but not reinserted once the infant is asleep. The AAP suggests
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Other measures
No benefit from home monitors — There is no evidence to support the role of home cardiorespiratory (CR)monitors in SIDS prevention, and the AAP recommends against prescribing home monitors for this purpose [3].
Hypotheses proposed during the 1970s suggested that infants with a history of apnea or an apparent lifethreatening event (ALTE) are at risk for SIDS even if they are otherwise asymptomatic, and that death could beprevented by CR monitoring. However, studies done over the past decade have failed to confirm the relationshipbetween SIDS and apnea. Moreover, studies of infants with a history of ALTE and others considered to be at riskfor SIDS (such as siblings of SIDS victims) were unable to show any benefit of CR monitoring in preventing SIDSdeaths. These issues are discussed in detail separately. (See "Use of home cardiorespiratory monitors in infants"and "Apparent lifethreatening event in infants", section on 'ALTE does not imply SIDS risk'.)
Counseling parents of asymptomatic infants with risk factors for SIDS who request a home monitor may bechallenging. If parents are concerned about SIDS and request a monitor, we suggest that the clinician engagethem in a focused conversation about the potential benefits and risks of using a home monitor before making thedecision. (See "Use of home cardiorespiratory monitors in infants", section on 'Asymptomatic infants with riskfactors for sudden infant death syndrome'.)
INFORMATION FOR PATIENTS — UpToDate offers two types of patient education materials, "The Basics" and"Beyond the Basics." The Basics patient education pieces are written in plain language, at the 5 to 6 gradereading level, and they answer the four or five key questions a patient might have about a given condition. Thesearticles are best for patients who want a general overview and who prefer short, easytoread materials. Beyondthe Basics patient education pieces are longer, more sophisticated, and more detailed. These articles are writtenat the 10 to 12 grade reading level and are best for patients who want indepth information and are comfortablewith some medical jargon.
Here are the patient education articles that are relevant to this topic. We encourage you to print or email thesetopics to your patients. (You can also locate patient education articles on a variety of subjects by searching on"patient info" and the keyword(s) of interest.)
delaying the introduction of the pacifier until one month of age for breastfed infants to ensure thatbreastfeeding is firmly established [212]. There is some concern that pacifier use may increase the risk ofacute otitis media (AOM) [213]. However, the incidence of AOM is relatively low during the first six monthsof life when the risk of SIDS is greatest. (See "Breastfeeding: Parental education and support" and "Acuteotitis media in children: Epidemiology, microbiology, clinical manifestations, and complications", section on'Risk factors'.)
Smoking and other substances – Mothers should avoid smoking, alcohol, and illicit drug use after birth aswell as during pregnancy. Postnatal exposure of infants to tobacco smoke should be avoided; providersshould encourage the parents to quit smoking and to set a firm rule against smoking in the house or car. (See'Maternal risk factors' above and "Secondhand smoke exposure: Effects in children", section on 'Suddeninfant death syndrome' and "Control of secondhand smoke exposure", section on 'The home environment'.)
Breastfeeding – Breastfeeding is recommended for possible effects on reducing the risk of SIDS, in additionto other benefits. (See 'Protective factors' above and "Infant benefits of breastfeeding".)
"Tummy time" – Prone positioning is encouraged when the infant is awake and observed to facilitate thedevelopment of shoulder girdle strength and avoidance of occipital plagiocephaly [109]. (See "Overview ofcraniosynostosis".)
th th
th th
Basics topics (see "Patient information: Sudden infant death syndrome (SIDS) (The Basics)")
Beyond the Basics topics (see "Patient information: Sudden infant death syndrome (SIDS) (Beyond theBasics)")
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Sudden infant death syndrome (SIDS) is defined as the sudden death of an infant less than one year of age,which remains unexplained after a thorough case investigation, including performance of a complete autopsy,examination of the death scene, and review of the clinical history. (See 'Definition' above.)
SIDS is the leading cause of infant mortality between one month and one year of age in the United States.The rate of SIDS peaks between two and four months of age, and 90 percent of cases occur before sixmonths of age. (See 'Epidemiology' above.)
The mechanism of sudden death is unknown. The most compelling hypothesis involves a brainstemabnormality or maturational delay related to neuroregulation or cardiorespiratory control, combined with atrigger event such as airflow obstruction. The mechanism most likely involves abnormalities of serotonin (5HT) signaling. (See 'Pathogenesis' above.)
A number of risk factors for SIDS have been identified (table 2). These include exposure to cigarette smoke,maternal age <20 years, prematurity, prone sleeping position, soft bedding, and overheating. Apnea ofprematurity, although a marker for prematurity, is not a risk factor for SIDS. (See 'Risk factors' above.)
To minimize the risk for SIDS, we recommend each of the following measures (see 'Sleep position andenvironment' above):
We recommend that all infants, including those with a history of prematurity who are older than 32weeks postmenstrual age, be placed to sleep on their backs (supine) for every sleep (Grade 1B). Sidesleeping is not recommended. (See 'Sleep position' above.)
•
We recommend that infants should sleep on a firm sleep surface (crib, cradle, or bassinet) withoutpillows or other soft objects, crib bumper pads, loose bedding, excessive clothing or sleep positioners(figure 1) (Grade 1B). We also recommend AGAINST bedsharing (Grade 1B), although roomsharingis encouraged. (See 'Sleep environment' above.)
•
Expectant mothers should avoid smoking during pregnancy because of effects on SIDS risk, in additionto other adverse effects of smoking. Exposure of an infant to secondhand smoke after delivery alsoprobably increases SIDS risk. (See 'Maternal risk factors' above and 'Other measures' above.)
•
Measures that may help protect against SIDS risk include breastfeeding and use of a pacifier whenplacing the infant to sleep. These effects are weak and are outweighed by the modifiable risk factorsdescribed above. (See 'Protective factors' above.)
•
The use of home monitors has not been proven to reduce the incidence of SIDS and is not recommended forthis purpose. (See 'No benefit from home monitors' above.)
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GRAPHICS
Disorders that can mimic SIDS
General
Sepsis (including meningococcemia)
Asphyxiation (accidental or deliberate)
Anaphylaxis
Metabolic decompensation
Hyperthermia
Poisoning (with toxic effects on kidney, liverand/or brain)
Inborn errors of metabolism (may affect liver,muscle, and/or brain)
Blood
Sickle cell disease in crisis
Heart
Subendocardial fibroelastosis
Congenital heart disease (especially aorticstenosis)
Myocarditis
Lungs
Pneumonia
Bronchiolitis
Tracheobronchitis, severe
Aspiration or airway obstruction
Idiopathic pulmonary hypertension
Kidney
Pyelonephritis
Gastrointestinal tract
Enterocolitis with Salmonella, Shigella, orpathogenic E. coli
Liver
Hepatitis
Pancreas
Pancreatitis
Boric acid poisoning
Cystic fibrosis
Adrenal
Congenital adrenal hyperplasia
Brain
Encephalitis
Trauma (skull fracture, cerebral edema,subdural hemorrhage)
Arteriovenous malformation with bleeding
SIDS: sudden infant death syndrome.
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Epidemiologic risk factors for SIDS
General factors
Low birth weight
Racial/ethnic differences (increased risk in nonwhite races)
Gender male greater than female
Climate twofold increased risk in cold versus warm months
Maternal and antenatal factors
Smoking, illicit drugs
Young, unmarried, no high school degree
Late or no prenatal care
Poor gestational weight gain
Pregnancy complications (placenta previa, abruption, premature rupture of membranes)
Anemia
Urinary tract infection, sexually transmitted disease
Short interpregnancy interval
Neonatal factors
Prematurity
Small for gestational age
Vital signs not a risk
Apnea of prematurity not a risk
Post neonatal factors
Prone sleep position 1.3fold increased risk
Sleep environment soft sleep surfaces, loose bedding accessories, bedsharing
Recent gastrointestinal illness
Listlessness
Breast feeding reduces risk
Recent upper respiratory infection not a risk
Immunizations not a risk
SIDS: sudden infant death syndrome.
Data from: Hoffman HJ, Damus K, Hillman L, Krongrad E. Risk factors for SIDS. Results of the NationalInstitute of Child Health and Human Development SIDS Cooperative Epidemiological Study. Ann N Y AcadSci 1988; 533:13.
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Safe sleep position and bedding to reduce SIDS risk
To reduce the risk for sudden infant death syndrome (SIDS), thefollowing practices should be used for every sleep:
Place the infant to sleep on his or her back.The sleep surface should be firm. Infants should not sleep onsofas or beds designed for adults.Avoid soft objects in the crib, including pillows and stuffedanimals.If a blanket is used, the infant's feet should be placed near thebottom of the crib ("feet to foot"). The blanket should be thin,and tucked around the mattress, reaching only as far as theinfant's chest.
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Disclosures: Michael J Corwin, MD Nothing to disclose. George B Mallory, MD Nothing to disclose. Teresa K Duryea, MD Nothing todisclose. Alison G Hoppin, MD Nothing to disclose.Contributor disclosures are reviewed for conflicts of interest by the editorial group. When found, these are addressed by vetting through amultilevel review process, and through requirements for references to be provided to support the content. Appropriately referencedcontent is required of all authors and must conform to UpToDate standards of evidence.Conflict of interest policy
Disclosures