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High respiratory rate is associated with early reduction of lungedema clearance in an experimental model of ARDSJ. Retamal1,2, J. B. Borges1,3, A. Bruhn2, X. Cao4, R. Feinstein5, G. Hedenstierna6, S. Johansson4,F. Suarez-Sipmann1 and A. Larsson1
1Hedenstierna Laboratory, Department of Surgical Sciences, Section of Anaesthesiology & Critical Care, Uppsala University, Uppsala, Sweden2Departamento de Medicina Intensiva, Pontificia Universidad Cat�olica de Chile, Santiago, Chile3Cardio-Pulmonary Department, Pulmonary Divison, Heart Institute (Incor), University of S~ao Paulo, S~ao Paulo, Brazil4Department of Medical Biochemistry and Microbiology, Uppsala University, Uppsala, Sweden5Department of Pathology and Wildlife Diseases, National Veterinary Institute, Uppsala, Sweden6Department of Medical Science, Clinical Physiology, Uppsala University Hospital, Uppsala, Sweden
Correspondence
Jaime Retamal, Hedenstierna Laboratory,
Department of Surgical Sciences, Section of
Anaesthesiology & Critical Care, Uppsala
University, 751 85 Uppsala, Sweden
E-mail: [email protected]
Conflicts of interest
The authors have no conflicts of interest.
Funding
Supported by Beca de Cotutela Doctoral
CONICYT, and by the Swedish Heart and Lung
Foundation and the Swedish Research Council
(K2015-99X-22731-01-4).
Submitted 8 July 2015; accepted 13 July 2015;
submission 15 June 2015.
Citation
Retamal J, Borges JB, Bruhn A, Cao X,
Feinstein R, Hedenstierna G, Johansson S,
Suarez-Sipmann F, Larsson A. High respiratory
rate is associated with early reduction of lung
edema clearance in an experimental model of
ARDS. Acta Anaesthesiologica Scandinavica
2015
doi: 10.1111/aas.12596
Background: The independent impact of respiratory rate on ven-
tilator-induced lung injury has not been fully elucidated. The aim
of this study was to investigate the effects of two clinically rele-
vant respiratory rates on early ventilator-induced lung injury evo-
lution and lung edema during the protective ARDSNet strategy.
We hypothesized that the use of a higher respiratory rate during a
protective ARDSNet ventilation strategy increases lung inflamma-
tion and, in addition, lung edema associated to strain-induced
activation of transforming growth factor beta (TGF-b) in the lung
epithelium.
Methods: Twelve healthy piglets were submitted to a two-hit
lung injury model and randomized into two groups: LRR
(20 breaths/min) and HRR (40 breaths/min). They were mechani-
cally ventilated during 6 h according to the ARDSNet strategy.
We assessed respiratory mechanics, hemodynamics, and extravas-
cular lung water (EVLW). At the end of the experiment, the lungs
were excised and wet/dry ratio, TGF-b pathway markers, regional
histology, and cytokines were evaluated.
Results: No differences in oxygenation, PaCO2 levels, systemic
and pulmonary arterial pressures were observed during the study.
Respiratory system compliance and mean airway pressure were
lower in LRR group. A decrease in EVLW over time occurred only
in the LRR group (P < 0.05). Wet/dry ratio was higher in the HRR
group (P < 0.05), as well as TGF-b pathway activation. Histologi-
cal findings suggestive of inflammation and inflammatory tissue
cytokines were higher in LRR.
Conclusion: HRR was associated with more pulmonary edema
and higher activation of the TGF-b pathway. In contrast with our
hypothesis, HRR was associated with less lung inflammation.
Editorial comment: what this article tells us
This study, performed in an animal model of ventilator-induced lung injury, tells us that higher
respiratory rate during mechanical ventilation may have potential positive effects by reducing lung
inflammation, but also negative effects by increasing lung edema.
Acta Anaesthesiologica Scandinavica 60 (2016) 79–92
ª 2015 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd 79
ORIGINAL ARTICLE
Mechanical ventilation is a life-saving support-
ive therapy for patients with acute respiratory
distress syndrome (ARDS) but it also may
induce lung injury, the so-called ventilator-in-
duced lung injury (VILI).1 The mechanisms of
VILI encompass distinct regional mechanical
stresses, including overstretching2,3 and repeti-
tive opening and closing of airspaces.4–7
Clinical studies have demonstrated the
importance of protective-ventilation strategies
to minimize VILI and improve outcomes.8–12
The National Institutes of Heart, Lung and
Blood ARDS Network low tidal volume
(ARDSNet) trial showed that use of low tidal
volume (VT) ventilation of 6 vs. 12 ml/kg pre-
dicted body weight significantly reduced mor-
tality.8 This strategy is the current standard for
mechanical ventilation of patients with
ARDS.13–17 Mitigation of the proinflammatory
process is proposed as the rationale for its ben-
efit.8,18–20
During the use of the ARDSNet strategy a
high respiratory rate (RR) may be necessary to
maintain adequate carbon dioxide removal and
aiming in maintaining a pH of > 7.30.21 How-
ever, there is no solid experimental data sup-
porting the safety of a high RR concerning
VILI.22 The product of the transpulmonary pres-
sure and the VT changes relative to the end-
expiratory lung volume (EELV) can be viewed
as the energy delivered by the ventilation
within the lungs and an estimate of how much
the ventilator can damage the lungs. In this
framework, the development of VILI may be
also relevantly modulated by the cyclic fre-
quency of stress application. However, the inde-
pendent and specific impact of the RR on VILI
has not been fully elucidated.22–26 Inappropriate
ventilation has been found to be associated with
increased inflammatory markers, but also with
edema formation. The edema may not exclu-
sively be caused by inflammation, but impor-
tantly by an independent mechanism, i.e.,
integrin activation of latent transforming growth
factor beta (TGF-b) by stretching the epithelial
cells. This will via downstream phosphorylation
of the signal transducer, Smad2, increase endo-
cytosis of the epithelial sodium channel com-
plex (ENaC), inhibiting edema resorption.27 In
addition, TGF-b also, is an important regulator
of inflammation and cell proliferation.28–30
The aim of the present study was to investi-
gate the effects of two clinically relevant respira-
tory rates on early VILI evolution and lung
edema during the protective ARDSNet strategy.
We hypothesized that a higher respiratory rate
increases lung inflammation and, in addition,
lung edema associated with strain-induced acti-
vation of the TGF-b pathway.
Materials and methods
The animal Ethics Committee in Uppsala (C 5/
14) approved the study and the animals were
treated in accordance with National Institute of
Health’s guidelines (NIH). We studied 12 pig-
lets (2–3 months old, weighing 27–32 kg) of
mixed Hampshire, Yorkshire, and Swedish
country breeds.
Anesthesia and instrumentation
Animals were premedicated by an IM injection
of xylazine (2.2 mg kg�1, Rompun�; Bayer, Lev-
erkusen, Germany) and tiletamine/zolazepam
(6 mg kg�1, Zoletil�; Virbac, Carros, France).
After 5–10 min, the animals were placed supine
on a table and an orotracheal intubation was
performed using a non-cuffed 8 mm internal
diameter endotracheal tube (Mallinckrodt Medi-
cal, Dublin, Ireland) and secured in place by a
tight strap.
At baseline, the lungs were ventilated with
volume-controlled mode with VT of 8 ml/kg,
RR 30 breaths per minute (bpm), positive end-
expiratory pressure (PEEP) 5 cm H2O, inspira-
tory to expiratory ratio (I:E) 1:2, and fraction of
inspired oxygen (FIO2) of 1. Just before the
endotracheal intubation, a bolus of fentanyl
0.02 mg/kg was given IV. Anesthesia was
maintained with fentanyl 0.04 mg/kg/h, keta-
mine 30 mg/kg/h, and midazolam 0.1 mg/kg/h,
and after checking that anesthesia was suffi-
cient to prevent responses to painful stimula-
tion between the front toes, muscle relaxation
was achieved by rocuronium 0.3 mg/kg/h. The
depth of anesthesia was monitored continually
by observing arterial blood pressure and heart
rate.
Thirty ml/kg/h of Ringer’s acetate was infused
IV during the first hour. Since the second hour
till the end of the establishment of the two-hit
Acta Anaesthesiologica Scandinavica 60 (2016) 79–92
80 ª 2015 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd
J. RETAMAL ET AL.
injury VILI model, Ringer’s acetate infusion rate
was 20 ml/kg/h. Thereafter, the infusion rate
was kept at 10 ml/kg/h till the end of the
protocol.
After open dissection of the neck vessels, a
central venous catheter was inserted via the
right external jugular vein. A pulmonary arterial
catheter (Edwards Life-Sciences, Irvine, CA,
USA) for measurement of cardiac output (CO)
and monitoring of pulmonary artery pressure
was introduced via the right external jugular
vein. Invasive systemic arterial pressure was
monitored through a femoral arterial catheter
(PV2015L20, Pulsion, Munich, Germany). ECG
electrodes were applied on the chest as well as
a pulse oximeter on the base of tail for continu-
ous monitoring. A lower midline mini-laparo-
tomy was performed and a bladder catheter was
inserted to measure hourly urine production.
After the instrumentation, a period of stabiliza-
tion of 15 min was implemented.
Volumetric capnography was performed with
a NICO-monitor (Philips, Wallingford, CT,
USA) using airway flow and CO2 signals from
mainstream sensors placed between the endotra-
cheal tube and the “Y” piece of the ventilator
circuit. Data were recorded by the Datacoll soft-
ware (Philips) and later handled by the Flow-
tool software (Philips). Respiratory mechanics
calculations were performed from the NICO-
monitor airway pressure and flow waveforms.
Gas exchange measurements were made using
conventional blood gas analysis (Radiometer
ABL 505; Radiometer OSM3) and derived
parameters were calculated according to the
standard formula.
VILI model
We established a two-hit injury VILI model:
repeated lung lavages with 30 ml/kg of warmed
isotonic saline were applied until a pressure of
arterial oxygen to fractional inspired oxygen
concentration (PaO2/FIO2) less than 27 kPa was
achieved. This was followed by 120 min of inju-
rious mechanical ventilation using low PEEP
(mean PEEP = 2 cmH2O), high inspiratory pres-
sures (mean plateau pressure = 36 cmH2O), RR
20 bpm, and I:E 1:2. This model has previously
been found to produce inflammatory changes
compatible with ARDS.31,32
Investigational protocol
Gas exchange, lung mechanics, and hemody-
namic parameters were assessed after the initial
stabilization period (Baseline), after the estab-
lishment of our lung injury model (H0), and
hourly during 6 h of application of the ARDS-
Net strategy (see below) (H1–H6). Plasma sam-
ples for cytokines measurements were taken at
Baseline, H0, H3, and H6. Post-mortem, regional
lungs samples were extracted to evaluate tissue
cytokines, TGF-b pathway biomarkers, wet/dry
weight ratio, and for histological analysis. Bron-
choalveolar lavage fluid (BAL) samples were
collected at the end of the protocol (Fig. 1).
ARDSNet strategy
During the first 15 min of application of the
ARDSNet strategy, the following settings were
used in all animals: VT 6 ml/kg, PEEP 14
cmH2O, Inspiratory time 0.5 s, FIO2 = 0.7, and
RR 30 bpm. At the end of this period, the H0
measurements were performed. Then, the ani-
mals were randomized to RR = 40 bpm (high
respiratory rate group; HRR) or RR = 20 bpm
(low respiratory rate group; LRR).
To keep similar PaCO2 levels between groups
and based on pilot data, we added adjustable
instrumental dead space (IDS) in the HRR and
cut the endotracheal tube in the LRR. The IDS
was inserted between the “Y” piece and the dis-
tal flow sensor, which was placed at the endo-
tracheal tube opening. This device allowed us to
adjust the amount of rebreathed gas (that con-
tained CO2) to keep PaCO2 at the desired level.
Then, the following mechanical ventilation
settings were applied and maintained till the
end of the study: VT of 6 ml/kg, PEEP
10 cmH2O, and FIO2 0.5.
Lung tissue analysis
After euthanasia, during the opening of the
chest wall, ventilation was maintained identical
to the protocol. Then, the inferior cava vein was
sectioned, the trachea was clamped at end-expi-
ratory lung volume, and heart and lungs were
excised in bloc. Right lungs were clamped at
the hilum, and lung tissue samples were
collected from the following regions: superior
Acta Anaesthesiologica Scandinavica 60 (2016) 79–92
ª 2015 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd 81
RESPIRATORY RATE EFFECTS ON VILI
lobe-apical (SA), middle lobe-intermediate
(IM); and ventral (CV), intermediate (CI), and
dorsal (CD) regions of the inferior lobe. Samples
were immersed in 10% buffered formalin, pro-
cessed, and stained with hematoxylin–eosin for
histological analysis. The CV, CI, and CD
samples were evaluated histologically by a
pathologist blindly, which performed a semi-
quantitative analysis based on: alveolar collapse,
emphysema, alveolar edema, alveolar and alveo-
lar septa leukocytes infiltration, perivascular,
bronchiolar, peribronchiolar leukocytes infiltra-
tion, and interlobular and alveolar septa edema
and leukocytes infiltration. Each item was
scored based on the following scale: 0 = not
observed; 1 = mild; 2 = moderate; 3 = severe;
and 4 = very severe. Other samples of the same
regions were snap-frozen in liquid nitrogen,
kept at �80°C and later on processed for bio-
chemical and molecular biology analysis.
Wet-to-dry ratio
Wet-to-dry (W/D) ratio was measured in sam-
ples of the same lung regions from the right
lung. Briefly, samples of 2–4 g were weighted,
dried in a oven at 50°C by 72 h, and then
weighted again.
Bronchoalveolar lavage
BAL was performed in the left lung by intra-
bronchial injection of 50 ml of normal saline
solution and subsequent aspiration. The recov-
ered fluid was centrifuged and snap-frozen.
Cytokines
By using the ELISA method, the following
cytokines concentrations were measured in lung
homogenates, plasma, and bronchoalveolar
lavage (BAL): interleukin (IL)-1b, IL-6, IL-8, IL-10, and tumor necrosis factor alpha (TNFa).
TGF-b pathway assessment
Cryosections (5 lm) of formalin-fixed biopsies
from pig lungs were stained with 2 lg/ml of
rabbit polyclonal anti-phospho-Smad2 IgG [27].
Secondary goat anti-rabbit antibodies conju-
gated with Alexa Fluor 568 (Life Technologies)
were used at 1:1000 dilutions. Nuclei were visu-
alized with 1 lg/ml Hoechst 33342 (VWR Inter-
national, Radnor, PA, USA). Fluoromount-G
mounting medium (Southern Biotech, Birming-
ham, AL, USA) was used to mount stained sec-
tions. Pictures were with a Nikon Eclipse 90i
microscope, using the 209 objective at the same
exposure time for all samples.
Statistical analysis
We assessed that for a P < 0.05, with a power of
0.8, six animals in each group were needed if the
difference between the outcome variable W/D
would be 1 � 0.5.
We expressed values as means � standard
deviation (SD) or median � range where appro-
priate. The Shapiro–Wilk test was used to test
data for normality. Groups were compared using
Student’s t-test or Mann–Whitney U-test, one-
way (repeated-measures) analysis of variance
(ANOVA) or Kruskal–Wallis test. Interactions
between groups and time were assessed with
two-way repeated-measures ANOVA. The Bon-
ferroni adjustment for multiple tests was
applied for post hoc comparisons. The statistical
analyses were conducted by SPSS v.20.0.0 soft-
ware (SPSS, Inc, Chicago, IL, USA), and Graph-
Pad Prism version 5.0 (GraphPad Software, San
Diego, CA, USA). Statistical tests were carried
out with the significance level set at P < 0.05.
Preparation Lunglavages
Ventilator-induced lung injury(2 h)
RESP. RATE 20 bpm, ARDSNet ventilation (VT 6 ml/kg, PEEP 10 cmH2O, FIO2 0.5)
RESP. RATE 40 bpm, ARDSNet ventilation (VT 6 ml/kg, PEEP 10 cmH2O, FIO2 0.5)
H0 H6 H3
Fig. 1. Experimental timeline. Ventilator-induced lung injury (mean PEEP = 2 cmH2O, mean plateau pressure = 36 cmH2O). Black arrows
correspond to plasma sampling; white arrow corresponds to bronchoalveolar lavage and tissue sampling.
Acta Anaesthesiologica Scandinavica 60 (2016) 79–92
82 ª 2015 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd
J. RETAMAL ET AL.
Results
At baseline measurements, no significant differ-
ences between groups were found in body weight,
hemodynamics, and gas exchange (Table 1).
Respiratory system mechanics
After establishment of the two-hit injury VILI
model, mean airway pressure increased (7 � 0.4
to 15 � 1.9 cmH2O), as well as plateau pressure
(12 � 1.1 to 25 � 2.1 cmH2O) and peak airway
pressure (14 � 1.1 to 27 � 2.4 cmH2O), whereas
static compliance decreased (28 � 4.3 to 15 �1.8 ml/cmH2O). These variables did not differ
between groups. The evolution of respiratory
system mechanics and mechanical ventilation
parameters during the ARDSNet strategy is pre-
sented in Table 2 and Fig. 2.
Gas exchange
Figure 2 exhibits the gas exchange data. After
establishment of the two-hit injury VILI model,
the PaO2/FIO2 decreased from 63.2 � 5.1 to
36.7 � 13.2 kPa. At the beginning of the ARDSNet
strategy, no difference between the HRR and LRR
groups in PaO2/FIO2 was evident, but the LRR
group presented an increase of PaO2/FIO2 over time
(P < 0.05). There was no difference in venous
admixture (%) between HRR and LRR groups
(P > 0.05): at baseline 13.4 (1.3) and 13 (1.4), H0:
19.5 (4.6) and 24 (7.8), and H6: 26 (8.3) and 23.1
(5). The pH values did neither show differences
between groups nor over time (HRR = H1: 7.16,
H6: 7.17; and LRR = H1: 7.19, H6: 7.17).
Hemodynamics
During the ARDSNet strategy, heart rate
increased significantly in both groups, but car-
diac output increased only in the HRR group
(P < 0.05; Table 3). Figure 3 exhibits the evolu-
tion of the extravascular lung water measure-
ments in both groups. During and at the end of
the experiment, fluid intake and diuresis were
not different between groups.
Wet-to-dry ratio
Pooling together all regional samples of each
animal and then comparing HRR vs. LRR, the
W/D ratio in the HRR group was greater than
LRR (P < 0.001; Fig. 4).
In the CV region, LRR presented higher W/D
than the rest of samples of the same group
(P < 0.05), and similar levels than HRR group.
Histological analysis
Histological findings are shown in Table 4.
There was a higher peribronchiolar and perivas-
cular leukocyte infiltration in the ventral region
samples from the LRR group than in samples
from the same region from the HRR group
(P < 0.05; (Fig. 5).
Cytokines analyses
IL-10, IL-8, and TNFa concentrations in lung
homogenates increased in response to LRR
(P < 0.05, two-way repeated-measures ANOVA
– effect of RR). IL-6 showed interaction between
RR and lung region (P < 0.05). RR did not influ-
ence IL-1b concentration in lung homogenates
(Fig. 6). BAL analysis showed higher concentra-
tions of IL-1b in LRR vs. HRR (P < 0.01). Quan-
tification of plasma cytokines demonstrated very
low values and in most samples under the
detection limit, not showing any difference
between groups.
TGF-b pathway assessment
Immunohistochemistry of lung tissue exhibited
higher pSmad2-stained cells in the HRR group
compared with the LRR group (P < 0.05;
Fig. 7).
Table 1 Baseline characteristics from LRR and HRR groups.
Variable LRR HRR
Body weight (kg) 30 (1.1) 29 (1.4)
Arterial pH 7.43 (0.02) 7.47 (0.05)
PaCO2 (kPa) 5.9 (0.3) 5.5 (0.5)
PaO2/FIO2 (kPa) 63.1 (4.1) 63.1 (6.2)
Mean arterial pressure (mmHg) 75 (7.2) 89 (11.7)
Cardiac output (l/min) 3.8 (1.0) 4.1 (0.8)
EVLW (ml) 296 (49.7) 287 (42.2)
LRR, low respiratory rate (20 bpm); HRR, high respiratory rate
(40 bpm); EVLW, extravascular lung water. No significant differ-
ences between groups were observed. Values expressed as
mean (SD).
Acta Anaesthesiologica Scandinavica 60 (2016) 79–92
ª 2015 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd 83
RESPIRATORY RATE EFFECTS ON VILI
Discussion
The present study evaluated the isolated and
independent effect of two clinically relevant RRs
on the evolution of early experimental VILI dur-
ing the protective ARDSNet strategy. HRR was
associated with increased pulmonary edema and
higher activation of the TGF-b pathway, whereas
LRR showed evidence of higher inflammation.
Our experimental model, saline lavage fol-
lowed by injurious mechanical ventilation with
high volumes and low PEEP, was developed to
Fig. 2. Evolution of some physiological measurements in both groups. Low respiratory rate group (20 breaths/min) and HRR: high respiratory rate
group (40 breaths/min). Symbols (*) refer to post hoc analysis (one-way ANOVA) from each respiratory rate group, hour 1 vs. hour 6. P < 0.05.
Two-way ANOVA analysis showed group effect for Cdyn, Driving pressure, and VD/VT, P < 0.05. No interaction (time vs. group) was observed on
these variables P < 0.01. Values expressed as mean (SD). Cdyn, Dynamic respiratory system compliance; Driving pressure, Plateau pressure –
positive end-expiratory pressure; VD/VT, dead space; Mean PAP, mean pulmonary arterial pressure.
Table 2 Respiratory variables.
Variable Group Hour 1 Hour 2 Hour 3 Hour 4 Hour 5 Hour 6
Group
effect
Group 9 time
effect
VT/kg (ml/kg) LRR 5.3 (0.2) 5.3 (0.2) 5.3 (0.2) 5.4 (0.2) 5.4 (0.1) 5.5 (0.2) NS NS
HRR 5.5 (0.1) 5.5 (0.1) 5.5 (0.1) 5.5 (0.1) 5.5 (0.1) 5.5 (0.1)
Minute volume
(ml/min)
LRR 3105 (228) 3101 (210) 3104 (200) 3142 (190) 3157 (168) 3179 (170) P < 0.05 NS
HRR 6414 (379) 6415 (353) 6425 (368) 6457 (371) 6452 (380) 6476 (390)
Pmean (cmH2O) LRR 11.8 (0.5) 11.9 (0.5) 11.9 (0.5) 11.6 (0.3) 11.5 (0.3) 11.6 (0.3) P < 0.05 NS
HRR 13.4 (0.8) 13.0 (0.4) 13.0 (0.3) 12.9 (0.3) 12.9 (0.3) 12.8 (0.3)
Ppeak (cmH2O) LRR 26.4 (1.6) 26.6 (1.9) 26.8 (2.1) 26.7 (2.3) 26.3 (2.4) 26.0 (2.4) NS NS
HRR 25.6 (1.2) 25.4 (1.3) 25.5 (1.0) 25.2 (1.3) 24.7 (1.0) 25.3 (1.5)
PEEPi (cmH2O) LRR 0.1 (0.1) 0.1 (0.2) 0.1 (0.1) 0 (0.1) 0 (0) 0.1 (0.2) NS NS
HRR 0.1 (0.1) 0.1 (0.1) 0.1 (0.1) 0.1 (0.1) 0.1 (0.1) 0.1 (0.1)
Tidal alveolar
ventilation (ml)
LRR 48 (4.2) 49.7 (5.4) 48.1 (5.9) 49.3 (6) 51.2 (6.1) 50.6 (6.7) NS NS
HRR 55.8 (14) 46 (11.1) 42.7 (15.1) 44.6 (15) 38 (22.4) 37.5 (17.2)
LRR, low respiratory rate; HRR, high respiratory rate; VT, tidal volume; Pmean, mean airway pressure; PEEPi, intrinsic positive end-expiratory
pressure.
Acta Anaesthesiologica Scandinavica 60 (2016) 79–92
84 ª 2015 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd
J. RETAMAL ET AL.
reproduce as faithfully as possible the full char-
acteristics of early human ARDS. Surfactant
depletion by saline lavage results in a decrease
in lung compliance and hypoxemia33 but not in
alveolar epithelial injury or neutrophilic alveoli-
tis.34 When saline lavage is followed by injuri-
ous mechanical ventilation, it results in a type
of lung injury, which is very similar to ARDS in
humans.35 Thus, the used model results in
heterogeneously aerated lungs with significant
amounts of non-aerated lung tissue, tidal R/D,
hyperinflated lung tissue, tidal hyperinflation,
and, regionally distributed lung inflamma-
tion.31,32 In accordance with previous studies,
we found that lung edema and inflammation
develop within six hours after establishing a
lung injury model.31,32,36–38
To date, the effect of RR has not been studied
in clinical trials of protective ventilation strate-
gies. In these trials, RR was assigned only on
basis of pH levels, and/or the presence or not of
intrinsic PEEP, and/or an arbitrary upper limit
for RR. Importantly, none of these criteria can
discriminate any independent and specific effect
of RR on VILI.
Lung inflammation assessment
Our data show a higher concentration of some
cytokines in lung parenchyma from the LRR
group. However, the concentrations of cytokines
from most plasma samples were under the
detection threshold suggesting that the inflam-
mation was minor and/or very compartmental-
ized. Moreover, the cytokine levels reflect only
the early phase of ARDS, and not the whole
evolution of ARDS.
The higher degree of inflammation in the LRR
compared with HRR group could be explained
Table 3 Hemodynamic variables.
Variable Group Hour 1 Hour 2 Hour 3 Hour 4 Hour 5 Hour 6
Group
effect
Group 9 time
effect
Heart rate (beats/
min)
LRR 102 (15.9)* 113 (17.8) 122 (19.3) 130 (18.7) 131 (17.2) 126 (17.4)* NS NS
HRR 105 (9.9)* 114 (13.5) 117 (14.2) 118 (13.8) 121 (16.4) 125 (19.5)*
MAP (mmHg) LRR 84 (5.8) 83 (8) 82 (9.8) 82 (9.6) 80 (10.9) 78 (11.7) NS NS
HRR 82 (4.8) 83 (10.3) 82 (10.3) 82 (12) 81 (10.3) 81 (11.6)
PCWP (mmHg) LRR 10 (1.6) 9 (1.5) 9 (2) 8 (1.5) 8 (1.1) 8 (1) NS NS
HRR 10 (1.2) 10 (1.2) 9 (0.6) 9 (1.7) 9 (0.6) 9 (0.7)
Hemodynamic variables are shown for each time and each respiratory rate. LRR, low respiratory rate; HRR, high respiratory rate; MAP, mean
arterial pressure; PCWP, pulmonary capillary wedge pressure. Symbols (*) refer to post hoc analysis, hour 1 vs. hour 6 (one-way ANOVA)
from each respiratory rate group. Values expressed as mean (SD). *P < 0.05.
Fig. 3. Evolution of the extravascular lung water (EVLW)
measurements in both groups. Black circles correspond to low
respiratory rate group (LRR, 20 breaths/min), and white squares
correspond to high respiratory rate group (HRR, 40 breaths/min).
Symbol * refers to P < 0.05 (Bonferroni’s post hoc analysis). Also,
there is interaction between LRR and HRR group P < 0.01 (two-way
ANOVA).
Fig. 4. Comparison of wet-to-dry (W/D) weight ratio between both
respiratory rates setting at the end of the experiment. LRR
corresponds to low respiratory rate group (20 breaths/min), and HRR
corresponds to high respiratory rate group (40 breaths/min). Symbol *
refers to P < 0.05.
Acta Anaesthesiologica Scandinavica 60 (2016) 79–92
ª 2015 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd 85
RESPIRATORY RATE EFFECTS ON VILI
by two possible mechanisms; (1) by possible
cyclic recruitment/decruitment (R/D) and the
somewhat higher driving pressures inducing
inflammation in the LRR group,6,39 or (2) TGF-b“context-dependent” actions and/or anti-inflam-
matory effects induced by the higher TGF-b con-
centration downregulating inflammation in the
HRR group. Thus, “context-dependent” mecha-
nism consists in that TGF-b can either inhibit or
enhance effector function over inflammatory
cells depending on the environmental cytokines
profile. High concentrations of TGF-b, as we
observed in the HRR group, can suppress and
antagonize production of several cytokines from
macrophages and NK cells. The importance of
TGF-b in limiting inflammation is clearly
demonstrated in TGF-b knockout mice, which
die at 3–4 weeks of age from a wasting syn-
drome associated with multifocal inflammatory
disease.30
In contrast to our study, several experimental
studies have suggested that low respiratory rate
reduces inflammation, edema, and alveolar dam-
age.22–26 However, most of these studies were
performed in rodents and furthermore, did not
fully control tidal volumes, inspiratory times,
and importantly, inspiratory flows, which were
lower in the LRR group. Indeed, limiting inspi-
ratory flow has been shown to be highly lung
protective when using a volume-controlled pres-
sure-limited mode.25 In addition, most of these
studies examined extreme values of RR.22,25,26,40
Table 4 Histological analysis.
Region
Alveolar
Collapse Emphysema
Alveolar
Edema
Alveolar
Leukocytes
Perivascular and peribronchial
leukocytes
Interlobular edema and leukocytes
infiltration
Non-dependent
LRR 0 (0–1) 1 (1–3) 4 (0–4) 1 (1–3) 4 (3–4) 3 (3–4)*
HRR 0 (0–1) 2 (1–3) 4 (0–4) 2 (1–3) 4 (2–4) 2 (2–3)*
Intermediate
LRR 2 (0–3) 2 (1–2) 0 (0–0) 2 (1–2) 3 (1–3) 2 (1–3)
HRR 3 (2–3) 1 (1–2) 0 (0–4) 1 (1–2) 3 (2–3) 2 (2)
Dependent
LRR 4 (0–4) 1 (0–1) 0 (0–0) 1 (0–1) 1 (1–3) 2 (1–3)
HRR 3 (3–4) 1 (1–2) 0 (0–4) 1 (1–2) 2 (2–3) 2 (2)
Quantitative and morphometric analysis of lung samples from LRR = low respiratory rate groups; HRR = high respiratory rate groups. Non-
dependent (CV region), intermediate (CI region), and dependent (CD region). Values expressed as median (min-max). *P < 0.05.
* *
*
A B
Fig. 5. Lung histological preparations. Panel A shows a section from caudal ventral (CV) region (10X) of a representative animal in the high
respiratory rate group. Pulmonary edema appears as an amorphous, feathery eosinophilic material, barely visible, in the alveoli and the
interlobular septum (black arrow). Not also a dilated lymphatic capillary in the septum (§) and low numbers of inflammatory cells in the alveoli and
the septum. Two contracted bronchioles are visible (*). Panel B shows a section from CV region (10X) of a representative animal in the low
respiratory rate group. Severe acute inflammation: alveoli display numerous leukocytes, predominantly polymorphs and macrophages, and also
amorphous proteinaceous contents, consistent with a serous inflammatory exudate. A bronchiovascular unit displaying a collapsed bronchiolus is
visible (*).
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J. RETAMAL ET AL.
In our study, the only difference between the
groups was a clinically relevant RR. However,
as both groups had identical inspiratory flow,
inspiratory time, PEEP, and tidal volumes, min-
ute ventilation was doubled in the HRR group
compared with the LRR group. Hypercapnic aci-
dosis resulted as expected by the low minute
ventilation associated with LRR strategy. Hyper-
capnia might reduce inflammation and lung
injury as found in several experimental mod-
els.41,42 Therefore, to keep PaCO2 and alveolar
ventilation similar in both groups, we added an
extra instrumental dead space in the HRR
group, eliminating the confounding effect of
hypercapnic acidosis. Another option had been
to add exogenous CO2 in the inspired gas,
instead of increasing the rebreathed CO2 to the
HRR group. This would have eliminated the
need of instrumental dead space, but in other
regards not influenced the study design or
results
Hyperventilation has been shown to have
deleterious effects, not only during mechanical
ventilation but also in spontaneously strenu-
ously breathing healthy animals43 Moreover,
ultraprotective mechanical ventilation strategies
suggest that “less ventilation, less injury”.44–46
However, in these experiments, it is not possi-
Fig. 6. Levels of cytokines on lung
homogenates. Levels IL-6, IL-8, IL-10, and
tumor necrosis factor alpha (TNFa) on tissue
homogenates separated by lung regions:
Non-dependent region (Non-D), intermediate
region (Interm), and dependent region (Dep).
Dark boxes correspond to low respiratory
rate, and white boxes correspond to high
respiratory rate. IL-10, IL-8, and TNFa
showed main effect of respiratory rate,
P < 0.05 (two-way ANOVA). IL-6 showed
interaction between RR and lung region
(P < 0.05).
A B
Fig. 7. Representative lung sections from superior lobe (SA) from (A) LRR, low respiratory rate groups, and (B) HRR, high respiratory rate groups.
Determination of pSmad2 as determinants of TGF-b pathway activation was done through immunostaining. In blue: cellular nuclei (Hoechst 33342),
and in red pSmad2 (+) nuclei (Alexa Fluor 568). pSmad2: phosphorylated mothers against decapentaplegic-2/3.
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RESPIRATORY RATE EFFECTS ON VILI
ble to separate the effects of VT, RR, minute
ventilation, and hypocapnia as the igniting
cause of VILI development.
Baumgardner et al. have shown that the mag-
nitude of PaO2 oscillations decreases with
increasing RR,47 suggesting that the dynamics
of the lungs, i.e., RR and expiratory time and
not only the statics, i.e., the PEEP levels, are
important for cyclic recruitment/derecruitment.
The dynamics is a function of regional alveolar
tissue mechanics, regional compliance, regional
airway resistance, and gas/liquid interfacial
mechanics determining the time constants for
regional lung collapse. Thus, a high RR reduces
the available time for expiratory collapse and
thus, prevents cyclic R/D at low extrinsic
PEEP.47 In addition, a possible explanation is
that in the HRR group intrinsic PEEP occurred
in lung regions with longer time constants
reducing regional derecruitment. In fact, Neu-
mann et al. showed by dynamic computed
tomography scanning in oleic acid injury in pigs
that by reducing the expiratory time, time-de-
pendent collapse was prevented.48 Recently, the
same group found in a surfactant-depleted
model that the reverse was true, i.e., that pro-
longed expiratory time promoted alveolar col-
lapse, cyclic R/D, and also regional ventilation
redistribution to non-dependent region.49 In our
study, the expiratory time was almost doubled
in the LRR group, and it is conceivable that this
caused a higher degree of collapse that is also
indicated by the lower respiratory compliance.
This implies that the end-expiratory lung vol-
ume was lower in the LRR group, and therefore
the VT was distributed in a smaller lung volume
generating higher dynamic strain,50 and thus
injury in the ventilated lung regions. In fact, in
the LRR group, inflammation was concentrated
to the ventral, non-dependent, i.e., ventilated
lung regions and not to the collapsed, i.e., not
ventilated, lung regions.49 Notwithstanding,
another possible mechanism for more inflamma-
tion in the low LRR group is a difference in
driving pressures (DP). DP, the difference
between cyclic end-inspiratory and end-expira-
tory pressure, may be an especially interesting
clinical estimate of lung stress as it is inversely
proportional to respiratory system compliance.
When analyzed during constant flow ventilation,
DP contains implicit information regarding on
how changes in PEEP modulate cyclic stretch.
Tidal volume/dynamic strain, when normalized
for lung compliance (i.e., DP), contains addi-
tional useful information regarding the interplay
between VT, plateau pressure, and PEEP and
their role in VILI.50,51 In our study, the LRR
was associated with significant higher DP.Amato et al. examined DP as an independent
variable associated with survival in ARDS
patients. Their analyses indicated that reduc-
tions in VT or increases in PEEP were beneficial
only if associated with drops in DP and no other
ventilation variable exhibited such a mediating
effect.39
Lung water content assessment
The HRR lungs presented higher water content
at the end of experiment (Fig. 3). But, observing
the temporal changes of EVLW (Fig. 2), we
interpret these findings not just as a gaining of
water but also as a decrease in the ability to
clear lung edema. The primary mechanism
responsible for the resolution of alveolar edema
is active vectorial sodium transport across the
alveolar epithelium.52 In ARDS, factors that
may impair the resolution of alveolar edema are
hypoxia, high tidal volume, and several cytoki-
nes such as IL-1b, IL-8, and TGF-b. TGF-b is a
cytokine implicated in inflammation, fibrosis,
and wound repair processes, and it is activated
by, e.g., mechanical strain. TGF-b signaling pro-
teins pSmad2/3 promptly reduce transepithelial
sodium transport by inducing endocytosis of
abc epithelial sodium channel complex (ENaC),
then promoting alveolar flooding and persis-
tence of pulmonary edema. Recently, Peters
et al. demonstrated that BAL fluids from ARDS
patients rapidly led to ENaC internalization on
lung epithelial cell cultures.27 This pathway
drives a rapid (within 30 min) and dramatic
(> 80%) reduction in the cell-surface abundance
of ENaC. Administration of TGF-b to rabbits
and rats blocked the sodium transport and
caused fluid retention.27,53 Corroborating the
role of TGF-b in ARDS, two studies demon-
strated increased TGF-b levels in lung fluids
from patients with ARDS and, furthermore,
lower TGF-b levels correlated with more venti-
lator-free and intensive care unit-free days.54,55
We assessed the activation of this pathway in
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J. RETAMAL ET AL.
both RR groups. By immunohistochemistry
analysis, a higher activation in the HRR group
was evident (Fig. 7). The continuous higher
degree of mechanical strain in the HRR group
might be reason for this finding and suggest a
possible mechanism for the impairment of lung
water clearance associated with HRR.
The HRR group presented higher respiratory
system compliance and consequently larger lung
volume. Egan et al. studied alveolar permeabil-
ity at different levels of lung inflation in adult
sheep.56 Their results demonstrated that the
epithelium became permeable to larger mole-
cules as inflation volume was increased. More-
over, the inflation changes in epithelial
permeability appeared restricted to situations in
which only a fraction of the lung expands in
response to high pressures,56–58 such as in the
clinical situation of respiratory failure as well as
our experimental study, where much of the air
space is collapsed. In the same direction, Bhat-
tacharya et al. suggested that high lung inflation
contracts the interstitial liquid channels in ede-
matous lungs and, consequently, decreases the
ability to clear edema.59 Therefore, the higher
water content of our HRR lungs may also be
related to a larger, more inflated, lung volume.
Our study has limitations. First, it is an ani-
mal ARDS model with all its inherent limita-
tions and although it mirrors many of the
characteristics of ARDS, it is not possible to
translate our findings directly to patients. Sec-
ond, 6 h of mechanical ventilation according to
the ARDSNet strategy may be insufficient to
comprehensively evaluate the complete inflam-
matory and lung edema formation/reabsorption
processes. Thus, our results mainly reflect the
very early changes associated with the use of
two respiratory rates, and we cannot assure that
these results remain the same during a longer
protocol. Finally, different tissue samples were
used for immunohistology of the TGF-b path-
way and for analyses of lung tissue cytokines.
Conclusions
In conclusion, high respiratory rate was associ-
ated with more pulmonary edema and higher
activation of the TGF-b pathway, whereas low
respiratory rate was associated with higher lung
inflammation.
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