Glen E Conrad Financial Disclosure Report for 2009

8/3/2019 Glen E Conrad Financial Disclosure Report for 2009

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no 10 I FINANCIAL DISCLOSURE REPORT ! ~ q , o , . ~ R c q o i r e d b y t h e E t l ,& : si n G o v e r n m e n t Ac t o / " 1 9 7 ~~e~ . ~ /20~0 [ FOR CALENDAR YEAR 2009I. Perso~ Reporting (last name, first, middle initial) 2 . Cour t or Orgnnization 3. Date of ReportCONRAD, GLEN E. US DISTRICT COURT 0 4 / 1 4 / 2 0 1 0

4. Title (Article Ill judges indicate active or senior status; 5~. Report Type (check appropriate type) 6 . Repor ting Per iodmagistrate judg~ indicate full- or patl-time) ~ Nominatum. Dare 01, :0112009US DISTRICT JUDGE (ACTIVE) ~ Initial ~ ~ Annual ~ Imal 12t31/2009

5b. ~ Amc~ded Rcp~7. Ch~mber~ or Office Addre~ 8. On the b~5i~ of the inform~fion cool, toed In Ihi~ Repor t ~ndmodif i~lion~ per taining lherc to, i t i~, in m) opinion , In compliance210 FRANKLIN ~ - ROOM 320 ~i~h ~pplic~ble I~w~ ~nd regul~tlons.P O BOX 2822ROANOKE, VA 24001 Reviewing Off icer D~le

IMPORT A N T N O T ES: T he ins t r uc t ions accom pankh~g th is f or m m us t be fo l l ow ed . C om pl e te a l l par ts .checking the NONE box for each part where you have no ~eportable information. S ign o n las t page.

D N O N E (No reportable positions.)POSITION NAME QF ORGANIZATION/ENTITY

1 . President Ted Dalton American Inn of Co ttrt

3.4.

5 .

I1 . A G R EEMEN TS. fs,~o,,i,g~ N ON E ( N o reportable" agreements.)

D A T E PARTIES AND TEl{MS "


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Ii n l e o f P e r s o n R e p o r t i n gFINANCIAL D IS CL O SU R E R E P O R T[CO NR AD , GI ,EN E .age 2 of I0 o 4 , , 1 4 . , 2 o l o

11 i. N O N - I N V E S T M E N T I N C O M E . ( ~ ,. m ~ - ~ indi,,MuM and sp ...... ; s e e p p . 1 7 - 2 4 , f ! l b , gA. Filers Non-Investment Income

~ (No reportable non-bn,estment income.)ONES O [ JR C E A N D T Y PE (you~, nol spouses)

I.

2.

3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - t i) ,o , w e r e married d u r i n g a n y p o r t i o n o f t h e r e p o r t i n g ) . e a r . omplet~ t]~i~ ~eetion.(Dollar amount not required excepl for honoraria.)

NONE (No reportable non-investment income.)D A T E SO U P~ C E A ND T YPE

1 .

2.3.4.

~ NONE (No r*~ortable reimbursements.)~IRCE DATES LOCATION PURPOSE ITEMS PArD OR PROVIDED

1 . Regent University School of F cb~aD, 6-7, 20 09 V irgin ia B each, V A judgin g m o o t co u~ meals and lodging expensesL aw2. College of William and Ma~ Feb~, 13-14, 2009 Williamsburg, VA judging mo ot court meals and I~ging expensesSchool of Law3. Li~Ay Unive~ity School of March 2 I, 2~9 Lynchburg, VA judging moot cou~ meal expense onlyLa w4.5.


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FINANCIAL DISCLOSURE RE PORT N ..... Person Rel,orling Date of ReportPage 3 of 10 C O N R A D , G I , E N E . 0 4 / 1 4 / 2 0 1 0

V . G I F T S . t l , c ~ u a , ~ those lo spous~ and dependent children; ste pp. 28-31 of filing in~tru,:tionj.)N O N E (No reportable gifts.)

SO U R CE D E SCR IPT IO N ~1.2.3 .4.5.

V I . L I A B I L I T I E S . a . d . d , a o s , o / . ~ , . . .. .. .. ~ dependent children; S t e p p . 3 2 - 3 3 off fling i n . . . . . . tion~;)[~] N O N E ( N o reportable liabilities.)

C R E D I T O R D E S C R I P T I O N V A L U E C O D E1.2.3,4.5.


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FINANCIAL DISCLOSURE REPORT.meo..e ....e0or..Pag e 4 o f 10 CONRAD, G L E N E . 0 4 / 1 4 / 2 0 1 0

~ NONE 6Vo reportable income, resets, or transactions.)............ ~. ........ n . " c. " .... D ,D c ~ d p ~ i o n of Asse~s I n c o m e d u r i n g G ro s s v a l u e a l c m t ~ n g a c ~ t o n s duri~g rc~ni~g ~-ri~wI0 n c l u d i n g ~t ~ s e l s ) repo~ing ~n~ 0 f r e p o r t i n g period

O) (~) O) (Z.) O) (2) (3) t4)P l a c e ~ h m o u n l Value Value G a i n Idcnlity of( X ) " ~ s s e t T ) ~ (eg., T y ~ (e.g. Date [ V a l u eC~e ~ [ d i v . , r e n t . C~e 2 M e 0 ~ t x ~ buy, sell, m:tgd~yy~ C~ 2 C~e I buyer/seller ] (A - H ) o r i n t ) ILl) C o d e 3 r e d e m p t i o n ) (J-P~ i I p r i v a t ct ~ o mp r i o r di~losure

( Q - W ) ~ , [ t r a n s a c t i o n )I. I louse ~ L o ~ Pulaski Co ., V A Non e M Q

1 ( 4 0 % interest) Dare Co,W, D Rent N QNC3. S~p c o lle ct ion None L W4. Coin co llection None J W

5 . Abbott Laboratories CS A Dividend K T6. American Electric Power CS B Dividend K T7 . A F & T Corp. CS B Dividend K T Sold 07/24/09

( p a n )8. Bard C.R. Inc. CS A Dividend Sold 05/I 9/099. Berkshire Hathaway, Inc. CS None J T1 0 . BI!P Billiton Limited CS A Dividend J T B uy 06/08/0 9 JI I. Celgene Corp. CS A Dividend J T1 2 . Chesapeake Energy CS A Dividend Sold 01/26/09 J13 . Cisco CS A Dividend J T1 4. Clinical Data, Inc. CS A Dividend L 7 Bu y 01/23/09 J( a d d l )15 . Buy 03 t l 0 / 09 J(add l )1 6 . C ome a s t C orp . C S A Div idend J T1 7 . C0noco Phillips Corp. CS B Dividend L q "


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N a m e o f Person Reporting I D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORTPage 5 o f I0V I I. INVESTMENTS and TRUSTS - ~ ........

N O N E (No r~Tortable income, assets, or transactions,)-ft. ................

(including t~s~ asse~) reposing ~rit~ o f r e p o s i n g p e r i o d

e x e m p t f r o m p f o r d i s c l o s u re ~ C o d e I div..renk C~e 2 } Mental b u y , ~ c l l, m~d~/yy C~te 2 [ C~e I buycrlseller~ ( A - I l l o r i n t . ) ( J - P ) Ct~le3 ledemption) ~ (LP) ~ (A -[I) (ifpr,~alc...........1 8 . CSX Co~ . CS A Dividend K T1 9 . Chevron Texaco Corp. CS C Dividend L T2 0 . Danaher Corp. CS A Dividend Sold 12;10/09 J C2 1 . Dicks Sporting Goods Inc. CS A Dividend J T Bu y 1 0 / 2 0 / 0 92 2 . Dominion Resources CS A Dividend J T2 3 . Ebay, Inc. CS A Dividend J T Bu y 0 9 / 1 7 , 0 9 J2 4 . Encana Corp. CS A Dividend Sold 08/11/09 J2 5 . Family Doller Stores, Inc. CS A Dividend Bu y 03/24/09 J2 6 . Sold 09/17/09 J2 7 . Fairpoint (Verizon spin-off) CS A Dividend I T

2 8 . Fedex Corp. CS A Dividend J T Bu y 12/15/09 J2 9 . First Opportunity F und (mutual fired) (See 1 3 Dividend K TPart VIII)3 0 . MTB (tax free bond fi~nd) B I)ividend M "]"3 I. MTB (tax fi-ee bond fund) (See VIII) B Dividend M T3 2 . Fluor Corp. CS A Dividend J T3 3 . Ford Motor Company C:S A Dividend J T Bu y I 1 / 2 5 / 0 9 J3 4 . Franklin VA Tax Free Income Fund B Dividend / , 1 T


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FINANCIAL DISCLOSURE REPORTP a g e 6 o f 1 0 c o ~ R a n , G L E N E . 0 4 / 1 4 / 2 0 1 0VII. INVESTMENTS a n d T R U S T S - / , ,

~ N O N E (No reportable income, assets, or transactions.)

~ s c r i p f i o n o f A s s c ~ s I n c o m e d u r i n g [ G r o s s v a l u e a t e n d Transaclions durit:g rc~mg period(including ~t assets) rq~o~ing peri~ ~ o f r e p o r t i n g p e r i o dP l a c e " ( X ) " a ~ e r e a c h a s s e t A m o u n t T y l ~ ( e . g . , V a l u e Value T)~ (e.g., I)a~c [ Value G a i n ldcnhly o f

e a e m p t f r o m p f i o ~ d i s c lo s u r e C~c I d i v . , r e ~ Q C~e 2 Me~ b ~ y , s e l l . m n v d ~ : y y ~~e 2 C~e I b~yer/sellcr(A-II) , o r i n t . ) ( J - P ) ( . , ~ e 3 r e d c m p t m e ) (II) ( A - I I , ( i f p r i v a t e~ Q - W ) transacli~03 5 . Gilead Sciences, Inc. CS A Divideud Sold 0 6 / 0 8 , 0 9 J3 6 . Glaxo Smithkline CS B Dividend K T3 7 . Greiflnc. CS A Dividend J T38. llalo~me Therapeutic CS A Dividend M T3 9 . 110 spira CS None J T4 0 . Idcarc Inc. CS A Dividend .I T

4 1 . International Business Machines Corp. CS A Dividend Sold I 1 / 0 2 . ~ 0 9 K C42. lnluitive Surgical, Inc. CS A Dividcnd Sold 0 1 / 2 6 , 0 9 J4 3 . IShates Inc. CS A Dividend I T Bu y 06/23/09 J4 4 . ITTEducalional Services, Inc. CS A Dividend So ld 0 1 1 26,0 9 J B4 5 . MEDCO Health CS None K T B uy 08/11/09 J(addl)4 6 . Lockheed Martin Corp. CS A Dividend Sold 06/23/09 J B47 . Mastercard Inc. CS A Dividend J T B uy 08/12/09

4 R . McAfee Inc. CS A Dividend J T Bu y 07/24/09 J4 9 . McDonalds Corp. CS A Dividend J T5 0 . Merck & Co. Inc. CS A Dividend J T5 1 . JP l"dorgan Chase & Co. CS A Dividend K T


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FINANCIAL DISCLOSURE R EPOR T N .... ! P ..... R e p o r t i n g D a t e o [ | le p o r !Page 7 of 1 0 C O N R A D , G L E N E . 0 4 /1 .1 /2 O I 0

~ N O N E (No reportable income, assets, or transactions.)............... ~ .......................h ~ ...........

(including I~sl asselsl [__..r~i2~ wriod ..................P l a c e " ( X ) " o i l e r e a c h a s s e t A m o u n t Ty~ (c.g. ~ V a l u e Value [ T y p e ( g . D a t e Val,,e/ Gain I d e n t i t y o f

{ A - H ) o r i n Q ( J . P ) C o d e 3 r c d e m p l i o n )( Q - W )

5 2 . Nucor Co~. CS A Dividend Sold 10/20/09 J A5 3 . Nuveen VA Prem Income Municipal Fund A Dividend J T5 4 . Nvidia Corp CS A Dividend K T Bu y 10/06/09 J5 5 . Oracle Corp. CS A Dividend Sold 10/06/095 6 . Pfizer Inc. CS A Dividend J T5 7 . Plmm Creek Timber Co. Inc. CS A Dividend J T5 8 . Quest Communications CS A Dividend J T5 9 . Schlumbergcr LTD CS A Dividend Sold 08/26/09 J C6 0 . Schwab Money Market Fund A Dividend N T

6 1 . Scott & Stringfellow Money Market Fund A Dividend K T6 2 . Scottrade Money Market Fund A Dividend L T6 3 . Southweslern Energy Company CS A Dividen d Buy 05/1 9/0 9 J6 4 . S o l d 1 2 / t 5 / 0 9 J A6 5 . SPDR Gold Tn ~st Gold Shares A Dividend K T6 6 . SPDR Index Shares Emerging Latin A Dividend J TAmerica EFT6 7 . Suntrust Banks, Inc. CS C Dividend K T68. Tractor Supply Co. CS A Dividend J T Bu y 08!26/09 J


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F I N A N C I A L D I S C L O S U R E R E P O R T N ..... fPerson Repnr~i.g nPageSofl0 CO~n~AO,~,,.~:~:.I

VII. INV EST M ENTS an d TRU STS - ~ .. .. .. .. ~ , . , ...... ..,,..~ a...t~, , ~ o ~ . q w . .. .. .~

NONE ~ reportable income, asset& or transactions,)....... Z - ~. ....] c - : ~.

Description of Assets Inc om e du r ing ] (]ross ~lue at end I mnsaclions during re~mg D.rii~l(including ~sl assets) repo~ing ~ f i o d ] 0 f r e p o n i n g p e r i o d

P l a c e " ( X 1 " a f l e ~ e a c h a s ~ t t T y p e ( e g .,e x e m p ~ f r o m p r io r d i s c l o su r e [iv., r~nt, Code 2 btlhod buy, sell. { m ~ d& yy C~xlc 2 , Code I buycdscller{(a-It) .... t) [ O-I, Uode3 rcdc,,,pfion, O-l, :[ADO (ifpr,,ate(Q.W) transaction)

69. "lhc Travclcrs Companies CS A Dividend ] T

7 0 . Transocean Inc. CS A Dividend J T

7 1 . Verizon Communications CS B Dividend K "I7 2 . W acho via Co rp. CS No n e Merged 01/02/09(with line 7 4 . )7 3 . Wachovia Bank (checking account)(Se A Interest L TVIII)7 4 . Wells Fargo (formerly Wachovia) CS A Dividend J T7 5. W o o dwa r d G o ve r n o r Co mpa n y CS A Dividend Sold 0 8 / 1 2 / 0 9 J


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Name of Person Reporting ] Date of Ft~portFINANCIAL DISCLOSURE RE PORTC O N R A D ,age 9 of 10 I 0 4 / 1 4 / ? 0 1 0

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicate part of Repo~)

P a r VII, Line #1 - Appraisal date -iMay 2004Part VII, Line #2 - A ppraisal date - September 1999Part ~/11, Lin e 29 - F~rs! Opportunily Fund w as formerly known as IZirsl Financial Fund Inc.Part VII, Line #31 -, .-~ownership w,~Part VII, Line #73 - " ]ownership w,]


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FINANCIAL DISCLO SURE RE PO RTiN .... f~,. .... U,po,~.a i t~,,oof~.po.P a g e 1 0 o f 10

I CONRAD, GLEN E. I04/1412010

IX. CERTIFICATION.I certify that all information given above (including information pertaining tu my spouse and minor or dependent children, if any) isacc~lrate, true, and complete to the best of my kno~iedge and be|ief, and that any information not reported was withhehl because it met applicable statutoryprovisions permi~tinll non-disclosure.I further certify that earned income from outside employment and honoralfia and the acceptance of girls v, hich have been repolted are incompliance ~ith the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

N OTE: AN Y I N D IVI D U AL W I IO K N OW I N G LY AN D W I LFU LLY FALSI FI ES OR FALL S TO FI LE TI l lS REPORT ~, ~A ~ B E SU B JECT TO CI VI l,AND CRISIINAL SA NCTIONS (5 U.S.C. app. 104)

F I L I N G I N S T R U C T I O N SMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite ~-301One Columbus Circle, N.E.Washington, D.C. 20544

Documents

Glen E Conrad Financial Disclosure Report for 2009