9
GOLD ELECTRODEPOSITION WITHIN THE ELECTRONICS INDUSTRY Jan R. Christie & Brian P. Cameron GEC-Marconi Limited Hirst Research Centre, Hertfordshire England The use of gold within the electronics industry is widespread for domestic, commercial, aerospace and defence equipment. The combination of good electrical conductivity coupled with high resistance to corrosion has led to its widespread adoption as the stand- ard material for contacts, bonding, joining, and high performance high reliability conductor applications. In part due to its high intrinsic cost, gold is usually employed in the form of a thin layer and the performance of this relatively thin film is critical to the correct functioning of many devices. This article deals with the production of these thin gold layers by electrodeposition processes which play an important part in processing technology. 12 C' Gold Bull., 1994, 27 (1)

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  • GOLDELECTRODEPOSITION

    WITHIN THEELECTRONICS INDUSTRY

    Jan R. Christie & Brian P. Cameron

    GEC-Marconi LimitedHirst Research Centre, Hertfordshire

    England

    The use of gold within the electronics industry is widespread for

    domestic, commercial, aerospace and defence equipment.

    The combination of good electrical conductivity coupled with high

    resistance to corrosion has led to its widespread adoption as the stand-

    ard material for contacts, bonding, joining, and high

    performance high reliability conductor applications. In part due to

    its high intrinsic cost, gold is usually employed in the form of a thin

    layer and the performance of this relatively thin film is critical to the

    correct functioning of many devices. This article deals with the

    production of these thin gold layers by electrodeposition processes

    which play an important part in processing technology.

    12 C' Gold Bull., 1994, 27 (1)

  • The electrodeposition of gold is in itself not a newprocess, the first record of gold electroplating being in1802 by Luigi V. Brugnatelli [1]. However, it was notuntil 1840 that H. and G.R. Elkington [2] patentedthe forerunner of modern gold electroplating formu-lations based on the double salt gold potassium cya-nide. From 1845 the process was commercially avail-able for decorative gold electroplate. However, theunderstanding of the process was poor and henceprocessing was somewhat unreliable, much of the suc-cess being dependent on operator skili. It remainedrelegated to the production of decorative items untilits re-emergence as part of the electronics industry inthe 1940s. This new industrial interest grew rapidlyand electroplating became the major user of gold forthe electronics industry. For example, in 1990 thetotal usage of gold for the European electronics indus-try was estimated as 18,097 kg of which 13,482 kgwas electrodeposited [3]. For 1990, world consump-tion of gold within the electronics industry was142,800 kg [4]. This would indicate that approxi-mately 110,000 kg was electrodeposited.

    ELECTROPLATING FORMULATIONS

    Two major requirements for the electronics industryexist which are satisfied by electroplated gold. One isa high purity gold primarily used for bonding or join-ing operations or where highest electrical conductivityis at a premium and the second where a hard wearresistant coating is required in contact and connectorapplications. The chemistry behind the two processes,

    whilst both based on gold potassium cyanide, is some-what different and requires some knowledge and on-derstanding of electrodeposition processes.

    Pure Gold

    Soft pure gold needs to be electrodeposited from elec-trolytes containing the minimum of impurities andideally should not contain any foreign element ororganic material which could co-electrodeposit withthe gold. Hence, a need for high purity electrolytechemicals and electroplating conditions which do notfavour co-electrodeposition. Most formulations con-sist of the gold salt, as the source of metal ions, a buffermaterial to ensure that the pH of the solution remainseffectively constant over an extended time period, apH adjuster and, in some cases, salts to increase elec-trolyte conductivity.

    Typical formulations and operating conditions aregiven in Table 1. Note that to obtain high quality elec-trodeposits the plating cathode current density is keptlow and hence deposition rates are low.

    Replenishment of gold is carried out via the addi-tion of gold as gold potassium cyanide. An inert anodeis used, usually platinised titanium rather than solublegold anodes. There are several reasons for this practice.The electrolyte is not 100 % efficient with respect togold deposition, whereas anodic dissolution of themetal is much closer to 100 % and the use of solublegold anodes would soon result in high electrolyte goldconcentration and the balance of the solution wouldbe adversely effected. Also the tost of gold anodes ofany size would increase inventory costs. To ensure the

    production of consistently

    Bath composition (gil) andoperating conditions

    1. 2. 3.

    Gold as KAu(CN)2 10 - 30 I5 14Potassium dihydogen 60 - 82phosphatePotassium citrate 60 85 60Ethyl dihydrbgen phosphate - 45 -pH 5.5 -8 6-8 5-6.5Operating temperature, °C 60 70 45 - 10©Cathode current density,A/dm 2 0.1 - 1.5 0.1 - 0.3 0.1 - 0.4

    good quality deposits the elec-trolyte has to be regularly ana-lyzed and deficienties due tochemical consumption or dragout losses made good. Over an

    Table 1

    Pure soft gold electrolytes

    ( Gold Bull., 1994, 27 (1) 13

  • Table 2

    Acid golds Bath composition (gil) andoperating conditions

    1. 2. 3.

    Gold as I e(CN)2 8 4 12Citrk acid. 40 120 105Sodiurn. citrate 40 - -Tetraethylene pentamine - 20 -Phosphori acid 5 - 12.5 miIn (as Iri.( 4»3) 5 - -Ni (as Ni3(C6Hs07» - 2.5 -Co (as. CoKz EDTA) - - 1Temperawre, °C 22 - 25 40 35Current density, Aldm 2 5 - 20 20 5

    extended time period mostelecrrolytes build up decom-position products which haveto be removed, usually bytreatment with active charcoal.After such a treatment a fullanalysis of chemical composi-tion is carried out followed bytrials with test coupons.

    Hard Gold

    The second most important electrolyte used by theelectronics industry is one designerf to produce tran-sition metal hardened deposits. Pure gold electro-plated from neutral or alkaline electrolytes is oftenused — because of its softness — for its ability to ther-mocompression bond but this very property excludessuch deposits for applications where contacts and con-nectors are employed. The pure gold deposit is capableof welding to itself when contact is made, resulting ina permanently closed contact.

    To overcome this problem, transition metal hard-ened gold electrodeposits are employed, producedfrom electrolytes operating in the acid pH range. Thepresence of such metals as nickel, cobalt or iron insuch electrolytes results in codeposition of a gold/tran-sition metal alloy. Codeposited with the transitionmetal is organic material, probably deriving from cya-nide polymerisation [5] which acts as a lubricantwithin the gold film. Inclusion of these materials con-siderably alters the propertjes of the deposit giving asignificant rise in deposit hardness and wear resis-tance. The presence of these impurities reduces thetendency of the gold layer to weld by friction to anextent that makes this material very attractive for con-nectors, sliding contacts and contact applications, andit is widely used throughout the industry.

    Some examples of formulations employed areBiven in Table 2 and the two most important differ-ences in the formulations and operations of the elec-trolyte are the inclusion of a chelated metal complexof, usually, cobalt or nickel and the pH operation ofthe electrolyte, usually in the range 3.5 - 4.5. Despitethe acid nature of the electrolyte, cyanide decomposi-tion occurs only slowly but the bath is unlikely to re-tam n any free cyanide as this will be evolved as thecomplex decomposes during electrodeposition ofgold.

    The composition of the deposit from these acidgold electrolytes contains up to approximately0.7 % of the transition metal. The complex co-or-dinating ligand employed to complex the transitionmetal salt in solution is important as this controlsthe amount of free transition metal in the electrode-posit. If the complex is chemically too strong, lowtransition metal content alloys are deposited, withreduced wear resistance and hardness. If the com-plex is too weak, then high transition metal contentdeposits are produced which result in stress crackingand, in severe cases, exfoliation of the electrodepo-sit. Indeed, with these baths care has to be takenthat no transition metals are allowed to contaminatethe solution via drag-in or in the case of iron bychemical corrosive attack.

    The prime applications for these acid hard goldelectrolytes are within the connector industry. Hence,a mass produced item with selective deposition of gold

    14 (' Gold Bull., 1994, 27 (1)

  • Table 3

    Exemples of eteetrochemiealpotentials

    Au/Au+ 1.68

    PtJPta+ F.20

    Ag/Ag+ 0.799

    Cu/Cu2+ 0.337

    Fe/Fe3+ -0.036

    Ni/Niz+ -0.25

    Fe/Fe2+ -0.44

    Zn/Zn2+ -0.763

    requires the highest deposition rates to reduce processtime to a minimum. This is usually achieved by rapidagitation, for example, by jetting the electrolyte ontothe selectively masked substrate and hence, for theseapplications, high gold content electrolytes are em-ployed. Typical examples are given in Tabie 2.

    lmmersion Gold

    In many applications an immersion gold solution isemployed to deposit a very thin (sub micron) layeronto the surface of electronic components. For exam-ple, transistor leads are often immersion gold coatedto aid solderability of the wires; the gold retards theoxidation of the underlying nickelelectroplate. In recent years, goldimmersion deposits have becomeimportant in printed circuit applica-tions where an immersion coatingimproves the performance of printedpressure contacts and acts as an etchresist.

    The process relies on the abilityof noble metals in solution to replacebase metals, a simple example beingthe replacement of iron by copperwhen iron is immersed in aqueouscopper sulphate solution. This dis-placement will occur depending onthe value of the electrode potential ofthe metals concerned. Examples ofelectrode potentials are given in Ta-ble 3, but note that the electrode potential can be con-siderably altered by complexing the metal ion. Nor-mally a metal in this series will replace any metalbelow it on the list. However, if the potential differ-ence is too great, spongy non-adherent deposits areformed due to the speed of reaction being too great.Most of the immersion solutions available are proprie-tary but all contain gold as the double cyanide and areusually alkaline. However, one of the authors hasdemonstrated that acid golds can produce acceptabledeposits on electroplated nickel with good adhesionand of bright appearance.

    In general the deposits are very thin and affordonly marginal protection from corrosion. Nonethe-less, the rapidity of the process, usually completewithin two minutes of immersion, coupled with the

    lack of requirements for precision electroplating andthe improved appearance to the component, makessuch deposits popular substitutes for thicker gold elec-trodeposits. They are not to be recommended for anyhigh specification electronic components or serviceenvironments likely to encounter aggressive atmos-pheres. However, their main usage as a protective filmduring storage for subsequent hot dip soldering hasproved beneficial.

    Autocataiytic or Electroless Gold

    The re-emergence of immersion gold as a productionprocess has prompted new research into autocatalytic

    gold deposition as, for some appli-cations, deposits of greater thick-ness than those available from goldimmersion processes (where the lay-ers are sub-micron in thickness) arerequired. For example in the proc-essing of complex waveguide struc-tures the use of a uniform relativelythick (two micron) gold layer overthe surface, including recesses,would be advantageous. The golddeposition occurs not by the pas-sage of a current but by the actionof a reducing agent.

    The solutions are carefully for-mulated so that the gold depositiononly occurs at the metal surface tobe plated and do not lead to the for-

    mation of free gold in the bulk solution. Solutions ofthis type are widely used for the deposition of copperand nickel and the same principles are now being ap-plied to gold deposition.

    PROPERTIES OF GOLDELECTRODEPOSITS

    One unique feature of all electrodeposited coatingsincluding gold is the extremely fine grained nature ofthe electrodeposited film. All thermally producedmetals in bulk exhibit larger gram sizes. This meansthat the metallurgical properties of electrodeposits

    ' Gold Bull., 1994, 27 (1) 15

  • Table 4

    Properties ofgold electrodeposits

    often differ markedly froin thenormally cited bulk properties

    Gold Contactcontent Hardness Resistivity resistance

    (KV N25) (jt.Q.cm) (me)

    Pure gold deposit 100 40 - 90 2.4 0.3

    Cobalt gold 99.5+ 120 - 250 15.0 0.6Nickel gold 99.3+ 160 - 200 11.0 0.3

    of gold and gold alloys.This in turn gives these electrodeposited coatings

    applications not normally expected for gold metal.Table 4 illustrates values obtained on hardness

    and electrical properties of pure gold and alloyed hardgolds. As can be seen, the presence of trace quantitiesof foreign metal considerably increases electrical resis-tivity but the effect on contact resistance is consider-ably less. The latter measurement is in part a measureof the surface cleanliness of the contacting surfacesand also a measure of the applied force.

    Grain size of all the electrodeposited golds is ex-tremely fine being sub-micron and difficult to resolveby optical methods. This is in stark contrast to goldand gold alloys metallurgically prepared via conven-tional routes and is reflected by the relatively highhardness values for electrodeposited gold. In the caseof the cobalt and nickel gold alloys, the presence ofentrapped organic material co-deposited with the gold viacyanide polymerisation cangive a layer-type structure withthe polymeric material depos-ited as a discontinuous filmthrough the structure. This, ineffect, reduces the specific grav-ity of the deposit.

    Figure 1

    Gold metallised ceramicpackage

    APPLICATIONS

    In the electronics industry gold is electrodeposited inorder to malse use of its excellent characteristics interms of its electrical, chemical and optical properties.It is convenient to consider the applications utilisingthis unique combination of characteristics accordingto the type of deposit/process.

    Pure Gold

    Pure gold is often referred to as soft gold becauseof its low hardness (approximately 40-60vhn). Con-siderable use is made of its relative softness for bond-ing. A compression bond can be made simply bybringing together two gold plated surfaces (or com-monly a gold wire and a gold plated surface) and

    16 (' Gold Bull., 1994, 27 (1)

  • applying pressure. The absence of an oxide layer onthe surface coupled with high diffusion rates resuits ina rapid joining process. Additionally, heat may beapplied.

    Use is made of compression bonding or thermalcompression bonding to make connections in semi-conductor devices, to seal packages such as semi-con-ductor cans and in a variety of joining applications.This process is carried out on a wide variety of silicondevices to make a connection berween the chip andthe substrate leads (Fig. 1). In many cases the deviceis subsequently packed in a hermetically sealed can,again using the thermo-compression bonding processto seal the can. The device itself may have a large num-ber of connections berween the chip and the externalunit, as illustrated in Figure 2. In long productionruns there may be millions of joints to be processedrequiring a high degree of reliability and consistencyin operation.

    An alternative process, known as TAB (for tapeautomated bonding) removes the need for a goldwire between the silicon chip and the lead frame.The lead frame is selectively plated to apply goldonly to those locations to be bonded. The compo-nents are in the form of a tape or strip to allow acontinuous process. The chip itself is also selectivelyplated. By compression bonding of the lead frameto the chip, good joints are made with the need foronly one connection rather than the two requiredfor wire bonding connections.

    Pure gold is widely used in the fabrication of mi-crowave integrated circuits for communication, aero-

    space and military applications. Here the dielectricproperties of conventional printed circuit laminate areinadequate and use is made of high purity alumina orquartz as the substrate material. The substrate is firstmetallised by vacuum deposition of a nickel-chro-mium alloy followed by a thin (2000A) layer of gold.Conductivity of the gold layer is then enhanced to therequired level by the electrodeposition of pure gold tothicknesses of up to twenty-five microns. Subsequentmasking and etching produce a suitable pattern oftracks and bonding pads on the substrate [6], exam-pies are shown in Figures 3, 4 and 5. An alternative isto vacuum metallise and electroplate only those areasrequired.

    Plated gold layers also provide readily solderablesterfaces. Here again the absence of an oxide layer con-tributes to the ease of processing. As gold can formbrittle inter-metallics with tin when the gold contentexceeds approximately 4 %, the amount of gold goinginto, say, a Pb-Sn joint must be carefully controlled oralternatives, such as indium based solders, used.

    Hard Gold

    As discussed previously, hard gold alloys are employedparticularly in those sections of the industry where thecontact could be subjected to wear by make and breakor by insertion and witlidrawal. The unique combina-tion of properties combining high corrosion resistancewith good lubrication (and hence low wear rates) hasmade hard golds the main contender for the top coatof contacts. Alternatives, such as palladium and palla-

    dium-nickel, have been pro-posed but gold is by far themost widely employed mate-rial.

    Figure 2

    Gold electroplated lead formbonded to metallised chip(note the large number ofinterconnects)

    GoldBull., 1994, 27 (1) 17

  • Figure 3

    Cerarnic package bonded toceramic substrate showing gold

    metallised trucks leading toconnector couplings

    As gold is an expensivemetal and as many millions ofcontacts are required to beplated, methods have been de-veloped to limit the applica-tion of the metal to only thoseareas where contact has to bemade. These procedures arecollectively termed selectivedeposition.

    The simplest of these is to only partly immersethe connector in the gold electrolyte, thus reducingthe area plated. However, as the thickness of the goldlayer can be relatively high (typically 0.8 to 2.5µm)excess metal is still deposited as (a) both sides of theconnector are plated whereas often contact is onlymade on one side and (b) it is difficult to control theexact immersion depth, leading to difficulties in con-trolling deposit thickness.

    A more satisfactory method is to mask both sidesof the connector, one side fully and the other so as toallow solution access only to the area which requiresplating. This type of process is capable of great preci-sion with respect to gold placement as welt as thick-ness control but is more expensive in terms of plantand the variety of masks required to accept a widerange of connector types.

    Most connectors are electroplated using a reel-to-reel process where the connectors are stamped fromthe base metal, often phosphor bronze, in the form ofa continuous strip. The strip is subsequently processedthrough a series of cleaning, etching and electroplat-ing baths as a continuous reel. This process enableslarge numbers of connectors to be processed in largevolumes with minimal labour costs (Fig. 6).

    Gold electrodeposits can be plated which containsmall (up to 0.7 %) amounts of nickel, cobalt oriron. This alloying addition increases the hardnessof the deposit to the region of 80-200 vhn.

    This type of gold deposit is more suitable for con-tact applications. Soft gold deposits would quickly besmeared and deformed by insertion forces. Gold alloydeposits do not just depend on their increased hard-ness for their resistance to wear. A small amount ofco-polymer material from the complexer present inthe gold plating solution is also incorporated into thedeposit and this improves the wear resistance by aminute degree of lubrication. With a contact resistanceof the order of a few milli-ohms hard gold deposits formthe ideal contact material. Telephone exchanges arejust one example of the high-volume applications ofgold plated connectors where good corrosion and veearresistance combined with a low contact resistance play avital role.

    An additional benefit comes from the fact thatgold does not catalyse polymeric reactions. Palla-dium or palladium alloy finishes can cause poly-meric material in the atmosphere to be polynrerisedto form a surface film which increases the contactresistance.

    18 (' Gold Bull., 1994, 27 (1)

  • Figure 4Gold metallisedceramic microwave tracks

    considerable engineering prob-lems of mask alignment, devel-opment is currently under wayon developing new techniqueswhich direct a high velocity jetof electrolyte at the surface;under the correct depositionconditions gold is only platedwhere the electrolyte impingeson the surface.

    As with many other applications for plated gold,considerable effort has been directed at the selectivedeposition of gold to minimise the amount of marerialused and thus the cost. This selective deposition cantake the form of formulating solutions to give an im-proved distribution of metal or selective plating by theuse of masks to prevent deposition. Because of the

    Autocatalytic and Immersion Gold

    Autocatalytic and immersion golds are used whererelatively thin films of gold are required. If compo-nents are isolated it is not possible to make electricalcontact with individual areas and hence the part can-not be electroplated. Also if any fine line geometries

    are utilised the resistance of theline makes electrodepositionat best a process yielding willevariations in metal depositthickness. An advantage of theautocatalytically depositedgold is that the deposits areuniform in thickness and thusit is possible to evenly coatvery complex geometries.

    Figure 5

    Experimental 1-band modules

    Gold Bull., 1994, 27 (1) 19

  • Figure 6

    Gold electroplated contact zone instrip of reel-to-reel connector

    females

    Applications for immer-sion gold are betoming moreimportant as surface mounttechnologies within the indus-try slowly mature. By using atop coat of immersion goldover topper or nicicel printedcircuit tracks it is feasible to re-tamn improved solderabiliry forsubsequent soldering opera-tions. The gold retards or prevents oxidation of thesubstrate, presenting a good surface for subsequentoperations. As the process is a simple immersion tech-nique it is gathering in importante throughout the in-dustry.

    CONGLUSION

    Electroplated gold continues to play an importantpart in modern electronic technology. It is difficult tosee a truly equivalent substitute due to the uniquecombination of properties of the metal. As the com-munication and information technologies continue toexpand it is to be expected that the quantiry of goldused by the industry will continue to increase.

    REFERENCES

    1. L.V. Brugnatelli, Ann. Chim. (Pavia), 1802, 21,148

    2. G.R. Elkington, British patent 8447, 18403. `Gold 1991', Goldfield Mineral Services Ltd., Lon-

    don 1991

    4. `The Consumption of Gold Products by WesternEuropean Electronics and Electrical Industries',3rd Quarter and whole year, G.G. WedgewoodServices, Dec. 1991

    G.B. Munier, Plating and Surf ice Finishing, 1960,56, 1159

    6. `Electroplated Gold in Microwave Integrated Cir-cuits', I.R. Christie & W. Mazur, Gold Bull.,1986, 19(2)

    20 (' Gold Bull., 1994, 27 (1)