History of Alabama’s “Sunshine Law”

A Training for Public A Training for Public Officials onOfficials on

The Alabama Open The Alabama Open Meetings ActMeetings Act

(Act No. 2005-40(Act No. 2005-40))“The Sunshine Law”“The Sunshine Law”

History of Alabama’sHistory of Alabama’s“Sunshine Law”“Sunshine Law”

History of Sunshine Law:History of Sunshine Law:

Open meetings of some entities required before Open meetings of some entities required before Sunshine Laws.Sunshine Laws.Alabama had one of the oldest and simplest Alabama had one of the oldest and simplest “sunshine laws” in the United States. “sunshine laws” in the United States. First proposed in 1915 by J. Miller Bonner, a First proposed in 1915 by J. Miller Bonner, a Senator from Camden, while in his first term in the Senator from Camden, while in his first term in the Alabama legislature.Alabama legislature. According to Bonner, the law arose out of distrust According to Bonner, the law arose out of distrust for “secret societies” that prevailed at the turn of the for “secret societies” that prevailed at the turn of the century.century.

Historical Perspective:Historical Perspective:

Bonner was quoted in a 1940 edition of Bonner was quoted in a 1940 edition of The The Birmingham NewsBirmingham News as saying: as saying:

““I got that [Sunshine] law through my first I got that [Sunshine] law through my first trip to the Legislature back in 1915. And I’m still trip to the Legislature back in 1915. And I’m still proud of it. [No incident] in particular [caused its proud of it. [No incident] in particular [caused its introduction]. I’ve always been for the sunlight introduction]. I’ve always been for the sunlight shining on the public’s business, for the open shining on the public’s business, for the open door, for taking the hood off the Klan. If it’s the door, for taking the hood off the Klan. If it’s the people’s business they’ve got a right to know people’s business they’ve got a right to know what’s going on. Open meetings and a free what’s going on. Open meetings and a free press assure that.”press assure that.”

Historical Perspective:Historical Perspective:

Bonner later admitted that the biggest Bonner later admitted that the biggest mistake he made during the legislative mistake he made during the legislative process was to compromise and agree to process was to compromise and agree to the “character and good name” the “character and good name” exception.exception.

He acknowledged in 1940 that the He acknowledged in 1940 that the “exception” had already been abused “exception” had already been abused many times. many times.

No Criminal Prosecutions in 90 No Criminal Prosecutions in 90 YearsYears

Sunshine law was criminal statute.Sunshine law was criminal statute.

Violation was misdemeanor with $500 fine.Violation was misdemeanor with $500 fine.

Proof beyond a reasonable doubt.Proof beyond a reasonable doubt.

No record of prosecution in history of its No record of prosecution in history of its existence.existence.

Major Legal Developments Major Legal Developments Which Weakened Sunshine Which Weakened Sunshine

Law:Law:Shelby County Medical Center: Shelby County Medical Center: – Ruled that votes could be taken by secret ballot.Ruled that votes could be taken by secret ballot.

Auburn BOT Opinion:Auburn BOT Opinion:– Limited applicability of Sunshine Law to quorums of Limited applicability of Sunshine Law to quorums of

entire body.entire body.– Expanded litigation exception to threatened litigation.Expanded litigation exception to threatened litigation.

Selma Water Works case ruled water boards Selma Water Works case ruled water boards were not subject to Sunshine Law.were not subject to Sunshine Law.

Legislation 2005Legislation 2005

Alabama Press Association strongly Alabama Press Association strongly supported re-write of Open Meetings Law supported re-write of Open Meetings Law in February 2005.in February 2005.

Sought new law that would allow Sought new law that would allow additional exemptions in exchange for additional exemptions in exchange for tightening current loopholes which have tightening current loopholes which have rendered the law ineffective in light of rendered the law ineffective in light of recent court rulings.recent court rulings.

““OMA 101OMA 101””Responsibilities under Responsibilities under

Alabama’sAlabama’sOpen Meetings ActOpen Meetings Act

WARNING!!!WARNING!!!

This Manual / Presentation is This Manual / Presentation is not not the law. the law. – It cannot cover every situationIt cannot cover every situation

If you have a question . . . If you have a question . . . – Call your legal counsel or the Attorney Call your legal counsel or the Attorney

General’s OfficeGeneral’s Office– www.ago.alabama.govwww.ago.alabama.gov or or

www.ago.state.al.uswww.ago.state.al.us

Alabama’s Open Meetings Alabama’s Open Meetings ActAct

1.1. A Quick OverviewA Quick Overview

2.2. Effective Date: Effective Date: October 1, 2005October 1, 2005

See more details in the OMA Manual, Page 5See more details in the OMA Manual, Page 5

Changes and Changes and Additions Additions

Under Alabama’s Open Meetings Under Alabama’s Open Meetings ActAct

• Committees and SubcommitteesCommittees and SubcommitteesJob Performance & Character / Good NameJob Performance & Character / Good NameNo Secret BallotsNo Secret BallotsQuorum – newly elected officialsQuorum – newly elected officialsNoticeNotice


Changes and Changes and Additions Additions

Under Alabama’s Open Meetings Under Alabama’s Open Meetings ActAct

• RecordingRecordingElectronic CommunicationsElectronic CommunicationsOpen TapingOpen TapingCivil Penalties & ImmunityCivil Penalties & Immunity

See more details in the OMA Manual, Page 6-7See more details in the OMA Manual, Page 6-7

The LawThe Law““The Deliberative Process of governmental bodies shall be open to The Deliberative Process of governmental bodies shall be open to the public during meetings (as defined by this Act). Except for the public during meetings (as defined by this Act). Except for executive sessions … or as otherwise expressly provided by other executive sessions … or as otherwise expressly provided by other federal or state statutes, all meetings of a governmental body shall be federal or state statutes, all meetings of a governmental body shall be open to the public and no meetings of a governmental body may be open to the public and no meetings of a governmental body may be held without providing notice (as defined in this Act).held without providing notice (as defined in this Act).

“No executive sessions are required by this Act to be held under any “No executive sessions are required by this Act to be held under any circumstances. Electronic communications shall not be utilized to circumstances. Electronic communications shall not be utilized to circumvent any provision of this Act.”circumvent any provision of this Act.”


Simplified aspects of the Simplified aspects of the lawlaw

All meetings in which governmental bodies meet to All meetings in which governmental bodies meet to deliberate must be open to the public.deliberate must be open to the public.

-Under the OMA, the -Under the OMA, the onlyonly exception to an Open Meeting is an exception to an Open Meeting is an “Executive Session.”“Executive Session.”

-No meeting – even an emergency meeting – can be properly -No meeting – even an emergency meeting – can be properly held under the OMA without proper notice.held under the OMA without proper notice.

-Electronic communications, such as teleconferencing, -Electronic communications, such as teleconferencing, cannot be used to circumvent the OMA.cannot be used to circumvent the OMA.


Important Definitions:Important Definitions:

MeetingMeeting – Section 2(6)a1 – Section 2(6)a1

1. Pre-arranged gathering of a quorum which is set by law or 1. Pre-arranged gathering of a quorum which is set by law or operation of lawoperation of law

2. Pre-arranged gathering of a quorum to exercise powers to 2. Pre-arranged gathering of a quorum to exercise powers to approve the expenditures of public fundsapprove the expenditures of public funds

3. Gathering to deliberate specific matters that, at the time of 3. Gathering to deliberate specific matters that, at the time of the exchange, the participating members expect the exchange, the participating members expect

to come up at a later date to come up at a later date


Important Definitions:Important Definitions:

DeliberationDeliberation

Any exchange of info or ideas that is intended to arrive at Any exchange of info or ideas that is intended to arrive at or influence a decision.or influence a decision.

Applies to current discussions or discussions about future Applies to current discussions or discussions about future issues.issues.


Important Definitions:Important Definitions:QuorumQuorum

“A Majority of the Voting Members”“A Majority of the Voting Members”

IncludesIncludes Newly Elected or Appointed Members Newly Elected or Appointed Members when Counting toward a Meetingwhen Counting toward a Meeting

Exceptions: Exceptions: 1. Required by Law1. Required by Law

2. Exercise to possess or spend $$2. Exercise to possess or spend $$

(Essentially, Ad hoc meetings)(Essentially, Ad hoc meetings)


Before the Meeting:Before the Meeting:

GIVE NOTICEGIVE NOTICE

Generally, all governmental bodiesGenerally, all governmental bodiesthat come under the OMA must give notice.that come under the OMA must give notice.


Notice Exceptions:Notice Exceptions:• Advisory BoardsAdvisory Boards that are that are

1) created solely to make recommendations on public policy 1) created solely to make recommendations on public policy issues and issues and 2) are composed of persons not compensated with public 2) are composed of persons not compensated with public fundsfunds

County CommissionsCounty Commissions (and subcommittees) – must follow (and subcommittees) – must follow current law under Section 11-3-8current law under Section 11-3-8


Notice Exceptions:Notice Exceptions:• Quasi Judicial or Contested Case HearingsQuasi Judicial or Contested Case Hearings

An executive body issuing judicial decisions for the body An executive body issuing judicial decisions for the body Example: State Bar’s Removal of professional license not Example: State Bar’s Removal of professional license not open, so no notice requiredopen, so no notice required

Non-Meetings under the OMANon-Meetings under the OMA Social Gatherings Social Gatherings Conventions, Training Programs Conventions, Training Programs Media Events Media Events Meetings with State or Fed. Officials to report/seek info or Meetings with State or Fed. Officials to report/seek info or seek support for important issues to the body seek support for important issues to the body


What must be contained What must be contained in a Notice?in a Notice?• Time, date and placeTime, date and place of meeting of meeting

-- Always -- Always

Preliminary AgendumPreliminary Agendum -- When available, must be placed with -- When available, must be placed with notice notice -- If none, give the “nature & purpose” of the -- If none, give the “nature & purpose” of the meeting meetingSee more details in the OMA Manual, Page 13See more details in the OMA Manual, Page 13

When Is a Notice When Is a Notice Required?Required?

7 Day Notice7 Day Notice

All pre-arranged meetings required by law to be held at All pre-arranged meetings required by law to be held at a certain time or place. a certain time or place.

((§2(6)a.1 meetings)§2(6)a.1 meetings)




Pre-arranged body meetings to exercise the Pre-arranged body meetings to exercise the body’s powers to possess or approve the body’s powers to possess or approve the

expenditure of public fundsexpenditure of public funds. . (§2(6)a.2 meetings) (§2(6)a.2 meetings)




All meetings to deliberate matters the body members All meetings to deliberate matters the body members expect to come before the body at a later date. expect to come before the body at a later date.

(§2(6)a.3 Meetings)(§2(6)a.3 Meetings)

Statutorily required Statutorily required City and Town Council MeetingsCity and Town Council Meetings under §11-43-60, Code of Alabama (1975).under §11-43-60, Code of Alabama (1975).


When Is a Notice When Is a Notice Required?Required?1 Hour Notice1 Hour Notice

Emergency meetings and Resignations.Emergency meetings and Resignations.

Emergencies only occur when necessary to avoid Emergencies only occur when necessary to avoid 1) personal physical injury or 2) damage to property1) personal physical injury or 2) damage to property


How Must NoticeHow Must Noticebe given?be given?

Governmental Bodies with Statewide JurisdictionGovernmental Bodies with Statewide Jurisdiction

Required: Submit notice to the Secretary of State to Required: Submit notice to the Secretary of State to post on Secretary of State websitepost on Secretary of State website

Optional: “In additional manner” desired by the body Optional: “In additional manner” desired by the body



Municipal Government BodiesMunicipal Government Bodies

Required: “On a bulletin board at a place convenient to Required: “On a bulletin board at a place convenient to the public at city hall”the public at city hall”

Exception: Municipal corporations may place on a Exception: Municipal corporations may place on a public bulletin board in corp.’s principal office public bulletin board in corp.’s principal office



Local School BoardsLocal School Boards

Required: On a bulletin board, convenient to the public, Required: On a bulletin board, convenient to the public, in the board’s central admin. officein the board’s central admin. office


How Must NoticeHow Must Noticebe given?be given? County CommissionsCounty Commissions

Code of Code of Alabama, SectionAlabama, Section 11-3-8 11-3-81. Establish a regular meeting schedule at the first meeting1. Establish a regular meeting schedule at the first meeting2. Publish the schedule in the County Courthouse2. Publish the schedule in the County Courthouse3. Forward to all requesting news media3. Forward to all requesting news media

Special Meetings: After a special vote, follow the above at Special Meetings: After a special vote, follow the above at least 5 days in advance least 5 days in advance (**Refer to the manual**)(**Refer to the manual**)



All Other Governmental Bodies All Other Governmental Bodies

Required: “In a reasonable location” or using “a Required: “In a reasonable location” or using “a reasonable method that is convenient to the public”reasonable method that is convenient to the public”

Changing methodsChanging methods: Allowed if voted on and announced : Allowed if voted on and announced in a prior open meeting in a prior open meeting


Direct NotificationDirect NotificationA government body is A government body is requiredrequired to directly notify registered to directly notify registered

members of the public or media “if practicable”members of the public or media “if practicable”

ContentsContents: Time, Place, Nature, Purpose: Time, Place, Nature, Purpose

* The body sets the “reasonable” rules for notification* The body sets the “reasonable” rules for notification* The requesting party bears the costs* The requesting party bears the costs* Any reasonable method is acceptable* Any reasonable method is acceptable


During the Meeting:During the Meeting:

ProcedureProcedure

Adopted Rules of Parliamentary ProcedureAdopted Rules of Parliamentary Procedure(Left to the choice of the body)(Left to the choice of the body)


During the Meeting:During the Meeting:VotingVoting

All votes must be open “unless otherwise All votes must be open “unless otherwise permitted by law” permitted by law”

**No Secret BallotsNo Secret Ballots: Secret ballots are strictly : Secret ballots are strictly forbidden. Thus, individual voice voting is forbidden. Thus, individual voice voting is

preferred.preferred.**No voting in Executive SessionNo voting in Executive Session: Even if the : Even if the body can enter Ex.Session, body can enter Ex.Session, all all votes must be votes must be

conducted openly conducted openly See more details in the OMA Manual, Page 17-18See more details in the OMA Manual, Page 17-18


Recording by the BodyRecording by the Body

The body must record:The body must record:1) Date, Time, Place1) Date, Time, Place

2) Members present and absent2) Members present and absent3) Action taken during the meeting3) Action taken during the meeting

Not requiredNot required: Executive Session actions or : Executive Session actions or video/audio recordingsvideo/audio recordings



Recording by the Media & PublicRecording by the Media & Public

An open meeting – not an executive session -- An open meeting – not an executive session -- may be may be openly openly recorded byrecorded by

Tape recorder, Video Camera, or PhotographTape recorder, Video Camera, or Photograph

The body can adopt rules to ensure the recording The body can adopt rules to ensure the recording does not “disrupt the conduct of the meeting”does not “disrupt the conduct of the meeting”


ExecutiveExecutive

SessionsSessions


Executive SessionExecutive Session

Calling an Executive SessionCalling an Executive Session

1.1. Convene an open meetingConvene an open meeting

2.2. Motion – Stating the Reason for Exec. SessionMotion – Stating the Reason for Exec. Session

3.3. Written or Oral Declaration (if necessary)Written or Oral Declaration (if necessary)

4.4. Open Voting – Must be recordedOpen Voting – Must be recorded

5.5. Statement Concerning ReconventionStatement Concerning ReconventionIf and when (approximately)If and when (approximately)


Executive Session -- ReasonsExecutive Session -- Reasons

1.1. Job Performance, Gen. Rep. and Character, Job Performance, Gen. Rep. and Character, Physical Condition, Professional Competence, Physical Condition, Professional Competence,

and Mental Healthand Mental Health

Easy Rule: All of the above – except Job Performance – Easy Rule: All of the above – except Job Performance – is always proper grounds for an executive session is always proper grounds for an executive session for all individuals. “Job performance” may be, for all individuals. “Job performance” may be, depending on the individual being discussed.depending on the individual being discussed.

Note: All discussion or salaries, compensation and other Note: All discussion or salaries, compensation and other “job benefits” cannot be held in an executive session“job benefits” cannot be held in an executive session



““Job Performance”Job Performance”

Observed conduct or actions of a public employee or official Observed conduct or actions of a public employee or official while on the job in furtherance of his or her dutieswhile on the job in furtherance of his or her duties

Includes: 1) Whether the person is meeting, exceeding, Includes: 1) Whether the person is meeting, exceeding, or failing to meet job requirementsor failing to meet job requirements 2) Whether formal employment actions should 2) Whether formal employment actions should be taken against the individual by the bodybe taken against the individual by the body



““Job Performance”Job Performance”

If the action meets these requirements, then the If the action meets these requirements, then the deliberation must be deliberation must be publicpublic if the person is if the person is

1.1. An elected or appointed officialAn elected or appointed official2.2. An appointed member of a state or local board or An appointed member of a state or local board or

commissioncommission3.3. A public employee who must file a statement of A public employee who must file a statement of

economic interest under Section 36-25-14economic interest under Section 36-25-1424 named officials + $50,000 rule24 named officials + $50,000 rule



““Job Performance” vs. Job Performance” vs.

““General Reputation and Character”General Reputation and Character”

GR&C: Characteristics or actions of a person GR&C: Characteristics or actions of a person directly involving good or bad ethical conduct, directly involving good or bad ethical conduct, moral turpitude, or suspected criminal activitymoral turpitude, or suspected criminal activity

**Always allowed in executive session if it does **Always allowed in executive session if it does not also meet the “job performance” definition not also meet the “job performance” definition



2.2. Formal Charges or Complaints Against an Formal Charges or Complaints Against an Individual or Legal EntityIndividual or Legal Entity

Always allowed if “formal written complaints or Always allowed if “formal written complaints or charges” levied against . . . charges” levied against . . .

– A public employeeA public employee– A student in public school or collegeA student in public school or college– An individual, corporation, partnership, or other legal An individual, corporation, partnership, or other legal

entity subject to the body’s regulationentity subject to the body’s regulation



3.3. Discussions with the Body’s AttorneyDiscussions with the Body’s Attorney

Proper Executive DiscussionsProper Executive Discussions Pending LitigationPending Litigation Likely litigation if proposed course of action is taken Likely litigation if proposed course of action is taken Mediator/Arbitrator: Any litigation or decision concerning Mediator/Arbitrator: Any litigation or decision concerning

matters in the body’s jurisdictionmatters in the body’s jurisdictionDeliberation After AdviceDeliberation After Advice

After receiving the advice, the body must reconvene and After receiving the advice, the body must reconvene and openly discuss the course of actionopenly discuss the course of action

Certification Before Entering Executive SessionCertification Before Entering Executive SessionA licensed AL attorney must give a written or oral declaration A licensed AL attorney must give a written or oral declaration that the exception is applicablethat the exception is applicable



4.4. Security Plans and MeasuresSecurity Plans and Measures

All of the following are subject to executive session:All of the following are subject to executive session:1.1. Security plans, procedures, methods, systemsSecurity plans, procedures, methods, systems2.2. Other security infrastructures (including critical and critical Other security infrastructures (including critical and critical

energy like utility companies)energy like utility companies)This matches the AL Homeland Security ActThis matches the AL Homeland Security Act

Required before entering: Required before entering: 1.1. Conclusion that open discussion “could reasonably be Conclusion that open discussion “could reasonably be

expected to be detrimental to public safety or welfare”expected to be detrimental to public safety or welfare”2.2. Notice to operators and owners of critical infrastructuresNotice to operators and owners of critical infrastructures



5.5. Criminal Investigation & Identity of Undercover Agent Criminal Investigation & Identity of Undercover Agent or Informantor Informant

A.A. Any discussion that might disclose the identity of Any discussion that might disclose the identity of undercover agentsundercover agents

B.B. Criminal investigations of Criminal investigations of non-public officialsnon-public officials

Required for both: Required for both: Pre-exec. session certification that law Pre-exec. session certification that law enforcement would be imperiled by open discussions enforcement would be imperiled by open discussions from 1) the AG, 2) the local DA, or 3) law enforcement from 1) the AG, 2) the local DA, or 3) law enforcement that can make an arrestthat can make an arrest



6.6. Negotiations to Buy / Sell / Lease Negotiations to Buy / Sell / Lease

Real PropertyReal Property

Proper for Executive Session:Proper for Executive Session:– Consideration body is willing to pay or acceptConsideration body is willing to pay or accept

Improper for Executive Session:Improper for Executive Session:– The material terms of the contract, before it is executedThe material terms of the contract, before it is executed

Exceptions to Executive SessionExceptions to Executive Session– Any body member has personal interest in the transactionAny body member has personal interest in the transaction– A condemnation action has been filed to acquire the propertyA condemnation action has been filed to acquire the property



7.7. Preliminary Negotiations in Trade CompetitionPreliminary Negotiations in Trade Competition

Proper if the body is competing againstProper if the body is competing against– Private individuals or entitiesPrivate individuals or entities– Other AL gov’t bodiesOther AL gov’t bodies– Other states or foreign nationsOther states or foreign nations

CertificationCertification required before entering Ex.Sessionrequired before entering Ex.SessionA.A. Open discussion would have detrimental impact on body’s negotiating Open discussion would have detrimental impact on body’s negotiating

positionpositionB.B. Open discussion would have detrimental impact on location, retention, or Open discussion would have detrimental impact on location, retention, or

expansion of employee or business entity in the area served by the bodyexpansion of employee or business entity in the area served by the bodyC.C. Open discussion would disclose info protected by the AL Trade Secrets ActOpen discussion would disclose info protected by the AL Trade Secrets Act

**** Certification must come from person involved in recruitment effort or who has Certification must come from person involved in recruitment effort or who has personal knowledge that matters will implicate protected trade secretspersonal knowledge that matters will implicate protected trade secrets



8.8. Negotiations between the Body and a Group Negotiations between the Body and a Group of Public Employeesof Public Employees

Basically, labor negotiations can be held in Basically, labor negotiations can be held in executive sessionexecutive session

Certification:Certification: Must indicate that an open Must indicate that an open discussion would have a detrimental impact discussion would have a detrimental impact on body’s “negotiation position”on body’s “negotiation position”



9.9. Discuss and Vote Upon a Contested Case HearingDiscuss and Vote Upon a Contested Case Hearing

Proper for executive session:Proper for executive session:1. Discuss and deliberate evidence from public or contested 1. Discuss and deliberate evidence from public or contested case hearingcase hearing2. Vote on outcome if body acting in “quasi-judicial role”2. Vote on outcome if body acting in “quasi-judicial role”

Required either that:Required either that:1.1. Vote in open, orVote in open, or2.2. The body must issue a written decision which can be The body must issue a written decision which can be reviewed by any person/body able to hear the appealreviewed by any person/body able to hear the appeal



10.10. Non-OMA ReasonsNon-OMA Reasons

““Otherwise Expressly Provided for by Law”Otherwise Expressly Provided for by Law”

Suggested:Suggested: 1) Openly vote for executive session 1) Openly vote for executive session 2) If possible, state the reason2) If possible, state the reason 3) Don’t vote in Exec.Session unless 3) Don’t vote in Exec.Session unless required by law required by law

Ex:Ex: Board of Pardon and Paroles must deliberate and Board of Pardon and Paroles must deliberate and vote openly, but discuss an inmate’s files in privatevote openly, but discuss an inmate’s files in private


After The Meeting:After The Meeting:


Suggested Steps:Suggested Steps:

Step # 1: Step # 1: Public RecordPublic Record of the Open Meeting. of the Open Meeting.*The body must maintain and publish *The body must maintain and publish the minutes it is required to take the minutes it is required to take during the meeting. They must be during the meeting. They must be published “as soon as practicable published “as soon as practicable after approval.”after approval.”

Step # 2: Know and Post Future Notice Step # 2: Know and Post Future Notice for next meeting.for next meeting.

Enforcing the O.M.A.Enforcing the O.M.A.

Viable Civil ActionsViable Civil Actions

1.1. Disregarding proper notice requirementsDisregarding proper notice requirements2.2. Disregarding OMA provisions during an Disregarding OMA provisions during an

open meetingopen meeting3.3. Voting to enter executive session, then Voting to enter executive session, then

discussing matters in executive session discussing matters in executive session not openly voted upon before enteringnot openly voted upon before entering

4.4. Any other intentional OMA violationAny other intentional OMA violationEx: Holding a secret meetingEx: Holding a secret meeting


How to How to Raise a Civil Claim:Raise a Civil Claim:

WhenWhen: Within 60 days of reason to know : Within 60 days of reason to know & & 2 years of 2 years of actionable conductactionable conductWhoWho: Any Alabama citizen, media organization, the local : Any Alabama citizen, media organization, the local District Attorney, or the Attorney GeneralDistrict Attorney, or the Attorney General

Not: Another member of the bodyNot: Another member of the body

WhereWhere: In the county of the body’s principle office: In the county of the body’s principle officeWhatWhat: The complaint must contain: The complaint must contain– One of the 4 grounds for legal actionOne of the 4 grounds for legal action– AllAll members present at the non-conforming meeting members present at the non-conforming meeting– Verification by the plaintiff that the allegations are true to the Verification by the plaintiff that the allegations are true to the

best of his knowledge, info, and beliefbest of his knowledge, info, and belief


Responding to the Civil Responding to the Civil Complaint:Complaint:

Initial ResponseInitial Response

– Within 7 days, members of the body must Within 7 days, members of the body must file the initial responsefile the initial response

– It should contain a preliminary explanation It should contain a preliminary explanation as to why the member(s) did or did not as to why the member(s) did or did not commit the alleged violationcommit the alleged violation


The Preliminary Hearing:The Preliminary Hearing:

WhenWhen: within 10 days of the initial response or : within 10 days of the initial response or 17 days of the complaint17 days of the complaint

Plaintiff must establishPlaintiff must establish– The meeting occurredThe meeting occurred– Each named member was presentEach named member was present– Substantial evidence exists to prove the alleged Substantial evidence exists to prove the alleged

violation occurredviolation occurred

If met, the judge sets a discovery plan and a If met, the judge sets a discovery plan and a date for a hearing on the meritsdate for a hearing on the merits


Merits Hearing:Merits Hearing:

If during an If during an open open meeting or noticemeeting or noticePlaintiff must prove the allegationPlaintiff must prove the allegation

If during an executive sessionIf during an executive sessionMembers must prove their discussions were limited to Members must prove their discussions were limited to the voted upon reasons for the sessionthe voted upon reasons for the sessionThe court will review all executive session materials The court will review all executive session materials in in cameracamera

Final OrderFinal OrderUnless otherwise agreed upon, the court must issue a Unless otherwise agreed upon, the court must issue a ruling in 60 days ruling in 60 days


PossiblePossiblePenalties / RemediesPenalties / Remedies

Financial PenaltiesFinancial PenaltiesMaximum: Lesser of $1000 or ½ of monthly salary for Maximum: Lesser of $1000 or ½ of monthly salary for serving on the bodyserving on the bodyThe gov’t cannot pay the fine, but can pay attorney feesThe gov’t cannot pay the fine, but can pay attorney fees

Temp. Restraining OrdersTemp. Restraining OrdersCan be entered before the final orderCan be entered before the final order

Invalidate the MeetingInvalidate the MeetingComplaint filed w/in 21 days of action being made publicComplaint filed w/in 21 days of action being made publicAction was intentionalAction was intentionalNo harm to Third Party who relied on the results of the No harm to Third Party who relied on the results of the meetingmeeting


Immunity for StatementsImmunity for Statements

Body members are immune from any Body members are immune from any liability for any statement during the liability for any statement during the meeting – relating to an action pending meeting – relating to an action pending before the body – if the meeting was open before the body – if the meeting was open and conforms to the OMAand conforms to the OMA


FINAL THOUGHTSFINAL THOUGHTS

If a situation is If a situation is unclear . . . unclear . . .

Err on the side of Err on the side of opennessopenness

If possible, If possible, contact your contact your legal advisor or legal advisor or the Attorney the Attorney General for an General for an opinion before opinion before actingacting

Attorney General’s Opinions:Attorney General’s Opinions:

Section 36-15-1 of the Code of Alabama imposes Section 36-15-1 of the Code of Alabama imposes certain enumerated duties on the Attorney General. certain enumerated duties on the Attorney General.

These include giving his opinion, in writing, on These include giving his opinion, in writing, on questions of law connected with the interests of questions of law connected with the interests of the state and state departments and to certain the state and state departments and to certain

enumerated local, county, and municipal officials enumerated local, county, and municipal officials and bodies. and bodies.

Who Can Request An Attorney Who Can Request An Attorney General’s Opinion:General’s Opinion:

Any officer, governing body, department or agency of the State, a county, or municipality. Opinion requests should be submitted in writing. If the opinion request is submitted by a board or governing body, a resolution from the board or governing body should also be

included.

The Attorney General does not address issues concerning matters currently in litigation. The Attorney General does not address moot, private, or personal questions in which the state,

county, or public is not materially or primarily interested. The Attorney General does not address the constitutionality of statutes.

Where to find existing Attorney Where to find existing Attorney General’s Opinions:General’s Opinions:

Opinions are available online at http://www.ago.state.al.us/opinion_search.cfm

or copies of opinions are distributed at no charge

upon request to the Alabama Attorney General’s Office, Opinions Division.

HOW TO FIND OUT MOREHOW TO FIND OUT MORE::

Alabama Attorney General’s OfficeAlabama Attorney General’s Office

Opinions DivisionOpinions Division

(334) 242-7403(334) 242-7403

http://www.ago.state.al.us/opinion.cfmhttp://www.ago.state.al.us/opinion.cfm

WHERE TO FIND:WHERE TO FIND:The Alabama Open Meeting ActThe Alabama Open Meeting Act

The Act that makes the OMA law is Act No. 2005-40.The Act that makes the OMA law is Act No. 2005-40.

A full version of Act No. 2005-40 can be obtained A full version of Act No. 2005-40 can be obtained

on-line through the on-line through the

Alabama Secretary of State’s website at Alabama Secretary of State’s website at

http://arc-sos.state.al.us/CGI/sosact02.mbr/inputhttp://arc-sos.state.al.us/CGI/sosact02.mbr/input

WHERE TO FIND:WHERE TO FIND:The Alabama Open Meeting Act 2005 The Alabama Open Meeting Act 2005

Manual for Public OfficialsManual for Public Officials

The Manual is available in a downloadable PDF The Manual is available in a downloadable PDF version through the following website:version through the following website:

Alabama Attorney General’s Office Alabama Attorney General’s Office http://www.ago.state.al.us/documents/open_meeting.pdfhttp://www.ago.state.al.us/documents/open_meeting.pdf

How to Contact:How to Contact:

Alabama Attorney General’s OfficeAlabama Attorney General’s Office11 South Union Street11 South Union Street

Montgomery, Alabama 36130Montgomery, Alabama 36130

(334) 242-7300(334) 242-7300

www.ago.alabama.govwww.ago.alabama.gov or or www.ago.state.al.uswww.ago.state.al.us

Documents

History of Alabama’s “Sunshine Law”