Glenn L Archer Jr Financial Disclosure Report for 2010

8/3/2019 Glenn L Archer Jr Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethics

in Government Act of 1978

(5 U.S.C. app. §§ 101-1]1)

I . Person R eport ing (last name, f i rst , middle ini t ia l )

Archer , J r . , Glen n L .

4 . T i t l e ( A r t i c l e I I I ju d g e s i n d i c a t e a c t i v e o r s e n i o r s ta tus ;

magist rate judges indicate fu l l - or par t - t ime)

Circui t Judge - Sen io r Sta tus

7 . C hambers o r O f f i ce A d d r e s s

717 M ad iso n P lace , NWW a s h i g n t o n , D C 2 0 4 3 9

2. Court or Organizat ion

Co u r t o f A p p ea l s f o r t h e F ed er a l C i r cu i t

Date of Report

07/25/2011

5a. Report Type (check appropriate lype)

] N o m i n a t i o n , Dat e

[] lnitial [] Annual [] Final

5b. [] Amended Report

8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

with applicable laws and regulations.

6. Repor ting Per iod

01/01/2010

to

12/31/2010

Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,

checking the NONE box for each pa rt where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ( R e p o , a , , g individual only; seepp. 9-13 of f!ling instructions.)

~ (No reportable positions.)ONE

POSITION

1 . Secre ta ry-Treasu re r

2. Trustee

3. Trustee

4.

5.

NAME OF ORGANIZATION/ENTITY

G l e n m a r F a r m s I farm) Yellow Springs, W.VA

Sherman Fo un d a t io n (Char i t ab le Fo un d a t io n ) Newp o r t Beach , CA

~ Trust (see Part VIII)

I I . A G R E E M E N T S . m e p o r t i, g i , ,d i v i d n a i o , l y ; s e e r r . 1 4 - 1 6 of f!ling instructions.)

[~ N O N E (No reportable agreements.)

DATE PARTIES AND TERMS



FINANCIAL DISCLOSURE REPORT

P a g e 2 o f 1 0

N a m e o f P e r s o n R e p o r ti n g

Archer , Jr . , Glenn L.

D a t e o f R e p o r t

07/25/2011

III. N O N - I N V E S T M E N T IN C O M E . ( R e p o r ti .g individual and spouse; seepp. 17-24 of filing instructions.)

A. Filer’s Non-Investment Income

~ ~o reportable non-investment income.)ONE

DATE SOURCE AND TYPE

2.

3.

4.

INCOME(yours, not s p o u s e ’ s )

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - If you were married during any portion of the reportiug year, complete this section.

(Dollar amo unt not required except for honoraria.)

D NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

1. Monthly Alaska re t i remen t an n u i ty

2.

3.

4.

I V . R E I M B U R S E M E N T S -transportation, lodging, food, e n t e r t a i n m e n t

(Includes those to spouse and dependent children; see pp. 25 -27 oJfiling instt~tctions.)

~ (No reportable reimbursements.)O N E

2.

3.

4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED




Page 3 o f 10

Name of Pe~on Reporting


Date of Report

07/25/2011

V . G I F T S . a n c l n d e s , ,o s e t o ~ p o , s e ..a dependent children; see p p . 2 8 - 3 1 of filing instrnctions.)

NONE (N o reportable g if ts .)

SOURCE

1 .

2.

3.

4.

5.

DESCRIPTION VALUE

V I . L I A B I L I T I E S . a , ,c t n d e ~ t ~ , o ~ e o ~ ’ s r o , ~ e and dependent children; seepp. 32-33 of f iling inslructions.)

N O N E (No reportable liabilities..)

CREDITOR DESCRIPTION

1 .

2.

3.

4.

5.

VALUECODE




Page 4 o f 10

Name of Pe~on Report ing


Date of Report

07/25/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e , v . l u e , ~unsnctions ( I n c l u d e s those of spouse and dependent children; see pp. 34-60 of filing instructions.)

D NONE (No repo rtable income, assets, or transactions.)

Desc r ip t ion o f Asse t s I n c o m e d u r i n g

( inc lud ing tm s t a s se t s ) r epor t i ng per i od

(1 ) (2 )

Place "(X)" after each asset Amount Type (e.g..

exempt from prior disclosure C o d e 1 d iv . , r en t ,( A - H ) or i n t . )

I. Co lches te r Co rp . co m

2. Glen mar Farms In c . co rn

3. I R A # 1 - E - T r a d e

4. - Apple com

5. - Microsoft corn

6. - Cisco co m

7. - Altria corn

8. - K raf t CI A

9. - Ci t ig ro up

1 0 . - Phil l ip Morris Int’l

1 1 . - E - T rade Money Marke t Funds

1 2 . I R A # 2 - E - T r a d e

1 3 . - C iscocom

1 4 . - Apple

1 5 . -Intelcom

1 6 . - Marriott corn

Gross va lue a t end

o f r e p o r t i n g p e r i o d

(l / ( 2 ) (l ~ (2 ) (3) ~ (4) ( 5 )

Value Value ~ype te.g., D a t e V a l u e G a i n Iden t i . ty o f

C o d e 2 M e t h o d b u y , s e ll . m m /d d /y y C o d e 2 C o d e 1 buy er / se l l er

( l - P ) C o d e 3 r e d e m p t i o n ) (J-P) ( A - H ) ( i f p r iva te

( Q - W ) t r a n s a c t i o n )

None J W

None L W

A Int./Div. L T

A Int./Div. L T

Bu y !01/21/10 J

1 7 . - Microsoft com

I . In co m e G ain Co d es: A = $ I,000 or les~ B =$1,001 -$2,500

(S ee Co lun ms B 1 a nd D4 ) F =$ 50,0 01 - $ 100,0 00 G =$100,001 - $1,000,000

2. Value Co des J = $15 ,000 or less K =$15,001 - $50,000

(Se e Co lu m n s CI a n d D 3 ) N =$250,001 - $500,000 O = $500,001 - $1,000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Esta te Only)

(Se e Co lu m n C2 ) U = B o o k V a lue V = O th e r

c = $ 2 , 5 0 1 - $5,000H i =$1,000,0012 $5;000;000

L =$ 50,001 -$i001000

PI =$1,000,001 - $5,000;000

P4 =More than $50~000,000

S = As s e s s m e n t

W = E s t i m a t ed

D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0 E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0

H2 =M0re than $5~000,000 ....

M ~ $ 1 0 0 ; 0 0 1 ~ 2 5o ; 0 0 0 : :P2 ~$5,060;00i ÷ $25;000,600

T =C ash Marke t . . . . . . . . .




P a g e 5 o f 1 0 Ia m e o f P e l i o n R e p o r t i n g



07/25/2011

VII. I N V E S T M E N T S a n d T R U S T S - i.co,.e, v.;~e, tr..s~cao.s a,,~t,,des those of spouse and dependent children; see pp. 34-6 0 of f!ling instructions.)

N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s

(including trust a s s e t s )

Place "(X)" after each asset

exempt from prior disclosure

B. C.D.

Incom e during G ross value at end Transact ions d uring report ing per iod

reporting period of report ing per iod

(1) (2) (1) (2) (1) (2) (3) ’ (4) (5 )

A m o u n t Type (e.g., Value Value ¯ Type(e.g., D a t e Value Gain Identity of

Code 1 d v, rent, Code 2 Method bu y se l l m m ; / d d ! y y Code 2 Code 1 buyer/seller

A H " ’ ’ (A-H) (if private( - ) o r i n t . ) ( J - P ) Code 3 ~ e d e r n p t i o n ~ (J-P)

(Q-W) transaction)

1 8 . - Ap p l ied M ate r i a ls co m

1 9 . - P e t s m a r t c o r n

20 . - E - T rade Money Marke t Funds

21 . H a r ri s B a n k - - B r o k e r a g e A c c t G A & C A T R@ Harr i s Bk

22 . - M icro so f t co m A Divid en d J T

23. -ACM IncFd A Divid en d J T

24. - A m Ce nt G NM A Fd A Interest J T

25 . - Co hen & Steers REIT Fd A Divid en d J T

26 . D o d g e & C o x I n c F d A Divid en d J T

27 . - Ed i so n In te rn a t io n a l A Divid en d J T

28 . - Haw ai ian Elec Inds A D iv id e n d J T

2 9. - Hy pe ri on To t R t F d A Divid en d J T

30 . - P e y d e r & R y g e l G N M A F d A Divid en d J T

31 . - R i t e Aid C orp A Divid en d J T

32. - Southern Co A Divid en d J T

33 . - V a n g u a r d G N M A F d A Interest J T

34 . - Wachovia Pref Ser ies A A Divid en d J T

1. income Gain cod~s:

(Se e Co lu m n s BI a n d D 4 )

2. Value Codes

(See Columns C1 and D3)

3.Value Method Codes

(Se e Co lu m n C2 )

A=$1,000 o r lc ss

F =$50,001 - $100,000

J =$ t5,000 o r le ss

N =$250,001- $500,000

P 3-$25,000 ,001-$5~000,000

Q =Appraisal

U = B o o k V a lue

B ~$1,001 ~ $2;500

G=$100,001- $1,000,000

K ~$15,001 ~$50,000

O=$500,001- $1,000,000

R = Co s t (Re a l Es ta te O n ly )

V = O th e r

C =$2,501 - $5,000 D =$5,00 t - $15,000

HI =$1;000,001 ~ $5,0001000 H2 =More than $5;000,000

L =$50;06!- $100,000 M ~$100,001 7 $250,000

P 1 = $ 1~ 00 0, 00 1 - $5 00 0 0 00 P 2 = $ 5i 00 0 0 01 - $2 5, 00 0, 00 0

P4 =Mor~ than $50~000;000

S = As s e s s m e n t T = Ca s h Ma rk e t

W = E s t im a ted

E =$15,001- $50,000




Page 6 o f 10




07/25/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i.co.~e, val.e, transactiotls (Ittcludes those of spouse and depende.t children; see pp. 34-60 of filing instructions.)

[~ NONE income, or transactions./N o reportable assets,

A. B. C. D.

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g Gross va lue a t end Transac t ions dur ing r epo r t ing pe r iod

" i ncl udi ng t r us t asse t s) r e ~ 0 ~ i n g p e r i o d o f r epo r t ing pe r iod

(I) (2) (1) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset A m o u n t : Type (e.g., Va lue Va lue Type (e.g., Date Value Gai n I d e n t i t y o f

exempt fromprior disclosure : C o d e 1 div.,rent, C o d e 2 M e t h o d buy, s e l l , m m / d d / y y C o d e 2 C o d e 1 b u y e r/s e lle r

(A-H) or i n t . ) (J-p) C o d e 3 r e d e m p t i o n ) ( J- P ) (A - H) ( i f p r iva te

( Q - W ) t r a n s a c t i o n )

35 . - US Treas B ond 11/15/21 A I n t e r e s t J T

36. - Harr i s Bank -- Virtus Money M arket C I n t e r e s t N T

37 . Trust # 1 (JEWL Tr) at Harris Bank D Int./Div. M T

38 . - Alliance Be rnstein

39 . - Am erican El Power ca m

40. - Cisco cam

41. - Intelcom

42 . - Eq u it y O ne ca m

43. - M ic ro so ft ca m

44. - Altria

45 . -Kra f tCIA

46. - Go ld m an Sa ch s

47 . - Hall iburton

48 . - Phillip M orris Int’l

49 . - H a rr i s Ba n k - V i rt u s Mo n ey Ma rk e t F unds

50 . Real Property - Las Vegas, NV B Rent L W

51 . Trust #2 - at Harris Bank B Int./Div. N T

I : l n c 0 m e G a i n C o d e s : A = $ 0 0 0 0 ~ e s s B = $ 1 0 0 1 = $ 2 5 0 0

( Se e C ol um n s B I an d D 4) F =$ 50,00 1 - $100 ,000 G =$100,001 - $1,000;000

2. Value Codes J =$15,000 or less K -$15~001-$50,000

(Se e Co lu n m s C I a n d D 3 ) N =$250,001 - $500,000 O =$500,001 - $t,000,000

P 3 =$25 ,000 ,001 - $5 0 ,000 ,000

3. Value Method Codes Q =Appraisal R =Cost (Real Esta te Only)

(See Co lumn C2) U = Bo o k V a lue V = O th e r

C =$2,501 - $5,000 D =$5,001 - $15,000

H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000

L =$50,001 - $ 100,000 M-$ 100,001 - $250.000

P 1 = $ 1 ~ 0 0 0 , 0 0 1 - $ 5 ,0 0 0 , 0 0 0 P2 =$5,000,001 - $25,000,000

P4 =Mo re than$50;000,000


W = Es t im a te d

E =$15,001 - $50,000




P a g e 7 o f 1 0


Archer, Jr., Glenn L.


07/25/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , v a l .e , tr . .s . c t ~ o . s a , ,c ~ . d e s t l, o ~ e o S ~ p o . ~ . . d d ~ p ~ . ~ , , tchildren; see p p . 3 4 - 6 0 of f!ling instructions.)

N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.

Description of Assets Income during G ross va lue at e nd Transactions during reporting pe riod

(including trust assets’~ repo rtin g perio d of reporting period

(1) ( 2 ) ( 1 ) ( 2 ) (1 ) (2) (3) (4~ (5 )

Place "(X)" at ter each asset Amount Type (e.g.. Value

exempt f rom prior disclosu re Code 1 div., rent, Code 2

52 . - Harr i s Ban k - Vi r tus M o n ey M arke t Fun d s

53 . - Queen An n es Co . M d Se l Bo n d s 15 Jan 13

54 . - M d S t C o m m D e v B o n d 1 A p r 1 3

55 . - Ba l t imo re Co Pub Imp Bo n d s 15 Oct 15

56 . - M d S t Hea l th Bo n d 15 Aug 18

57 . - M d S t Hea l th Bo n d 1 Ju ly 19

58 . - M d S t I n d l D e v B o n d 1 5 A u g 2 0

59 . - Ba i t Co M d M et Bo n d 1 Jun e 23

60 . - M o n t g o m e r y C o M d B o n d s 1 5 F e b 2 4

61 . - Ba l t imo re M d R ev Bo n d s 1 Ju ly 28

62 . - M d S t Hea l th Hg hr Ed Bo n d s 1 Ju ly 27

63 . - M d S t Hea l th Bo n d s 15 Aug 28

64 . - M d S t . Hea l th Hg hr Ed B o n d s 1 Ju l 29

65 . - Cons te l la t ion Energy com

66 . - FPL Gro up co rn

67 . - N exter a Energy Inc .

Value T y p e ( e .g . , D a t e Value Gain I d e n t i t y o f

M e t h o d bu~, sell, m r r d d d / y y C o d e 2 Code 1 . . . . . .. buyer/seller

( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

So ld 01/15 /10 J A

Sold 07/12/10 J A

Sold 10/15/10 J A

68. -ATTcom

( Se e C ol um n s B I an d D 4) F =$ 50,00 1 - $100 ,000

2. Value Codes J =$15,000 or less

(Se e Co lu m n s C I a n d D 3 ) N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,000

3. Value Method Codes Q =Appraisal

(See Co lumn C2) U = Bo o k V a lu e

B=$1,001 - $2,500

G =$100,001 - $1,000,000

K=$15,001 - $50,000

O =$500,001 - $ 1,000,000

R =Cost (Real Esta te Only)

V =Other

C =$2,501 - $5,000

H I =$1,000,001 - $5,000,000

L ~50,001 - $100,000

PI =$1,000,001 - $5 ,000,000

P4 -More than $50,000,000

S = As s e s s m e n t

W = Es t im a te d

D =$5,001 - $15,000

H2 =More than $5,000~000

M =$ 100,001 - $250;000

P2 =$5,000,001 - $25,000,000

T =Cash Marke t

E =$15,1)01 - $50,000




P a g e 8 o f 1 0

N a m e o f P e r s o n R e p o r t in g



07/25/2011

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . c o , ~ e , w ~ u e , transactions (Includes those of spouse and d ependent children; see pp. 34-6 0 of f il ing instructions. )

[] N O N E (No reportable income, assets, or transactions.)

A. B.C. D.

Description of Assets Incom e during G ross value at end Transactions during reporting period

(including t rust assets) repo rting period of reporting period

(1) (2) (l/ (2) (1) (2) (3) (4) (5 )

Place "(X)" after each asset Amount Type (e.g.. Value Value Type (e.g., D a t e Value Gain Identity of

exempt from prior disclosure C o d e 1 div.. rent, Code 2 Method buy, se l l , mrrddd/yy C o d e 2 Code 1 buyer/seller

(A-H) o r i n t . ) ( J - P ) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) t r a n s a c t i o n )

69 .

70 .

71 .

72 .

- Appl i ed M ater ia l s com

Trust #2 cont’d (Not in Harris Ba nk)

- Minera l Interest -- Norton Co KS Royal ty J W

1. Income Gain Codes: A =$1 ;000 or less B =$I,001 - $2,500

(See Columns BI and 134) F =$50,~01 - $ 100,00~) G =$100,001 - $1,000,000

2. Va lue Co d es J = $15,000 or less K =$15,001 - $50,000

(See Columns C I and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000

P3 =$25,000,001 - $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Esta te Only)

(Se e Co lu m n C2 ) U = B o o k V a lu e V = O th e r

C =$2,501 - $5,000 D =$5,001 - $15,000

H t =$ 1,000,00l - $5,000,000 H2 =More thar t $5,000,000

L =$50,001 - $100,000 M =$100;001 -$250,000

PI =$1~000,001 - $5,000;000 P2 =$ 5;000;001 - $ 25,000,000

P4 =More than $50,0001000


W = E s t im a ted

E =$15,001 - $50,000




P a g e 9 o f 1 0

Name of Per son Repor ting

Archer, Jr., Glenn L.

D a t e of Report

07/25/2011

VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS. (Indicate part of report)

For Part I, Line 4 - Living Trust for~ me executed in 2008, of which we are Trustees and beneficiaries




Page 10 of 10

N ame o f Per so n R ep o r t i n g

A r c h e r , J r . , G l e n n L .

Date of Report

07/25/2011

IX . CERTIFICATION.

1 c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s io n s p e r m i t t i n g n o n - d i s c l o s u re .

I f u r th e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s io n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q . , 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatu re: S/Glenn L. Archer, Jr.

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S TO F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I VI LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

Documents

Glenn L Archer Jr Financial Disclosure Report for 2010