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Guiding healthier choice: how consumers understand and use nutrition labelling and health claims on pack
Dr Naomi Klepacz Food, Consumer Behaviour & Health Research Centre
University of Surrey [email protected]
Food Matters Live 17-19 November 2015 ExCeL, London
INFORMAS taxonomy of health-related food labelling
Point of purchase food labelling components
Information
Nutrition labelling
Nutrient declaration
Supplementary nutrition
information
Nutrient specific systems
Summary indicator systems
Other information
Claims
Nutrition claims
Health related ingredient claims
Nutrient claims
Nutrient content claims
Nutrient comparative
claims
Health claims
General health claims
Nutrient and other function
claims
Reduction of disease risk
claims
Other claims
Source: Rayner et al (2013) Monitoring the health-related labelling of foods and non-alcoholic beverages in retail settings. Obesity Reviews 14 (Sup 1), 70-81 Food Matters Live 17-19 November 2015 ExCeL, London
3
Nutrition and Health Claims Regulation (NHCR)
What it contains
Nutrition claims
• Content claims
• Comparative claims
What it does
Health Claims
Function claims
Article 13.1 claims
13.1(a): the role of a nutrient or other substance in growth, development and the functions of the body
13.1(b): psychological and behavioural functions
13.1(c): slimming or weight-control or a reduction in the sense of hunger or an increase in the sense of satiety or to the reduction of the available energy from the diet
Based on generally accepted scientific
data
Article 13.5 claims Based on newly
developed scientific
data
Reduction of disease risk claims
Article 14.1(a) claims
Claims that state, suggest or imply that the consumption of a food category, a food or one of its constituents significantly reduces a risk factor in the development of a human disease.
Based on generally accepted
scientific data
Children’s health and development claims
Article 14.1(b) claims
European Regulation (EC) No. 1924/2006 of the European Parliament and of the Council of 20 December 2006 on nutrition and health claims made on foods and associated legislation
Food Matters Live 17-19 November 2015 ExCeL, London
STUDY ONE
4
Understanding how consumers categorise health related claims
Food Matters Live 17-19 November 2015 ExCeL, London
www.clymbol.eu
Understanding how consumers categories health related information
Food Matters Live 17-19 November 2015 ExCeL, London
• Aim – how do consumers describe and categorise health claims in the context of nutrition claims?
• Participants - 20 in each of Germany, Slovenia, Spain, the Netherlands and UK
• 25 stimuli cards
• General function claims • Disease risk reduction/children’s development and health claims • Nutrition Claims • two claims were included which are classified by some experts as General
Health claims: ‘Contains wholegrain’ and ‘One of your 5 a day’
• Free and structured sorting – with ”think aloud”
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Understanding how consumers categories health related information
Food Matters Live 17-19 November 2015 ExCeL, London
Pantothenic acid contribute to the reduction of tiredness and
fatigue.
www.clymbol.eu
Categories of constructs used in free sorting
Name of person presenting Role of health-related symbols and claims in consumer behaviour p. 7
Sort strategy category/constructs Free Sort Total frequency 1 2 3 4 5
Information contained in claim Nutrient/health condition or outcome/function/purpose/ benefits (Includes reference to consequences/risk communication)
24 24 9 4 0 61
Types of statements Complexity/length/information levels/specific vs general information/expertise required vs user friendliness
22 14 6 3 3 48
Relevance: Personal/target groups /appeal
14 15 5 3 1 38
Mixed sort - no dominant construct
10 6 2 1 1 20
Understanding/confusion 7 4 5 0 0 16
Natural/artificial Scientific vs naturally occurring/healthful vs not healthful/ processed vs not processed
5 3 3 0 0 11
Importance 5 3 0 0 1 9 Credibility Believability/measurability/substantiation level/trust/agreement
3 3 1 1 1 9
Food Food group, food supplement
4 1 1 3 0 9
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What the consumers said….
They’re statements that are true but I worry about what they mean by barley beta-glucans and plant steroids and plant sterols. I have no idea what they are, they could be plant fibres, plant sterols, plant steroids,
I’m struggling to think what they might be.
I would look at that and think I don’t know what the damn Pantothenic acid is! So I wouldn’t know whether it’s going to do me any harm or
good or whatever.
What are cognitive functions? I mean, zinc is important for the body, I
know this. But I don’t know what to think about this term, this function.
Scientific gobbledygook! This is something that’s beyond understanding in terms of bamboozling us with science. I worry about words I don’t understand that I haven’t come across.
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Average frequency of placement in appropriate structured sort groups
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• Consumers may not consciously differentiate between a nutrition and health claims the way that regulatory experts do – dependent on previously formed associative networks regarding familiar nutrients and their relationship with health
• Free sorting - when categorising claims, consumers appear not to differentiate between Article 13a General function claims relating to growth development and functions of the body, and Article 14 Disease risk reduction claims
• Structured sorting - more likely to place the disease risk reduction claims under the appropriate expert taxonomy group than they were for the Article 13a General Function claims.
Understanding how consumers categorise health related claims
Food Matters Live 17-19 November 2015 ExCeL, London
STUDY TWO
11
The role of causal models and beliefs in claims in interpreting
health claims
Food Matters Live 17-19 November 2015 ExCeL, London
www.clymbol.eu
The role of causal models and belief in claims in interpreting health claim
• Aim – to what extent do consumers interpret health claims using their subjective causal models about health?
• Participants - 501 (Germany (169), the Netherlands (80), Spain (90), Slovenia (80), or the UK (82)) recruited using a online provider – age and gender quotas
• Network analysis used to establish the subjective causal models that consumers hold connecting:
o nutrients identified in claims
o health outcomes stated in claims
o overall heart health
Food Matters Live 17-19 November 2015 ExCeL, London
www.clymbol.eu
Causal model about heart health
Omega-3 → cholesterol levels → heart health
Omega-3 → blood pressure → heart health
Beta glucans → cholesterol levels → heart health
Salt → blood pressure → heart health
Plant stanols → cholesterol levels → heart health
Saturated fat → blood pressure → heart health
Saturated fat → cholesterol levels → heart health
Saturated fat → body weight → heart health
Food Matters Live 17-19 November 2015 ExCeL, London
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Inferences drawn from health claims
• Participants drew the intended inference about the benefits specified in each claim, but the strength of inference varied.
• Participants drew further inferences about overall health benefits of the nutrients that went beyond the information in the claim.
• Strength of inference was predicted independently by the strength of the relevant causal pathways within the causal model, and belief in the truth of the claim, but not familiarity with the claim.
Role of health-related symbols and claims in consumer behaviour
STUDY THREE
15
When is an image a health claim?
Data from a novel memory paradigm
Food Matters Live 17-19 November 2015 ExCeL, London
www.clymbol.eu
When is an image a health claim?
Aims: Test the assumption that function images on product packaging can lead people to infer health claims. Compare the effect of function images on memory across different types of claims.
Participants: 372 volunteers recruited from 5 European countries
• UK, n = 81 • Germany, n = 79 • Netherlands, n = 71 • Slovenia, n = 71 • Spain, n = 70
185 females; 187 males, mean age = 45.07, SD = 14.53 range = 18-75
Method: Participants were shown 12 fictional product packages displaying one of 3 written claim types.
Health Claims [e.g., “Zinc contributes to normal cognitive function.”] Nutrition Claim [e.g., “Source of Zinc”.] Generic Claim [e.g., “Fantastic new taste.”]
and A functional health image (e.g., a heart) No image
Food Matters Live 17-19 November 2015 ExCeL, London
www.clymbol.eu
Examples of packaging
p. 17
Claim type generic generic nutrition nutrition health health
Image absent present absent present absent present
360 different packages
• 12 foods
o 6 health functions
o 2 food exemplars per function
• with and without image
• 3 types of claim (generic, nutrient, health)
• 5 languages
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Experimental procedure
Step 1: Encoding phase
Participants viewed 12 fictitious product packages, sequentially and in random order, for 20 seconds each.
Ste
p 2
: Fil
ler
Ta
sk
Step 3: Free Recall Task
Free recall of written claims
Step 4: Recognition Task
Selecting previously seen written claims from a list of possible written claims
Food Matters Live 17-19 November 2015 ExCeL, London
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Presence of functional images resulted in …
FREE RECALL TASK - Write the sentence that has been removed from the packaging
• Significantly increased ‘correct’ recall of health claims as health claims
• Significantly increased ‘false’ recall of nutrition claims as health claims
• Did not significantly increase the ‘false’ recall of generic claims as health claims
RECOGNITION TASK – Select the statement from the list below that you remember seeing
• Significantly increased ‘correct’ recognition of health claims as health claims
• significantly increased ‘false’ recognition of both nutrition claims and generic claims
Food Matters Live 17-19 November 2015 ExCeL, London
www.clymbol.eu
Discussion and Conclusions
Role of health-related symbols and claims in consumer behaviour
Study Conclusions:
Participants falsely recalled and
recognised health claims that they had
not truly read.
Memory errors increased when
function images were present on
product packaging.
Data both fits with and expands on
current literature.
Application of Method:
This novel indirect method represents an innovative way to measure the potential leading or even misleading effects of specific images.
→ A useful tool for regulators and marketers.
Future Research :
Are images as enduring and effective as written health claims?
• For more familiar nutrients or functional ingredients where strong causal models
have been previously formed but the claims are no longer legally allowed by the
regulations → need to re-educate the consumer appropriately
• For new functional ingredients or less familiar nutrients where associative
networks have not been previously formed → opportunity to educate the
consumer appropriately
• Appears to be no authoritative resource that is independent from industry for
consumers to draw upon → need for regulators to consider providing
resource(s) to support consumers to establish appropriate networks and
beliefs
• Packaging imagery can lead people to infer health properties of products →
memory-based methods might help regulators quantify the extent to which
image and text combinations (mis)lead consumers
Recommendations
Food Matters Live 17-19 November 2015 ExCeL, London
www.clymbol.eu
Acknowledgements
FUNDER: EU 7th Framework Project CLYMBOL, grant agreement no.311963
COLLABORATORS:
Study 1 University of Surrey, UK: Charo Hodgkins, Bernadette Egan, Matthew Peacock
Saarland University, Germany: Katja Pfeifer, Stephanie Leick, Sabrina Rammo
Nutrition Institute, Slovenia: Krista Miklavec, Igor Pravst
University of Ljubljana, Slovenia: Jure Pohar
Wageningen University, The Netherlands: Evelien van de Veer, Marij Cornielje
Agrifood Research and Technology Centre of Aragon, Spain: Azucena Gracia
Study 2 University of Surrey, UK: Adrian Banks, Bernadette Egan, Charo Hodgkins, Matthew Peacock
Study 3 University of Surrey, UK: Naomi Klepacz, Bernadette Egan, Charo Hodgkins,
Aston University, UK: Rob Nash
Food Matters Live 17-19 November 2015 ExCeL, London
23
This research was a collaboration between…
University of Surrey, United Kingdom
Aarhus University, Denmark
Nutrition Institute, Slovenia
University of Ljubljana, Slovenia
This project has received funding from the European Union's Seventh Framework Programme for research, technological development and demonstration (Contract n° FP7-603036)
Food Matters Live 17-19 November 2015 ExCeL, London